13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-08, with 6,854 holding rows worth $152,069,448,000.
- Accession
- 0001140361-16-069027
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 28,509 entries on the cover page, a total value of $152,069,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,069,448,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 79,457 | $2,107,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 23,547 | $2,105,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 519,662 | $2,105,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 80,000 | $2,102,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 70,000 | $2,099,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 151,839 | $2,095,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 50,000 | $2,091,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 58,130 | $2,091,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 142,921 | $2,088,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 63,074 | $2,082,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 115,544 | $2,080,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 86,315 | $2,080,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 43,344 | $2,079,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 100,200 | $2,078,000 | thousands by filing date | put |
| CYBEROPTICS CORP COM | 232517102 | Stock | 271,585 | $2,078,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 48,623 | $2,073,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 10,260 | $2,073,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 84,323 | $2,071,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 79,583 | $2,070,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 269,356 | $2,069,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 36,160 | $2,067,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 146,583 | $2,067,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 258,600 | $2,064,000 | thousands by filing date | put |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 51,825 | $2,061,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 62,928 | $2,060,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 30,000 | $2,051,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 50,181 | $2,048,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 105,806 | $2,048,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 80,099 | $2,041,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 78,645 | $2,039,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 79,583 | $2,031,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 51,197 | $2,029,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 30,000 | $2,029,000 | thousands by filing date | call |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 35,847 | $2,027,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 78,255 | $2,026,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 55,000 | $2,025,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 132,343 | $2,025,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 75,392 | $2,022,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 142,053 | $2,021,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 20,191 | $2,011,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 37,500 | $2,009,000 | thousands by filing date | put |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 78,518 | $2,008,000 | thousands by filing date | principal |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 14,019 | $2,006,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 247,540 | $2,005,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 136,036 | $2,004,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 63,943 | $2,002,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 43,433 | $2,001,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 45,865 | $2,000,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 102,537 | $2,000,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 673,555 | $2,000,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 30,000 | $1,999,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 517,500 | $1,998,000 | thousands by filing date | call |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 42,435 | $1,995,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 50,236 | $1,994,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 50,927 | $1,992,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 110,228 | $1,990,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 53,945 | $1,986,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 128,988 | $1,986,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 279,254 | $1,985,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 81,846 | $1,982,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 87,218 | $1,982,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 87,043 | $1,981,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 123,098 | $1,979,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 149,585 | $1,978,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 87,300 | $1,977,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 23,400 | $1,972,000 | thousands by filing date | call |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 143,237 | $1,964,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 249,218 | $1,964,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 33,032 | $1,956,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 75,088 | $1,953,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 35,000 | $1,951,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 50,000 | $1,950,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 75,025 | $1,949,000 | thousands by filing date | principal |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 46,669 | $1,938,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 60,000 | $1,936,000 | thousands by filing date | call |
| EASTGROUP PPTYS INC | 277276101 | COM | 34,823 | $1,936,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 67,449 | $1,936,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 74,667 | $1,933,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 132,721 | $1,932,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 51,901 | $1,930,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 225,770 | $1,921,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 52,549 | $1,920,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 26,117 | $1,919,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 18,089 | $1,918,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 565,265 | $1,915,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 62,615 | $1,914,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 148,749 | $1,913,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 41,104 | $1,908,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 15,200 | $1,900,000 | thousands by filing date | put |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 31,848 | $1,899,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 436,312 | $1,898,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 25,000 | $1,891,000 | thousands by filing date | put |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 25,806 | $1,891,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 39,459 | $1,888,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 89,108 | $1,887,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 65,152 | $1,887,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 238,900 | $1,887,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 32,165 | $1,885,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 65,450 | $1,879,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 221,621 | $1,877,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 96,086 | $1,876,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 86,455 | $1,874,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 85,586 | $1,872,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 73,874 | $1,871,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 105,278 | $1,858,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 100,000 | $1,855,000 | thousands by filing date | principal |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,846,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,846,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 21,872 | $1,844,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 81,105 | $1,844,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 82,980 | $1,842,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 34,060 | $1,841,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 85,517 | $1,839,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 47,493 | $1,832,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 86,994 | $1,830,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 209,754 | $1,829,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 25,420 | $1,827,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 68,863 | $1,826,000 | thousands by filing date | principal |
| LENNAR CORP CL A | 526057104 | Stock | 37,300 | $1,824,000 | thousands by filing date | call |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 128,788 | $1,824,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 23,395 | $1,823,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,000,000 | $1,820,000 | thousands by filing date | put |
