13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-08, with 6,854 holding rows worth $152,069,448,000.
- Accession
- 0001140361-16-069027
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 28,509 entries on the cover page, a total value of $152,069,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,069,448,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 84,841 | $4,033,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 83,159 | $4,031,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 195,800 | $4,026,000 | thousands by filing date | call |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 225,131 | $4,013,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 78,991 | $4,013,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 165,365 | $4,012,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 186,060 | $3,971,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 35,673 | $3,969,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 4,401,000 | $3,961,000 | thousands by filing date | principal |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 163,416 | $3,959,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 99,991 | $3,923,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 167,262 | $3,920,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 169,736 | $3,914,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 50,600 | $3,907,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 67,212 | $3,905,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 26,900 | $3,905,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 116,897 | $3,897,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 430,693 | $3,890,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300,000 | $3,888,000 | thousands by filing date | call |
| STAG INDUSTRIAL INC | 85254J102 | COM | 210,123 | $3,877,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 157,836 | $3,873,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 68,655 | $3,863,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 59,700 | $3,861,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 55,301 | $3,857,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 209,040 | $3,855,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 85,414 | $3,853,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 137,475 | $3,853,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 216,577 | $3,848,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 44,105 | $3,833,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 74,000 | $3,830,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 30,161 | $3,826,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 129,124 | $3,821,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 4,210,000 | $3,818,000 | thousands by filing date | principal |
| PGT INNOVATIONS INC | 69336V101 | COM | 334,804 | $3,814,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 143,902 | $3,812,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 133,797 | $3,791,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 87,485 | $3,783,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 139,893 | $3,778,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 450,000 | $3,776,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 199,149 | $3,772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 149,884 | $3,768,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 369,445 | $3,768,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 25,000 | $3,766,000 | thousands by filing date | call |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 468,289 | $3,765,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 29,606 | $3,758,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 176,395 | $3,750,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 69,900 | $3,743,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 49,200 | $3,741,000 | thousands by filing date | call |
| LYDALL INC | 550819106 | COMMON STOCK | 105,114 | $3,730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 76,025 | $3,725,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 185,300 | $3,725,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 35,883 | $3,724,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 49,000 | $3,724,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 136,593 | $3,721,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 178,099 | $3,716,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 52,400 | $3,709,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 102,400 | $3,707,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 114,149 | $3,703,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 98,200 | $3,702,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 104,076 | $3,700,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 87,528 | $3,700,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 32,990 | $3,680,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 2,000,000 | $3,680,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 517,296 | $3,678,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 100,000 | $3,668,000 | thousands by filing date | call |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 134,704 | $3,666,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 39,015 | $3,664,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 45,185 | $3,659,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 135,400 | $3,656,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 51,000 | $3,641,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 67,306 | $3,640,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 50,000 | $3,637,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 492,700 | $3,636,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 124,995 | $3,635,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 75,253 | $3,628,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 9,490 | $3,613,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 52,500 | $3,612,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 738,675 | $3,598,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 119,750 | $3,593,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 216,431 | $3,588,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 72,168 | $3,585,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 63,760 | $3,585,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 118,603 | $3,581,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 68,557 | $3,580,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,192,000 | $3,580,000 | thousands by filing date | principal |
| KEMPER CORP COM | 488401100 | Stock | 95,945 | $3,574,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 38,443 | $3,570,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 134,143 | $3,566,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 200,652 | $3,560,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,900 | $3,556,000 | thousands by filing date | call |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 69,464 | $3,554,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 104,698 | $3,541,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 88,400 | $3,541,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 1,000,000 | $3,540,000 | thousands by filing date | call |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 62,375 | $3,535,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 206,000 | $3,527,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 132,278 | $3,522,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 26,188 | $3,514,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 28,000 | $3,511,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 75,000 | $3,509,000 | thousands by filing date | call |
| WGL HLDGS INC | 92924F106 | COM | 55,685 | $3,508,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 164,468 | $3,506,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 34,349 | $3,504,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 68,600 | $3,500,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 255,662 | $3,491,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 494,280 | $3,490,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 37,467 | $3,486,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 115,500 | $3,482,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 81,415 | $3,481,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 162,101 | $3,474,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 74,224 | $3,473,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 172,800 | $3,473,000 | thousands by filing date | put |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 77,885 | $3,468,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 61,124 | $3,468,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 280,000 | $3,466,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 78,606 | $3,463,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 81,791 | $3,457,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 162,316 | $3,449,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 42,778 | $3,444,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 60,800 | $3,439,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 125,000 | $3,435,000 | thousands by filing date | call |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 85,602 | $3,427,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,658,000 | $3,416,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 221,700 | $3,412,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 99,971 | $3,404,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 474,810 | $3,400,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 5,000,000 | $3,400,000 | thousands by filing date | principal |
