13F-HR/A filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-06-08, with 6,854 holding rows worth $152,069,448,000.
- Accession
- 0001140361-16-069027
- Filer
- CIK 1000275
- Filed
- 2016-06-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 28,509 entries on the cover page, a total value of $152,069,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $152,069,448,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC GLOBAL ASSET MANAGEMENT (UK) Ltd028-16409
- included managerRBC Investment Solutions (CI) LTD028-12564
- included managerCITY NATIONAL BANK028-04805
- included managerRBC (Barbados) Trading Bank Corp028-17343
- included managerCITY NATIONAL ROCHDALE, LLC028-05392
- included managerConvergent Wealth Advisors028-13933
- included managerLMCG INVESTMENTS, LLC028-13608
- included managerMID CONTINENT CAPITAL LLC/IL028-05684
- included managerSymphonic Financial Advisors LLC028-12672
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
- included managerAston Asset Management, LLC028-12347
- included managerUBS ASSET MANAGEMENT AMERICAS INC028-02682
- included managerRBC Dominion Securities Global Ltd028-17163
- included managerJACKSON NATIONAL ASSET MANAGEMENT LLC028-06761
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 8,884,000 | $19,158,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 19,790,000 | $19,122,000 | thousands by filing date | principal |
| Oracle Corporation | 68389X105 | COM | 522,300 | $19,080,000 | thousands by filing date | put |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 172,161 | $19,057,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 453,255 | $18,999,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 274,200 | $18,997,000 | thousands by filing date | call |
| AIRGAS INC | 009363102 | COM | 137,258 | $18,985,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 276,240 | $18,911,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 639,441 | $18,890,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,301,783 | $18,888,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 648,785 | $18,808,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 422,916 | $18,807,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 200,172 | $18,800,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 116,248 | $18,797,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 580,750 | $18,764,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,025,125 | $18,699,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 25,478,689 | $18,680,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 181,567 | $18,627,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 235,363 | $18,626,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 1,682,951 | $18,614,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 401,600 | $18,606,000 | thousands by filing date | put |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 261,412 | $18,597,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 573,249 | $18,481,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 20,807 | $18,379,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 266,600 | $18,339,000 | thousands by filing date | put |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 565,949 | $18,320,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 677,887 | $18,289,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 177,893 | $18,254,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 1,467,087 | $18,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 786,695 | $18,236,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 535,800 | $18,222,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 598,097 | $18,122,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 432,460 | $18,095,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,178,800 | $18,083,000 | thousands by filing date | call |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 95,284 | $18,083,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 780,800 | $18,068,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 717,914 | $18,062,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 218,826 | $17,993,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 228,493 | $17,990,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 614,000 | $17,953,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 465,851 | $17,773,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 305,472 | $17,771,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 845,983 | $17,766,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 416,755 | $17,750,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 519,000 | $17,739,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 466,612 | $17,734,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 537,086 | $17,714,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 187,406 | $17,650,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 222,605 | $17,603,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 636,785 | $17,512,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 721,231 | $17,476,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 203,284 | $17,461,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 480,034 | $17,435,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 405,700 | $17,429,000 | thousands by filing date | put |
| HERCULES CAPITAL INC | 427096508 | COM | 1,427,504 | $17,400,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 565,567 | $17,363,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,183,222 | $17,334,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 140,374 | $17,272,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 1,087,641 | $17,250,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 340,157 | $17,245,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 13,365,000 | $17,241,000 | thousands by filing date | principal |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 460,038 | $17,200,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 282,386 | $17,190,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 269,608 | $17,159,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,826,040 | $17,129,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,264,163 | $17,066,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 204,924 | $17,021,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 266,654 | $16,982,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 98,502 | $16,886,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 477,836 | $16,864,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 223,535 | $16,841,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 420,653 | $16,802,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 635,216 | $16,802,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 910,996 | $16,799,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 394,703 | $16,765,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 503,600 | $16,749,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 432,900 | $16,719,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 256,800 | $16,715,000 | thousands by filing date | put |
