13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COVISTA INC | 00737L103 | COM | 78,954 | $3,320,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 149,687 | $3,310,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,928 | $3,309,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34,268 | $3,308,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 142,473 | $3,298,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 132,934 | $3,296,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 381,156 | $3,294,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 109,742 | $3,294,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 52,116 | $3,288,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 98,639 | $3,283,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 110,000 | $3,279,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 86,936 | $3,278,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 84,909 | $3,275,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 238,666 | $3,269,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 228,249 | $3,266,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18385P705 | GUGGENHEIM ETF | 61,819 | $3,265,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,518,307 | $3,264,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 109,223 | $3,260,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 38,628 | $3,259,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 147,317 | $3,255,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 143,007 | $3,251,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 79,697 | $3,247,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 754,102 | $3,243,000 | thousands by filing date | |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 100,000 | $3,236,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 50,000 | $3,227,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 186,900 | $3,226,000 | thousands by filing date | put |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,446 | $3,226,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 112,747 | $3,225,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 62,516 | $3,225,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 117,900 | $3,223,000 | thousands by filing date | put |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 490,782 | $3,220,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 2,883,000 | $3,218,000 | thousands by filing date | principal |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 83,947 | $3,214,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 658,151 | $3,212,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 351,617 | $3,210,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30,000 | $3,203,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 65,849 | $3,200,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 103,632 | $3,197,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 269,532 | $3,193,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 95,772 | $3,185,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 502,793 | $3,182,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 185,633 | $3,180,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 44,863 | $3,179,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 41,401 | $3,176,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 35,391 | $3,171,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 693,315 | $3,169,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 66,253 | $3,167,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 50,000 | $3,166,000 | thousands by filing date | put |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 204,697 | $3,163,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 112,078 | $3,150,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 2,396,000 | $3,145,000 | thousands by filing date | principal |
| HFF INC | 40418F108 | CL A | 64,631 | $3,144,000 | thousands by filing date | |
| EVOGENE LTD | M4119S104 | SHS | 1,023,386 | $3,142,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 86,294 | $3,130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 787,774 | $3,128,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 25,900 | $3,125,000 | thousands by filing date | put |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 329,953 | $3,124,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,300 | $3,120,000 | thousands by filing date | call |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 88,038 | $3,120,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 32,037 | $3,118,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 77,624 | $3,110,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 121,736 | $3,099,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 347,944 | $3,097,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 322,540 | $3,096,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 113,523 | $3,093,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,998,000 | $3,088,000 | thousands by filing date | principal |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 61,094 | $3,081,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 97,200 | $3,075,000 | thousands by filing date | put |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 97,200 | $3,075,000 | thousands by filing date | call |
| SILVERBOW RES INC | 82836G102 | COM | 103,392 | $3,073,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 45,664 | $3,071,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 448,882 | $3,071,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 138,313 | $3,068,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 108,656 | $3,068,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 56,935 | $3,061,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 182,846 | $3,057,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 101,595 | $3,056,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 859,000 | $3,046,000 | thousands by filing date | principal |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 265,516 | $3,045,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 147,606 | $3,040,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 189,412 | $3,029,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 35,335 | $3,028,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 186,115 | $3,026,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 41,100 | $3,023,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 78,058 | $3,023,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 67,876 | $3,022,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 84,369 | $3,020,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 62,192 | $3,016,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 187,273 | $3,006,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 301,519 | $3,003,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 54,500 | $2,998,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 57,600 | $2,997,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941109 | COM | 69,745 | $2,997,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 185,298 | $2,992,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 27,000 | $2,988,000 | thousands by filing date | put |
| COSAN LTD | G25343107 | SHS A | 307,976 | $2,987,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 142,726 | $2,986,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 46,690 | $2,980,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 47,500 | $2,978,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 41,980 | $2,974,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 180,042 | $2,974,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 237,477 | $2,968,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 61,700 | $2,967,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 51,081 | $2,959,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 171,475 | $2,949,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 317,118 | $2,949,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 72,606 | $2,948,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 103,699 | $2,943,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 108,092 | $2,936,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 205,012 | $2,936,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 147,526 | $2,935,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 67,487 | $2,933,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 47,631 | $2,933,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 26,080 | $2,931,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 44,637 | $2,927,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 39,200 | $2,926,000 | thousands by filing date | call |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 46,058 | $2,924,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 168,596 | $2,917,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 129,564 | $2,915,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 179,468 | $2,910,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,032,150 | $2,906,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 257,019 | $2,904,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 27,800 | $2,903,000 | thousands by filing date | call |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 86,550 | $2,899,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 