| HCA Healthcare Inc | 40412C101 | COM | 50,100 | $3,389,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $3,383,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 287,042 | $3,379,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 69,400 | $3,371,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 51,851 | $3,367,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 351,786 | $3,364,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 88,517 | $3,363,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 168,760 | $3,363,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 264,840 | $3,361,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 200,000 | $3,360,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 106,011 | $3,355,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 46,900 | $3,348,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 70,118 | $3,347,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 41,534 | $3,346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 103,781 | $3,341,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 452,000 | $3,340,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 44,290 | $3,333,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 98,399 | $3,332,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 272,344 | $3,328,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 61,579 | $3,323,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 81,238 | $3,320,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 100,000 | $3,319,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 65,000 | $3,316,000 | thousands by filing date | call |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 84,240 | $3,315,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 77,888 | $3,314,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 501,640 | $3,311,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 45,300 | $3,296,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 159,411 | $3,295,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 201,588 | $3,293,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 28,373 | $3,291,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 580,503 | $3,290,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 119,880 | $3,273,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 37,060 | $3,268,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 175,000 | $3,267,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 58,243 | $3,267,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 89,299 | $3,257,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 949,885 | $3,257,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 162,778 | $3,256,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 172,620 | $3,252,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 249,920 | $3,251,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 323,209 | $3,237,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 102,396 | $3,232,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 70,727 | $3,229,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 113,300 | $3,220,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 119,052 | $3,214,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 74,798 | $3,211,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 788,757 | $3,210,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 261,090 | $3,207,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 39,496 | $3,206,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 178,014 | $3,206,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 326,674 | $3,205,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 376,500 | $3,204,000 | thousands by filing date | call |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 114,538 | $3,187,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 193,733 | $3,177,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 904,106 | $3,164,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 161,753 | $3,151,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 95,400 | $3,144,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 258,700 | $3,143,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 85,168 | $3,135,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 157,363 | $3,131,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 205,830 | $3,124,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 200,000 | $3,118,000 | thousands by filing date | call |
| Targa Resources Partners, LP | 87611X105 | LTD | 188,061 | $3,109,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 41,928 | $3,108,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 92,100 | $3,106,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 149,694 | $3,104,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 22,053 | $3,101,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 200,834 | $3,097,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 173,788 | $3,076,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 61,296 | $3,075,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 138,530 | $3,075,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 68,938 | $3,075,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 62,085 | $3,072,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 148,781 | $3,071,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 86,422 | $3,069,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 725,000 | $3,060,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 80,700 | $3,059,000 | thousands by filing date | call |
| COLONY CAP INC | 19624R106 | CL A | 156,978 | $3,057,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 173,950 | $3,055,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 290,029 | $3,049,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 195,064 | $3,049,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 201,474 | $3,044,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 250,000 | $3,030,000 | thousands by filing date | put |
| SELECTIVE INS GROUP INC | 816300107 | COM | 90,141 | $3,027,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,025,354 | $3,025,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,925,000 | $3,022,000 | thousands by filing date | principal |
| MERCURY GENL CORP NEW | 589400100 | COM | 64,428 | $3,001,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 208,812 | $2,999,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 49,823 | $2,998,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,300 | $2,989,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 233,766 | $2,985,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 69,740 | $2,973,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 19,708 | $2,967,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 25,800 | $2,951,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 42,300 | $2,950,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 33,112 | $2,947,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 90,000 | $2,946,000 | thousands by filing date | put |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 117,293 | $2,945,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 206,702 | $2,940,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,000 | $2,937,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 46,304 | $2,932,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 370,600 | $2,928,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 161,333 | $2,928,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 62,273 | $2,925,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 50,000 | $2,914,000 | thousands by filing date | put |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 50,000 | $2,914,000 | thousands by filing date | call |
| VANGUARD MALVERN FDS | 922020805 | SHS | 60,258 | $2,913,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 3,504,000 | $2,908,000 | thousands by filing date | principal |
| CANADIAN SOLAR INC | 136635109 | COM | 100,000 | $2,896,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 87,819 | $2,891,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 95,799 | $2,891,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 27,847 | $2,890,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 41,600 | $2,879,000 | thousands by filing date | call |
