13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 136,619 | $1,939,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 172,159 | $1,936,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 132,638 | $1,934,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 418,427 | $1,933,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 27,300 | $1,931,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 50,000 | $1,929,000 | thousands by filing date | put |
| LENNAR CORP CL A | 526057104 | Stock | 37,800 | $1,929,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 19,769 | $1,928,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 91,265 | $1,927,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 45,165 | $1,923,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 87,144 | $1,923,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 81,871 | $1,920,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 29,258 | $1,916,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 35,250 | $1,915,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 73,403 | $1,914,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 79,086 | $1,914,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 18,400 | $1,905,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 26,430 | $1,903,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 35,660 | $1,900,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 11,153 | $1,897,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 36,302 | $1,897,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 305,249 | $1,896,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 76,572 | $1,895,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 62,900 | $1,893,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 62,960 | $1,892,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 56,867 | $1,890,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 128,532 | $1,889,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 117,880 | $1,888,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 43,979 | $1,888,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 73,453 | $1,887,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 89,285 | $1,887,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 88,899 | $1,884,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 93,970 | $1,883,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 73,408 | $1,882,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 44,514 | $1,882,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 45,200 | $1,879,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 40,433 | $1,879,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 70,254 | $1,878,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 85,568 | $1,876,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 16,861 | $1,874,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 24,000 | $1,866,000 | thousands by filing date | call |
| STARZ | 85571Q102 | COM SER A | 41,665 | $1,863,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 96,124 | $1,863,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 103,657 | $1,860,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 66,667 | $1,855,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 164,370 | $1,853,000 | thousands by filing date | |
| PROSHARES TR | 74347B672 | ULT OIL GAS EX | 100,000 | $1,853,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 46,637 | $1,851,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 49,113 | $1,850,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 19,284 | $1,847,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 38,569 | $1,847,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 7,800 | $1,846,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 71,385 | $1,842,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 42,158 | $1,841,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 36,128 | $1,841,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 214,143 | $1,839,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 55,726 | $1,839,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 101,400 | $1,836,000 | thousands by filing date | call |
| SAIA INC | 78709Y105 | COM | 46,695 | $1,835,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 836,800 | $1,833,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 186,324 | $1,832,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 35,882 | $1,832,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 110,255 | $1,832,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 46,699 | $1,831,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 140,881 | $1,831,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 153,449 | $1,828,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 55,985 | $1,826,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 34,266 | $1,826,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 129,952 | $1,825,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 72,873 | $1,825,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 38,270 | $1,824,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 284,848 | $1,823,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 609,400 | $1,822,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 102,283 | $1,818,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 323,584 | $1,818,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 129,762 | $1,818,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 140,881 | $1,817,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 24,133 | $1,816,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,325,400 | $1,811,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 37,222 | $1,810,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 11,100 | $1,804,000 | thousands by filing date | put |
| VIRTU FINL INC | 928254101 | CL A | 76,834 | $1,804,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 144,033 | $1,802,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 225,818 | $1,802,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 67,032 | $1,799,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 119,616 | $1,798,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 156,294 | $1,796,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 18,088 | $1,792,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 733,770 | $1,790,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 27,000 | $1,787,000 | thousands by filing date | call |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 110,107 | $1,784,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 29,852 | $1,775,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 41,484 | $1,773,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 110,161 | $1,770,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 23,107 | $1,769,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 51,969 | $1,768,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 28,615 | $1,766,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 27,200 | $1,764,000 | thousands by filing date | put |
| VERMILION ENERGY INC COM | 923725105 | Stock | 40,854 | $1,764,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 84,044 | $1,764,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 22,623 | $1,761,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 1,587,000 | $1,760,000 | thousands by filing date | principal |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 38,765 | $1,752,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 32,366 | $1,747,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 496,420 | $1,738,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 65,951 | $1,737,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 130,101 | $1,735,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44,968 | $1,734,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 100,000 | $1,734,000 | thousands by filing date | put |
| BBCN BANCORP INC | 073295107 | COM | 117,159 | $1,733,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 60,693 | $1,732,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,000 | $1,730,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 15,000 | $1,728,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 31,402 | $1,726,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 56,347 | $1,724,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 45,678 | $1,717,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 73,396 | $1,716,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 42,500 | $1,713,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 48,692 | $1,711,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 60,426 | $1,711,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 62,291 | $1,709,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 24,781 | $1,708,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 51,359 | $1,708,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 115,635 | $1,701,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 39,509 | $1,701,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 54,661 | $1,699,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 57,357 | $1,695,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 91,179 | $1,693,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 104,400 | $1,691,000 | thousands by filing date | put |
