13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 7,138 holding rows worth $597,432,246,000.
- Accession
- 0001140361-18-008283
- Filer
- CIK 70858
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 20,463 entries on the cover page, a total value of $597,432,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $597,432,246,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INSULET CORP COM | 45784P101 | Stock | 136,719 | $9,434,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 257,543 | $9,426,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 583,917 | $9,425,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 265,875 | $9,420,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 306,156 | $9,414,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 284,232 | $9,414,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 564,326 | $9,413,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 238,987 | $9,409,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 234,642 | $9,397,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 832,310 | $9,396,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 310,073 | $9,395,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 652,017 | $9,382,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 498,497 | $9,371,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 304,016 | $9,334,000 | thousands by filing date | |
| RH | 74967X103 | COM | 108,200 | $9,328,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 214,273 | $9,307,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 362,848 | $9,277,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 337,462 | $9,271,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 139,913 | $9,262,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 168,561 | $9,254,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 622,595 | $9,245,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 370,376 | $9,237,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 626,922 | $9,234,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 89,253 | $9,233,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 61,058 | $9,207,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 266,600 | $9,206,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 2,300,000 | $9,200,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 953,330 | $9,200,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 90,571 | $9,197,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 150,726 | $9,187,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 228,575 | $9,173,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 158,538 | $9,171,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 102,593 | $9,171,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 493,132 | $9,162,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 181,780 | $9,158,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 149,704 | $9,157,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 291,145 | $9,155,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 8,437,000 | $9,154,000 | thousands by filing date | principal |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 160,542 | $9,151,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 80,998 | $9,142,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 328,835 | $9,121,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 493,242 | $9,116,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 691,402 | $9,113,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 194,894 | $9,108,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 226,291 | $9,098,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 392,276 | $9,085,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 283,495 | $9,058,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 202,572 | $9,054,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 4,381,134 | $9,025,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 340,370 | $9,020,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 123,173 | $9,010,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 128,437 | $9,007,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 837,393 | $8,993,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 453,944 | $8,988,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 963,785 | $8,983,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 166,469 | $8,983,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 59,156 | $8,982,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 67,481 | $8,975,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 155,103 | $8,961,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 219,549 | $8,951,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 635,154 | $8,943,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 411,820 | $8,916,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 818,317 | $8,887,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,300,000 | $8,881,000 | thousands by filing date | principal |
| AVISTA CORP COM | 05379B107 | Stock | 172,406 | $8,877,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 760,370 | $8,866,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 922,231 | $8,863,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 155,100 | $8,852,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 278,665 | $8,845,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 174,060 | $8,829,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 375,496 | $8,828,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,308,895 | $8,822,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 560,874 | $8,806,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 151,681 | $8,790,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 110,954 | $8,790,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 150,000 | $8,787,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,878,729 | $8,781,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 402,603 | $8,776,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 472,914 | $8,758,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 71,774 | $8,739,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 279,097 | $8,739,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 228,269 | $8,708,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,792,000 | $8,699,000 | thousands by filing date | principal |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 65,029 | $8,695,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L201 | SUSTNBLE INTL | 284,837 | $8,687,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 245,162 | $8,681,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 133,000 | $8,679,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 453,115 | $8,678,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 671,924 | $8,675,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600,197 | $8,666,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 220,000 | $8,661,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 380,106 | $8,651,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 293,873 | $8,637,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 122,135 | $8,623,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 316,400 | $8,622,000 | thousands by filing date | call |
| Intuitive Surgical,Inc. | 46120E602 | COM | 23,600 | $8,613,000 | thousands by filing date | call |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 53,764 | $8,575,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 100,278 | $8,561,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 107,157 | $8,550,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 111,634 | $8,548,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 388,696 | $8,548,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 333,584 | $8,540,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 773,868 | $8,536,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 433,069 | $8,531,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 309,793 | $8,520,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 54,400 | $8,514,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 715,852 | $8,511,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 213,431 | $8,506,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 245,166 | $8,502,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 337,152 | $8,500,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 472,177 | $8,499,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 344,815 | $8,496,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 337,998 | $8,494,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 251,627 | $8,490,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 946,214 | $8,478,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 443,823 | $8,473,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 460,153 | $8,471,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 306,205 | $8,467,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 191,014 | $8,467,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 161,059 | $8,456,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 260,222 | $8,451,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 338,766 | $8,439,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 242,996 | $8,427,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,487,649 | $8,421,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 8,000,000 | $8,415,000 | thousands by filing date | principal |