| HEICO CORP NEW COM | 422806109 | Stock | 52,914 | $2,877,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 639,057 | $2,873,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 463,827 | $2,866,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 44,187 | $2,866,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 114,930 | $2,863,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 199,216 | $2,861,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 102,101 | $2,848,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 57,859 | $2,847,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 85,072 | $2,845,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 75,384 | $2,842,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 93,978 | $2,839,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 225,000 | $2,837,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 38,511 | $2,836,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50,000 | $2,829,000 | thousands by filing date | put |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 38,939 | $2,829,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 57,970 | $2,821,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 130,683 | $2,812,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 130,029 | $2,811,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 148,187 | $2,810,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 298,531 | $2,806,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 22,400 | $2,800,000 | thousands by filing date | call |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 73,041 | $2,798,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 225,988 | $2,796,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 155,100 | $2,794,000 | thousands by filing date | call |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 16,631 | $2,792,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 56,036 | $2,787,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 30,975 | $2,783,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 35,600 | $2,783,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 45,338 | $2,783,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 69,190 | $2,772,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 85,000 | $2,770,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 243,540 | $2,769,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 55,012 | $2,765,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 207,138 | $2,762,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 838,500 | $2,759,000 | thousands by filing date | call |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 115,199 | $2,756,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 54,532 | $2,748,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 146,025 | $2,745,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 27,400 | $2,738,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 37,700 | $2,737,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 44,319 | $2,736,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 66,039 | $2,730,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 49,923 | $2,723,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 240,569 | $2,723,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 131,300 | $2,723,000 | thousands by filing date | call |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 166,541 | $2,721,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 72,362 | $2,719,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 119,346 | $2,715,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 103,752 | $2,710,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 43,083 | $2,710,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 82,300 | $2,710,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 190,000 | $2,704,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 52,286 | $2,699,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 52,222 | $2,695,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 94,006 | $2,694,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 28,582 | $2,692,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 58,713 | $2,692,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 362,999 | $2,683,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 98,948 | $2,678,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 200,036 | $2,669,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 60,000 | $2,668,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 28,480 | $2,667,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50,000 | $2,667,000 | thousands by filing date | put |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,454 | $2,659,000 | thousands by filing date | principal |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 42,524 | $2,656,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 21,100 | $2,655,000 | thousands by filing date | put |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 54,640 | $2,653,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 257,785 | $2,653,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 100,287 | $2,650,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 16,441 | $2,646,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 119,556 | $2,641,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5,500 | $2,639,000 | thousands by filing date | put |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 22,131 | $2,635,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 105,696 | $2,634,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 84,200 | $2,632,000 | thousands by filing date | call |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 31,422 | $2,629,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $2,629,000 | thousands by filing date | principal |
| MDU RES GROUP INC | 552690109 | COM | 143,288 | $2,624,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 55,640 | $2,621,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 82,382 | $2,617,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 2,000,000 | $2,614,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 106,001 | $2,614,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 69,524 | $2,612,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 98,669 | $2,609,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 240,295 | $2,607,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 43,742 | $2,607,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 104,104 | $2,591,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 32,988 | $2,584,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 168,327 | $2,584,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 591,394 | $2,578,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 68,000 | $2,574,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 298,289 | $2,574,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 15,907 | $2,573,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 232,579 | $2,573,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 100,000 | $2,558,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 41,439 | $2,556,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 31,943 | $2,555,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 75,704 | $2,554,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 122,062 | $2,550,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 95,541 | $2,549,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 137,621 | $2,549,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 133,482 | $2,543,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 88,911 | $2,541,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 54,602 | $2,541,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 114,696 | $2,536,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 105,901 | $2,525,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 267,025 | $2,521,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 25,411 | $2,514,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 199,600 | $2,513,000 | thousands by filing date | put |
| LAKE SHORE GOLD CORP | 510728108 | COM | 3,100,394 | $2,513,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 139,687 | $2,509,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 50,496 | $2,509,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 144,374 | $2,507,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 143,893 | $2,507,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 320,000 | $2,506,000 | thousands by filing date | call |
| ASTA FUNDING INC | 046220109 | COM | 315,179 | $2,506,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 199,000 | $2,505,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 61,600 | $2,498,000 | thousands by filing date | call |
| ROYCE VALUE TRUST | 780910105 | COM | 212,025 | $2,495,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 83,825 | $2,494,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 33,787 | $2,487,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,416 | $2,483,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 189,104 | $2,483,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 121,006 | $2,482,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 124,686 | $2,480,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 31,700 | $2,479,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 42,800 | $2,468,000 | thousands by filing date | call |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 122,549 | $2,462,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 26,105 | $2,457,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 19,673 | $2,454,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 36,000 | $2,452,000 | thousands by filing date | put |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 36,000 | $2,452,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 144,331 | $2,451,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 52,835 | $2,450,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 85,436 | $2,449,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 12,098 | $2,442,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 257,811 | $2,442,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 46,030 | $2,439,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,246,000 | $2,434,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 104,824 | $2,430,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 155,259 | $2,430,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 34,312 | $2,429,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 24,269 | $2,427,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 23,457 | $2,427,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 191,600 | $2,418,000 | thousands by filing date | put |