| VEREIT INC | 92339V100 | COM | 229,624 | $1,819,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 26,900 | $1,816,000 | thousands by filing date | call |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 18,684 | $1,816,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 25,173 | $1,815,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 184,836 | $1,812,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 98,316 | $1,811,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 77,894 | $1,808,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 16,497 | $1,807,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 15,405 | $1,805,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 19,545 | $1,804,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 160,266 | $1,804,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 60,935 | $1,801,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 45,585 | $1,798,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 30,636 | $1,795,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 17,484 | $1,795,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 39,498 | $1,794,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 32,200 | $1,792,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 69,204 | $1,791,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 23,255 | $1,786,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 82,722 | $1,784,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 173,169 | $1,784,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 58,173 | $1,781,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 38,631 | $1,772,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 28,600 | $1,771,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 115,630 | $1,771,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 37,941 | $1,769,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 167,336 | $1,767,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 23,246 | $1,761,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 128,435 | $1,757,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $1,750,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 50,000 | $1,750,000 | thousands by filing date | call |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 60,147 | $1,750,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 71,291 | $1,749,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,149 | $1,744,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 30,500 | $1,744,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 42,004 | $1,742,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 342,200 | $1,742,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 35,321 | $1,737,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 199,983 | $1,737,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 153,008 | $1,731,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 14,116 | $1,729,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 30,247 | $1,726,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 52,900 | $1,722,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 19,069 | $1,720,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 308,159 | $1,718,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 84,529 | $1,714,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 60,723 | $1,714,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 70,431 | $1,713,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 70,217 | $1,712,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 23,347 | $1,711,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 95,000 | $1,709,000 | thousands by filing date | put |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 94,381 | $1,703,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 39,375 | $1,701,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 2,000,000 | $1,701,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 26,136 | $1,699,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 60,684 | $1,695,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 1,282,997 | $1,693,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 222,486 | $1,693,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 147,231 | $1,691,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K810 | MD CP BEAR 3X NW | 37,456 | $1,689,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 69,238 | $1,687,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 70,358 | $1,686,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 43,282 | $1,683,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 89,174 | $1,683,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 64,420 | $1,681,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 65,843 | $1,681,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000,000 | $1,680,000 | thousands by filing date | principal |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 61,902 | $1,679,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 124,104 | $1,678,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 208,996 | $1,678,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 55,000 | $1,675,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 76,417 | $1,674,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 38,435 | $1,671,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 82,433 | $1,671,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 146,619 | $1,659,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 62,592 | $1,653,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 33,239 | $1,652,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 39,683 | $1,650,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 43,500 | $1,649,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 50,000 | $1,649,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 14,482 | $1,640,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 23,321 | $1,639,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 55,923 | $1,638,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 111,436 | $1,638,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 27,058 | $1,629,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 129,423 | $1,628,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 50,000 | $1,627,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 121,436 | $1,627,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 68,415 | $1,621,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 123,834 | $1,620,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 145,852 | $1,619,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 94,225 | $1,619,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 25,466 | $1,617,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 1,647,000 | $1,617,000 | thousands by filing date | principal |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 232,230 | $1,614,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 28,269 | $1,605,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 19,877 | $1,605,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 124,539 | $1,600,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 7,100 | $1,598,000 | thousands by filing date | put |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 156,719 | $1,595,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 22,586 | $1,592,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 115,935 | $1,592,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 41,254 | $1,590,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 87,723 | $1,589,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 54,213 | $1,587,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 67,604 | $1,586,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 27,789 | $1,584,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 82,405 | $1,582,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 33,110 | $1,579,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 78,274 | $1,577,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 34,328 | $1,575,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 226,000 | $1,575,000 | thousands by filing date | call |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 39,427 | $1,573,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 1,100,000 | $1,573,000 | thousands by filing date | principal |
| AMERICAN FARMLA | 02589Y100 | Common Stock | 223,500 | $1,573,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 54,023 | $1,571,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 68,234 | $1,569,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 35,184 | $1,566,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 196,161 | $1,565,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 10,445 | $1,565,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 45,939 | $1,564,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 990,000 | $1,564,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 116,731 | $1,564,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 48,702 | $1,558,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 25,965 | $1,553,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 26,454 | $1,546,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 42,705 | $1,546,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 62,434 | $1,544,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 580 | $1,544,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 121,472 | $1,539,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 75,830 | $1,539,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 45,746 | $1,538,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 22,640 | $1,536,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 32,475 | $1,535,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 25,900 | $1,534,000 | thousands by filing date | call |
