13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-08, with 6,854 holding rows worth $152,069,448,000.
- Accession
- 0001140361-16-069027
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 28,509 entries on the cover page, a total value of $152,069,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,069,448,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FS BANCORP INC | 30263Y104 | COM | 14,962 | $389,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 41,292 | $389,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,195 | $389,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 9,099 | $389,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,424 | $388,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 42,663 | $388,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 27,292 | $387,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 19,952 | $387,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 30,163 | $387,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 146,690 | $387,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 36,957 | $387,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 26,160 | $386,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 98,000 | $386,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 42,623 | $386,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 16,317 | $385,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 15,743 | $385,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 19,121 | $385,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 310,100 | $385,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 52,901 | $385,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 54,860 | $384,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,246 | $384,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 8,637 | $383,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 32,866 | $383,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 12,080 | $383,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 36,393 | $383,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 69,720 | $382,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 20,954 | $379,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 47,637 | $379,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,090 | $378,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 34,580 | $378,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 29,490 | $377,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 10,638 | $376,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 27,737 | $376,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 11,848 | $375,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,311 | $375,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 16,630 | $375,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,315 | $375,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 25,311 | $375,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 15,509 | $375,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 25,871 | $374,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 33,098 | $374,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 10,109 | $374,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 13,692 | $373,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 15,734 | $372,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,000 | $371,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,000 | $371,000 | thousands by filing date | call |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,889 | $370,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,963 | $370,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 11,098 | $370,000 | thousands by filing date | principal |
| INFRAREIT INC | 45685L100 | COM | 20,001 | $369,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $369,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 4,086 | $368,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 7,224 | $367,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $367,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 83,155 | $367,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 17,215 | $367,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 8,229 | $367,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 26,747 | $366,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 24,015 | $365,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 17,328 | $365,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 57,396 | $365,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 10,000 | $365,000 | thousands by filing date | put |
| Powershares ETF KBW Insurance | 73936q777 | COM | 7,588 | $365,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 17,574 | $364,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 39,948 | $364,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $364,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 14,479 | $364,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 11,613 | $364,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 5,431 | $362,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 15,003 | $362,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 69,445 | $361,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 4,044 | $358,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 26,581 | $358,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 58,358 | $358,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 102,993 | $358,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 3,677 | $358,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 8,467 | $357,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 10,000 | $356,000 | thousands by filing date | put |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 13,919 | $356,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,824 | $355,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 33,711 | $355,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 6,460 | $355,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 19,387 | $354,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 27,203 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 2,052 | $354,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 6,488 | $353,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,605 | $353,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 11,000 | $352,000 | thousands by filing date | put |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 15,808 | $352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 7,044 | $352,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 40,262 | $351,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 18,376 | $351,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 9,558 | $351,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 35,840 | $350,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 6,479 | $350,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 60,486 | $349,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 26,279 | $349,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 26,414 | $348,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 8,578 | $347,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 50,400 | $347,000 | thousands by filing date | put |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 36,283 | $346,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 60,182 | $346,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,514 | $346,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 14,976 | $345,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 5,415 | $345,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 9,183 | $344,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 25,021 | $344,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 53,900 | $344,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,843 | $344,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 20,431 | $343,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 15,647 | $343,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 10,182 | $343,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 8,769 | $343,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 33,695 | $343,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,608 | $342,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,490 | $342,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 16,607 | $342,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,812 | $341,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 19,727 | $341,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 25,300 | $341,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 11,919 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 12,811 | $340,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 11,037 | $340,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 13,982 | $340,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 24,112 | $340,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 20,129 | $339,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 11,503 | $339,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 51,204 | $338,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,003 | $337,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,220 | $337,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 9,646 | $337,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 30,487 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 19,169 | $336,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 7,673 | $335,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 21,344 | $335,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 15,615 | $335,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 9,496 | $334,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 3,588 | $334,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 27,930 | $334,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 33,803 | $334,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 36,035 | $333,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 16,014 | $332,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 11,346 | $332,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 54,506 | $331,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 32,680 | $331,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,400 | $331,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,506 | $329,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 11,106 | $329,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 248,000 | $329,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 45,688 | $329,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 24,756 | $328,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 14,779 | $328,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,539 | $328,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 52,660 | $328,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 25,904 | $328,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 52,499 | $328,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 19,870 | $328,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 56,765 | $327,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 5,385 | $327,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 24,479 | $326,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 9,407 | $325,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 35,556 | $325,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 22,254 | $325,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 17,860 | $324,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 3,251 | $324,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,299 | $324,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 17,734 | $323,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 12,564 | $323,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 14,165 | $323,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 160,000 | $323,000 | thousands by filing date | put |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 13,156 | $323,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 30,873 | $322,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,631 | $322,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 82,001 | $322,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 35,396 | $322,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 45,734 | $322,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,600 | $321,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 17,777 | $321,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,880 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,150 | $320,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 35,049 | $320,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 11,196 | $320,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 45,967 | $320,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 18,605 | $319,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 8,102 | $319,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 7,219 | $319,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 14,839 | $318,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 7,277 | $318,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,912 | $318,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 127,111 | $318,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 26,975 | $318,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 50,867 | $317,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,410 | $317,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 10,000 | $317,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,742 | $317,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 16,960 | $316,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 12,596 | $316,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 25,300 | $315,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 9,871 | $314,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 13,514 | $314,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,541 | $313,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 10,093 | $313,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 197,005 | $312,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 23,221 | $312,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 40,558 | $311,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 45,934 | $311,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 3,900 | $310,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 19,438 | $310,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 5,000 | $310,000 | thousands by filing date | put |
| LINDSAY CORPORATION | 535555106 | COM | 4,273 | $309,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 17,698 | $309,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 35,000 | $309,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,598 | $309,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 34,683 | $307,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,993 | $307,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 8,876 | $307,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,000 | $307,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 10,102 | $306,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 35,066 | $304,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,478 | $303,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 9,037 | $303,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 18,373 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 18,793 | $302,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 17,202 | $302,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,867 | $302,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 83,571 | $301,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,177 | $300,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $300,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,000 | $299,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 11,704 | $299,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 9,593 | $299,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 30,540 | $299,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 19,550 | $299,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,026 | $298,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 18,213 | $298,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 782,444 | $297,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 32,285 | $297,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,100 | $296,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 60,325 | $296,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y743 | ADV GLBALPBETA | 464 | $295,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,318 | $294,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 30,000 | $294,000 | thousands by filing date | call |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,339 | $293,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 41,222 | $293,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 8,702 | $293,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,694 | $293,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,555 | $292,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 12,000 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 10,575 | $290,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 29,249 | $290,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 26,282 | $289,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 26,838 | $288,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 12,378 | $288,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 15,000 | $288,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 48,545 | $287,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 7,608 | $286,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 40,540 | $286,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 17,724 | $286,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 21,022 | $286,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 14,121 | $285,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,024 | $285,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,843 | $284,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 19,213 | $284,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 23,437 | $283,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 30,000 | $283,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 277,808 | $283,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 84,154 | $283,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q736 | FDMTL EMKLODBT | 17,097 | $283,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 22,536 | $282,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 33,600 | $282,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 9,304 | $282,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 12,755 | $282,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 21,882 | $282,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 11,608 | $282,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 23,166 | $281,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 7,685 | $281,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 26,839 | $281,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 24,204 | $281,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,974 | $280,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 6,196 | $280,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,000 | $280,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,008 | $280,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,500 | $279,000 | thousands by filing date | put |
| HORTONWORKS INC | 440894103 | COM | 12,737 | $279,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 11,062 | $279,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 25,000 | $279,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 28,044 | $278,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 36,176 | $278,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,720 | $278,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 21,420 | $278,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 20,697 | $277,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 15,935 | $277,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 8,338 | $276,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 8,194 | $276,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 6,731 | $275,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L469 | 2 YR TREAS BULL | 4,382 | $275,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,475 | $273,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,400 | $272,000 | thousands by filing date | put |
| AMERICAN PUB ED INC | 02913V103 | COM | 14,618 | $272,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 10,816 | $272,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 22,392 | $272,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,163 | $272,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 17,534 | $272,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,029 | $271,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 6,123 | $271,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $271,000 | thousands by filing date | call |
| BIOTELEMETRY INC | 090672106 | COM | 23,238 | $271,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 19,276 | $271,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 51,498 | $271,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 15,563 | $271,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 24,294 | $271,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 3,165 | $270,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 34,624 | $270,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 20,976 | $270,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,211 | $269,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 18,220 | $269,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 5,813 | $269,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,316 | $268,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,956 | $268,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 10,603 | $268,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 6,026 | $267,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 39,914 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,954 | $265,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 4,500 | $264,000 | thousands by filing date | put |