| OMNICELL COM COM | 68213N109 | Stock | 44,823 | $1,690,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 22,489 | $1,690,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 11,794 | $1,689,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 70,656 | $1,689,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 31,792 | $1,688,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 38,228 | $1,687,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 27,904 | $1,687,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 99,381 | $1,681,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 25,193 | $1,679,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 27,925 | $1,675,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 150,908 | $1,674,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 108,215 | $1,673,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 143,355 | $1,672,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 83,640 | $1,669,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 35,730 | $1,669,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 74,900 | $1,668,000 | thousands by filing date | call |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 54,581 | $1,665,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 15,938 | $1,661,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 100,000 | $1,660,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 23,842 | $1,658,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 58,369 | $1,656,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 121,052 | $1,656,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 107,290 | $1,656,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 23,275 | $1,653,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 30,902 | $1,653,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 68,912 | $1,649,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 78,510 | $1,649,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 329,092 | $1,645,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 37,412 | $1,642,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 96,927 | $1,642,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 37,513 | $1,640,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 39,115 | $1,639,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 54,696 | $1,636,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 31,619 | $1,636,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 15,479 | $1,636,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,075,000 | $1,635,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 74,285 | $1,634,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 570,949 | $1,633,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,632,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,200 | $1,632,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 50,000 | $1,631,000 | thousands by filing date | call |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 1,250,000 | $1,630,000 | thousands by filing date | principal |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 57,637 | $1,629,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 181,571 | $1,627,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 41,525 | $1,623,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 29,116 | $1,620,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 20,800 | $1,617,000 | thousands by filing date | call |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 35,101 | $1,613,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 25,000 | $1,611,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 30,300 | $1,611,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 256,975 | $1,609,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 178,596 | $1,606,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 32,381 | $1,605,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 268,067 | $1,603,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 36,300 | $1,603,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717X867 | CMN | 41,250 | $1,603,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 51,500 | $1,603,000 | thousands by filing date | call |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 15,835 | $1,603,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 12,100 | $1,602,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 40,110 | $1,600,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 18,000 | $1,597,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 34,627 | $1,596,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 122,144 | $1,595,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 149,706 | $1,595,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 206,358 | $1,595,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 39,416 | $1,595,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 21,400 | $1,592,000 | thousands by filing date | call |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 96,194 | $1,592,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 27,649 | $1,588,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 116,906 | $1,588,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 143,963 | $1,588,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 32,544 | $1,586,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 106,081 | $1,585,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 18,607 | $1,585,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,515 | $1,584,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 29,076 | $1,581,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 78,500 | $1,579,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 86,969 | $1,577,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 118,458 | $1,570,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 94,777 | $1,570,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 84,126 | $1,568,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 111,918 | $1,566,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 104,800 | $1,565,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 108,147 | $1,564,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 124,924 | $1,563,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 26,772 | $1,560,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 647,798 | $1,560,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 57,518 | $1,560,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 107,668 | $1,560,000 | thousands by filing date | |
| DBX ETF TR | 233051796 | XTRACK MSCI MEX | 68,095 | $1,560,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 29,968 | $1,559,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 117,383 | $1,558,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 85,356 | $1,555,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 90,000 | $1,550,000 | thousands by filing date | call |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 29,807 | $1,550,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 126,382 | $1,548,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 53,225 | $1,546,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 89,488 | $1,545,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 81,667 | $1,544,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 42,836 | $1,542,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 52,600 | $1,541,000 | thousands by filing date | call |
| DREW INDS INC | 26168L205 | COM NEW | 26,567 | $1,541,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 63,081 | $1,539,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 40,699 | $1,537,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 81,018 | $1,537,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 83,518 | $1,529,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 44,723 | $1,528,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 67,167 | $1,527,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 19,300 | $1,525,000 | thousands by filing date | call |
