13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 6,751 holding rows worth $185,628,176,000.
- Accession
- 0001140361-17-020563
- Filer
- CIK 1000275
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 26,162 entries on the cover page, a total value of $185,628,176,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $185,628,176,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 84,479 | $9,835,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 121,800 | $9,812,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,334,901 | $9,799,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 64,400 | $9,752,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 394,588 | $9,750,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 120,796 | $9,735,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 312,795 | $9,735,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 4,601,000 | $9,726,000 | thousands by filing date | principal |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 310,563 | $9,605,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 90,606 | $9,590,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 192,853 | $9,582,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 285,000 | $9,568,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 474,435 | $9,560,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 267,395 | $9,540,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 330,627 | $9,506,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 601,419 | $9,503,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 542,177 | $9,499,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 83,847 | $9,483,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 359,991 | $9,482,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 112,400 | $9,454,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 202,783 | $9,454,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 272,621 | $9,441,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 170,000 | $9,382,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 30,000 | $9,373,000 | thousands by filing date | put |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 221,483 | $9,358,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 140,900 | $9,354,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 242,801 | $9,347,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 149,300 | $9,320,000 | thousands by filing date | call |
| AMETEK INC COM | 031100100 | Stock | 172,171 | $9,310,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 88,000 | $9,296,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 214,478 | $9,287,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 84,793 | $9,271,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 709,368 | $9,269,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 230,546 | $9,244,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 171,177 | $9,158,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 164,000 | $9,156,000 | thousands by filing date | put |
| JELD-WEN HLDG INC | 47580P103 | COM | 278,207 | $9,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 146,350 | $9,135,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 335,678 | $9,091,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 177,810 | $9,088,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 115,919 | $9,084,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 275,961 | $9,080,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,814,248 | $9,053,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,036,162 | $9,004,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 186,492 | $8,991,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 330,826 | $8,965,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 140,000 | $8,946,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 218,931 | $8,943,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 164,869 | $8,899,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 636,568 | $8,892,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 166,694 | $8,878,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 333,359 | $8,878,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 207,572 | $8,864,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 127,730 | $8,862,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 159,106 | $8,840,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 184,889 | $8,833,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 9,476,000 | $8,831,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 299,100 | $8,820,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 178,500 | $8,784,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 86,975 | $8,777,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 62,520 | $8,765,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 487,217 | $8,750,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 229,835 | $8,704,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 9,238,000 | $8,678,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 273,661 | $8,675,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 844,210 | $8,628,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 372,870 | $8,614,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 339,727 | $8,588,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,074,546 | $8,543,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 87,115 | $8,497,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 131,529 | $8,484,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 116,000 | $8,458,000 | thousands by filing date | put |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,273,366 | $8,454,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 72,403 | $8,449,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 166,692 | $8,414,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 84,093 | $8,389,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 382,544 | $8,350,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 359,070 | $8,349,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 196,500 | $8,339,000 | thousands by filing date | put |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 751,000 | $8,336,000 | thousands by filing date | call |
| HP INC COM | 40434L105 | Stock | 465,700 | $8,327,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 203,939 | $8,327,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 309,417 | $8,327,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 328,000 | $8,311,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 570,000 | $8,294,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 176,108 | $8,292,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 243,858 | $8,291,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 766,490 | $8,278,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 208,906 | $8,274,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 161,200 | $8,271,000 | thousands by filing date | call |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,430,997 | $8,266,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 86,179 | $8,247,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,009,568 | $8,247,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 102,426 | $8,241,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 251,508 | $8,241,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 100,606 | $8,226,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 570,858 | $8,198,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 74,463 | $8,184,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 109,943 | $8,179,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 122,909 | $8,162,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 98,756 | $8,152,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 136,542 | $8,140,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 90,203 | $8,122,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 393,753 | $8,116,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 190,102 | $8,089,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 95,335 | $8,077,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 125,000 | $8,063,000 | thousands by filing date | put |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 250,000 | $8,050,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 422,368 | $8,034,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 719,215 | $8,026,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 802,100 | $8,021,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 213,946 | $8,015,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 48,800 | $8,007,000 | thousands by filing date | put |
| SOTHEBYS | 835898107 | COM | 176,000 | $8,004,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 100,000 | $7,971,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 531,713 | $7,944,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,280,367 | $7,926,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 899,347 | $7,914,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 416,300 | $7,906,000 | thousands by filing date | call |
