13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 4,195 holding rows worth $87,148,462,000.
- Accession
- 0001140361-16-053421
- Filer
- CIK 824468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 17,992 entries on the cover page, a total value of $87,148,462,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,148,462,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PINNACLE FOODS INC DEL | 72348P104 | COM | 311,689 | $13,235,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 500,257 | $13,227,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 250,000 | $13,223,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 16,810,000 | $13,186,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 16,900 | $13,148,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 483,634 | $13,106,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 302,325 | $13,070,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 8,274,000 | $12,974,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORP | 84265V105 | COM | 496,605 | $12,973,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 176,176 | $12,933,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 365,724 | $12,929,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 849,147 | $12,890,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 453,995 | $12,871,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 161,329 | $12,855,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 326,382 | $12,810,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 213,558 | $12,808,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 833,036 | $12,771,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 335,257 | $12,766,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 497,781 | $12,698,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 246,011 | $12,697,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 513,798 | $12,675,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 851,964 | $12,644,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 114,709 | $12,569,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,092,872 | $12,514,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 413,483 | $12,474,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 230,759 | $12,390,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 772,951 | $12,373,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 200,571 | $12,353,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 622,883 | $12,346,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 103,111 | $12,323,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 206,963 | $12,293,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 916,565 | $12,292,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500,000 | $12,285,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 440,138 | $12,253,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 159,573 | $12,230,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 8,600,000 | $12,228,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,046,814 | $12,196,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 239,475 | $12,189,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 98,435 | $12,176,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 752,572 | $12,155,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000,000 | $12,120,000 | thousands by filing date | put |
| Targa Resources Partners, LP | 87611X105 | LTD | 732,845 | $12,114,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 90,256 | $12,112,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 515,539 | $12,100,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 420,000 | $12,096,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 14,548,000 | $12,093,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,202,299 | $12,048,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 688,639 | $12,037,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 303,790 | $12,031,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 7,400,000 | $12,011,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 447,475 | $11,970,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 459,111 | $11,941,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,163,000 | $11,899,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 489,300 | $11,880,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 35,098 | $11,875,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 864,877 | $11,858,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 737,026 | $11,785,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 194,570 | $11,769,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 394,744 | $11,764,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 860,453 | $11,754,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 157,177 | $11,730,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 273,587 | $11,720,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 161,208 | $11,710,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 244,267 | $11,708,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 52,000 | $11,704,000 | thousands by filing date | put |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 71,701 | $11,657,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 8,951,000 | $11,647,000 | thousands by filing date | principal |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 8,450,000 | $11,644,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 209,573 | $11,631,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,656,338 | $11,627,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 425,914 | $11,563,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 172,789 | $11,559,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 695,237 | $11,541,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 257,017 | $11,534,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 411,274 | $11,531,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 191,948 | $11,513,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 662,050 | $11,513,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 968,240 | $11,474,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 295,619 | $11,435,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 612,822 | $11,417,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 332,448 | $11,392,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 15,000 | $11,383,000 | thousands by filing date | call |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 355,000 | $11,325,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 251,496 | $11,319,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 345,743 | $11,305,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 105,335 | $11,305,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 110,053 | $11,302,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 599,219 | $11,223,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 394,127 | $11,201,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 330,331 | $11,201,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 2,003,140 | $11,198,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 335,539 | $11,176,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 926,163 | $11,160,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 410,800 | $11,155,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 200,000 | $11,148,000 | thousands by filing date | put |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 10,765,000 | $11,082,000 | thousands by filing date | principal |
| VTI | 922908769 | COM | 105,802 | $11,035,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 298,948 | $10,920,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 12,160,000 | $10,914,000 | thousands by filing date | principal |
| PITNEY BOWES INC COM | 724479100 | Stock | 527,768 | $10,898,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 122,989 | $10,870,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 173,884 | $10,858,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 79,412 | $10,846,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 542,322 | $10,831,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 85,000 | $10,821,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 144,316 | $10,775,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 293,288 | $10,755,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 117,960 | $10,754,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 517,536 | $10,754,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,157,859 | $10,746,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 608,609 | $10,737,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10,374,000 | $10,653,000 | thousands by filing date | principal |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 285,858 | $10,631,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 138,900 | $10,555,000 | thousands by filing date | call |
