13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 7,086 holding rows worth $411,067,460,000.
- Accession
- 0001140361-16-065123
- Filer
- CIK 70858
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 20,045 entries on the cover page, a total value of $411,067,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $411,067,460,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 995 | $7,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 931 | $7,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 527 | $7,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 2,694 | $7,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 20,939 | $7,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,000 | $7,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 747 | $7,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 413 | $7,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,528 | $7,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K315 | BRZ BL 3X SH NEW | 87 | $7,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 307 | $7,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 204 | $7,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 1,702 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q127 | COM NEW | 3,200 | $7,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 567 | $6,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 596 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 391 | $6,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 271 | $6,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 160 | $6,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 418 | $6,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 228 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 325 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 228 | $6,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 1,200 | $6,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 63 | $6,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 3,000 | $6,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 493 | $6,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 316 | $6,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,803 | $6,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 547 | $6,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,000 | $6,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 16,246 | $6,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 265 | $6,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 2,684 | $6,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 310 | $6,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,350 | $6,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 530 | $6,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 200 | $6,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $6,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 3,488 | $6,000 | thousands by filing date | |
| LINCOLN NATL CORP IND | 534187117 | *W EXP 07/10/201 | 200 | $6,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 1,170 | $6,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 3,000 | $6,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 642 | $6,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000 | $6,000 | thousands by filing date | principal |
| PORTER BANCORP INC | 736233107 | COM | 5,000 | $6,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 1,000 | $6,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 4,400 | $6,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 4,000 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 178 | $6,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 250 | $6,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,000 | $6,000 | thousands by filing date | principal |
| XTNT | 98420P100 | Common | 2,134 | $6,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 4,000 | $6,000 | thousands by filing date | principal |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,031 | $6,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 1,944 | $6,000 | thousands by filing date | |
| XTERA COMMUNICATIONS INC | 98415E300 | COM | 2,072 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,883 | $5,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 321 | $5,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,682 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 100 | $5,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 362 | $5,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 295 | $5,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 275 | $5,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 500 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 279 | $5,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 1,045 | $5,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 2,141 | $5,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 500 | $5,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | principal |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 8,948 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 280 | $5,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 788 | $5,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 6,000 | $5,000 | thousands by filing date | principal |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 10,000 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 5,000 | $5,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 7,804 | $5,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 200 | $5,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 6,345 | $5,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,500 | $5,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 5,818 | $5,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 992 | $5,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 9,050 | $5,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 2,061 | $5,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 76 | $5,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 371 | $5,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,500 | $5,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 300 | $5,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,900 | $5,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,000 | $5,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 13,011 | $5,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000 | $5,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $5,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 1,070 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,000 | $5,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,000 | $5,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,133 | $5,000 | thousands by filing date | |
| ISHARES TR | 46435G706 | MSCI CDA ETF | 225 | $5,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 7,500 | $5,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 195 | $5,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 500 | $5,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 4,000 | $5,000 | thousands by filing date | principal |
| STARWOOD WAYPOINT RESIDENTL | 85571WAB5 | NOTE 3.000% 7/0 | 5,000 | $5,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 1,000 | $5,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 4,000 | $5,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,244 | $5,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 3,473 | $5,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 478 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 200 | $5,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 4,500 | $5,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 16,000 | $5,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 384 | $4,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 268 | $4,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 176 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 156 | $4,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 193 | $4,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 470 | $4,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 297 | $4,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 250 | $4,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,065 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 374 | $4,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 460 | $4,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 95 | $4,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 143 | $4,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 500 | $4,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188101 | CORP BOND ETF | 87 | $4,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 200 | $4,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $4,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 408 | $4,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 220 | $4,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 2,827 | $4,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 7,500 | $4,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 132 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 2,070 | $4,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,666 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,500 | $4,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 319 | $4,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 850 | $4,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,300 | $4,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 118,333 | $4,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 2,500 | $4,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 569 | $4,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 8,791 | $4,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 3,000 | $4,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,060 | $4,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,200 | $4,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 1,429 | $4,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 4,328 | $4,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 10,273 | $4,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 27,778 | $4,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 7,657 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $4,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 1,500 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 190 | $4,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 19,983 | $4,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 250 | $4,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 3,100 | $4,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 4,576 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 788 | $4,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 525 | $4,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 7,659 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 208 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 308 | $4,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $4,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 401 | $4,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,000 | $4,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 22,223 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 195 | $4,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 202 | $4,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 400 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 7,974 | $4,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 659 | $4,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 3,700 | $4,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,732 | $4,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 4,000 | $4,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 130 | $4,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,000 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 161 | $4,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q304 | COM NEW | 4,380 | $4,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 732 | $4,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 5,400 | $4,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F202 | COM | 431 | $4,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 1,000 | $3,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 118 | $3,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 178 | $3,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 26 | $3,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 159 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 140 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 209 | $3,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,200 | $3,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,731 | $3,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 103 | $3,000 | thousands by filing date | |
| ParkerVision Inc | 701354300 | USD | 1,026 | $3,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 2,200 | $3,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 1,500 | $3,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 1,443 | $3,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 726 | $3,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 353 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 3,600 | $3,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 210 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 261 | $3,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,034 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 700 | $3,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 587 | $3,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 3,200 | $3,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,800 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 500 | $3,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 1,127 | $3,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,598 | $3,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 5,000 | $3,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 8,000 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,203 | $3,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,249 | $3,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 1,300 | $3,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,000 | $3,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 200 | $3,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 400 | $3,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 1,217 | $3,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,230 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 14,810 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 294 | $3,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 589 | $3,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,000 | $3,000 | thousands by filing date | principal |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 100 | $3,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 550 | $3,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 344 | $3,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 821 | $3,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 1,096 | $3,000 | thousands by filing date | |
| URANIUM RES INC | 916901705 | COM | 1,315 | $3,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 480 | $3,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 1,200 | $3,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 5,000 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 954 | $3,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 12,579 | $3,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 2,726 | $3,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 3,000 | $3,000 | thousands by filing date | principal |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 3,000 | $3,000 | thousands by filing date | principal |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 3,000 | $3,000 | thousands by filing date | principal |
| HANSEN MEDICAL INC COM NEW | 411307200 | Stock | 1,220 | $3,000 | thousands by filing date | |
| VIDEOCON D2H LTD | 92657J101 | ADR | 411 | $3,000 | thousands by filing date | |
| COLUCID PHARMACEUTICALS INC | 19716T101 | COM | 490 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y608 | GURU ACTS ETF | 200 | $3,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 4,000 | $3,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 250 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 550 | $2,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 170 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 3,475 | $2,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,618 | $2,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,459 | $2,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 150 | $2,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 446 | $2,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 418 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 174 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,250 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| STRATUS PPTYS INC | 863167201 | COM NEW | 89 | $2,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 120 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 33 | $2,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 156 | $2,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 309 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 400 | $2,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 291 | $2,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 1,925 | $2,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 3,313 | $2,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 1,750 | $2,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 500 | $2,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 130 | $2,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 1,434 | $2,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 550 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 154 | $2,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 400 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 863 | $2,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 10,000 | $2,000 | thousands by filing date | principal |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 5,582 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 1,750 | $2,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 7,350 | $2,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 290 | $2,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 5,800 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,500 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,149 | $2,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 720 | $2,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| MOSYS INC COM | 619718109 | COM | 2,700 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 11,480 | $2,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,000 | $2,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 300 | $2,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 251 | $2,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 5,000 | $2,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 500 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 89 | $2,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 2,930 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 136 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Alcobra Ltd | M2239P109 | SHS | 400 | $2,000 | thousands by filing date | |