| QEP RESOURCES INC | 74733V100 | COM | 180,000 | $2,412,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 65,859 | $2,407,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 71,640 | $2,406,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 214,482 | $2,404,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 47,631 | $2,402,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100,000 | $2,402,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 100,000 | $2,402,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 75,000 | $2,402,000 | thousands by filing date | put |
| Delta Apparel Inc | 247368103 | COM | 170,919 | $2,400,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 50,000 | $2,400,000 | thousands by filing date | call |
| NOKIA CORP | 654902204 | SPONSORED ADR | 341,385 | $2,398,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 20,147 | $2,396,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 23,467 | $2,393,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 210,000 | $2,388,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 659,729 | $2,388,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 471,643 | $2,387,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 154,017 | $2,385,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 26,008 | $2,384,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 45,448 | $2,378,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 231,319 | $2,378,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 109,447 | $2,370,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 153,271 | $2,367,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 88,981 | $2,360,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 88,913 | $2,359,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 138,427 | $2,357,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 122,550 | $2,347,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 56,443 | $2,342,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 459,771 | $2,341,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 436,769 | $2,340,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 67,500 | $2,340,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 39,127 | $2,340,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 96,067 | $2,339,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 48,113 | $2,335,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 294,753 | $2,335,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $2,332,000 | thousands by filing date | call |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 133,826 | $2,327,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 226,323 | $2,320,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 21,513 | $2,310,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,320,000 | $2,310,000 | thousands by filing date | principal |
| ISHARES INC | 464286301 | CMN | 127,874 | $2,309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 40,462 | $2,308,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 43,878 | $2,308,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 213,882 | $2,305,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 155,871 | $2,299,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 46,516 | $2,298,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 195,353 | $2,296,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 128,884 | $2,294,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 25,809 | $2,291,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 165,316 | $2,290,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 28,534 | $2,290,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 52,347 | $2,286,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 173,891 | $2,286,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 249,055 | $2,282,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 112,292 | $2,282,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 350,190 | $2,280,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 74,919 | $2,279,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,722,675 | $2,278,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 51,592 | $2,271,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 224,129 | $2,270,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 15,526 | $2,269,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 36,299 | $2,265,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 348,238 | $2,256,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 142,900 | $2,252,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 29,511 | $2,251,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 773,015 | $2,249,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,000 | $2,246,000 | thousands by filing date | put |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 131,020 | $2,246,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 57,200 | $2,245,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 24,001 | $2,239,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 74,215 | $2,238,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 104,143 | $2,236,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 45,145 | $2,229,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 119,170 | $2,228,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 333,832 | $2,223,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 22,399 | $2,217,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 350,000 | $2,212,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 172,311 | $2,211,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 288,113 | $2,210,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 24,506 | $2,207,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 114,803 | $2,206,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 152,194 | $2,204,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 75,409 | $2,201,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 39,442 | $2,199,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 44,423 | $2,197,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 44,051 | $2,195,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 22,083 | $2,193,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 25,823 | $2,187,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 230,179 | $2,187,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 1,900,000 | $2,187,000 | thousands by filing date | principal |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 40,705 | $2,179,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 55,893 | $2,179,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 56,195 | $2,177,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 142,454 | $2,174,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 486,689 | $2,172,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 89,713 | $2,170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 39,309 | $2,166,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 86,743 | $2,165,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 20,000 | $2,162,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 75,000 | $2,160,000 | thousands by filing date | put |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 125,000 | $2,149,000 | thousands by filing date | put |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 20,000 | $2,145,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 880,737 | $2,140,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 37,584 | $2,135,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 93,240 | $2,133,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 19,067 | $2,131,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 44,689 | $2,131,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 56,198 | $2,129,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 107,741 | $2,128,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 63,521 | $2,128,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 86,740 | $2,124,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 38,438 | $2,124,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 56,863 | $2,123,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 88,434 | $2,123,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 200,000 | $2,110,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 50,000 | $2,108,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | this filing | 2016-06-08 | acceptance time not in the bulk data set |