13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 6,969 holding rows worth $227,740,927,000.
- Accession
- 0001140361-18-008010
- Filer
- CIK 1000275
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 25,591 entries on the cover page, a total value of $227,740,927,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,740,927,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (Jersey) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
- included managerENVESTNET ASSET MANAGEMENT INC028-13411
- included managerCRAMER ROSENTHAL MCGLYNN LLC028-02028
- included managerLomas Capital Management, LLC028-15278
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAKELAND FINL CORP | 511656100 | COM | 3,619 | $176,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 77,339 | $176,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 6,000 | $175,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 4,138 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 4,930 | $174,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R705 | ST STR 1500MOM | 1,519 | $174,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,641 | $174,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 17,702 | $173,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,725 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,434 | $172,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 41,627 | $172,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 3,840 | $172,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,674 | $171,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 9,314 | $171,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 14,904 | $171,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,665 | $171,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,229 | $170,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 4,389 | $170,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 8,945 | $170,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,423 | $170,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 5,456 | $170,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X446 | GBL SMLCP DIVI | 5,141 | $170,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,000 | $169,000 | thousands by filing date | call |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 9,627 | $169,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 5,200 | $168,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,001 | $168,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 11,771 | $168,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 66,000 | $168,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 33,326 | $168,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 26,709 | $167,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,967 | $166,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 6,137 | $166,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 3,891 | $166,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 9,400 | $166,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 5,107 | $165,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 6,197 | $165,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 11,200 | $165,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 13,500 | $165,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 14,806 | $165,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,460 | $164,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,029 | $163,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 18,553 | $163,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E205 | ST STR MSCI EMRG | 2,336 | $163,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 10,791 | $163,000 | thousands by filing date | |
| LEGG MASON ETF INVESTMENT TR | 52468L109 | DEV EX US ETF | 5,505 | $163,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 5,600 | $162,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 33,806 | $161,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 6,157 | $160,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,000 | $160,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 18,680 | $160,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 7,436 | $159,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 6,478 | $159,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,242 | $159,000 | thousands by filing date | |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 15,829 | $159,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 2,758 | $158,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 24,300 | $158,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 76,158 | $157,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 15,796 | $157,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 3,091 | $156,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 7,571 | $156,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 6,040 | $156,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 50,000 | $156,000 | thousands by filing date | put |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 5,572 | $155,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 7,636 | $154,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 5,300 | $154,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 8,619 | $154,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,709 | $154,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 8,200 | $154,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,330 | $153,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 22,219 | $153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 5,475 | $153,000 | thousands by filing date | call |
| WIX COM LTD SHS | M98068105 | Stock | 2,642 | $152,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 2,700 | $152,000 | thousands by filing date | put |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 6,295 | $152,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,545 | $152,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,112 | $151,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 5,500 | $151,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 3,235 | $151,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 4,929 | $150,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 8,337 | $149,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,407 | $149,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 9,875 | $149,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,728 | $148,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 5,900 | $148,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 2,422 | $148,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 22,713 | $148,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 9,461 | $147,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 8,706 | $147,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 3,625 | $147,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 4,398 | $147,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,822 | $146,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 4,642 | $146,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 3,900 | $146,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 24,293 | $146,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 5,933 | $146,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,853 | $145,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 6,165 | $145,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 5,930 | $145,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 9,200 | $145,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 13,500 | $145,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 6,325 | $144,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,199 | $144,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 5,928 | $143,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,077 | $143,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,057 | $143,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 8,995 | $143,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 9,484 | $143,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 11,009 | $143,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2,543 | $143,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 57,590 | $142,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 9,937 | $142,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 2,371 | $142,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 5,671 | $142,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 28,559 | $142,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 9,750 | $142,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,218 | $141,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 10,000 | $141,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 21,490 | $141,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 4,451 | $141,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 5,464 | $141,000 | thousands by filing date | principal |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 2,851 | $141,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 22,388 | $140,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 3,755 | $140,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 2,236 | $140,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11,803 | $140,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 793 | $140,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 2,400 | $139,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 16,201 | $139,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 9,765 | $138,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 2,257 | $138,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,039 | $138,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,974 | $138,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 98 | $138,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 11,902 | $138,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 5,194 | $137,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,840 | $137,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 1,659 | $137,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,732 | $137,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,800 | $136,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,973 | $136,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 23,000 | $136,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 4,833 | $136,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 271,410 | $136,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 9,489 | $136,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 2,587 | $135,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 2,567 | $135,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,123 | $135,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 13,130 | $135,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 4,556 | $134,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 11,000 | $134,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 8,621 | $134,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,156 | $134,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 10,000 | $134,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 7,400 | $134,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 4,678 | $134,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,853 | $134,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 13,439 | $133,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,303 | $133,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,169 | $132,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,604 | $132,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 11,019 | $132,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 8,949 | $132,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 3,952 | $132,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 8,295 | $131,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 16,033 | $131,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 15,200 | $131,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 4,464 | $131,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,237 | $131,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 8,697 | $131,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 160,000 | $131,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 31,800 | $131,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 4,095 | $130,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 2,474 | $130,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,441 | $130,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 4,070 | $129,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $129,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,100 | $129,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 4,106 | $129,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 4,141 | $129,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 8,257 | $129,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 2,647 | $128,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 8,534 | $128,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 3,310 | $127,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 46,500 | $127,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 8,320 | $126,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 8,530 | $126,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 7,929 | $126,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 68,127 | $126,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 21,696 | $125,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 51,853 | $125,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 9,432 | $125,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 10,544 | $124,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,728 | $124,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 20,793 | $123,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 38,669 | $123,000 | thousands by filing date | |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 6,578 | $123,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,415 | $123,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 3,610 | $122,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,782 | $122,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 3,594 | $122,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 3,433 | $122,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 23,157 | $121,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,940 | $121,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,831 | $121,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 15,032 | $120,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,961 | $120,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 6,915 | $120,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,133 | $120,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 7,825 | $120,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 50,946 | $119,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 5,581 | $119,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 3,399 | $119,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 11,667 | $119,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,208 | $119,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 13,498 | $118,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,444 | $118,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 28,478 | $118,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 3,046 | $117,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 29,340 | $117,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 54,950 | $117,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 799 | $116,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 10,421 | $116,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 6,194 | $116,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 3,350 | $116,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 1,639 | $116,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 3,366 | $116,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 10,208 | $116,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,562 | $116,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 2,200 | $116,000 | thousands by filing date | principal |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,027 | $115,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 4,437 | $115,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,910 | $115,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,350 | $115,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 8,648 | $115,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,433 | $115,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 7,825 | $115,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 2,000 | $115,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 3,124 | $114,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 1,780 | $114,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 9,226 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 3,000 | $114,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 7,728 | $114,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 109,607 | $114,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 3,090 | $114,000 | thousands by filing date | principal |
| ZYMEWORKS INC | 98985W102 | COM | 14,983 | $114,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,713 | $114,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 5,065 | $113,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 3,308 | $113,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 4,479 | $113,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 9,469 | $113,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 9,710 | $113,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 18,448 | $113,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,652 | $112,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 3,775 | $112,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 2,988 | $112,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,600 | $111,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 28,270 | $111,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 8,625 | $111,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 27,625 | $111,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 7,648 | $111,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,349 | $110,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 5,250 | $110,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 4,140 | $109,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 5,900 | $109,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 7,267 | $109,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 8,799 | $108,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,500 | $108,000 | thousands by filing date | put |
| FS BANCORP INC | 30263Y104 | COM | 1,986 | $108,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 3,525 | $108,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 50,000 | $108,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 3,462 | $108,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 4,015 | $108,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 4,453 | $107,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 2,363 | $107,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,083 | $107,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 3,361 | $107,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 600 | $106,000 | thousands by filing date | put |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 911 | $106,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 4,193 | $106,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 4,924 | $106,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 3,225 | $106,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 2,434 | $106,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 6,695 | $106,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,060 | $105,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 9,311 | $105,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 26,500 | $105,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 3,500 | $105,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 25,244 | $105,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 33,225 | $105,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 9,380 | $105,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 2,900 | $105,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 1,371 | $104,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,376 | $104,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 6,746 | $104,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,000 | $103,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,757 | $103,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 2,842 | $103,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 6,590 | $102,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,772 | $102,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 10,750 | $102,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 5,276 | $102,000 | thousands by filing date | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 4,821 | $102,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,774 | $102,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 10,075 | $102,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,570 | $102,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 41,979 | $102,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,966 | $101,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,559 | $101,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 12,701 | $101,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 842 | $101,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 1,300 | $101,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,564 | $100,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,181 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,364 | $100,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 3,898 | $100,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 6,600 | $100,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 3,000 | $100,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,254 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 7,376 | $100,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,882 | $99,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 481 | $99,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,211 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 9,877 | $99,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 9,313 | $98,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,144 | $98,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 8,794 | $98,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 27,235 | $98,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 8,600 | $98,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,050 | $98,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 