| INNERWORKINGS INC | 45773Y105 | COM | 35,194 | $264,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,520 | $264,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 10,162 | $264,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,196 | $263,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 6,732 | $262,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 15,244 | $262,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 15,160 | $262,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 5,515 | $261,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,810 | $261,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 8,044 | $260,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 18,001 | $260,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 16,199 | $260,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,770 | $259,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $259,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 54,159 | $258,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 19,986 | $258,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 54,007 | $258,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 9,245 | $257,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 6,990 | $257,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,747 | $256,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 15,890 | $256,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 10,000 | $256,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 6,863 | $255,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,048 | $254,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,472 | $254,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 9,288 | $254,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 86,327 | $254,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 42,665 | $253,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,297 | $252,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,400 | $252,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,371 | $251,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 5,507 | $250,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 12,480 | $250,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 9,600 | $250,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,077 | $250,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 12,545 | $250,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 6,866 | $249,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 19,194 | $249,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 11,381 | $249,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 8,160 | $249,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 23,240 | $249,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 18,225 | $248,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,100 | $248,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 19,843 | $247,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 30,197 | $247,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 4,500 | $247,000 | thousands by filing date | call |
| EQUINIX INC | 29444UAH9 | CNV | 62,000 | $247,000 | thousands by filing date | principal |
| LinnCo, LLC | 535782106 | LTD | 241,348 | $246,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 29,618 | $244,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 9,400 | $244,000 | thousands by filing date | call |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 3,023 | $244,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 305,000 | $244,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 9,150 | $243,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 51,859 | $243,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,925 | $243,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 83,480 | $243,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 24,545 | $242,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 6,420 | $242,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 14,439 | $242,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 116,373 | $242,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,147 | $241,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 6,614 | $241,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 14,837 | $241,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 15,292 | $240,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 9,869 | $240,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 185,256 | $239,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,800 | $238,000 | thousands by filing date | call |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,559 | $238,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,340 | $238,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 92,609 | $238,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 19,923 | $237,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 28,105 | $237,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 17,565 | $236,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 5,894 | $236,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,775 | $236,000 | thousands by filing date | principal |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,100 | $236,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 5,362 | $236,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 23,676 | $236,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 11,816 | $235,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 7,244 | $235,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 4,700 | $234,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 8,340 | $234,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 17,499 | $234,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 7,282 | $234,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 8,747 | $233,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $233,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 7,526 | $232,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 19,233 | $232,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 27,199 | $231,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 12,387 | $231,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 26,978 | $231,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 45,349 | $231,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 53,688 | $230,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $230,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 14,959 | $230,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 21,374 | $230,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 4,918 | $230,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 21,145 | $229,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 20,000 | $229,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 9,772 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 15,751 | $229,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 20,108 | $229,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 21,401 | $228,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,289 | $228,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,000 | $228,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 41,762 | $228,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 71,404 | $228,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,794 | $227,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 124,901 | $227,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 12,528 | $227,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 6,192 | $226,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,499 | $225,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 155,526 | $225,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,754 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 10,181 | $223,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 16,015 | $223,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 5,045 | $223,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 27,347 | $223,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 51,677 | $223,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,329 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,700 | $222,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 4,877 | $221,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 2,662 | $221,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 6,500 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 1,951 | $220,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 56,446 | $220,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 4,705 | $220,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,494 | $219,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,742 | $219,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 27,570 | $219,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 11,888 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,289 | $218,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,571 | $218,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 9,848 | $217,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,970 | $216,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,484 | $216,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 50,000 | $215,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 13,075 | $215,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 61,244 | $215,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 5,998 | $214,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 6,784 | $214,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 13,521 | $214,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 6,287 | $214,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 8,400 | $213,000 | thousands by filing date | principal |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 14,227 | $213,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 14,718 | $212,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,271 | $212,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,701 | $212,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 6,842 | $211,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,078 | $211,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,165 | $211,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 8,636 | $211,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 5,821 | $210,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 8,832 | $210,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 15,988 | $210,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 10,074 | $210,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 22,134 | $209,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 3,699 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 10,414 | $209,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,692 | $209,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 26,983 | $209,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 10,525 | $209,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,205 | $208,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,499 | $207,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 12,291 | $207,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,239 | $207,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 5,066 | $207,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 36,271 | $207,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 53,082 | $207,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $207,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 7,352 | $206,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 27,693 | $206,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 7,429 | $206,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 12,394 | $206,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 20,537 | $205,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | this filing | 2016-06-08 | acceptance time not in the bulk data set |