57,144 | $2,899,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 72,366 | $2,894,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 73,308 | $2,894,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 69,511 | $2,893,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 236,982 | $2,890,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 661,231 | $2,890,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 49,577 | $2,887,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 27,751 | $2,886,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 230,627 | $2,885,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 291,269 | $2,879,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 134,281 | $2,878,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 44,385 | $2,876,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 295,400 | $2,874,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 87,716 | $2,870,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 261,769 | $2,864,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 192,592 | $2,864,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 89,732 | $2,862,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 116,195 | $2,858,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 152,356 | $2,857,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 187,847 | $2,855,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 91,605 | $2,846,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 415,270 | $2,844,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 171,054 | $2,840,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 143,996 | $2,836,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 43,615 | $2,835,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 32,500 | $2,833,000 | thousands by filing date | put |
| RYB ED INC | 74979W101 | ADR | 167,776 | $2,832,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 434,141 | $2,827,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 42,927 | $2,827,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 85,770 | $2,827,000 | thousands by filing date | |
| DBX ETF TR | 233051499 | XTRACK FTSE EMRG | 97,982 | $2,826,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 28,678 | $2,825,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 6,321 | $2,823,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 247,381 | $2,823,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 842,679 | $2,822,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 56,533 | $2,818,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 28,500 | $2,813,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 80,292 | $2,813,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 219,500 | $2,810,000 | thousands by filing date | call |
| CNX RES CORP COM | 12653C108 | Stock | 191,906 | $2,808,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 87,124 | $2,805,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 3,006,000 | $2,801,000 | thousands by filing date | principal |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 149,181 | $2,796,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 108,979 | $2,790,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 152,117 | $2,787,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 135,874 | $2,785,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 100,000 | $2,784,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,183,240 | $2,781,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X545 | GLB EX US HDG | 103,323 | $2,777,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 449,576 | $2,774,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 185,627 | $2,774,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 335,080 | $2,774,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 198,999 | $2,768,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 33,495 | $2,761,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 76,713 | $2,756,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 32,885 | $2,754,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 462,511 | $2,752,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 113,587 | $2,748,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 61,140 | $2,747,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 67,377 | $2,739,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 271,487 | $2,734,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 244,337 | $2,730,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 90,047 | $2,727,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 331,241 | $2,723,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 62,347 | $2,719,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 210,377 | $2,715,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 2,097,000 | $2,712,000 | thousands by filing date | principal |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 194,446 | $2,707,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 33,100 | $2,703,000 | thousands by filing date | call |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 55,966 | $2,697,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 40,000 | $2,697,000 | thousands by filing date | put |
| XILINX INC | 983919101 | COM | 40,000 | $2,697,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 55,370 | $2,697,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 197,850 | $2,688,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 128,208 | $2,686,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 75,202 | $2,685,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 47,744 | $2,682,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 99,984 | $2,678,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 172,417 | $2,677,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 58,703 | $2,677,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 13,996 | $2,675,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 209,300 | $2,673,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 24,357 | $2,669,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 152,756 | $2,664,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 167,360 | $2,659,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 47,258 | $2,652,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 37,857 | $2,652,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 49,141 | $2,648,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 83,471 | $2,646,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 221,169 | $2,632,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 297,864 | $2,627,000 | thousands by filing date | |
| WISDOMTREE INTERNATIONAL ESG FUND | 97717Y709 | ETF | 104,801 | $2,625,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 82,327 | $2,621,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 169,667 | $2,620,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 107,294 | $2,620,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 60,843 | $2,618,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100,000 | $2,617,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 20,976 | $2,614,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 91,600 | $2,611,000 | thousands by filing date | call |
| GRAHAM CORP | 384556106 | COM | 124,706 | $2,610,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 112,730 | $2,598,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 48,200 | $2,596,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 58,657 | $2,593,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 2,363,000 | $2,587,000 | thousands by filing date | principal |
| STANDEX INTL CORP | 854231107 | COM | 25,339 | $2,580,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 51,268 | $2,578,000 | thousands by filing date | |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 489,709 | $2,576,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 81,587 | $2,575,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,184,000 | $2,574,000 | thousands by filing date | principal |