| SKECHERS U S A INC | 830566105 | CL A | 349,345 | $10,554,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 153,853 | $10,545,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 364,387 | $10,494,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 507,531 | $10,460,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 364,408 | $10,441,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 224,330 | $10,420,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 385,578 | $10,415,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 172,911 | $10,403,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 165,332 | $10,399,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 182,200 | $10,389,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 264,738 | $10,386,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 673,791 | $10,369,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 82,966 | $10,352,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 174,727 | $10,337,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 418,613 | $10,269,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 124,000 | $10,268,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 573,801 | $10,259,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 282,964 | $10,238,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,069,088 | $10,231,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 640,976 | $10,191,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 351,197 | $10,188,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 110,821 | $10,149,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 423,903 | $10,110,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 198,100 | $10,107,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 176,133 | $10,096,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 381,655 | $10,095,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 338,440 | $10,074,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 170,000 | $10,070,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,185,901 | $10,057,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 201,847 | $10,033,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 88,343 | $9,980,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 238,843 | $9,947,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 574,487 | $9,916,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 217,509 | $9,884,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 856,670 | $9,861,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 451,467 | $9,824,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 8,723,000 | $9,813,000 | thousands by filing date | principal |
| RPM INTL INC COM | 749685103 | Stock | 222,645 | $9,810,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 397,709 | $9,807,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 441,814 | $9,799,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 665,512 | $9,796,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,164,881 | $9,773,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 177,455 | $9,760,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 487,550 | $9,752,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 228,805 | $9,745,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 88,364 | $9,730,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 657,184 | $9,707,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 327,904 | $9,699,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 102,540 | $9,661,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 286,028 | $9,656,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 223,602 | $9,650,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,844,604 | $9,643,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 459,828 | $9,616,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 638,731 | $9,607,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,132 | $9,591,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 150,000 | $9,587,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 247,822 | $9,530,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 111,148 | $9,508,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 79,145 | $9,506,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 7,234,000 | $9,481,000 | thousands by filing date | principal |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 376,611 | $9,475,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 219,521 | $9,461,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 447,719 | $9,446,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 521,140 | $9,434,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 252,114 | $9,421,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 204,321 | $9,410,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 144,720 | $9,409,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 362,119 | $9,404,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 224,300 | $9,378,000 | thousands by filing date | put |
| CAMECO CORP COM | 13321L108 | Stock | 757,161 | $9,338,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 251,909 | $9,328,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 221,126 | $9,318,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 843,997 | $9,317,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 589,820 | $9,314,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 314,980 | $9,302,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 274,655 | $9,285,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 496,493 | $9,278,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 135,654 | $9,261,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 759,041 | $9,253,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 275,855 | $9,236,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 175,769 | $9,223,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 252,607 | $9,220,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 392,051 | $9,207,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 220,910 | $9,176,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 282,837 | $9,161,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 84,315 | $9,141,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 7,171,000 | $9,125,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 201,757 | $9,122,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 156,145 | $9,121,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 40,500 | $9,116,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 236,522 | $9,092,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 400,000 | $9,088,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 123,494 | $9,085,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 7,691,000 | $9,080,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 524,673 | $9,071,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 132,336 | $9,059,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 160,828 | $9,046,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 130,000 | $9,042,000 | thousands by filing date | put |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 115,993 | $9,020,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 78,626 | $9,004,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 352,763 | $9,003,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 156,925 | $8,974,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 430,754 | $8,964,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 9,115,000 | $8,955,000 | thousands by filing date | principal |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 520,563 | $8,933,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 284,145 | $8,883,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 59,267 | $8,853,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 69,717 | $8,851,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 312,484 | $8,850,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 620,753 | $8,846,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 788,715 | $8,843,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 191,915 | $8,837,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 2,059,481 | $8,814,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 9,545,000 | $8,811,000 | thousands by filing date | principal |
| HELMERICH & PAYNE INC | 423452101 | COM | 163,960 | $8,780,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 390,683 | $8,752,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 162,601 | $8,737,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 261,810 | $8,718,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 248,210 | $8,697,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 644,648 | $8,697,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 107,998 | $8,695,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 174,968 | $8,690,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 320,859 | $8,653,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 179,699 | $8,636,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 41,776 | $8,635,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 318,126 | $8,628,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 185,724 | $8,626,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 973,745 | $8,598,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 295,149 | $8,594,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 6,424,000 | $8,585,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 158,743 | $8,577,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 113,224 | $8,572,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 158,136 | $8,567,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 453,514 | $8,562,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 75,552 | $8,561,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 152,340 | $8,532,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 190,000 | $8,520,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 145,736 | $8,519,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 367,090 | $8,516,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 490,986 | $8,509,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 340,450 | $8,499,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 509,641 | $8,491,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 133,991 | $8,483,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 424,822 | $8,450,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 8,010,000 | $8,441,000 | thousands by filing date | principal |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 692,491 | $8,413,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 562,234 | $8,405,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 107,169 | $8,399,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 7,844,000 | $8,394,000 | thousands by filing date | principal |