| VERADIGM INC | 01988P108 | COMMON STOCK | 623,216 | $7,902,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 62,736 | $7,900,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 61,301 | $7,898,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,473,956 | $7,886,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 128,779 | $7,868,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 45,600 | $7,867,000 | thousands by filing date | put |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 184,634 | $7,837,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 150,286 | $7,822,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 315,862 | $7,818,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 227,006 | $7,809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 196,027 | $7,802,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 243,336 | $7,781,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 132,861 | $7,766,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 141,897 | $7,757,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 53,572 | $7,749,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 91,747 | $7,732,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 199,019 | $7,718,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 161,094 | $7,714,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 793,123 | $7,686,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 635,042 | $7,683,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 544,112 | $7,678,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 198,419 | $7,666,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 525,000 | $7,660,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 232,581 | $7,650,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 102,873 | $7,640,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 177,505 | $7,630,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 182,600 | $7,618,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 193,915 | $7,617,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 263,564 | $7,616,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 104,169 | $7,584,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 224,200 | $7,581,000 | thousands by filing date | call |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 132,751 | $7,556,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 317,215 | $7,509,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 700,784 | $7,506,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 168,000 | $7,494,000 | thousands by filing date | call |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 311,207 | $7,481,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 579,611 | $7,466,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10,317 | $7,459,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 329,235 | $7,445,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 136,075 | $7,405,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 365,019 | $7,392,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 139,673 | $7,358,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 226,468 | $7,342,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 239,300 | $7,342,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 170,986 | $7,341,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,156,196 | $7,331,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 41,998 | $7,318,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 225,481 | $7,302,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 250,200 | $7,301,000 | thousands by filing date | put |
| FABRINET SHS | G3323L100 | Stock | 173,684 | $7,301,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 427,400 | $7,300,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150,000 | $7,299,000 | thousands by filing date | call |
| IMPERVA INC | 45321L100 | COM | 177,852 | $7,299,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 65,305 | $7,295,000 | thousands by filing date | principal |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 189,174 | $7,290,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 490,676 | $7,286,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 768,899 | $7,275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 200,000 | $7,270,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 320,614 | $7,253,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 365,971 | $7,246,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 264,128 | $7,237,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 60,000 | $7,214,000 | thousands by filing date | put |
| Vaneck Long Muni ETF | 92189F536 | ETF | 368,327 | $7,205,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 5,149,000 | $7,190,000 | thousands by filing date | principal |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 233,872 | $7,187,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 50,561 | $7,172,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 98,300 | $7,168,000 | thousands by filing date | call |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 554,572 | $7,160,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 331,427 | $7,143,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 79,472 | $7,140,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 103,740 | $7,138,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 100,874 | $7,125,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 160,701 | $7,125,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 425,212 | $7,114,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 91,724 | $7,089,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 466,619 | $7,033,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 54,200 | $7,025,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 23,900 | $7,010,000 | thousands by filing date | put |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 362,879 | $7,003,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 145,911 | $6,992,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 428,175 | $6,991,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 239,503 | $6,989,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 276,483 | $6,979,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 68,724 | $6,971,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 70,129 | $6,968,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 176,392 | $6,961,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 482,611 | $6,959,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 56,762 | $6,885,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 57,684 | $6,867,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 579,140 | $6,840,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 365,464 | $6,819,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 177,062 | $6,818,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 507,225 | $6,813,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 75,000 | $6,810,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 545,266 | $6,805,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 370,601 | $6,785,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 290,918 | $6,784,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 108,645 | $6,781,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 177,663 | $6,765,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 210,251 | $6,752,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 130,697 | $6,747,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 187,883 | $6,740,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 36,000 | $6,739,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 165,600 | $6,737,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 210,191 | $6,722,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 72,249 | $6,714,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 229,317 | $6,691,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 245,985 | $6,690,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 34,515 | $6,687,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 715,400 | $6,682,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 95,000 | $6,655,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 128,195 | $6,650,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 411,324 | $6,635,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 22,600 | $6,628,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 184,000 | $6,620,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 926,546 | $6,605,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 67,851 | $6,600,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 698,967 | $6,598,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 272,018 | $6,563,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 75,682 | $6,555,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 63,822 | $6,551,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 593,784 | $6,549,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 159,614 | $6,547,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 163,252 | $6,545,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 251,787 | $6,539,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 192,503 | $6,508,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 34,900 | $6,500,000 | thousands by filing date | call |
| COBIZ FINANCIAL INC | 190897108 | COM | 386,843 | $6,500,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 217,216 | $6,471,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 444,600 | $6,469,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 132,800 | $6,462,000 | thousands by filing date | put |