| WYNN RESORTS LTD | 983134107 | COM | 49,900 | $8,412,000 | thousands by filing date | call |
| CALLAWAY GOLF CO | 131193104 | COM | 602,055 | $8,387,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 183,680 | $8,386,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 292,654 | $8,384,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 130,214 | $8,383,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 230,775 | $8,380,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 428,037 | $8,376,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 218,708 | $8,368,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 627,451 | $8,364,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,026,331 | $8,364,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 183,493 | $8,312,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 257,200 | $8,310,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 59,564 | $8,301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 175,000 | $8,285,000 | thousands by filing date | put |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 129,114 | $8,259,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 155,389 | $8,229,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 6,724,000 | $8,229,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 7,207,000 | $8,225,000 | thousands by filing date | principal |
| DSW INC-CLASS A | 23334L102 | CL A | 384,089 | $8,223,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 140,798 | $8,215,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 274,106 | $8,207,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 577,787 | $8,204,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 38,110 | $8,203,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 552,286 | $8,201,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 527,297 | $8,200,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 186,913 | $8,190,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 366,557 | $8,189,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,081,852 | $8,181,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 70,000 | $8,175,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 138,106 | $8,174,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 658,973 | $8,171,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 183,890 | $8,165,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 391,622 | $8,154,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 68,710 | $8,136,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 396,274 | $8,127,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 308,813 | $8,109,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 228,792 | $8,109,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 133,770 | $8,109,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 230,000 | $8,094,000 | thousands by filing date | put |
| INPHI CORP | 45772FAC1 | NOTE 0.750% 9/0 | 8,145,000 | $8,089,000 | thousands by filing date | principal |
| SNAP INC | 83304A106 | CL A | 553,292 | $8,084,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 410,076 | $8,078,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 230,000 | $8,062,000 | thousands by filing date | call |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 647,436 | $8,061,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 140,856 | $8,050,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 106,959 | $8,026,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 304,534 | $8,025,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 191,160 | $8,020,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 53,400 | $8,003,000 | thousands by filing date | call |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100,000 | $8,002,000 | thousands by filing date | put |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 181,698 | $8,002,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 223,049 | $7,994,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 87,280 | $7,993,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 289,151 | $7,990,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 66,700 | $7,989,000 | thousands by filing date | put |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 347,938 | $7,985,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 482,306 | $7,982,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 545,900 | $7,976,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 224,407 | $7,965,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 171,987 | $7,943,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 65,395 | $7,940,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 52,134 | $7,938,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 311,265 | $7,934,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 243,556 | $7,926,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 74,022 | $7,910,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 175,000 | $7,907,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 201,549 | $7,899,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,080,164 | $7,897,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 337,518 | $7,884,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 415,652 | $7,878,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 243,800 | $7,877,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 160,957 | $7,839,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 82,300 | $7,814,000 | thousands by filing date | call |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 147,983 | $7,814,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 289,569 | $7,807,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,196,127 | $7,799,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 75,000 | $7,796,000 | thousands by filing date | put |
| GOLAR LNG LTD | G9456A100 | SHS | 261,300 | $7,789,000 | thousands by filing date | call |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 396,497 | $7,776,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 379,712 | $7,765,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 120,388 | $7,764,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 334,280 | $7,756,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 112,441 | $7,756,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 66,990 | $7,752,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 370,783 | $7,746,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 304,860 | $7,744,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 154,944 | $7,735,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 125,438 | $7,727,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 438,714 | $7,704,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 160,754 | $7,700,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 148,178 | $7,700,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 295,817 | $7,689,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,432,900 | $7,680,000 | thousands by filing date | put |
| REV Group Inc | 749527107 | Common Stock | 235,901 | $7,673,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 321,308 | $7,663,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 280,010 | $7,661,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 52,400 | $7,653,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 360,900 | $7,640,000 | thousands by filing date | call |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 508,927 | $7,634,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 349,587 | $7,632,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 71,600 | $7,628,000 | thousands by filing date | call |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 101,465 | $7,622,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 127,007 | $7,608,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 370,240 | $7,608,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 191,691 | $7,602,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 574,186 | $7,602,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 224,648 | $7,595,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 246,289 | $7,586,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 240,761 | $7,579,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 145,947 | $7,569,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 61,769 | $7,567,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 528,435 | $7,562,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 499,470 | $7,557,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 347,675 | $7,546,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 50,000 | $7,535,000 | thousands by filing date | put |
| SAIA INC | 78709Y105 | COM | 106,363 | $7,526,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 111,600 | $7,521,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 188,058 | $7,511,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 413,933 | $7,504,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 102,800 | $7,487,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 71,200 | $7,480,000 | thousands by filing date | put |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 669,096 | $7,467,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 733,392 | $7,458,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 103,000 | $7,452,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 155,550 | $7,434,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 297,710 | $7,428,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 350,000 | $7,424,000 | thousands by filing date | put |
