13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 7,083 holding rows worth $501,823,794,000.
- Accession
- 0001140361-17-020524
- Filer
- CIK 70858
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 17,722 entries on the cover page, a total value of $501,823,794,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $501,823,794,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDITAS MEDICINE INC | 28106W103 | COM | 5,936 | $133,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 6,982 | $133,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,918 | $133,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 2,260 | $133,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 5,526 | $132,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 48,573 | $132,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 5,480 | $132,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,928 | $130,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 9,209 | $130,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 5,311 | $130,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 13,067 | $130,000 | thousands by filing date | |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 6,000 | $130,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 9,958 | $129,000 | thousands by filing date | |
| MIDDLEFIELD BANC CORP | 596304204 | COM NEW | 2,850 | $129,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,900 | $128,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 5,523 | $128,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 1,108 | $127,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 4,245 | $126,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 6,572 | $126,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR INDUSTRIALS ETF | 47804J883 | ETF | 4,178 | $126,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 16,870 | $126,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 2,260 | $125,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,479 | $125,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 25,069 | $125,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 6,544 | $125,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 3,823 | $124,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 3,933 | $124,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,000 | $124,000 | thousands by filing date | put |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 2,145 | $123,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,141 | $123,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,433 | $123,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 46,455 | $123,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 17,007 | $123,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 25,477 | $122,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 3,146 | $122,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 20,356 | $121,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 95,200 | $121,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 3,132 | $120,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,799 | $120,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 8,027 | $120,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 14,267 | $120,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,564 | $120,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 5,140 | $120,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 26,646 | $119,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 29,767 | $119,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 9,182 | $119,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 5,468 | $118,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,686 | $118,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 11,650 | $118,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 8,978 | $118,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,050 | $117,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 4,431 | $117,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,427 | $117,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 4,646 | $117,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 715 | $117,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 8,037 | $116,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 4,486 | $116,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 8,794 | $115,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,380 | $114,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 8,404 | $114,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $114,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 4,488 | $113,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 35,311 | $113,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $112,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 9,933 | $112,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,722 | $112,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $112,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 23,463 | $112,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 3,900 | $112,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,273 | $111,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 4,084 | $111,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 7,396 | $111,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 15,598 | $111,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,926 | $111,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 4,533 | $111,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 2,983 | $110,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 4,226 | $110,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,251 | $110,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 7,129 | $110,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 1,200 | $109,000 | thousands by filing date | call |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,216 | $109,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 58,766 | $109,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 10,850 | $109,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 2,126 | $108,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 1,684 | $108,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 13,321 | $108,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 14,868 | $108,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,207 | $108,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 9,138 | $108,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 5,867 | $107,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 5,797 | $107,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 9,618 | $107,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 11,665 | $107,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $107,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,183 | $106,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 3,295 | $106,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 2,142 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 9,137 | $106,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 24,857 | $106,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 17,065 | $106,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 13,420 | $105,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 2,860 | $105,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 7,039 | $105,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 32,861 | $105,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 61,580 | $105,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 9,947 | $105,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 41,062 | $105,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 8,557 | $104,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 2,801 | $104,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 4,303 | $104,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 15,246 | $104,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 81,000 | $104,000 | thousands by filing date | principal |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 63,000 | $104,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,477 | $103,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,256 | $103,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,164 | $103,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 57,680 | $103,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 7,731 | $102,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 2,570 | $102,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 6,360 | $102,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,387 | $102,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 3,980 | $102,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 7,418 | $102,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 898 | $101,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 36,348 | $101,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 17,073 | $101,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 3,080 | $100,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 5,611 | $100,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 9,946 | $99,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,319 | $99,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 11,933 | $99,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 7,714 | $99,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 12,103 | $99,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,654 | $99,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 3,663 | $99,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G855 | ISECTR GRW ETF | 4,000 | $99,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 8,231 | $98,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 43,238 | $98,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,592 | $98,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 99,000 | $98,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 794 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 1,977 | $97,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 16,333 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 4,392 | $97,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 20,811 | $97,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 71,212 | $97,000 | thousands by filing date | principal |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 8,568 | $97,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 3,833 | $96,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 8,814 | $96,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 5,075 | $96,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 7,486 | $96,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 7,038 | $96,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 536 | $95,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 8,385 | $94,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,927 | $93,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 4,450 | $93,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 9,865 | $93,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 7,300 | $92,000 | thousands by filing date | put |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 8,008 | $92,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,618 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 3,644 | $92,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 6,390 | $91,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,081 | $91,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,253 | $91,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 6,800 | $91,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 9,898 | $91,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 28,552 | $90,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 7,111 | $90,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 3,591 | $90,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 6,033 | $89,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 2,984 | $89,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 4,410 | $89,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 3,130 | $89,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 90,000 | $89,000 | thousands by filing date | principal |
