13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 6,736 holding rows worth $184,585,168,000.
- Accession
- 0001140361-17-007017
- Filer
- CIK 1000275
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 26,434 entries on the cover page, a total value of $184,585,168,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $184,585,168,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APOGEE ENTERPRISES INC | 037598109 | COM | 412,005 | $22,066,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 239,294 | $21,993,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,662,854 | $21,984,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,804,589 | $21,979,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 544,588 | $21,974,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 302,398 | $21,960,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 861,900 | $21,927,000 | thousands by filing date | put |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 812,523 | $21,912,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,079,590 | $21,829,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 266,682 | $21,815,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,041,900 | $21,797,000 | thousands by filing date | call |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 566,468 | $21,786,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 173,543 | $21,704,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 21,832,000 | $21,682,000 | thousands by filing date | principal |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 766,195 | $21,652,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 414,976 | $21,620,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 160,753 | $21,603,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 443,378 | $21,596,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 336,130 | $21,579,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 149,671 | $21,572,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 602,992 | $21,539,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 367,783 | $21,424,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 429,321 | $21,398,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 676,814 | $21,353,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 298,000 | $21,341,000 | thousands by filing date | call |
| HIBBETT INC | 428567101 | COM | 570,869 | $21,294,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 236,747 | $21,255,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 609,519 | $21,243,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 92,018 | $21,243,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 750,000 | $21,158,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 377,600 | $21,025,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 396,377 | $20,992,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 171,429 | $20,963,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 394,800 | $20,948,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 94,433 | $20,919,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 726,851 | $20,896,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 180,500 | $20,893,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 17,592,000 | $20,878,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 200,358 | $20,863,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,274,992 | $20,862,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 357,196 | $20,841,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 247,600 | $20,786,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 714,748 | $20,763,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 438,190 | $20,760,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 489,185 | $20,691,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 913,285 | $20,687,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 577,515 | $20,681,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 373,181 | $20,679,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 470,304 | $20,661,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 535,000 | $20,640,000 | thousands by filing date | put |
| OPUS BK IRVINE CALIF | 684000102 | COM | 686,675 | $20,635,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 304,800 | $20,611,000 | thousands by filing date | call |
| FABRINET SHS | G3323L100 | Stock | 511,244 | $20,603,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 860,496 | $20,565,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 166,100 | $20,563,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 265,000 | $20,453,000 | thousands by filing date | call |
| iShares U.S. Financials ETF | 464287788 | SHS | 201,342 | $20,428,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 413,649 | $20,425,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 361,546 | $20,399,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 216,205 | $20,383,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 22,322,000 | $20,383,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 643,705 | $20,348,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,050,194 | $20,332,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 453,429 | $20,232,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 18,493,000 | $20,146,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 243,431 | $20,136,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 459,613 | $20,108,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,354,000 | $20,080,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 18,699,000 | $20,078,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 164,700 | $20,047,000 | thousands by filing date | put |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 147,477 | $20,040,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 291,318 | $20,031,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 280,373 | $19,990,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 297,163 | $19,961,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,594,213 | $19,912,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 276,000 | $19,897,000 | thousands by filing date | put |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 499,412 | $19,871,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 470,402 | $19,856,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,755,597 | $19,820,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 274,800 | $19,810,000 | thousands by filing date | call |
| DENTSPLY SIRONA INC | 24906P109 | COM | 343,027 | $19,804,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,687,292 | $19,774,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 281,406 | $19,761,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,451,200 | $19,736,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 616,728 | $19,594,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,327,651 | $19,570,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 263,864 | $19,529,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 296,389 | $19,502,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 221,638 | $19,483,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 401,117 | $19,410,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 109,401 | $19,381,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 313,000 | $19,334,000 | thousands by filing date | call |
| STANDEX INTL CORP | 854231107 | COM | 219,717 | $19,302,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 201,909 | $19,291,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 465,100 | $19,284,000 | thousands by filing date | put |
| MAXIMUS INC | 577933104 | COM | 342,606 | $19,112,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 630,700 | $19,059,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 214,620 | $19,054,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 245,900 | $19,040,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 1,637,954 | $19,034,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 576,692 | $18,962,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 860,493 | $18,930,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 791,950 | $18,920,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 726,558 | $18,788,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 733,180 | $18,783,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 136,541 | $18,760,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 236,694 | $18,711,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 666,746 | $18,689,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 338,700 | $18,666,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 597,932 | $18,619,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,867,435 | $18,618,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 15,618 | $18,585,000 | thousands by filing date | principal |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 683,184 | $18,583,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 547,533 | $18,534,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 721,973 | $18,533,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 77,200 | $18,485,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 2,239,529 | $18,453,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 284,514 | $18,433,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 23,291 | $18,397,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 713,310 | $18,374,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 985,271 | $18,275,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 136,969 | $18,272,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 299,706 | $18,257,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,450,000 | $18,227,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 301,903 | $18,225,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 23,892 | $18,217,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 16,156,000 | $18,189,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 619,248 | $18,162,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 223,100 | $18,160,000 | thousands by filing date | call |