| VANECK RUSSIA ETF | 92189F403 | ETF | 350,000 | $7,424,000 | thousands by filing date | call |
| 2U INC | 90214J101 | COM | 114,869 | $7,411,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 303,247 | $7,399,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 265,777 | $7,391,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 245,005 | $7,349,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 36,539 | $7,335,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 94,599 | $7,334,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 202,858 | $7,333,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 86,206 | $7,331,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 107,356 | $7,316,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 193,423 | $7,314,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 230,203 | $7,309,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 146,115 | $7,307,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 57,753 | $7,300,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 142,093 | $7,294,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 1,960,638 | $7,294,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 419,572 | $7,279,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 181,437 | $7,278,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 107,411 | $7,261,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 110,549 | $7,260,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 198,115 | $7,257,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 243,985 | $7,255,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 525,433 | $7,251,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 197,000 | $7,250,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 60,039 | $7,244,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 612,418 | $7,227,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 199,402 | $7,204,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 240,816 | $7,201,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 386,059 | $7,200,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 124,338 | $7,199,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 128,857 | $7,197,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 105,199 | $7,178,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 211,941 | $7,173,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 254,222 | $7,154,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 338,101 | $7,141,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 921,249 | $7,140,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 324,763 | $7,129,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 347,600 | $7,129,000 | thousands by filing date | call |
| HRG GROUP INC COM | 40434J100 | Stock | 420,514 | $7,128,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 123,901 | $7,118,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,000 | $7,114,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 101,400 | $7,111,000 | thousands by filing date | call |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 429,351 | $7,097,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 182,666 | $7,080,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 460,000 | $7,075,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 841,349 | $7,075,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 194,612 | $7,067,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 167,641 | $7,051,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,559,821 | $7,051,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 76,899 | $7,040,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 287,009 | $7,040,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 92,487 | $7,028,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 166,675 | $7,027,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 200,931 | $7,015,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 478,041 | $7,008,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 105,864 | $6,991,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 331,600 | $6,987,000 | thousands by filing date | call |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 111,202 | $6,980,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 98,233 | $6,976,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 333,485 | $6,966,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 294,879 | $6,959,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,229,151 | $6,957,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 63,562 | $6,953,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 214,431 | $6,948,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 114,165 | $6,932,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 441,752 | $6,922,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 146,618 | $6,913,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 117,573 | $6,908,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 116,400 | $6,901,000 | thousands by filing date | put |
| FERRO CORP | 315405100 | COM | 292,468 | $6,899,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 52,520 | $6,895,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 63,778 | $6,893,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 50,859 | $6,891,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 5,391,000 | $6,881,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 82,047 | $6,864,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,353,277 | $6,861,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 446,255 | $6,854,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 414,169 | $6,850,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 614,055 | $6,846,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 141,026 | $6,840,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 190,386 | $6,839,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 467,679 | $6,838,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 74,823 | $6,835,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 134,264 | $6,834,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 709,439 | $6,833,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 102,573 | $6,831,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 41,001 | $6,801,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 123,315 | $6,797,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 2,188,304 | $6,783,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 334,640 | $6,777,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 90,456 | $6,757,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 289,632 | $6,757,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 442,414 | $6,742,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 279,825 | $6,741,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 144,089 | $6,723,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 422,886 | $6,720,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 139,276 | $6,714,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 263,204 | $6,712,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 311,169 | $6,709,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 69,434 | $6,704,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 302,000 | $6,683,000 | thousands by filing date | call |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 406,976 | $6,683,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 194,011 | $6,676,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 38,600 | $6,672,000 | thousands by filing date | call |
| CALAMOS DY COM NPV | 12811V105 | COM | 332,091 | $6,665,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 32,800 | $6,661,000 | thousands by filing date | put |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 203,215 | $6,660,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 152,593 | $6,653,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 62,726 | $6,649,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 103,049 | $6,648,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 375,009 | $6,643,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 920,948 | $6,640,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 80,000 | $6,630,000 | thousands by filing date | put |
| UBS GROUP AG SHS | H42097107 | Stock | 360,500 | $6,629,000 | thousands by filing date | call |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 94,588 | $6,627,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 261,020 | $6,627,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 142,790 | $6,625,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 94,960 | $6,623,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 134,300 | $6,621,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 74,100 | $6,607,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 68,800 | $6,606,000 | thousands by filing date | put |