| STANTEC INC COM | 85472N109 | Stock | 3,414 | $88,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 6,619 | $88,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 43,131 | $87,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 37,936 | $87,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 7,103 | $87,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 7,041 | $87,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 8,047 | $87,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 34,203 | $87,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 2,487 | $86,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 6,585 | $86,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 14,754 | $86,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 17,800 | $85,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $85,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 30,856 | $85,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 13,315 | $85,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 100,000 | $85,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 6,518 | $84,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 3,578 | $84,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 4,976 | $84,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 5,495 | $84,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 4,772 | $84,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 5,797 | $84,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 11,410 | $84,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,124 | $84,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 9,438 | $84,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 778 | $84,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,464 | $84,000 | thousands by filing date | |
| LIBERTY TAX INC | 53128T102 | CL A | 5,922 | $84,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,500 | $83,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,200 | $83,000 | thousands by filing date | call |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 7,907 | $83,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 5,326 | $83,000 | thousands by filing date | |
| DIFFERENTIAL BRANDS GROUP IN | 25374L108 | COM | 42,772 | $83,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,183 | $82,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 670 | $82,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,672 | $82,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 2,400 | $82,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 6,721 | $82,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 3,497 | $82,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 15,457 | $82,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 17,346 | $82,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 6,109 | $81,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,100 | $81,000 | thousands by filing date | call |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 4,750 | $81,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,732 | $80,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,132 | $80,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 3,775 | $80,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 6,127 | $80,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 71,000 | $80,000 | thousands by filing date | principal |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 19,221 | $80,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 28,380 | $80,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 31,648 | $79,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 5,650 | $79,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 2,623 | $79,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 31,086 | $79,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,603 | $79,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 9,223 | $79,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 2,161 | $79,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 6,231 | $78,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 3,272 | $78,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,773 | $78,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 70,000 | $78,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 6,100 | $78,000 | thousands by filing date | call |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 5,857 | $78,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 50,256 | $78,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 4,800 | $77,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 2,555 | $77,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 3,500 | $77,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 7,760 | $76,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,943 | $76,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 4,627 | $76,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 20,125 | $76,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 3,723 | $76,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,029 | $75,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 4,968 | $75,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,931 | $75,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 10,086 | $75,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $75,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 10,793 | $75,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 3,977 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| OPHTHOTECH CORP | 683745103 | COM | 20,438 | $75,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,481 | $74,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 15,998 | $74,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 2,590 | $74,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 5,273 | $74,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 53,073 | $73,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 967 | $73,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,130 | $73,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,925 | $73,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 3,931 | $73,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 5,232 | $73,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 14,018 | $73,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 7,233 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 2,565 | $73,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 7,782 | $72,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,930 | $72,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 4,750 | $72,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,687 | $72,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,187 | $72,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 23,800 | $71,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 11,530 | $71,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 5,837 | $71,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 8,194 | $71,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,684 | $70,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 2,021 | $70,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 2,815 | $70,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,259 | $69,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 2,723 | $69,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 1,453 | $69,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,867 | $69,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,129 | $69,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 19,962 | $69,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,812 | $69,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 400 | $68,000 | thousands by filing date | put |
| MOOG INC | 615394301 | CL B | 1,012 | $68,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 600 | $67,000 | thousands by filing date | put |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 7,310 | $67,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 6,311 | $67,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 17,829 | $67,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 9,479 | $67,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,690 | $67,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,286 | $67,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 4,339 | $67,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 18,293 | $67,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,013 | $66,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,729 | $66,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,200 | $66,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 1,949 | $66,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 55,986 | $66,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 45,699 | $66,000 | thousands by filing date | |
| ISHARES TR | 46435G573 | MLTFACT MATLS | 2,225 | $66,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 1,000 | $65,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 62,367 | $65,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 7,862 | $65,000 | thousands by filing date | |
| FOGO DE CHAO INC | 344177100 | COM | 3,985 | $65,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,000 | $64,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,605 | $64,000 | thousands by filing date | |
| DBX ETF TR | 233051747 | XTRCK JP MRG ESG | 2,709 | $64,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 7,884 | $64,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 28,145 | $63,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,555 | $63,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 2,352 | $63,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 24,077 | $63,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 9,611 | $63,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 5,042 | $63,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 2,395 | $63,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 2,500 | $62,000 | thousands by filing date | put |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 5,547 | $62,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 2,692 | $62,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 4,697 | $62,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 3,526 | $62,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 60,000 | $62,000 | thousands by filing date | principal |
