13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 7,205 holding rows worth $462,336,453,000.
- Accession
- 0001140361-17-007005
- Filer
- CIK 70858
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 17,965 entries on the cover page, a total value of $462,336,453,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $462,336,453,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 8,017 | $372,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 25,771 | $371,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 18,363 | $370,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 18,358 | $368,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,505 | $367,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 27,581 | $367,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 43,186 | $366,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 60,078 | $365,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 79,830 | $364,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 38,368 | $364,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 18,580 | $364,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 8,747 | $364,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,000 | $363,000 | thousands by filing date | put |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 59,299 | $361,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 38,723 | $361,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 40,241 | $359,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 34,762 | $359,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 33,896 | $359,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 18,752 | $359,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 24,046 | $358,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 8,099 | $358,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 14,135 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,262 | $357,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 25,499 | $357,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 7,260 | $357,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 46,765 | $357,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 8,538 | $356,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,600 | $353,000 | thousands by filing date | put |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 39,490 | $353,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 8,143 | $352,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 24,769 | $352,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 26,470 | $352,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 33,581 | $351,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 17,080 | $351,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 95,400 | $351,000 | thousands by filing date | call |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 6,311 | $351,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 8,474 | $351,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 29,640 | $349,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 23,630 | $348,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 19,089 | $348,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 4,700 | $344,000 | thousands by filing date | call |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,700 | $344,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 19,289 | $343,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 14,172 | $343,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 25,700 | $343,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 26,387 | $343,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 16,720 | $342,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 26,498 | $341,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 28,323 | $341,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 22,397 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,676 | $340,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 7,182 | $340,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 27,446 | $340,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 24,363 | $340,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 29,681 | $340,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 23,688 | $339,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 8,587 | $337,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 100,219 | $337,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 20,342 | $337,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 22,198 | $336,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 7,200 | $334,000 | thousands by filing date | put |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,070 | $332,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 9,527 | $331,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 31,691 | $330,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 35,100 | $329,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 93,056 | $328,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 23,347 | $328,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 37,314 | $328,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 43,047 | $328,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 7,601 | $326,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,400 | $326,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 7,217 | $325,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 297,000 | $324,000 | thousands by filing date | principal |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,464 | $323,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 252,000 | $323,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,902 | $322,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 11,400 | $322,000 | thousands by filing date | call |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 10,917 | $321,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 59,364 | $321,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 32,368 | $321,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 24,513 | $320,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,088 | $319,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 9,100 | $319,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,653 | $319,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 31,759 | $319,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 83,799 | $318,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 22,337 | $317,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 12,289 | $316,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 15,249 | $316,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 32,469 | $316,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 23,382 | $315,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 18,533 | $315,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 12,906 | $315,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 16,558 | $314,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 21,870 | $312,000 | thousands by filing date | |
| BARCLAYS PLC | 06738EAA3 | NOTE 8.250%12/3 | 300,000 | $312,000 | thousands by filing date | principal |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 18,261 | $311,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 12,655 | $310,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,000 | $310,000 | thousands by filing date | put |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 33,508 | $310,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 19,834 | $310,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 143,690 | $309,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 29,550 | $307,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 19,744 | $307,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 16,163 | $307,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 8,100 | $306,000 | thousands by filing date | call |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 6,163 | $306,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 100,082 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 12,724 | $304,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 22,250 | $304,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 42,517 | $304,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 20,831 | $303,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 58,710 | $303,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 18,861 | $303,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 9,633 | $303,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 6,998 | $303,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,245 | $302,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 47,647 | $302,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 8,000 | $301,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 3,042 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 13,150 | $300,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 6,295 | $300,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X160 | S&P INTL DIVID | 7,078 | $300,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 29,453 | $299,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 20,137 | $298,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 22,991 | $298,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 22,792 | $297,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 8,523 | $296,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 10,302 | $294,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 19,541 | $293,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 9,452 | $292,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 15,625 | $292,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,490 | $292,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 16,605 | $291,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 11,472 | $291,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 7,600 | $290,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 95,576 | $289,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 17,905 | $288,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 31,157 | $287,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 56,799 | $287,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,000 | $286,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 11,066 | $286,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 3,779 | $285,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 20,158 | $285,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 5,000 | $283,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 200,000 | $282,000 | thousands by filing date | principal |
| OPPENHEIMER REV WEIGHTED ETF | 68386C500 | ADR REV ETF | 8,586 | $282,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 55,049 | $281,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 44,735 | $280,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 6,860 | $280,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,000 | $279,000 | thousands by filing date | put |
| COLUMBIA ETF TR I | 19762B301 | I EM QUALITY ETF | 22,036 | $278,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 39,563 | $277,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 10,960 | $277,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 26,839 | $277,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 9,187 | $276,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 8,156 | $276,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 81,800 | $276,000 | thousands by filing date | call |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 5,532 | $275,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 17,672 | $275,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 58,558 | $275,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,599 | $274,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 35,038 | $274,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 11,039 | $274,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 25,329 | $274,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 69,210 | $274,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 13,811 | $273,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,723 | $272,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 16,208 | $272,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 17,301 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 10,793 | $272,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 29,118 | $272,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 21,144 | $271,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 12,006 | $271,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 19,765 | $271,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,736 | $270,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 20,869 | $270,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,800 | $270,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 6,651 | $270,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 30,203 | $270,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 37,035 | $269,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 29,000 | $267,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 97,301 | $267,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 28,328 | $267,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 30,880 | $266,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 13,393 | $266,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 12,717 | $265,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 13,869 | $265,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,506 | $264,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 39,152 | $264,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 121,823 | $262,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N840 | VCSHS INTL VOLTY | 7,967 | $260,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,200 | $259,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 8,387 | $259,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $259,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 78,356 | $259,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 39,574 | $259,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 15,554 | $259,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 16,392 | $258,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 23,811 | $258,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,423 | $258,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 27,100 | $258,000 | thousands by filing date | |
| COMMERCE UNION BANCSHARES INC | 200828101 | Common Stock | 11,929 | $257,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 30,800 | $257,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A110 | *W EXP 10/11/202 | 30,415 | $257,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,718 | $256,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 29,897 | $256,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 9,860 | $256,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 119,846 | $254,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 18,049 | $254,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 17,617 | $253,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 7,926 | $251,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,800 | $251,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 17,164 | $250,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 63 | $249,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 16,590 | $249,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 30,266 | $249,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 150,000 | $248,000 | thousands by filing date | call |
| TELADOC HEALTH INC | 87918A105 | COM | 14,981 | $247,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,703 | $247,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,339 | $247,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,385 | $247,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 49,500 | $246,000 | thousands by filing date | call |
| ATENTO S A | L0427L105 | SHS | 32,216 | $246,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 8,728 | $246,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,146 | $246,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 3,147 | $246,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 21,444 | $245,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 40,000 | $245,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 20,464 | $244,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 6,805 | $244,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,397 | $243,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 8,388 | $243,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 45,356 | $242,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 30,768 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 9,277 | $241,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,113 | $241,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 10,459 | $241,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 10,707 | $241,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 3,076 | $241,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 31,266 | $240,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 36,165 | $240,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 76,700 | $239,000 | thousands by filing date | call |
| 1ST SOURCE CORP COM | 336901103 | Stock | 5,354 | $239,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 7,265 | $238,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,685 | $237,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 160,000 | $237,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 22,822 | $237,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 16,765 | $237,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 10,562 | $236,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 6,799 | $235,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 62,649 | $235,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,515 | $234,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 17,269 | $234,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 6,770 | $231,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 17,726 | $231,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 12,203 | $231,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 14,453 | $230,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 31,868 | $230,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 8,835 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 9,308 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,246 | $229,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 8,819 | $228,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,343 | $228,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 17,296 | $228,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 23,105 | $228,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 180,554 | $227,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,960 | $224,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 8,004 | $224,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 14,268 | $224,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 45,824 | $222,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 58,688 | $221,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 14,661 | $220,000 | thousands by filing date | |
| THE BANK OF NOVA4 5 25F DUE 12/16/25 | 064159HB5 | FOREIGN BONDS (US $) | 210,000 | $220,000 | thousands by filing date | principal |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 7,578 | $220,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,104 | $219,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $219,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 9,777 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 8,075 | $217,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,379 | $217,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 190,000 | $217,000 | thousands by filing date | principal |
| GOLAR LNG LTD | G9456A100 | SHS | 9,400 | $216,000 | thousands by filing date | put |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 4,985 | $216,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 551,000 | $216,000 | thousands by filing date | principal |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 6,822 | $215,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,491 | $215,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 39,040 | $215,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 4,925 | $215,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 22,585 | $214,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 16,295 | $214,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,677 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,220 | $213,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,331 | $213,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 149,585 | $213,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,000 | $213,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 190,000 | $213,000 | thousands by filing date | principal |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 19,216 | $212,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 8,633 | $212,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $211,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 5,908 | $211,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 16,025 | $211,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 12,670 | $210,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,282 | $210,000 | thousands by filing date | |
| BLACKROCK NY MUNICIPAL BOND | 09249P106 | COM | 15,000 | $210,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,068 | $209,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 14,748 | $208,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 51,096 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,475 | $208,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 18,201 | $207,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430305 | ACTIVEBETA EUR | 8,068 | $207,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 32,592 | $207,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 14,021 | $206,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,196 | $206,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,837 | $206,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,454 | $205,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,908 | $204,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 20,932 | $204,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 7,532 | $203,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1,800 | $202,000 | thousands by filing date | call |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 20,332 | $202,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,000 | $201,000 | thousands by filing date | put |
| GORMAN RUPP CO COM | 383082104 | Stock | 6,501 | $201,000 | thousands by filing date | |
| PROSHARES TR | 74347B490 | ULTRA MSCI BRAZI | 3,484 | $201,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 9,174 | $201,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,975 | $200,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 42,652 | $200,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 10,779 | $200,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 6,300 | $199,000 | thousands by filing date | call |
| BANKFINANCIAL CORP | 06643P104 | COM | 13,423 | $199,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 12,825 | $198,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,542 | $197,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 24,138 | $197,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 40,700 | $197,000 | thousands by filing date | put |
| RMR GROUP INC | 74967R106 | CL A | 4,968 | $196,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,400 | $196,000 | thousands by filing date | call |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,302 | $196,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 203,000 | $195,000 | thousands by filing date | principal |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 18,540 | $195,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 13,574 | $194,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 8,116 | $194,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 6,944 | $192,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,361 | $192,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 8,038 | $192,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 8,540 | $192,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 19,400 | $192,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 7,124 | $191,000 | thousands by filing date | |
| JANUS VELOCITY TAIL RISK HEDGED LARGE CAP ETF | 47103U704 | ETF | 6,902 | $191,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 6,755 | $190,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,186 | $190,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 8,563 | $190,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 12,518 | $189,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 179,865 | $187,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 312,126 | $186,000 | thousands by filing date | principal |
| RUBICON PROJ INC | 78112V102 | COM | 25,126 | $186,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,200 | $185,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 19,900 | $185,000 | thousands by filing date | call |
| Proshares Short S&P | 74347B425 | COM | 5,058 | $185,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 6,982 | $185,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,110 | $185,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 5,788 | $183,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 20,000 | $183,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 6,640 | $183,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 23,210 | $182,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 7,294 | $182,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $181,000 | thousands by filing date | call |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 3,442 | $181,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 16,622 | $181,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 10,013 | $181,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 8,913 | $179,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 15,248 | $179,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 10,553 | $179,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 10,540 | $179,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 19,461 | $178,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,367 | $178,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 13,072 | $178,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 8,231 | $177,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 22,839 | $176,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 10,339 | $176,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 177,000 | $176,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 11,990 | $175,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 9,979 | $175,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 3,444 | $175,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 11,455 | $174,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 6,627 | $174,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 17,080 | $174,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 56,096 | $174,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 19,047 | $174,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 112,330 | $173,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 42,000 | $173,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,651 | $171,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1,616 | $170,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 11,710 | $170,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 3,102 | $170,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 34,081 | $170,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 4,788 | $170,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,045 | $169,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007PBC2 | NOTE 10/10 | 135,541 | $169,000 | thousands by filing date | principal |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 16,947 | $168,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,600 | $167,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 13,040 | $167,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 51,793 | $167,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 67,119 | $167,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 11,000 | $166,000 | thousands by filing date | put |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,611 | $166,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,913 | $166,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 27,633 | $166,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 24,634 | $165,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,048 | $165,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $165,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 6,139 | $165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X376 | MSCI CDA STRTGIC | 3,081 | $165,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 2,512 | $164,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 11,968 | $164,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,933 | $163,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 20,054 | $163,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 25,103 | $162,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 4,978 | $162,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 22,889 | $162,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 24,570 | $162,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 9,028 | $161,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 6,641 | $161,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 8,085 | $161,000 | thousands by filing date | |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 20,200 | $161,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,254 | $160,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 11,750 | $160,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W486 | GUGGENHEIM SP | 6,093 | $160,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 24,134 | $159,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 10,129 | $159,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 140,000 | $159,000 | thousands by filing date | principal |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,978 | $158,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 51,559 | $158,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 33,092 | $158,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 72,699 | $158,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 39,448 | $157,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,199 | $156,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 24,521 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 10,702 | $155,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,808 | $155,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 6,834 | $155,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,500 | $154,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 3,526 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3,520 | $154,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 11,600 | $153,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,000 | $152,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 156,000 | $152,000 | thousands by filing date | principal |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 29,560 | $151,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 6,521 | $151,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 12,963 | $150,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 10,258 | $150,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 18,871 | $150,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,200 | $149,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 32,522 | $149,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 15,770 | $149,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 26,799 | $148,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 6,092 | $147,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 11,695 | $147,000 | thousands by filing date | |
| MSB FINL CORP NEW | 55352L101 | COM | 10,006 | $147,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 6,079 | $147,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 150,000 | $147,000 | thousands by filing date | principal |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 13,076 | $146,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,458 | $146,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 8,653 | $146,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,800 | $145,000 | thousands by filing date | call |
| ALEXANDERS INC COM | 014752109 | REIT | 341 | $145,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 2,952 | $145,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 5,232 | $144,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 12,830 | $144,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 10,216 | $143,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 7,404 | $142,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 3,968 | $141,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 22,892 | $141,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,536 | $141,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 8,461 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 3,526 | $141,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 35,420 | $140,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 23,603 | $140,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,871 | $140,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 2,423 | $140,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 3,838 | $140,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 11,676 | $140,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 3,090 | $139,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 9,783 | $138,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 8,559 | $138,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19762B889 | I INDIA SML CP ETF | 9,814 | $138,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 10,015 | $137,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 15,939 | $137,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $136,000 | thousands by filing date | put |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,500 | $136,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,351 | $136,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 6,716 | $136,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 14,250 | $135,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 4,978 | $135,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 23,100 | $135,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,000 | $135,000 | thousands by filing date | put |
| KOPIN CORP | 500600101 | COMMON STOCK | 47,150 | $134,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 7,484 | $134,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 27,140 | $134,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 17,507 | $133,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 10,086 | $133,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 6,077 | $133,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-17-007005 | this filing | 2017-02-14 | acceptance time not in the bulk data set |