| PAPA JOHNS INTL INC | 698813102 | COM | 150,000 | $8,381,000 | thousands by filing date | put |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 450,200 | $8,379,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 8,680,000 | $8,355,000 | thousands by filing date | principal |
| TELUS CORPORATION COM | 87971M103 | Stock | 302,051 | $8,352,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 243,627 | $8,327,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 74,733 | $8,314,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 7,076,000 | $8,297,000 | thousands by filing date | principal |
| VMWARE, INC. | 928563402 | CL A COM | 146,531 | $8,289,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,500 | $8,287,000 | thousands by filing date | call |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 191,279 | $8,279,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 120,866 | $8,233,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 284,549 | $8,226,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,711,000 | $8,210,000 | thousands by filing date | principal |
| TRINA SOLAR LTD | 89628EAE4 | DEBT 4.000%10/1 | 8,500,000 | $8,208,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 365,247 | $8,200,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 311,324 | $8,186,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 4,903,000 | $8,167,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 607,482 | $8,116,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 309,734 | $8,103,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 190,200 | $8,078,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 243,873 | $8,070,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 205,524 | $8,067,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 644,776 | $8,052,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 7,503,000 | $7,990,000 | thousands by filing date | principal |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 121,193 | $7,981,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 183,946 | $7,958,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 97,813 | $7,957,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 125,157 | $7,951,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 67,758 | $7,941,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 98,018 | $7,939,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 945,215 | $7,931,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 137,472 | $7,921,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 8,100,000 | $7,912,000 | thousands by filing date | principal |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 175,473 | $7,896,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 274,166 | $7,872,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 379,332 | $7,867,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 450,779 | $7,853,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 8,675,000 | $7,818,000 | thousands by filing date | principal |
| RANDGOLD RES LTD | 752344309 | ADR | 125,652 | $7,782,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,041,000 | $7,752,000 | thousands by filing date | principal |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 190,975 | $7,706,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 455,172 | $7,700,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 232,429 | $7,673,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 162,942 | $7,673,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 118,864 | $7,669,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 325,606 | $7,635,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 100,000 | $7,599,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 168,048 | $7,581,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 128,154 | $7,570,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 230,261 | $7,525,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 69,053 | $7,509,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 326,557 | $7,504,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 8,000,000 | $7,465,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 266,219 | $7,459,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 130,000 | $7,433,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 166,680 | $7,428,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 866,197 | $7,423,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 547,103 | $7,418,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 176,057 | $7,385,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 110,885 | $7,337,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200,000 | $7,336,000 | thousands by filing date | put |
| ISHARES TR | 464287192 | US TRSPRTION | 54,383 | $7,327,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 591,131 | $7,313,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 630,000 | $7,283,000 | thousands by filing date | call |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 189,457 | $7,283,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 711,884 | $7,283,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 56,529 | $7,236,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 765,028 | $7,222,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 7,693,000 | $7,208,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761U106 | COM | 1,378,679 | $7,197,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 505,139 | $7,187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 96,224 | $7,179,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 660,422 | $7,165,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 8,751,483 | $7,159,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 105,024 | $7,154,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 11,513,000 | $7,123,000 | thousands by filing date | principal |
| BRF SA | 10552T107 | SPONSORED ADR | 514,415 | $7,110,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 65,805 | $7,102,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 168,779 | $7,102,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 288,445 | $7,100,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 78,894 | $7,095,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 58,924 | $7,089,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 220,679 | $7,084,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 260,273 | $7,062,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 883,963 | $7,055,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 67,834 | $7,051,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 613,156 | $7,046,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 165,652 | $7,025,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 13,400,000 | $7,002,000 | thousands by filing date | principal |
| HOME BANCSHARES INC COM | 436893200 | Stock | 172,309 | $6,983,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,821,644 | $6,978,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 113,490 | $6,967,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 369,806 | $6,963,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 513,467 | $6,953,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 356,663 | $6,948,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 423,658 | $6,947,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 266,160 | $6,940,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 629,554 | $6,937,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 268,220 | $6,936,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 262,260 | $6,930,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 105,112 | $6,929,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 220,716 | $6,923,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 142,982 | $6,901,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,236,131 | $6,886,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 698,499 | $6,886,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 183,397 | $6,882,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $6,879,000 | thousands by filing date | put |