| ARTIVION INC | 228903100 | COM | 134,351 | $2,573,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 136,662 | $2,573,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 169,155 | $2,572,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 122,661 | $2,571,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 573,929 | $2,571,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 20,000 | $2,567,000 | thousands by filing date | put |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 197,266 | $2,565,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 62,526 | $2,563,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 121,273 | $2,560,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 255,485 | $2,560,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 76,419 | $2,558,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 58,639 | $2,555,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 14,400 | $2,544,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 81,685 | $2,544,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 22,207 | $2,544,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 153,968 | $2,543,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 67,941 | $2,531,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 50,800 | $2,527,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 60,726 | $2,525,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 1,304,178 | $2,523,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 330,709 | $2,520,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 57,400 | $2,519,000 | thousands by filing date | put |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 24,300 | $2,518,000 | thousands by filing date | call |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 80,611 | $2,517,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 155,282 | $2,516,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 69,600 | $2,507,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 67,954 | $2,505,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 186,521 | $2,505,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,200 | $2,502,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 138,100 | $2,495,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 58,783 | $2,495,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 69,501 | $2,493,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 263,723 | $2,490,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 143,024 | $2,489,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 76,709 | $2,488,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 54,376 | $2,481,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 81,629 | $2,478,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 67,585 | $2,473,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 61,026 | $2,469,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 285,363 | $2,466,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 792,505 | $2,465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 125,336 | $2,464,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 81,693 | $2,463,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 136,363 | $2,463,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 159,481 | $2,463,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 150,000 | $2,460,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 136,077 | $2,456,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 12,300 | $2,455,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 501,940 | $2,454,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 53,245 | $2,453,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 33,500 | $2,450,000 | thousands by filing date | call |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 65,500 | $2,450,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 106,196 | $2,445,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 96,713 | $2,442,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 40,862 | $2,438,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 154,982 | $2,433,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 167,700 | $2,428,000 | thousands by filing date | put |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 164,095 | $2,424,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 153,639 | $2,424,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 114,556 | $2,421,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 28,056 | $2,420,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 1,875,000 | $2,420,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 110,198 | $2,419,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 119,700 | $2,414,000 | thousands by filing date | put |
| ANGI INC CLASS A | 00183L102 | CL A | 229,526 | $2,401,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 57,828 | $2,400,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 255,431 | $2,400,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 20,100 | $2,398,000 | thousands by filing date | call |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 241,894 | $2,397,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 355,504 | $2,396,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 61,632 | $2,394,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 142,560 | $2,392,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 350,000 | $2,391,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 65,880 | $2,390,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 157,843 | $2,386,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 74,235 | $2,386,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 70,000 | $2,384,000 | thousands by filing date | put |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 430,038 | $2,378,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 128,806 | $2,376,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 80,096 | $2,376,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 62,611 | $2,373,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 63,357 | $2,372,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 227,679 | $2,372,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 75,096 | $2,372,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 394,012 | $2,360,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 66,014 | $2,358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 36,857 | $2,358,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 11,800 | $2,355,000 | thousands by filing date | put |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 134,539 | $2,355,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 17,602 | $2,347,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 13,000 | $2,345,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 164,500 | $2,336,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 133,152 | $2,333,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 45,460 | $2,328,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 228,825 | $2,322,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 174,634 | $2,319,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 75,000 | $2,318,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 44,152 | $2,318,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 129,086 | $2,315,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 47,309 | $2,306,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 252,394 | $2,297,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 43,377 | $2,292,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 157,322 | $2,291,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 90,960 | $2,287,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 137,379 | $2,280,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 74,859 | $2,279,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 37,600 | $2,276,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 139,052 | $2,274,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 43,351 | $2,261,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 115,489 | $2,257,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 200,000 | $2,256,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 44,000 | $2,249,000 | thousands by filing date | call |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 19,531 | $2,248,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 142,554 | $2,239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 55,897 | $2,239,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 140,634 | $2,239,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 47,306 | $2,238,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 1,931,000 | $2,236,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 2,237,000 | $2,226,000 | thousands by filing date | principal |
| TELETECH HOLDINGS INC | 879939106 | COM | 55,283 | $2,225,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 32,672 | $2,219,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 169,667 | $2,216,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 42,090 | $2,212,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 49,836 | $2,210,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 229,285 | $2,208,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 119,300 | $2,207,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 42,600 | $2,206,000 | thousands by filing date | put |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 123,914 | $2,205,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 85,022 | $2,203,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 29,200 | $2,202,000 | thousands by filing date | call |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 36,815 | $2,200,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 72,048 | $2,199,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 85,310 | $2,193,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 138,972 | $2,189,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 31,334 | $2,188,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 30,650 | $2,188,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 646,260 | $2,185,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 71,600 | $2,183,000 | thousands by filing date | put |