| FLOWERS FOODS INC COM | 343498101 | Stock | 908,397 | $18,140,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 337,852 | $18,044,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 115,800 | $18,027,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 208,259 | $18,015,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 212,209 | $17,999,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 250,000 | $17,910,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 280,239 | $17,907,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,487,157 | $17,875,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 845,417 | $17,864,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 452,155 | $17,833,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 921,804 | $17,799,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 389,770 | $17,793,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,605,529 | $17,789,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 571,263 | $17,691,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 562,343 | $17,691,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 190,414 | $17,663,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 366,847 | $17,660,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 363,200 | $17,641,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 265,424 | $17,597,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 169,582 | $17,540,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 378,798 | $17,527,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 253,400 | $17,515,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 384,062 | $17,499,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,061,785 | $17,445,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 486,600 | $17,425,000 | thousands by filing date | call |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 95,012 | $17,325,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 1,864,300 | $17,319,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 296,607 | $17,306,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 303,949 | $17,227,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 293,238 | $17,197,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 80,100 | $17,117,000 | thousands by filing date | put |
| LAMB WESTON HLDGS INC | 513272104 | COM | 451,205 | $17,078,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 325,565 | $17,069,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 785,651 | $17,063,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 342,314 | $17,037,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 137,054 | $17,035,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 774,392 | $17,013,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 650,821 | $16,999,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 223,355 | $16,933,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 966,928 | $16,911,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 329,566 | $16,868,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 124,817 | $16,850,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 761,351 | $16,803,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 728,832 | $16,785,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 406,831 | $16,781,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 307,600 | $16,727,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 339,800 | $16,715,000 | thousands by filing date | call |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 272,724 | $16,696,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 661,545 | $16,684,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 411,516 | $16,572,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 534,946 | $16,545,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 398,500 | $16,522,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,294,189 | $16,514,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 182,600 | $16,482,000 | thousands by filing date | put |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 387,548 | $16,474,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 658,329 | $16,458,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 277,615 | $16,426,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 350,274 | $16,417,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 157,900 | $16,371,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 176,400 | $16,359,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 134,552 | $16,324,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 319,708 | $16,308,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 252,460 | $16,256,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 645,606 | $16,251,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 677,165 | $16,239,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 385,291 | $16,221,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 121,543 | $16,163,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 694,943 | $16,157,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 592,592 | $16,101,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 199,348 | $16,059,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 42,545 | $16,053,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 597,504 | $16,001,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 208,118 | $15,995,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 256,600 | $15,983,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 1,055,900 | $15,955,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,002,700 | $15,943,000 | thousands by filing date | put |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 669,735 | $15,934,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 332,098 | $15,921,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 14,800,000 | $15,910,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 521,005 | $15,874,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 490,946 | $15,828,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 63,300 | $15,821,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 664,064 | $15,791,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 227,937 | $15,789,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 101,059 | $15,779,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 126,615 | $15,695,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 367,299 | $15,655,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 203,100 | $15,626,000 | thousands by filing date | put |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 344,031 | $15,612,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 192,174 | $15,598,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 426,225 | $15,587,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 290,800 | $15,567,000 | thousands by filing date | put |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 147,600 | $15,563,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,119,553 | $15,562,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 673,716 | $15,516,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 540,882 | $15,497,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 208,726 | $15,481,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 138,291 | $15,433,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 436,093 | $15,306,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 329,580 | $15,283,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 395,537 | $15,255,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 141,879 | $15,255,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 207,843 | $15,217,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 278,170 | $15,209,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 478,530 | $15,193,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,117,400 | $15,185,000 | thousands by filing date | put |
| APTARGROUP INC COM | 038336103 | Stock | 206,116 | $15,138,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 435,983 | $15,094,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 14,988,000 | $15,093,000 | thousands by filing date | principal |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,329,617 | $15,077,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 177,837 | $15,018,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 112,586 | $14,990,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 7,525,000 | $14,975,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 199,909 | $14,882,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 379,334 | $14,877,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 125,066 | $14,869,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 735,284 | $14,853,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,210,870 | $14,845,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 98,279 | $14,843,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 248,398 | $14,810,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 237,218 | $14,791,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 319,104 | $14,746,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 82,400 | $14,714,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 405,000 | $14,682,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 301,816 | $14,656,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 223,600 | $14,604,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 157,708 | $14,572,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 102,488 | $14,564,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 324,157 | $14,541,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 604,851 | $14,518,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 246,800 | $14,398,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 171,200 | $14,395,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 435,300 | $14,369,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 13,975,000 | $14,365,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F676 | COM | 200,000 | $14,328,000 | thousands by filing date | call |
| ISHARES TR | 46432F834 | COM | 282,766 | $14,276,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 568,298 | $14,276,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 196,863 | $14,272,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 253,408 | $14,267,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 353,076 | $14,264,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 282,389 | $14,232,000 | thousands by filing date | principal |
| International Business Machines Corporation | 459200101 | COM | 85,700 | $14,225,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 367,800 | $14,223,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 300,126 | $14,187,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 602,754 | $14,161,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,052,025 | $14,150,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 187,589 | $14,058,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 528,071 | $14,046,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 146,365 | $14,038,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 81,300 | $14,037,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 263,888 | $14,013,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 265,673 | $14,009,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 272,491 | $13,977,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 281,394 | $13,971,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 752,895 | $13,959,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 188,231 | $13,941,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 570,172 | $13,922,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 565,710 | $13,922,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 11,744,000 | $13,917,000 | thousands by filing date | principal |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 60,879 | $13,911,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 336,081 | $13,884,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 38,723 | $13,839,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 63,903 | $13,827,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 687,501 | $13,818,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,278,376 | $13,805,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 140,700 | $13,790,000 | thousands by filing date | call |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 310,443 | $13,765,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 537,999 | $13,746,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 289,424 | $13,742,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 267,498 | $13,736,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 141,100 | $13,730,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 194,326 | $13,730,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 494,157 | $13,715,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 135,029 | $13,646,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 196,418 | $13,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 327,496 | $13,578,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 356,663 | $13,565,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 207,500 | $13,481,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 826,440 | $13,471,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 142,891 | $13,448,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 814,213 | $13,426,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 74,500 | $13,415,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 108,100 | $13,383,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 835,000 | $13,344,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 80,900 | $13,300,000 | thousands by filing date | call |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 233,532 | $13,281,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 121,000 | $13,264,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 264,869 | $13,164,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 157,509 | $13,164,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 342,349 | $13,125,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 520,667 | $13,121,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 316,319 | $13,080,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 14,676,000 | $13,080,000 | thousands by filing date | principal |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 924,632 | $13,075,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 602,780 | $13,056,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 966,082 | $13,052,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 910,162 | $13,042,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 714,998 | $13,041,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 333,564 | $13,019,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 116,781 | $12,931,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 155,900 | $12,889,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 401,318 | $12,879,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 366,448 | $12,852,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 444,643 | $12,819,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 985,827 | $12,816,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 350,000 | $12,758,000 | thousands by filing date | put |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 350,000 | $12,758,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 159,443 | $12,740,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 922,321 | $12,728,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 123,113 | $12,713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 469,912 | $12,702,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 773,032 | $12,678,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 352,145 | $12,600,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 356,328 | $12,575,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 73,265 | $12,547,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 237,915 | $12,528,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 499,971 | $12,523,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 10,669 | $12,448,000 | thousands by filing date | principal |
| MITEL NETWORKS CORP | 60671Q104 | COM | 1,823,129 | $12,398,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 11,951,000 | $12,390,000 | thousands by filing date | principal |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 933,449 | $12,386,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 220,900 | $12,377,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,070,176 | $12,361,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 237,766 | $12,355,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 630,840 | $12,352,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 597,622 | $12,310,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 80,000 | $12,265,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 190,000 | $12,234,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 117,400 | $12,217,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 215,796 | $12,205,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,207,200 | $12,205,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 739,105 | $12,203,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 564,544 | $12,178,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 52,348 | $12,157,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 3,137,000 | $12,148,000 | thousands by filing date | principal |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 147,972 | $12,141,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 226,702 | $12,116,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 170,865 | $12,090,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 337,600 | $12,089,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 190,600 | $12,075,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 58,448 | $11,987,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,571,595 | $11,977,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 395,116 | $11,953,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 151,478 | $11,930,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 236,908 | $11,892,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 470,636 | $11,879,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 443,449 | $11,871,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 13,164,000 | $11,864,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 152,571 | $11,856,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 72,100 | $11,854,000 | thousands by filing date | put |