| ACUITY INC COM | 00508Y102 | Stock | 6,551 | $1,532,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 56,122 | $1,531,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 59,225 | $1,531,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 429,718 | $1,530,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 20,000 | $1,526,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 20,908 | $1,526,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 221,830 | $1,526,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 225,000 | $1,523,000 | thousands by filing date | put |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 33,638 | $1,523,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 23,582 | $1,522,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 54,418 | $1,522,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 31,520 | $1,518,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 98,723 | $1,516,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 127,800 | $1,513,000 | thousands by filing date | call |
| BB & T CORP | 054937107 | COM | 40,000 | $1,512,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 73,748 | $1,512,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 122,522 | $1,512,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 50,000 | $1,508,000 | thousands by filing date | put |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 30,691 | $1,507,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K778 | SEMICONDUCT BEAR | 37,500 | $1,506,000 | thousands by filing date | put |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 94,535 | $1,504,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 30,926 | $1,495,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 22,647 | $1,492,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 14,719 | $1,489,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 70,843 | $1,489,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 255,138 | $1,485,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 80,973 | $1,484,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 261,783 | $1,484,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 149,938 | $1,480,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 79,961 | $1,472,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 33,767 | $1,471,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 10,000 | $1,469,000 | thousands by filing date | call |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 23,162 | $1,469,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 22,454 | $1,467,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 143,201 | $1,465,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 31,300 | $1,458,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 40,177 | $1,458,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 50,505 | $1,456,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,621,000 | $1,456,000 | thousands by filing date | principal |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 55,591 | $1,449,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 1,100,000 | $1,449,000 | thousands by filing date | principal |
| ISHARES TR | 464287713 | US TELECOM ETF | 50,270 | $1,448,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 120,000 | $1,446,000 | thousands by filing date | put |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 37,810 | $1,443,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 50,128 | $1,443,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 84,200 | $1,442,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 74,061 | $1,441,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 85,583 | $1,440,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 51,412 | $1,440,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 355,000 | $1,438,000 | thousands by filing date | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 68,101 | $1,437,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 71,738 | $1,435,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 103,471 | $1,433,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 101,779 | $1,433,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 30,808 | $1,433,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 104,467 | $1,430,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,110,000 | $1,430,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 38,486 | $1,423,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 59,723 | $1,422,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 125,000 | $1,421,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 14,177 | $1,420,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 25,586 | $1,420,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 32,769 | $1,418,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 54,599 | $1,417,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 19,402 | $1,413,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 25,000 | $1,411,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 38,623 | $1,408,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 21,942 | $1,408,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 201,755 | $1,408,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 93,300 | $1,407,000 | thousands by filing date | put |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 274,819 | $1,407,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 25,044 | $1,405,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 81,200 | $1,403,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 24,600 | $1,402,000 | thousands by filing date | |
| COLONY CAP INC | 19624R403 | CONV PFD-C | 63,960 | $1,401,000 | thousands by filing date | principal |
| ASANKO GOLD INC | 04341Y105 | COM | 957,866 | $1,399,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 40,161 | $1,395,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 17,954 | $1,392,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 96,394 | $1,392,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 94,791 | $1,386,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 23,611 | $1,385,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 20,167 | $1,385,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 30,030 | $1,384,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 46,752 | $1,384,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 136,174 | $1,383,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 684,760 | $1,383,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 370,373 | $1,381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 26,000 | $1,378,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 79,121 | $1,378,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 28,700 | $1,376,000 | thousands by filing date | put |
| ALLIENT INC | 019330109 | COM | 52,554 | $1,376,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 50,736 | $1,374,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 95,351 | $1,374,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 44,000 | $1,373,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 36,611 | $1,373,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 155,100 | $1,371,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 102,685 | $1,370,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 45,630 | $1,370,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 56,268 | $1,369,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 54,400 | $1,369,000 | thousands by filing date | call |