| NEKTAR THERAPEUTICS | 640268108 | COM | 408,152 | $6,876,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 642,392 | $6,874,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 314,798 | $6,872,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 246,213 | $6,868,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 500,000 | $6,860,000 | thousands by filing date | put |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 8,186,000 | $6,841,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,000 | $6,817,000 | thousands by filing date | call |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 54,627 | $6,799,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 817,771 | $6,787,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 261,679 | $6,777,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 59,175 | $6,750,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 304,526 | $6,740,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 53,864 | $6,727,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 288,757 | $6,711,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 176,959 | $6,705,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 3,679,516 | $6,697,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 206,677 | $6,692,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 111,844 | $6,672,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 230,156 | $6,585,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 226,863 | $6,575,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 73,882 | $6,553,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,441,000 | $6,550,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224107 | COM | 141,900 | $6,549,000 | thousands by filing date | put |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 102,313 | $6,547,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 280,066 | $6,539,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 1,072,111 | $6,528,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 963,500 | $6,523,000 | thousands by filing date | put |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 126,087 | $6,510,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 391,354 | $6,500,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 272,866 | $6,494,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 40,000 | $6,493,000 | thousands by filing date | put |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 62,488 | $6,485,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,705,729 | $6,482,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 68,709 | $6,475,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 295,296 | $6,467,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 51,997 | $6,465,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6,312,000 | $6,458,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 63,046 | $6,448,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 184,953 | $6,438,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 206,311 | $6,425,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 104,406 | $6,425,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 106,892 | $6,413,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 551,080 | $6,403,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 228,811 | $6,400,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 201,881 | $6,392,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 81,090 | $6,362,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 1,983,682 | $6,348,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 56,444 | $6,333,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 225,089 | $6,333,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,820,000 | $6,326,000 | thousands by filing date | principal |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 248,016 | $6,317,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 270,849 | $6,308,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 216,427 | $6,270,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 134,778 | $6,238,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 102,096 | $6,215,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,341,563 | $6,215,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 112,306 | $6,199,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500,500 | $6,196,000 | thousands by filing date | put |
| KOHLS CORP | 500255104 | COM | 130,000 | $6,192,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 239,100 | $6,181,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 165,656 | $6,180,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 171,696 | $6,164,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 835,260 | $6,157,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 80,000 | $6,154,000 | thousands by filing date | put |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 102,829 | $6,108,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 126,278 | $6,099,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 4,742,000 | $6,088,000 | thousands by filing date | principal |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 183,613 | $6,086,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 142,259 | $6,082,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 482,830 | $6,075,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 147,720 | $6,054,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 783,178 | $6,047,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 230,561 | $6,038,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 165,536 | $6,037,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 40,000 | $6,026,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 696,632 | $5,970,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 220,086 | $5,970,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 198,593 | $5,963,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,422,000 | $5,960,000 | thousands by filing date | principal |
| WADDELL & REED FINL INC | 930059100 | CL A | 207,752 | $5,954,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 164,855 | $5,945,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,593,389 | $5,943,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 5,940,000 | $5,940,000 | thousands by filing date | principal |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 111,091 | $5,933,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 52,430 | $5,933,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 186,486 | $5,930,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 95,845 | $5,914,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 3,595 | $5,906,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 5,900,000 | $5,893,000 | thousands by filing date | principal |
| OFFICE DEPOT INC | 676220106 | COM | 1,044,672 | $5,892,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 6,140,000 | $5,888,000 | thousands by filing date | principal |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 103,333 | $5,884,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 216,509 | $5,880,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 95,252 | $5,867,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 204,726 | $5,867,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 175,057 | $5,852,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 149,037 | $5,848,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 115,428 | $5,831,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 171,196 | $5,830,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 61,478 | $5,829,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 224,661 | $5,824,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 157,103 | $5,822,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 80,000 | $5,803,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAF6 | NOTE 1.750% 8/1 | 6,000,000 | $5,801,000 | thousands by filing date | principal |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 115,730 | $5,795,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 99,783 | $5,778,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,295,000 | $5,775,000 | thousands by filing date | principal |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 29,501 | $5,768,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 139,956 | $5,763,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 428,713 | $5,752,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 108,700 | $5,742,000 | thousands by filing date | put |
| AMSURG CORP | 03232P405 | COM | 75,524 | $5,739,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 162,000 | $5,727,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 818,446 | $5,713,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 308,944 | $5,704,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 118,761 | $5,695,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 589,725 | $5,691,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 3,981,000 | $5,683,000 | thousands by filing date | principal |
| JACK IN THE BOX INC | 466367109 | COM | 73,986 | $5,676,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 195,486 | $5,673,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 150,414 | $5,659,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 137,121 | $5,647,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 211,777 | $5,633,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 139,190 | $5,628,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 115,773 | $5,618,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 124,946 | $5,617,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 287,480 | $5,600,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 171,235 | $5,599,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 94,034 | $5,587,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 89,407 | $5,583,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-053421 | this filing | 2016-02-16 | acceptance time not in the bulk data set |