| EVERBRIDGE INC | 29978A104 | COM | 221,117 | $6,571,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,024,044 | $6,564,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 114,926 | $6,561,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 53,495 | $6,552,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,072,800 | $6,550,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,196,680 | $6,547,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 254,739 | $6,540,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 345,089 | $6,538,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 237,709 | $6,532,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 259,366 | $6,518,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 671,804 | $6,517,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 253,258 | $6,516,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 396,751 | $6,499,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 185,528 | $6,482,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 427,478 | $6,476,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 6,425,000 | $6,473,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 144,225 | $6,468,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 267,015 | $6,465,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 253,971 | $6,456,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 41,444 | $6,444,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 212,018 | $6,414,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 90,869 | $6,408,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 381,353 | $6,392,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 187,997 | $6,384,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 297,263 | $6,376,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 209,698 | $6,375,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 294,554 | $6,359,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 460,929 | $6,356,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 83,634 | $6,352,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 201,055 | $6,352,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 380,735 | $6,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 409,569 | $6,340,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 309,926 | $6,338,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 295,000 | $6,334,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 212,159 | $6,330,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 206,378 | $6,326,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 100,000 | $6,324,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 924,100 | $6,312,000 | thousands by filing date | call |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 126,394 | $6,307,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 861,134 | $6,304,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 201,727 | $6,298,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 90,600 | $6,296,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 81,000 | $6,285,000 | thousands by filing date | put |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 32,000 | $6,283,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 441,949 | $6,276,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 1,227,984 | $6,263,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 164,300 | $6,261,000 | thousands by filing date | put |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 309,639 | $6,236,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 366,838 | $6,218,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 61,909 | $6,215,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 686,687 | $6,180,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 253,586 | $6,170,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 148,923 | $6,165,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 300,000 | $6,153,000 | thousands by filing date | put |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 78,500 | $6,139,000 | thousands by filing date | call |
| NATUS MEDICAL INC | 639050103 | COM | 160,709 | $6,139,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 547,374 | $6,125,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 188,315 | $6,122,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 169,409 | $6,121,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 182,679 | $6,120,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 381,765 | $6,120,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 18,879 | $6,107,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,147,293 | $6,092,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 5,195,000 | $6,091,000 | thousands by filing date | principal |
| FABRINET SHS | G3323L100 | Stock | 211,989 | $6,084,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 76,915 | $6,080,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 95,214 | $6,073,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 413,122 | $6,073,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 46,459 | $6,052,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 525,294 | $6,051,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 312,366 | $6,044,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 222,830 | $6,043,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 158,138 | $6,041,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 59,700 | $6,038,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 386,214 | $6,028,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 189,238 | $6,028,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 240,000 | $6,010,000 | thousands by filing date | put |
| MANITOWOC CO INC | 563571405 | COM NEW | 152,498 | $5,999,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 312,279 | $5,995,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 90,741 | $5,994,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 249,914 | $5,983,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 577,545 | $5,972,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 209,624 | $5,969,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 264,237 | $5,962,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 256,400 | $5,948,000 | thousands by filing date | put |
| PENUMBRA INC COM | 70975L107 | Stock | 63,096 | $5,937,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 674,284 | $5,933,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 102,159 | $5,916,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,871,867 | $5,915,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 4,296,000 | $5,915,000 | thousands by filing date | principal |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 5,202 | $5,891,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 5,757,000 | $5,879,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 111,522 | $5,877,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 242,539 | $5,862,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 362,559 | $5,859,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 185,959 | $5,849,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 186,016 | $5,839,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350,000 | $5,838,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 135,000 | $5,832,000 | thousands by filing date | call |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 511,983 | $5,826,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 170,294 | $5,823,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 434,040 | $5,820,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 77,388 | $5,818,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 279,984 | $5,810,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 561,824 | $5,809,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 83,644 | $5,809,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 225,352 | $5,807,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 182,017 | $5,803,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 219,707 | $5,782,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,000 | $5,779,000 | thousands by filing date | put |
| SP PLUS CORP | 78469C103 | COM | 155,641 | $5,775,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 220,934 | $5,762,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 225,770 | $5,735,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 4,019,000 | $5,735,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 208,349 | $5,730,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 965,723 | $5,727,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 191,935 | $5,726,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 337,836 | $5,726,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 270,617 | $5,721,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 261,779 | $5,717,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 129,000 | $5,710,000 | thousands by filing date | call |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 210,706 | $5,708,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 168,153 | $5,705,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 218,254 | $5,701,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 211,966 | $5,698,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 74,000 | $5,692,000 | thousands by filing date | call |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 358,025 | $5,686,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008283 | this filing | 2018-02-14 | acceptance time not in the bulk data set |