4,940 | $98,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,837 | $97,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 2,916 | $97,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 9,399 | $97,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 1,138 | $97,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 6,472 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74348A566 | MERGER ETF | 2,681 | $97,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,968 | $97,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,098 | $96,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 6,319 | $96,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 6,800 | $96,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 7,762 | $96,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,452 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,200 | $96,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 1,319 | $96,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 5,650 | $95,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 1,313 | $95,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 11,000 | $95,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,572 | $94,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 40,000 | $94,000 | thousands by filing date | call |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 7,813 | $94,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 5,093 | $94,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 2,693 | $94,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 1,870 | $94,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 4,051 | $93,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 1,691 | $93,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 4,877 | $93,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,237 | $93,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 2,548 | $93,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 4,644 | $93,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,565 | $92,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1,560 | $92,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 3,384 | $92,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 70,436 | $92,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 4,929 | $92,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 9,250 | $91,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 144 | $91,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,061 | $91,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 5,811 | $91,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 3,616 | $91,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 15,335 | $90,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 19,583 | $90,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F668 | UNCVTL OIL GAS | 5,783 | $90,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 10,663 | $89,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,968 | $89,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 914 | $89,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 8,480 | $89,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 7,000 | $89,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 794 | $89,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 9,000 | $89,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 7,600 | $89,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 8,465 | $88,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,271 | $88,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,337 | $88,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,100 | $88,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,360 | $88,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 1,750 | $88,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,739 | $88,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 10,000 | $88,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 2,577 | $88,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 6,500 | $88,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 2,428 | $88,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 36,507 | $88,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 104,066 | $88,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 3,415 | $87,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 2,310 | $87,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 1,105 | $87,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,175 | $87,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 400 | $86,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 5,505 | $86,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,907 | $86,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 40,000 | $86,000 | thousands by filing date | call |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 269,196 | $86,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,798 | $86,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 3,129 | $86,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,498 | $86,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 8,495 | $85,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 919 | $85,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 35,422 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 2,377 | $85,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 4,381 | $85,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 811 | $84,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 7,201 | $84,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 6,672 | $84,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 2,694 | $84,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 489 | $84,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 1,414 | $83,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 1,029 | $83,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 32,275 | $83,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 2,379 | $83,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 27,272 | $83,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 4,317 | $83,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 5,078 | $82,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 3,217 | $82,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,532 | $82,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,168 | $82,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 4,703 | $82,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 600 | $81,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 7,193 | $81,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 6,300 | $81,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 3,200 | $81,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 3,374 | $81,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,727 | $81,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 4,077 | $81,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q704 | DIVRSFD RT EUR | 2,880 | $81,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 5,110 | $80,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 9,315 | $80,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X388 | EUR DOMST ECO FD | 2,575 | $80,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 3,700 | $80,000 | thousands by filing date | call |
| UNIFIRST CORP MASS | 904708104 | COM | 478 | $79,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 4,288 | $79,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 5,024 | $79,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 10,244 | $79,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 5,851 | $79,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 3,100 | $79,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 9,391 | $79,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 6,804 | $79,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 6,519 | $79,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 3,111 | $79,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 1,706 | $78,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 141,890 | $78,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 5,265 | $78,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,527 | $78,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 8,816 | $78,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 8,000 | $78,000 | thousands by filing date | |
| KRANESHARES TR | 500767702 | BLOOMBERG CHIINA | 2,206 | $78,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 4,017 | $77,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 17,107 | $77,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 3,625 | $77,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 1,646 | $77,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,439 | $77,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 16,091 | $77,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 2,298 | $77,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 2,498 | $77,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 3,020 | $77,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 8,997 | $76,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,186 | $76,000 | thousands by filing date | put |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 2,400 | $76,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 1,651 | $76,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 2,036 | $75,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 1,587 | $75,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,028 | $75,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,700 | $75,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,154 | $74,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,865 | $74,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 2,833 | $74,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 10,087 | $74,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 1,274 | $74,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 52,505 | $74,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,263 | $74,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 8,271 | $74,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,940 | $74,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 3,992 | $74,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 5,000 | $74,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 15,976 | $74,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 5,504 | $73,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 746 | $73,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 1,920 | $73,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 3,251 | $73,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 7,843 | $73,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 598 | $72,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 8,796 | $72,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,735 | $72,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 2,100 | $72,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 2,874 | $72,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 4,845 | $72,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 6,000 | $72,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,178 | $72,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 805 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 1,225 | $72,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 2,213 | $72,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-18-008010 | this filing | 2018-02-14 | acceptance time not in the bulk data set |