| GEOPARK LTD USD SHS | G38327105 | Stock | 899,300 | $6,457,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 72,527 | $6,452,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 80,501 | $6,443,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 92,571 | $6,439,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 151,703 | $6,420,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 199,478 | $6,413,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 252,870 | $6,410,000 | thousands by filing date | principal |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,181,998 | $6,407,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 38,971 | $6,391,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 290,000 | $6,383,000 | thousands by filing date | put |
| TERNIUM SA | 880890108 | SPONSORED ADS | 243,929 | $6,372,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 64,825 | $6,367,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 44,109 | $6,360,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 130,900 | $6,311,000 | thousands by filing date | call |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 41,760 | $6,302,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 121,026 | $6,291,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 287,200 | $6,290,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 225,030 | $6,290,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 265,377 | $6,290,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 104,901 | $6,279,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 435,977 | $6,274,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 241,325 | $6,262,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,000 | $6,248,000 | thousands by filing date | call |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 402,707 | $6,243,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 226,783 | $6,241,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 319,213 | $6,225,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 178,172 | $6,216,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 233,754 | $6,207,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 109,610 | $6,205,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 133,200 | $6,182,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 71,999 | $6,175,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 132,969 | $6,168,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 62,946 | $6,168,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 95,836 | $6,163,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 251,022 | $6,160,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 36,000 | $6,143,000 | thousands by filing date | put |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 190,779 | $6,135,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 138,300 | $6,123,000 | thousands by filing date | call |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 56,366 | $6,123,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 140,171 | $6,104,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 77,600 | $6,092,000 | thousands by filing date | put |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 142,076 | $6,089,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 115,247 | $6,088,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 72,607 | $6,086,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 99,779 | $6,048,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 73,300 | $6,046,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 331,588 | $6,044,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 111,114 | $6,025,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 58,576 | $6,020,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 242,856 | $6,016,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 108,800 | $6,005,000 | thousands by filing date | call |
| LEGGETT & PLATT INC | 524660107 | COM | 119,085 | $5,991,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 225,000 | $5,974,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 278,125 | $5,963,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 28,800 | $5,943,000 | thousands by filing date | put |
| PACWEST BANCORP DEL | 695263103 | COM | 110,840 | $5,904,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 54,200 | $5,900,000 | thousands by filing date | put |
| IDEX CORP COM | 45167R104 | Stock | 63,012 | $5,892,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 440,250 | $5,868,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 107,709 | $5,865,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 134,382 | $5,862,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 155,770 | $5,842,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 672,873 | $5,840,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 163,657 | $5,793,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 126,639 | $5,787,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 78,400 | $5,784,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 229,917 | $5,782,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 874,331 | $5,762,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 54,989 | $5,758,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 117,919 | $5,757,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 136,915 | $5,721,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 122,217 | $5,717,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 262,200 | $5,700,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 99,286 | $5,698,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 77,455 | $5,669,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 100,264 | $5,664,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 23,700 | $5,663,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 375,968 | $5,640,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 430,300 | $5,624,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 21,000 | $5,620,000 | thousands by filing date | put |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 443,042 | $5,574,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 112,660 | $5,573,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 83,600 | $5,550,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 96,395 | $5,549,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 221,572 | $5,544,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 195,513 | $5,540,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 107,964 | $5,537,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 66,923 | $5,532,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 95,500 | $5,527,000 | thousands by filing date | call |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 50,138 | $5,525,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 102,926 | $5,523,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 141,368 | $5,520,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 61,443 | $5,518,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 497,000 | $5,517,000 | thousands by filing date | put |
| OGE ENERGY CORP | 670837103 | COM | 157,509 | $5,509,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 190,903 | $5,508,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 125,956 | $5,503,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 51,402 | $5,480,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 243,365 | $5,476,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 41,211 | $5,475,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 222,004 | $5,474,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 104,158 | $5,470,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 122,000 | $5,442,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 124,589 | $5,441,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 129,284 | $5,437,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 170,600 | $5,428,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 182,500 | $5,420,000 | thousands by filing date | call |
| Royal Bk CDA Sub Nt NVCC Conve | 780082AD5 | CONV | 5,123,000 | $5,420,000 | thousands by filing date | principal |
| L BRANDS INC | 501797104 | COM | 115,041 | $5,417,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 56,494 | $5,404,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 628,330 | $5,404,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 223,261 | $5,396,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 60,475 | $5,391,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,047,993 | $5,374,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 487,835 | $5,366,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 45,200 | $5,361,000 | thousands by filing date | call |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 90,000 | $5,357,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 100,000 | $5,337,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 182,755 | $5,336,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 167,710 | $5,330,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 119,911 | $5,318,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 355,600 | $5,313,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 46,300 | $5,307,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 134,515 | $5,282,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 129,700 | $5,276,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 621,201 | $5,268,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 82,114 | $5,262,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 154,052 | $5,258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 229,618 | $5,256,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,234,904 | $5,248,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 46,465 | $5,239,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 131,252 | $5,232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 115,219 | $5,230,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 78,600 | $5,210,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 136,600 | $5,206,000 | thousands by filing date | put |