| ADAM NAT RES FD INC | 00548F105 | COM | 110,052 | $2,183,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 112,482 | $2,183,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 76,000 | $2,174,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 100,912 | $2,169,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 51,088 | $2,168,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 154,349 | $2,163,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 226,396 | $2,162,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 2,093,000 | $2,161,000 | thousands by filing date | principal |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 2,160,000 | $2,160,000 | thousands by filing date | principal |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 70,974 | $2,159,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 280,239 | $2,158,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 50,000 | $2,157,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 29,864 | $2,156,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 29,103 | $2,155,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 96,455 | $2,140,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 47,600 | $2,134,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 91,458 | $2,132,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 96,427 | $2,131,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 42,100 | $2,129,000 | thousands by filing date | call |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 102,778 | $2,126,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 73,632 | $2,123,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 2,199,000 | $2,121,000 | thousands by filing date | principal |
| GUARANTY BANCORP | 40075T607 | COM | 76,472 | $2,115,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 115,124 | $2,107,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 163,041 | $2,106,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,600 | $2,105,000 | thousands by filing date | put |
| DAILY JOURNAL CORP | 233912104 | COM | 9,137 | $2,104,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 58,038 | $2,103,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 77,819 | $2,100,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,703,000 | $2,100,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 47,547 | $2,098,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 150,331 | $2,097,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 78,992 | $2,095,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 2,095,000 | $2,092,000 | thousands by filing date | principal |
| MYLAN NV | N59465109 | SHS EURO | 49,400 | $2,090,000 | thousands by filing date | put |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 40,121 | $2,088,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 84,323 | $2,088,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 26,800 | $2,084,000 | thousands by filing date | call |
| ENSCO JERSEY FIN LTD | 29359WAB1 | NOTE 3.000% 1/3 | 2,346,000 | $2,082,000 | thousands by filing date | principal |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 80,000 | $2,079,000 | thousands by filing date | call |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 82,776 | $2,079,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 84,885 | $2,078,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 92,800 | $2,077,000 | thousands by filing date | call |
| ARCBEST CORP COM | 03937C105 | Stock | 58,032 | $2,075,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 46,810 | $2,073,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 166,166 | $2,072,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 126,808 | $2,070,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 82,655 | $2,069,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 75,948 | $2,063,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 68,282 | $2,063,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 230,000 | $2,061,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 40,700 | $2,058,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 105,800 | $2,058,000 | thousands by filing date | put |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 70,885 | $2,057,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 37,116 | $2,051,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 120,000 | $2,047,000 | thousands by filing date | put |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 95,161 | $2,047,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 110,633 | $2,042,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 91,759 | $2,042,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 25,000 | $2,041,000 | thousands by filing date | put |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29,300 | $2,036,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 44,729 | $2,036,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 25,333 | $2,032,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20,690 | $2,016,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 266,182 | $2,015,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 63,949 | $2,010,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 130,681 | $2,008,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 96,000 | $2,007,000 | thousands by filing date | call |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 67,300 | $2,007,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,018,281 | $2,006,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 44,180 | $2,006,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F734 | RUSSIA SMALL CAP | 48,945 | $2,006,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 157,152 | $2,005,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 50,000 | $2,003,000 | thousands by filing date | put |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 50,044 | $2,002,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,700 | $2,001,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 131,313 | $1,996,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 74,732 | $1,993,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 131,675 | $1,991,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 105,374 | $1,987,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 58,589 | $1,986,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 59,180 | $1,983,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 33,771 | $1,978,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 43,839 | $1,975,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 33,300 | $1,974,000 | thousands by filing date | call |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 123,865 | $1,972,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 77,966 | $1,971,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 57,298 | $1,968,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 49,822 | $1,968,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 49,429 | $1,967,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 28,000 | $1,967,000 | thousands by filing date | put |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 144,985 | $1,962,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 37,348 | $1,960,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 59,117 | $1,960,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 1,654,000 | $1,959,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 384,000 | $1,956,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 63,125 | $1,952,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 79,068 | $1,950,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 87,751 | $1,950,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 117,373 | $1,949,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 251,535 | $1,949,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 127,428 | $1,945,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 49,489 | $1,944,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 194,973 | $1,942,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 64,903 | $1,941,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 51,988 | $1,941,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 68,209 | $1,940,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 166,855 | $1,939,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 21,226 | $1,939,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 64,212 | $1,939,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 82,370 | $1,938,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 67,375 | $1,931,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 62,003 | $1,931,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 25,200 | $1,927,000 | thousands by filing date | put |
| CLIFTON BANCORP INC | 186873105 | COM | 112,645 | $1,926,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 103,718 | $1,924,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 33,488 | $1,923,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 40,325 | $1,922,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,662,000 | $1,918,000 | thousands by filing date | principal |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 140,468 | $1,912,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 36,232 | $1,911,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 327,794 | $1,911,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 55,524 | $1,910,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 65,760 | $1,904,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 42,000 | $1,903,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 66,214 | $1,900,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 30,000 | $1,900,000 | thousands by filing date | call |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 42,679 | $1,897,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 30,000 | $1,897,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |