13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-08, with 6,854 holding rows worth $152,069,448,000.
- Accession
- 0001140361-16-069027
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 28,509 entries on the cover page, a total value of $152,069,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,069,448,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 11,825 | $1,140,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 60,514 | $1,139,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 49,627 | $1,137,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 27,350 | $1,136,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 305,921 | $1,135,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 44,965 | $1,134,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 25,665 | $1,134,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 43,315 | $1,133,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 75,900 | $1,132,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 30,000 | $1,131,000 | thousands by filing date | put |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 27,649 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 40,463 | $1,128,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 26,702 | $1,128,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 55,478 | $1,125,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 25,754 | $1,124,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 266,313 | $1,123,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 25,000 | $1,121,000 | thousands by filing date | call |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 61,721 | $1,121,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 101,182 | $1,118,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 105,000 | $1,117,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 29,514 | $1,116,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,116,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 10,000 | $1,115,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 93,388 | $1,115,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,000 | $1,113,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 36,135 | $1,113,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 99,355 | $1,112,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 57,791 | $1,111,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 21,548 | $1,109,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 55,667 | $1,101,000 | thousands by filing date | |
| PROSHARES TR | 74347X815 | ULTRA MDCAP400 | 21,997 | $1,100,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 36,611 | $1,099,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 53,564 | $1,099,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 271,914 | $1,098,000 | thousands by filing date | |
| INNOVATOR IBD 50 | 004006508 | COM | 49,510 | $1,098,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 85,991 | $1,097,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 15,213 | $1,096,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,642 | $1,093,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,611 | $1,093,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 74,749 | $1,091,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 105,417 | $1,091,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 70,000 | $1,091,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 39,207 | $1,090,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 101,211 | $1,090,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,526 | $1,088,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 57,463 | $1,078,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 25,000 | $1,077,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 34,500 | $1,076,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 50,300 | $1,076,000 | thousands by filing date | put |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 24,215 | $1,075,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 14,300 | $1,074,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 9,391 | $1,074,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 42,890 | $1,070,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 56,260 | $1,065,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 29,896 | $1,065,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 37,467 | $1,063,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 30,600 | $1,062,000 | thousands by filing date | call |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 58,350 | $1,061,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,519 | $1,060,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 53,970 | $1,058,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 143,284 | $1,055,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 34,986 | $1,055,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,100 | $1,054,000 | thousands by filing date | call |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 27,104 | $1,054,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 20,000 | $1,053,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 26,249 | $1,053,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 297,173 | $1,052,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 42,397 | $1,051,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 54,721 | $1,050,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 55,377 | $1,049,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 8,002 | $1,047,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 36,939 | $1,046,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 161,087 | $1,044,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 8,179 | $1,042,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 16,603 | $1,040,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 51,204 | $1,039,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 303,400 | $1,038,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 19,000 | $1,035,000 | thousands by filing date | call |
| OUTFRONT MEDIA INC | 69007J106 | COM | 47,481 | $1,035,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 117,165 | $1,033,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 118,159 | $1,033,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17,851 | $1,032,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 51,202 | $1,032,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 20,124 | $1,031,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 33,664 | $1,031,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 31,500 | $1,030,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 30,261 | $1,028,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 604,264 | $1,027,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 36,567 | $1,026,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,230 | $1,024,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 15,000 | $1,024,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 24,107 | $1,024,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 35,851 | $1,023,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 37,391 | $1,023,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,509 | $1,022,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 14,265 | $1,022,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 31,497 | $1,021,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 22,240 | $1,021,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 73,714 | $1,018,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 53,052 | $1,017,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 39,650 | $1,014,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 20,096 | $1,013,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 1,002,000 | $1,013,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 19,949 | $1,011,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 40,100 | $1,010,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 19,887 | $1,008,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 30,000 | $1,005,000 | thousands by filing date | put |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 87,375 | $1,005,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 19,448 | $1,005,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,100,000 | $1,003,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 27,300 | $1,001,000 | thousands by filing date | put |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 67,304 | $999,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 41,013 | $998,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 83,385 | $996,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 48,620 | $995,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 59,726 | $995,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 39,787 | $994,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 40,303 | $993,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 226,616 | $993,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 30,885 | $991,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,417 | $991,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 117,841 | $988,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,400 | $986,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 51,888 | $984,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,119 | $984,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 91,179 | $983,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 43,197 | $983,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 32,352 | $982,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 73,878 | $976,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 23,192 | $975,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 75,108 | $975,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 112,000 | $973,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 61,743 | $973,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 26,933 | $972,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 49,434 | $971,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 18,631 | $971,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 8,597 | $969,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 54,256 | $969,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 25,863 | $967,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 26,048 | $965,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 38,426 | $965,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 10,700 | $963,000 | thousands by filing date | put |
| ARCHROCK INC | 03957W106 | COM | 127,738 | $960,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 70,244 | $960,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 77,450 | $959,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 76,000 | $957,000 | thousands by filing date | put |
| CACI INTL INC CL A | 127190304 | Stock | 10,292 | $955,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 43,900 | $955,000 | thousands by filing date | call |
| JOY GLOBAL INC | 481165108 | COM | 75,661 | $955,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 51,458 | $955,000 | thousands by filing date | |