| EOG RES INC COM | 26875P101 | Stock | 53,300 | $5,200,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 5,130,000 | $5,200,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 72,511 | $5,199,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 612,181 | $5,198,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 32,602 | $5,192,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 408,604 | $5,192,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 250,000 | $5,180,000 | thousands by filing date | put |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 57,425 | $5,171,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 30,930 | $5,153,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 91,552 | $5,143,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 70,293 | $5,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 222,935 | $5,139,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 105,434 | $5,132,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 199,274 | $5,129,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 91,244 | $5,124,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 63,550 | $5,105,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 45,711 | $5,087,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 83,539 | $5,084,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 80,710 | $5,081,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 200,254 | $5,076,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 63,491 | $5,062,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 806,449 | $5,047,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 592,239 | $5,046,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 52,382 | $5,037,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 25,260 | $5,035,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 365,849 | $5,031,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 69,188 | $5,026,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 500,000 | $5,010,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 226,675 | $5,009,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 363,484 | $5,003,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 88,144 | $4,961,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 150,295 | $4,958,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 102,247 | $4,950,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 55,875 | $4,946,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 52,154 | $4,943,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 169,918 | $4,938,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 155,589 | $4,934,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 105,900 | $4,930,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 202,152 | $4,914,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,887,501 | $4,909,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 77,400 | $4,904,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 71,381 | $4,886,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 115,000 | $4,881,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 207,550 | $4,881,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500,100 | $4,846,000 | thousands by filing date | put |
| InterContinental Hotels | 45857p608 | CS | 99,047 | $4,846,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 727,837 | $4,841,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 37,700 | $4,838,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 60,000 | $4,834,000 | thousands by filing date | call |
| NEW MTN FIN CORP | 647551100 | COM | 323,628 | $4,822,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 144,143 | $4,813,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 440,012 | $4,809,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 25,133 | $4,809,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 29,025 | $4,798,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 244,001 | $4,796,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 61,543 | $4,795,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 140,000 | $4,789,000 | thousands by filing date | call |
| CRITEO S A SPONS ADS | 226718104 | ADR | 95,783 | $4,788,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 52,339 | $4,784,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 246,114 | $4,782,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 61,908 | $4,771,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 164,462 | $4,757,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 96,425 | $4,748,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 45,879 | $4,747,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 182,826 | $4,744,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 267,500 | $4,737,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 331,435 | $4,726,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 793,200 | $4,712,000 | thousands by filing date | put |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 816,230 | $4,702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 191,635 | $4,702,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 7,592,000 | $4,696,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 110,600 | $4,694,000 | thousands by filing date | call |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 249,568 | $4,694,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C773 | ESG REV ETF | 167,660 | $4,686,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,101,900 | $4,683,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 350,000 | $4,676,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 369,043 | $4,668,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 715,251 | $4,649,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 122,156 | $4,637,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 79,312 | $4,635,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 169,059 | $4,628,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 430,169 | $4,625,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 133,000 | $4,623,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 570,621 | $4,611,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 380,718 | $4,596,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 76,800 | $4,594,000 | thousands by filing date | call |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 237,394 | $4,593,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 62,000 | $4,584,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 208,022 | $4,579,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 152,019 | $4,568,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 119,042 | $4,566,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 222,752 | $4,562,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 4,500,000 | $4,552,000 | thousands by filing date | principal |
| COLUMBIA BKG SYS INC | 197236102 | COM | 116,276 | $4,534,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 159,900 | $4,532,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 82,272 | $4,528,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,098,825 | $4,528,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 13,800 | $4,517,000 | thousands by filing date | call |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 575,010 | $4,485,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 327,151 | $4,479,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,050,000 | $4,473,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 112,093 | $4,472,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 734,863 | $4,460,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $4,459,000 | thousands by filing date | principal |
| ENNIS INC COM | 293389102 | Stock | 262,063 | $4,455,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 139,491 | $4,436,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 166,406 | $4,434,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 49,196 | $4,423,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 87,163 | $4,396,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 71,436 | $4,395,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 221,400 | $4,379,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 159,845 | $4,375,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 137,260 | $4,365,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 163,297 | $4,364,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 27,196 | $4,350,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020563 | this filing | 2017-05-15 | acceptance time not in the bulk data set |