| CASEYS GEN STORES INC | 147528103 | COM | 138,715 | $16,709,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 451,818 | $16,694,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 53,400 | $16,687,000 | thousands by filing date | put |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 309,820 | $16,646,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 744,262 | $16,619,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 184,501 | $16,602,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 500,000 | $16,595,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 801,157 | $16,570,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 293,903 | $16,555,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 285,217 | $16,534,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 871,989 | $16,498,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 510,872 | $16,476,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 177,981 | $16,413,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 120,109 | $16,404,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 455,544 | $16,401,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 1,457,145 | $16,394,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 815,974 | $16,384,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 603,444 | $16,384,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 574,513 | $16,350,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 183,734 | $16,295,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 392,817 | $16,237,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 407,194 | $16,226,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 190,006 | $16,198,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 411,639 | $16,190,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 200,600 | $16,164,000 | thousands by filing date | call |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 6,860,000 | $16,157,000 | thousands by filing date | principal |
| DUCOMMUN INC DEL | 264147109 | COM | 996,001 | $16,155,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 99,099 | $16,109,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,392,400 | $16,096,000 | thousands by filing date | put |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 843,096 | $16,094,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 312,384 | $16,045,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 2,086,900 | $16,027,000 | thousands by filing date | put |
| TELEFLEX INCORPORATED | 879369106 | COM | 121,899 | $16,024,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 315,900 | $16,013,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 258,500 | $16,009,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 110,345 | $15,967,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 495,236 | $15,956,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 8,745,463 | $15,917,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 220,000 | $15,899,000 | thousands by filing date | call |
| BAXALTA INC | 07177M103 | COM | 407,072 | $15,889,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 165,100 | $15,888,000 | thousands by filing date | put |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 109,527 | $15,843,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 296,248 | $15,834,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 260,529 | $15,825,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 475,700 | $15,822,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,023,000 | $15,744,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 147,915 | $15,738,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 231,325 | $15,731,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 4,997,000 | $15,724,000 | thousands by filing date | principal |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 662,414 | $15,712,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,210,200 | $15,684,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 288,441 | $15,680,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 361,500 | $15,646,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,585,481 | $15,617,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 329,071 | $15,598,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 543,561 | $15,573,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 340,394 | $15,570,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 354,162 | $15,528,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,647,526 | $15,520,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 123,259 | $15,510,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 252,700 | $15,491,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 1,284,070 | $15,487,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 341,973 | $15,470,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 198,105 | $15,464,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,808,182 | $15,406,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 317,097 | $15,314,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 225,000 | $15,307,000 | thousands by filing date | call |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 304,805 | $15,140,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 167,273 | $15,114,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 454,561 | $15,110,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 191,109 | $15,088,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,924,207 | $15,086,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 500,174 | $15,071,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 324,610 | $15,040,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 220,900 | $15,012,000 | thousands by filing date | put |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 637,168 | $14,960,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 427,484 | $14,928,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 546,616 | $14,924,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,356,300 | $14,919,000 | thousands by filing date | put |
| ISHARES TR | 46429B515 | CMN | 448 | $14,894,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CINTAS CORP COM | 172908105 | Stock | 163,527 | $14,890,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 235,700 | $14,861,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 519,054 | $14,824,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 420,000 | $14,822,000 | thousands by filing date | call |
| BXP INC COM | 101121101 | REIT | 116,020 | $14,798,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 15,786,000 | $14,791,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 585,193 | $14,759,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 913,132 | $14,746,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 10,000,000 | $14,713,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 293,683 | $14,690,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 270,201 | $14,659,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 228,861 | $14,646,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 1,237,147 | $14,635,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30,467 | $14,620,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 90,706 | $14,601,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 235,541 | $14,587,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 753,510 | $14,580,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 739,874 | $14,562,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 312,808 | $14,552,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 386,339 | $14,523,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 230,232 | $14,517,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 953,527 | $14,495,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 133,741 | $14,428,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 446,927 | $14,420,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,050,000 | $14,406,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 626,278 | $14,391,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 197,344 | $14,391,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 316,819 | $14,379,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 439,103 | $14,358,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 1,290,497 | $14,350,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 233,301 | $14,324,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 42,125 | $14,284,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 814,659 | $14,281,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 317,304 | $14,274,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 407,919 | $14,270,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 435,033 | $14,239,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 312,770 | $14,153,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 554,097 | $14,146,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 97,700 | $14,127,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 6,194,157 | $14,123,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 346,191 | $14,114,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 413,900 | $14,089,000 | thousands by filing date | call |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 533,000 | $14,087,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 478,605 | $14,085,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 239,142 | $14,064,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 470,109 | $14,008,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,364,689 | $13,961,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 601,958 | $13,929,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 220,304 | $13,925,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 384,227 | $13,901,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 401,404 | $13,880,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 327,818 | $13,880,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 218,566 | $13,831,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 18,200 | $13,812,000 | thousands by filing date | put |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 410,352 | $13,743,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 291,500 | $13,738,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 7,205,000 | $13,690,000 | thousands by filing date | principal |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 531,998 | $13,667,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 177,794 | $13,667,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 399,800 | $13,665,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 565,192 | $13,649,000 | thousands by filing date | put |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 196,985 | $13,645,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 292,100 | $13,638,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 226,800 | $13,615,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 368,474 | $13,601,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 208,425 | $13,570,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 375,935 | $13,564,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 358,391 | $13,551,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 71,554 | $13,551,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 352,250 | $13,541,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 222,292 | $13,527,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 10,600 | $13,514,000 | thousands by filing date | call |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 111,220 | $13,507,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 362,484 | $13,502,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 172,400 | $13,482,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 338,448 | $13,453,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 193,951 | $13,450,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,227,506 | $13,442,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 223,500 | $13,417,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 276,812 | $13,412,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 125,608 | $13,404,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 819,898 | $13,381,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 228,365 | $13,339,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 230,154 | $13,328,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 657,819 | $13,319,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 765,390 | $13,311,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 140,122 | $13,308,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 340,796 | $13,289,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 638,567 | $13,287,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,018,904 | $13,279,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,204,640 | $13,252,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 773,261 | $13,238,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 138,093 | $13,231,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 962,780 | $13,228,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 826,177 | $13,202,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 55,000 | $13,201,000 | thousands by filing date | put |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 154,305 | $13,201,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 211,921 | $13,125,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 14,726,000 | $13,125,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 474,419 | $13,075,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 419,245 | $13,069,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,323,700 | $13,065,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 110,900 | $13,046,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,227,265 | $13,046,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 655,222 | $12,985,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 352,577 | $12,869,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 9,935,000 | $12,862,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 218,800 | $12,848,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 401,744 | $12,840,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 204,800 | $12,834,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 480,500 | $12,820,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 227,615 | $12,820,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 403,732 | $12,811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 306,151 | $12,793,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 968,700 | $12,777,000 | thousands by filing date | call |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 905,998 | $12,765,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 209,699 | $12,741,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 153,298 | $12,715,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 201,511 | $12,659,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 446,732 | $12,655,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 111,723 | $12,622,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 434,004 | $12,621,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 610,000 | $12,615,000 | thousands by filing date | put |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 25,560,000 | $12,588,000 | thousands by filing date | principal |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 126,604 | $12,570,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 45,348 | $12,542,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 115,590 | $12,533,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 198,612 | $12,521,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 182,687 | $12,515,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 773,860 | $12,497,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 412,795 | $12,482,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 308,737 | $12,441,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 482,800 | $12,408,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 256,900 | $12,385,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 468,400 | $12,380,000 | thousands by filing date | call |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 167,546 | $12,291,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 368,254 | $12,285,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 511,403 | $12,284,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 860,838 | $12,267,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 