| FORM HLDGS CORP COM | 34634E102 | Stock | 28,262 | $62,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 2,041 | $61,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 6,015 | $61,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 7,021 | $61,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 8,240 | $61,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 7,578 | $61,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 6,212 | $61,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 1,604 | $61,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 6,100 | $61,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 15,142 | $61,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 4,000 | $60,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 4,709 | $60,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 4,686 | $60,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 1,649 | $60,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 24,621 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 1,754 | $60,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B552 | HDGD FTSE EURO | 3,276 | $60,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 2,850 | $59,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 7,347 | $59,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,980 | $59,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 1,195 | $59,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 4,065 | $59,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,353 | $59,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 2,128 | $59,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 12,688 | $59,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 2,112 | $59,000 | thousands by filing date | |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 2,782 | $58,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 6,639 | $58,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 2,069 | $58,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 1,148 | $58,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 856 | $58,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 3,672 | $58,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 6,645 | $58,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 2,757 | $58,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 4,069 | $58,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1,140 | $57,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 5,612 | $57,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 1,966 | $57,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,016 | $57,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,586 | $57,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 3,656 | $57,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,582 | $57,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 4,636 | $57,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 1,815 | $57,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 6,236 | $57,000 | thousands by filing date | |
| DYNATRONICS CORP | 268157401 | COM NEW | 20,000 | $57,000 | thousands by filing date | |
| CINER RES LP | 172464109 | COM UNIT LTD | 2,000 | $57,000 | thousands by filing date | |
| GREAT ELM CAP CORP | 390320109 | COM | 5,037 | $57,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $57,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 2,094 | $56,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 3,110 | $56,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 5,039 | $56,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,548 | $56,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 1,840 | $56,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 800 | $56,000 | thousands by filing date | put |
| EMC INS GROUP INC | 268664109 | COM | 2,000 | $56,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 5,259 | $56,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 55,000 | $56,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 36,897 | $55,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 3,375 | $55,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 2,299 | $55,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 4,000 | $55,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 7,924 | $55,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 2,865 | $55,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 45,876 | $55,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,297 | $54,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,602 | $54,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 6,257 | $54,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 6,665 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 1,112 | $54,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 3,230 | $54,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 4,500 | $54,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 987 | $54,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 9,096 | $54,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,494 | $53,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 5,295 | $53,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 4,637 | $53,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 3,169 | $53,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,100 | $53,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 1,303 | $53,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 118,756 | $53,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 19,145 | $53,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 99,562 | $53,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,351 | $53,000 | thousands by filing date | |
| LATIN AMERN DISCOVERY FD INC | 51828C106 | COM | 5,000 | $53,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 4,914 | $52,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,292 | $52,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 1,760 | $52,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 4,220 | $52,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H201 | UNIT 06/11/2019 | 5,800 | $52,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 3,701 | $51,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 1,966 | $51,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 5,946 | $51,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 2,929 | $51,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 1,441 | $51,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 23,708 | $51,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 24,591 | $51,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,904 | $51,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 1,000 | $50,000 | thousands by filing date | call |
| OFS CAPITAL CORP | 67103B100 | COM | 3,500 | $50,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,913 | $50,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,044 | $50,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,462 | $50,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,800 | $50,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 6,271 | $50,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 2,620 | $50,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 364 | $50,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 4,459 | $50,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 4,231 | $50,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 500 | $49,000 | thousands by filing date | call |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 700 | $49,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 3,445 | $49,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,610 | $49,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 50,000 | $49,000 | thousands by filing date | principal |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 11,095 | $49,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,400 | $48,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,287 | $48,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 1,200 | $48,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,519 | $48,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 3,829 | $48,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 7,088 | $48,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 2,375 | $48,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,237 | $48,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 10,000 | $48,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 2,549 | $48,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 52,106 | $48,000 | thousands by filing date | |
| Cardconnect Corp | 14141X108 | COM | 3,626 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 600 | $47,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,128 | $47,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 1,402 | $47,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,625 | $47,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 2,385 | $47,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 2,297 | $47,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 5,300 | $47,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 500 | $46,000 | thousands by filing date | put |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 1,517 | $46,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,417 | $46,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,415 | $46,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 17,500 | $46,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 11,100 | $46,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 32,805 | $46,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,695 | $46,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 36,000 | $46,000 | thousands by filing date | principal |
| ADDUS HOMECARE CORP | 006739106 | COM | 1,410 | $45,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 10,629 | $45,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 71,980 | $45,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 1,889 | $45,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 1,383 | $44,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 5,498 | $44,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 800 | $44,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,359 | $44,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 8,548 | $44,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K281 | DLY EMG MK BL 3X | 600 | $44,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 2,797 | $44,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 11,667 | $44,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 10,231 | $44,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,236 | $44,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 6,953 | $44,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 14,076 | $44,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 1,476 | $44,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 6,053 | $44,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 3,455 | $44,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 7,828 | $44,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 1,444 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1,000 | $43,000 | thousands by filing date | call |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,549 | $43,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,986 | $43,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 1,401 | $43,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 2,600 | $43,000 | thousands by filing date | put |
| REIS INC | 75936P105 | COM | 2,384 | $43,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 7,174 | $43,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 24,950 | $43,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 7,291 | $43,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-020524 | this filing | 2017-05-15 | acceptance time not in the bulk data set |