| SUN HYDRAULICS CORP | 866942105 | COM | 43,143 | $1,369,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 63,066 | $1,365,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 41,899 | $1,365,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 94,222 | $1,362,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 76,900 | $1,360,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 24,789 | $1,360,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 86,005 | $1,360,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 110,227 | $1,359,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 59,256 | $1,359,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 90,919 | $1,359,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 65,206 | $1,357,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 42,033 | $1,354,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 42,709 | $1,353,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 38,144 | $1,350,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 17,246 | $1,349,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 13,181 | $1,348,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 81,151 | $1,348,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 82,293 | $1,346,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 401,080 | $1,344,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 81,599 | $1,341,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 244,543 | $1,341,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 39,401 | $1,339,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 17,868 | $1,334,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 30,000 | $1,334,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 88,165 | $1,331,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 160,748 | $1,331,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 210,000 | $1,327,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 47,320 | $1,324,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 55,460 | $1,323,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 252,855 | $1,320,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 69,027 | $1,320,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 105,012 | $1,316,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 15,615 | $1,310,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 30,000 | $1,310,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 38,683 | $1,308,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 26,936 | $1,303,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 69,456 | $1,302,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 700,000 | $1,302,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 915,230 | $1,300,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 53,460 | $1,300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 14,913 | $1,299,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 1,000,000 | $1,299,000 | thousands by filing date | principal |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $1,294,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 34,700 | $1,293,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 49,902 | $1,291,000 | thousands by filing date | principal |
| ROUSE PPTYS INC | 779287101 | COM | 88,545 | $1,290,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 62,655 | $1,289,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 31,374 | $1,289,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 56,983 | $1,287,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 37,382 | $1,286,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 116,390 | $1,285,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 81,211 | $1,284,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 20,000 | $1,284,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 20,000 | $1,284,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 591,636 | $1,284,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 53,752 | $1,281,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 26,673 | $1,281,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 50,812 | $1,280,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 42,371 | $1,277,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 31,891 | $1,276,000 | thousands by filing date | |
| SUNE 2.75 1/21 | 86732YAD1 | Bond 30/360P2 U | 2,600,000 | $1,274,000 | thousands by filing date | principal |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 24,071 | $1,273,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 36,311 | $1,273,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 27,470 | $1,273,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 164,127 | $1,270,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 102,000 | $1,267,000 | thousands by filing date | put |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 225,300 | $1,266,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 10,579 | $1,264,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 133,467 | $1,261,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 6,200 | $1,256,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 40,042 | $1,255,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 90,932 | $1,254,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,219 | $1,253,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 63,029 | $1,251,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 32,642 | $1,247,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 17,236 | $1,247,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 36,914 | $1,246,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 33,859 | $1,242,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 27,804 | $1,242,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 47,923 | $1,240,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 56,977 | $1,236,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 44,000 | $1,234,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,495 | $1,233,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 100,000 | $1,233,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 79,304 | $1,232,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 50,000 | $1,231,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 39,957 | $1,231,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 80,200 | $1,225,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 70,896 | $1,221,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 190,813 | $1,217,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 12,058 | $1,217,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 25,047 | $1,216,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 186,457 | $1,213,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 42,828 | $1,213,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 27,502 | $1,212,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 40,000 | $1,212,000 | thousands by filing date | put |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 66,496 | $1,212,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 23,816 | $1,211,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 36,705 | $1,210,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 72,962 | $1,209,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 242,714 | $1,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 36,037 | $1,209,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 37,975 | $1,208,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 10,026 | $1,206,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 28,454 | $1,206,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 103,832 | $1,204,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 63,033 | $1,199,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 231,543 | $1,199,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 23,000 | $1,197,000 | thousands by filing date | call |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 79,271 | $1,195,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 97,016 | $1,194,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 35,087 | $1,193,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 28,500 | $1,192,000 | thousands by filing date | put |
| GODADDY INC CL A | 380237107 | Stock | 37,158 | $1,192,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 52,944 | $1,192,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 29,672 | $1,188,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 27,469 | $1,187,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 41,509 | $1,187,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 35,021 | $1,185,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 30,200 | $1,183,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 35,494 | $1,182,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 85,240 | $1,181,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 21,107 | $1,179,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 101,000 | $1,177,000 | thousands by filing date | put |
| ISHARES TR | 464288422 | S&P DEV EX-US | 33,495 | $1,177,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 84,973 | $1,174,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 12,000 | $1,173,000 | thousands by filing date | put |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 36,659 | $1,173,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 1,651,000 | $1,172,000 | thousands by filing date | principal |
| VIACOM INC | 92553P201 | CL B | 28,400 | $1,169,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 26,010 | $1,169,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 47,285 | $1,169,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 45,068 | $1,166,000 | thousands by filing date | |
| WISDOMTREE TR DYNAMIC US EQT | 97717X297 | CEF | 47,650 | $1,166,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 17,533 | $1,163,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 100,000 | $1,159,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 117,039 | $1,152,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 42,945 | $1,152,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 425,314 | $1,148,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 40,000 | $1,141,000 | thousands by filing date | put |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 40,000 | $1,141,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 129,300 | $1,140,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 104,068 | $1,140,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | this filing | 2016-06-08 | acceptance time not in the bulk data set |