250,591 | $12,257,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 176,984 | $12,245,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 310,691 | $12,225,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 290,514 | $12,147,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,214,048 | $12,128,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 434,930 | $12,122,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 216,768 | $12,101,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 218,109 | $12,066,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 274,299 | $12,066,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 213,500 | $12,046,000 | thousands by filing date | put |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 270,368 | $12,040,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 276,875 | $12,039,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 191,350 | $12,035,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 467,127 | $12,034,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 358,500 | $12,010,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 695,781 | $12,009,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 368,696 | $11,998,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 950,803 | $11,969,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 665,891 | $11,906,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 175,000 | $11,893,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 180,000 | $11,878,000 | thousands by filing date | put |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 144,945 | $11,851,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 171,036 | $11,850,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 406,145 | $11,835,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 757,239 | $11,805,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 364,500 | $11,761,000 | thousands by filing date | put |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 9,605,000 | $11,730,000 | thousands by filing date | principal |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 428,160 | $11,714,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 164,466 | $11,700,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 587,373 | $11,696,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 675,722 | $11,677,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 239,915 | $11,660,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 435,003 | $11,649,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 940,227 | $11,640,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 111,403 | $11,629,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 11,597,000 | $11,598,000 | thousands by filing date | principal |
| REGAL ENTMT GROUP | 758766109 | CL A | 613,967 | $11,586,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 339,234 | $11,585,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 360,880 | $11,584,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 484,767 | $11,567,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 158,983 | $11,550,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 187,406 | $11,548,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 161,085 | $11,543,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 999,758 | $11,538,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 122,663 | $11,516,000 | thousands by filing date | |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 6,902,000 | $11,503,000 | thousands by filing date | principal |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 181,501 | $11,434,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 284,627 | $11,403,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 358,000 | $11,388,000 | thousands by filing date | call |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 814,387 | $11,352,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 247,244 | $11,351,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 389,278 | $11,335,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 261,500 | $11,317,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 210,567 | $11,311,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 437,709 | $11,302,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 142,149 | $11,294,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 33,100 | $11,199,000 | thousands by filing date | put |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 128,000 | $11,188,000 | thousands by filing date | put |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 295,367 | $11,152,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 384,508 | $11,142,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,391,047 | $11,127,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 406,722 | $11,103,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 423,698 | $11,097,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 275,294 | $11,094,000 | thousands by filing date | principal |
| AMDOCS LTD | G02602103 | SHS | 202,449 | $11,049,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 354,508 | $11,036,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 54,447 | $11,028,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 390,108 | $11,012,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 103,800 | $10,998,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 378,802 | $10,993,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 400,000 | $10,992,000 | thousands by filing date | put |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,074,082 | $10,987,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 193,975 | $10,973,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 70,007 | $10,963,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 125,195 | $10,868,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 80,540 | $10,850,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 122,631 | $10,841,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 180,670 | $10,837,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 276,638 | $10,821,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 200,100 | $10,819,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 385,780 | $10,817,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 280,611 | $10,791,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 476,180 | $10,786,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 386,040 | $10,751,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 733,100 | $10,740,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 354,676 | $10,735,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 114,381 | $10,695,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 200,160 | $10,692,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 546,881 | $10,658,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 527,968 | $10,655,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 10,468,000 | $10,652,000 | thousands by filing date | principal |
| LEAR CORP COM NEW | 521865204 | Stock | 86,696 | $10,647,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 593,369 | $10,616,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 176,001 | $10,588,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 217,600 | $10,571,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 721,100 | $10,564,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 340,044 | $10,555,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 225,800 | $10,542,000 | thousands by filing date | put |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 9,083 | $10,529,000 | thousands by filing date | principal |