| PROSHARES TR | 74347B870 | CDS SH NA HYCR | 24,966 | $951,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 43,916 | $949,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 41,186 | $949,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 36,436 | $948,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 478,920 | $944,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,696 | $942,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 137,888 | $942,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 126,752 | $942,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 40,658 | $939,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 52,437 | $936,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 65,163 | $936,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 112,092 | $936,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 14,233 | $935,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 30,000 | $935,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 33,508 | $934,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 121,991 | $932,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 46,522 | $931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 32,271 | $931,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $929,000 | thousands by filing date | put |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 37,135 | $929,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 22,596 | $928,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 15,455 | $928,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 23,085 | $927,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 42,528 | $927,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 55,022 | $927,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 63,816 | $926,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 27,787 | $925,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 28,462 | $923,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 11,870 | $923,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 659,439 | $923,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 38,991 | $922,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 19,163 | $922,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 120,000 | $922,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 38,784 | $921,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 32,332 | $919,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 40,320 | $919,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 122,207 | $919,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 38,000 | $918,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 26,327 | $916,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 71,774 | $916,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 164,853 | $914,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 25,000 | $912,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 86,283 | $912,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 575,000 | $909,000 | thousands by filing date | put |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 1,875 | $908,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 169,674 | $908,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,234 | $908,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 37,824 | $908,000 | thousands by filing date | principal |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 32,701 | $905,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 44,070 | $903,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 19,176 | $902,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 56,633 | $897,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 71,098 | $895,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 20,600 | $894,000 | thousands by filing date | put |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 41,674 | $894,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 169,489 | $893,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 2,676,534 | $893,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 38,568 | $892,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 103,480 | $890,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 80,731 | $890,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 23,781 | $888,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 24,200 | $887,000 | thousands by filing date | call |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 15,541 | $885,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 31,491 | $885,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 59,000 | $884,000 | thousands by filing date | call |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 3,508 | $884,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 51,956 | $884,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 36,274 | $883,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 35,754 | $882,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 35,409 | $882,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 5,000 | $881,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 37,629 | $881,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,800 | $880,000 | thousands by filing date | call |
| BURLINGTON STORES INC COM | 122017106 | Stock | 20,481 | $878,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 831,000 | $878,000 | thousands by filing date | principal |
| TEREX CORP NEW COM | 880779103 | Stock | 47,478 | $877,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 26,595 | $877,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 19,620 | $877,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 30,000 | $874,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 88,340 | $874,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 11,769 | $871,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 62,199 | $871,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 39,271 | $869,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 300 | $869,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 86,600 | $869,000 | thousands by filing date | call |
| GIBRALTAR INDS INC | 374689107 | COM | 34,097 | $868,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 13,360 | $867,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 124,593 | $867,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 52,487 | $867,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 48,631 | $866,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 27,588 | $864,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 64,840 | $864,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 27,990 | $862,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,677 | $862,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 28,090 | $861,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 34,066 | $861,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 56,626 | $860,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,012 | $859,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 70,550 | $858,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 50,051 | $858,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 31,686 | $858,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 47,505 | $858,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 28,191 | $858,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 49,469 | $857,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 24,144 | $856,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 14,928 | $856,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 35,182 | $855,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 49,300 | $852,000 | thousands by filing date | call |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 50,645 | $850,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 68,550 | $849,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 68,988 | $848,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 17,645 | $848,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 17,674 | $846,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 23,659 | $846,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,540 | $845,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 39,020 | $845,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 64,866 | $843,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 31,450 | $841,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 65,804 | $840,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 18,836 | $840,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 20,903 | $838,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 40,165 | $836,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 51,821 | $836,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 22,153 | $835,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 18,565 | $835,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 29,159 | $835,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 23,954 | $834,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 58,225 | $834,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 36,599 | $833,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 31,382 | $833,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,898 | $832,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,891 | $832,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 307,030 | $832,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 17,053 | $830,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 244,900 | $830,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 17,384 | $828,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,703 | $828,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 29,965 | $828,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 61,596 | $827,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 35,526 | $827,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 66,726 | $826,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,610 | $826,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 29,354 | $824,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 29,657 | $823,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 26,827 | $822,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 153,882 | $821,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 21,575 | $821,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 34,281 | $821,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 63,503 | $819,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 114,600 | $819,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 52,485 | $819,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,700 | $818,000 | thousands by filing date | put |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 21,328 | $818,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 6,359 | $817,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 16,432 | $816,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 16,329 | $816,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,260 | $815,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 52,108 | $813,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 31,598 | $812,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 37,488 | $811,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 50,557 | $809,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 14,397 | $808,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 210,080 | $805,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 39,131 | $804,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 196,423 | $802,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 31,121 | $801,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 56,587 | $801,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 41,604 | $800,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 36,653 | $799,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 33,793 | $799,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 15,378 | $798,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 54,828 | $797,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 72,471 | $797,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 18,591 | $796,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 75,934 | $794,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 7,643 | $794,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 16,800 | $793,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 19,163 | $792,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 1,825 | $791,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 34,019 | $791,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 21,714 | $790,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 89,818 | $790,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,133 | $789,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 80,692 | $789,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 8,394 | $788,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 19,874 | $787,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 16,629 | $785,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 57,226 | $784,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 44,236 | $783,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 153,800 | $783,000 | thousands by filing date | call |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 44,734 | $782,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 51,943 | $782,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,874 | $782,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 36,406 | $779,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 61,900 | $779,000 | thousands by filing date | call |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 44,593 | $779,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 19,243 | $777,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 12,046 | $777,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 27,044 | $776,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 25,821 | $775,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 17,626 | $775,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 90,450 | $775,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 2,031 | $774,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 51,359 | $773,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 89,165 | $773,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 10,000 | $772,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 26,718 | $772,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 27,900 | $771,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 33,362 | $771,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 54,689 | $771,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 175,781 | $770,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 11,382 | $769,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 24,080 | $767,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,400 | $766,000 | thousands by filing date | call |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 52,682 | $766,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 211,500 | $766,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 12,670 | $766,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 47,704 | $766,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 9,312 | $764,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 68,106 | $764,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 14,462 | $762,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 72,287 | $762,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 26,330 | $761,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 35,000 | $760,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 52,970 | $757,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 34,064 | $756,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 10,177 | $755,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 55,279 | $754,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,812 | $754,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 60,834 | $753,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 48,397 | $752,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,187,596 | $752,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y594 | PAC EN FLTG RT | 15,943 | $752,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 52,761 | $751,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 8,985 | $749,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 16,500 | $749,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 52,175 | $749,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 31,867 | $748,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 26,671 | $746,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 19,816 | $746,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 37,655 | $746,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 2,571,200 | $746,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 82,807 | $745,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 9,627 | $743,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,231 | $742,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,792 | $741,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 25,862 | $741,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 30,967 | $741,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 13,343 | $738,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 34,333 | $737,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 78,149 | $737,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 45,293 | $736,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 131,544 | $735,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 41,601 | $734,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 16,000 | $732,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 15,445 | $732,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 67,205 | $732,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 47,501 | $731,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 28,680 | $730,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 54,400 | $729,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 24,613 | $727,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 19,527 | $727,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 27,505 | $727,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 119,206 | $725,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 22,427 | $725,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 52,701 | $725,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $724,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,081 | $724,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,508 | $724,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 16,800 | $721,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 26,546 | $721,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 125,626 | $720,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,321 | $720,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 59,287 | $720,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 36,274 | $719,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 100,666 | $718,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,328 | $716,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 8,169 | $715,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 44,904 | $712,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 174,691 | $711,000 | thousands by filing date | |
| IPATH US TSY 10Y BEAR | 06740L451 | COMMON | 35,088 | $711,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21,700 | $709,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 59,420 | $709,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 1,193 | $709,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $708,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 77,721 | $708,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 315,900 | $708,000 | thousands by filing date | put |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 27,719 | $706,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 11,791 | $706,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,948 | $705,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 56,806 | $705,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 85,288 | $702,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 59,336 | $702,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 67,510 | $701,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 20,778 | $701,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $700,000 | thousands by filing date | |
| Call - MTB $73.86 Exp 12/23/2018 | 55261F112 | Warrants | 14,361 | $700,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 96,314 | $699,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 71,849 | $699,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 20,744 | $698,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 28,892 | $698,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 53,222 | $697,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 16,353 | $696,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 125,237 | $696,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 32,527 | $696,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 15,162 | $693,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 44,754 | $693,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 277,000 | $693,000 | thousands by filing date | put |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 31,553 | $693,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 11,663 | $692,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 70,344 | $689,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 69,369 | $689,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 51,361 | $687,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 30,300 | $686,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 8,500 | $685,000 | thousands by filing date | put |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 17,567 | $685,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 18,511 | $682,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 24,053 | $682,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 32,156 | $681,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 8,000 | $681,000 | thousands by filing date | put |
| MERIT MED SYS INC COM | 589889104 | Stock | 36,662 | $680,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 15,078 | $679,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 16,564 | $679,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 36,640 | $677,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 79,802 | $677,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 5,801 | $676,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 25,000 | $675,000 | thousands by filing date | call |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 23,293 | $674,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,735 | $674,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 736,000 | $674,000 | thousands by filing date | principal |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 32,275 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,689 | $673,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 48,147 | $673,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N522 | DB 3X LONG UST | 13,567 | $672,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 25,762 | $671,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 21,434 | $671,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 164,423 | $671,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 41,400 | $670,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 28,257 | $668,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 68,061 | $668,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,524 | $667,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 23,274 | $666,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 43,251 | $664,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 53,211 | $662,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 29,675 | $662,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 57,867 | $660,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 44,008 | $658,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 85,090 | $658,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 20,918 | $658,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 138,809 | $658,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | this filing | 2016-06-08 | acceptance time not in the bulk data set |