| HCP INC | 40414L109 | COM | 398,129 | $11,834,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 11,800,000 | $11,827,000 | thousands by filing date | principal |
| TEGNA INC COM | 87901J105 | Stock | 552,615 | $11,821,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 577,928 | $11,796,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 410,100 | $11,790,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 195,895 | $11,779,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 152,118 | $11,774,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 318,827 | $11,764,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 257,980 | $11,754,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 352,325 | $11,747,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 184,164 | $11,730,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 240,705 | $11,711,000 | thousands by filing date | principal |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 171,400 | $11,710,000 | thousands by filing date | call |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 164,599 | $11,689,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 413,133 | $11,684,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 246,413 | $11,667,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 138,296 | $11,626,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 639,940 | $11,615,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 269,734 | $11,601,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 298,000 | $11,565,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 119,311 | $11,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 322,206 | $11,545,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,686,089 | $11,533,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 124,300 | $11,528,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 245,902 | $11,523,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 434,179 | $11,506,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 166,800 | $11,499,000 | thousands by filing date | call |
| TAILORED BRANDS INC | 87403A107 | COM | 449,900 | $11,495,000 | thousands by filing date | call |
| CBRE GROUP INC CL A | 12504L109 | Stock | 364,580 | $11,480,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 142,773 | $11,478,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,050,000 | $11,460,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,166,494 | $11,420,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 502,024 | $11,390,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,030,930 | $11,371,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 105,000 | $11,347,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 71,978 | $11,339,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 108,272 | $11,334,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 261,000 | $11,327,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 186,200 | $11,319,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 195,268 | $11,297,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 293,694 | $11,292,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 379,600 | $11,270,000 | thousands by filing date | call |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 106,060 | $11,269,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 295,272 | $11,266,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 312,969 | $11,251,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 215,889 | $11,246,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 204,935 | $11,242,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 115,779 | $11,239,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 276,392 | $11,233,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 231,436 | $11,222,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 597,286 | $11,217,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 579,835 | $11,208,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 113,353 | $11,189,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 165,845 | $11,176,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 241,937 | $11,149,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 143,979 | $11,121,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 518,659 | $11,099,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 231,963 | $11,093,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 279,980 | $11,078,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 465,000 | $11,058,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 176,500 | $11,052,000 | thousands by filing date | put |
| HORIZON GLOBAL CORP | 44052W104 | COM | 457,864 | $10,989,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 577,024 | $10,957,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 100,968 | $10,954,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 309,327 | $10,953,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 108,300 | $10,949,000 | thousands by filing date | call |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 11,146,000 | $10,923,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 165,208 | $10,919,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 107,800 | $10,899,000 | thousands by filing date | put |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 566,026 | $10,896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250,400 | $10,885,000 | thousands by filing date | put |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 154,804 | $10,885,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 250,000 | $10,868,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 148,400 | $10,829,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 144,067 | $10,816,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 283,993 | $10,809,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 130,619 | $10,800,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 334,227 | $10,796,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 213,950 | $10,796,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 149,100 | $10,723,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 450,946 | $10,709,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 227,662 | $10,699,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 356,344 | $10,693,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 336,765 | $10,689,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 60,400 | $10,677,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 641,971 | $10,651,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 657,331 | $10,635,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 69,513 | $10,574,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 113,634 | $10,573,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 431,702 | $10,560,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 64,507 | $10,543,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 89,903 | $10,537,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 100,100 | $10,532,000 | thousands by filing date | put |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 212,369 | $10,527,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 352,800 | $10,475,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 113,342 | $10,472,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 87,770 | $10,468,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 499,634 | $10,447,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 953,088 | $10,445,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 98,859 | $10,407,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 258,219 | $10,406,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 176,200 | $10,373,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 980,172 | $10,360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 213,370 | $10,359,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 207,700 | $10,352,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 367,022 | $10,352,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,352,500 | $10,306,000 | thousands by filing date | put |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 80,060 | $10,301,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 269,838 | $10,289,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 950,786 | $10,287,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 756,300 | $10,286,000 | thousands by filing date | call |
| NEWELL BRANDS INC COM | 651229106 | Stock | 230,000 | $10,270,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 446,083 | $10,257,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 488,101 | $10,251,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 140,000 | $10,216,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 343,163 | $10,192,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 508,267 | $10,186,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 74,727 | $10,179,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 106,506 | $10,176,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 267,550 | $10,175,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 241,698 | $10,166,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007017 | this filing | 2017-02-14 | acceptance time not in the bulk data set |