| MACYS INC COM | 55616P104 | Stock | 300,900 | $10,525,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 375,506 | $10,523,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 126,559 | $10,519,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 130,200 | $10,507,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 370,000 | $10,471,000 | thousands by filing date | call |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 658,359 | $10,450,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 263,447 | $10,435,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 116,910 | $10,424,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 396,691 | $10,389,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 265,286 | $10,385,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 393,911 | $10,380,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 20,451,000 | $10,353,000 | thousands by filing date | principal |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,318,000 | $10,320,000 | thousands by filing date | put |
| MERCADOLIBREINC | 58733R102 | STOK | 90,231 | $10,318,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 122,650 | $10,278,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 205,187 | $10,276,000 | thousands by filing date | principal |
| AGCO CORP | 001084102 | COM | 226,306 | $10,272,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 607,083 | $10,254,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 93,516 | $10,170,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 550,000 | $10,153,000 | thousands by filing date | put |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 52,200 | $10,150,000 | thousands by filing date | put |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 262,768 | $10,088,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 105,000 | $10,087,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 155,234 | $10,074,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 287,470 | $10,051,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 196,855 | $10,042,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 103,527 | $10,038,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 161,500 | $10,002,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 103,900 | $9,999,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 32,600 | $9,988,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 872,529 | $9,988,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 269,911 | $9,985,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 387,251 | $9,953,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 294,706 | $9,948,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 467,393 | $9,942,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 136,582 | $9,915,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 799,787 | $9,870,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 71,700 | $9,867,000 | thousands by filing date | call |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 140,000 | $9,828,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 12,130,000 | $9,825,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 207,800 | $9,794,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 276,741 | $9,782,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $9,778,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 481,181 | $9,773,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,710,000 | $9,758,000 | thousands by filing date | principal |
| OXFORD INDS INC | 691497309 | COM | 152,715 | $9,745,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20,300 | $9,741,000 | thousands by filing date | call |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 383,317 | $9,737,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 477,894 | $9,735,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 243,977 | $9,734,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 325,426 | $9,699,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 248,800 | $9,681,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 265,000 | $9,680,000 | thousands by filing date | call |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 123,518 | $9,679,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 205,751 | $9,677,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 282,124 | $9,677,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 310,165 | $9,674,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 292,000 | $9,616,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 208,090 | $9,603,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 603,088 | $9,587,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 194,599 | $9,581,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 238,915 | $9,580,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 81,585 | $9,561,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 368,000 | $9,550,000 | thousands by filing date | put |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 76,655 | $9,531,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 170,311 | $9,517,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 79,400 | $9,509,000 | thousands by filing date | call |
| MENS WEARHOUSE INC | 587118100 | COM | 646,425 | $9,489,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 152,874 | $9,482,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 80,028 | $9,478,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 92,195 | $9,461,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 512,407 | $9,454,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 985,188 | $9,429,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 909,273 | $9,429,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 9,731,000 | $9,409,000 | thousands by filing date | principal |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 221,105 | $9,377,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 190,100 | $9,361,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 190,000 | $9,356,000 | thousands by filing date | put |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 1,005,577 | $9,342,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 128,300 | $9,321,000 | thousands by filing date | call |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 261,040 | $9,293,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 745,503 | $9,290,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 940,898 | $9,286,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 120,859 | $9,259,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 151,600 | $9,237,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 130,000 | $9,218,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 215,051 | $9,179,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 50,000 | $9,155,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 235,000 | $9,144,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 628,119 | $9,133,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12,300 | $9,125,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 147,200 | $9,122,000 | thousands by filing date | call |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 413,864 | $9,114,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 130,092 | $9,103,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 131,500 | $9,099,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 825,100 | $9,093,000 | thousands by filing date | put |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 62,869 | $9,090,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 361,275 | $9,059,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 215,871 | $9,055,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 433,239 | $9,051,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 228,413 | $9,047,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,006,100 | $9,027,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 55,500 | $9,009,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300,000 | $8,994,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053143 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-069027 | this filing | 2016-06-08 | acceptance time not in the bulk data set |