| CITIZENS FIRST CORP | 17462Q107 | COM | 129 | $2,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 200 | $2,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 97 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 95 | $2,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 219 | $2,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 460 | $2,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 145 | $2,000 | thousands by filing date | |
| ZHAOPIN LTD-SPONSORED ADR | 98954L103 | ADR | 156 | $2,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 55 | $2,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 135 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 50 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 50 | $2,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 249 | $2,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 100 | $2,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 122 | $2,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 675 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 79 | $2,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 115 | $2,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 576 | $2,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 500 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 3,086 | $2,000 | thousands by filing date | |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 500 | $2,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 2,536 | $2,000 | thousands by filing date | |
| GLOBEIMMUNE INC | 37957B100 | COM | 1,000 | $2,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 1,152 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 144 | $1,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 100 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 100 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 70 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 55 | $1,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 287 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 111 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 123 | $1,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 124 | $1,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 170 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 40 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 100 | $1,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 250 | $1,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,204 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 497 | $1,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 100 | $1,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC COM | 00509L802 | COM | 240 | $1,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 165 | $1,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 95 | $1,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 292 | $1,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 25 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 3,500 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 134 | $1,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 201 | $1,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 800 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 5,781 | $1,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 99 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 500 | $1,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 1,658 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 200 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 1,508 | $1,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 217 | $1,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 400 | $1,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 118 | $1,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 184 | $1,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 332 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 40 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 366 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 190 | $1,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 76 | $1,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 2,938 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 8,103 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 2,707 | $1,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 200 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 125 | $1,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 176 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 1,000 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 70 | $1,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 883 | $1,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 122 | $1,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 167 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 66 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 275 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 500 | $1,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 110 | $1,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,000 | $1,000 | thousands by filing date | principal |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,200 | $1,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,038 | $1,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 484 | $1,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 100 | $1,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 65 | $1,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 236 | $1,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 100 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 250 | $1,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 221 | $1,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 100 | $1,000 | thousands by filing date | |
| UNIQUE FABRICATING INC | 90915J103 | COM | 64 | $1,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 74 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 411 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 24 | $1,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 883 | $1,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 2,000 | $1,000 | thousands by filing date | principal |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 280 | $1,000 | thousands by filing date | |
| SPI ENERGY CO LTD NEW 2018 | 78470H109 | Common Stock | 200 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 500 | $1,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| ITUS CORP | 45069V203 | COM NEW | 400 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 402 | $1,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 402 | $1,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 1,500 | $1,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS AG | 62957M104 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 100 | $1,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 56 | $1,000 | thousands by filing date | |
| CENTRUE FINL CORP NEW | 15643B205 | COM NEW | 82 | $1,000 | thousands by filing date | |
| OPPENHEIMER REV WEIGHTED ETF | 68386C609 | NAVELR A100 ETF | 13 | $1,000 | thousands by filing date | |
| LABSTYLE INNOVATIONS CORP $5.0 | 50544T302 | COM | 128 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $1,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 2,000 | $1,000 | thousands by filing date | |
| BIOTIE THERAPIES OYJ | 09074D103 | SPONSORED ADR | 25 | $1,000 | thousands by filing date | |
| CARDICA INC | 14141R309 | COM NEW | 150 | $1,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADMA BIOLOGICS INC | 000899104 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY RECOVERY INC | 29270J100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEXCO ENERGY CORP | 592770101 | COM | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERICEL CORP | 92346J108 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Equitable Financial Corp. | 29448T105 | NON 13F SECURITY | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 383 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 28,496 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,684 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AFFIMED N V | N01045108 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMULUS MEDIA INC | 231082108 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 1,645 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM CORP | 747906204 | COM DSSG | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAN AMER MED SYS INC | 846396109 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MINES MGMT INC | 603432105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNAMIC MATLS CORP | 267888105 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065123 | this filing | 2016-05-13 | acceptance time not in the bulk data set |