| SAFETY INS GROUP INC | 78648T100 | COM | 26,386 | $1,523,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 36,460 | $1,517,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 106,689 | $1,515,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 58,775 | $1,515,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 241,800 | $1,514,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 130,404 | $1,513,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 104,700 | $1,511,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 78,255 | $1,507,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 13,200 | $1,507,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 38,125 | $1,506,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 81,563 | $1,505,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 23,706 | $1,505,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 59,441 | $1,504,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 982,865 | $1,503,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 45,607 | $1,503,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 60,500 | $1,501,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 17,065 | $1,500,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 24,371 | $1,499,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 292,747 | $1,493,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 21,279 | $1,493,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 34,283 | $1,491,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 39,393 | $1,490,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 37,419 | $1,489,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 100,006 | $1,489,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 150,000 | $1,487,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 137,091 | $1,483,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 21,365 | $1,482,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 61,269 | $1,481,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 60,131 | $1,481,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 91,565 | $1,479,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 235,959 | $1,478,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 555,301 | $1,476,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46,700 | $1,475,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 38,192 | $1,474,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 13,964 | $1,474,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 69,068 | $1,473,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 49,004 | $1,471,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 126,390 | $1,468,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 30,696 | $1,465,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 13,192 | $1,464,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 76,118 | $1,459,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 115,449 | $1,458,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 70,346 | $1,457,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 37,110 | $1,457,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 22,800 | $1,452,000 | thousands by filing date | put |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 44,800 | $1,452,000 | thousands by filing date | call |
| M/I HOMES INC | 55305B101 | COM | 58,748 | $1,449,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 52,420 | $1,449,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 25,000 | $1,447,000 | thousands by filing date | put |
| VALMONT INDS INC COM | 920253101 | Stock | 12,168 | $1,446,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 79,613 | $1,445,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 39,739 | $1,444,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 128,010 | $1,444,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 111,449 | $1,442,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 23,662 | $1,441,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 203,533 | $1,441,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 36,400 | $1,437,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 57,500 | $1,436,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 81,474 | $1,435,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 61,471 | $1,435,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 20,175 | $1,434,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 51,746 | $1,428,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 39,202 | $1,427,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 52,668 | $1,426,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 17,925 | $1,425,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 42,711 | $1,422,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,700 | $1,421,000 | thousands by filing date | call |
| AMEDISYS INC | 023436108 | COM | 35,740 | $1,420,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 58,915 | $1,420,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 54,369 | $1,415,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 22,500 | $1,411,000 | thousands by filing date | put |
| COHEN & STEERS INC COM | 19247A100 | Stock | 41,373 | $1,410,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 24,641 | $1,410,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 15,860 | $1,409,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 21,576 | $1,409,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 47,558 | $1,407,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 30,538 | $1,406,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 78,445 | $1,403,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 12,400 | $1,402,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 52,415 | $1,402,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 184,151 | $1,401,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 28,764 | $1,401,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 32,935 | $1,396,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 44,794 | $1,395,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 170,567 | $1,394,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 166,904 | $1,394,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 77,358 | $1,392,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 59,536 | $1,390,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 35,918 | $1,390,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 25,813 | $1,390,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 133,001 | $1,389,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 39,915 | $1,387,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 13,527 | $1,386,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 89,756 | $1,386,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 165,854 | $1,382,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 102,474 | $1,381,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 66,106 | $1,379,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 152,766 | $1,378,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 187,635 | $1,375,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 50,000 | $1,373,000 | thousands by filing date | put |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 66,579 | $1,372,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,000 | $1,369,000 | thousands by filing date | call |
| KNOLL INC | 498904200 | COM NEW | 54,697 | $1,369,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 27,859 | $1,367,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 38,128 | $1,367,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 55,800 | $1,367,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 91,374 | $1,364,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 26,905 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 26,942 | $1,361,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 25,533 | $1,357,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 68,301 | $1,356,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 27,906 | $1,356,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 104,775 | $1,356,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 46,917 | $1,354,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 26,312 | $1,354,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 26,570 | $1,352,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 146,677 | $1,348,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 479,397 | $1,347,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 49,200 | $1,346,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 69,529 | $1,345,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 20,200 | $1,343,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 23,042 | $1,343,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 103,206 | $1,342,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 18,022 | $1,336,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 41,800 | $1,333,000 | thousands by filing date | call |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 84,096 | $1,332,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 113,913 | $1,332,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 40,000 | $1,330,000 | thousands by filing date | call |
| SPIRIT AIRLS INC | 848577102 | COM | 21,400 | $1,329,000 | thousands by filing date | call |
| LENDINGCLUB CORP | 52603A109 | COM | 90,000 | $1,328,000 | thousands by filing date | put |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 60,872 | $1,326,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 40,000 | $1,324,000 | thousands by filing date | call |
| GAMING & LEISURE P COM | 36467J108 | REIT | 36,078 | $1,323,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 58,773 | $1,323,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 100,523 | $1,319,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 39,194 | $1,317,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 205,097 | $1,315,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 59,774 | $1,315,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 29,326 | $1,313,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 39,359 | $1,310,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 18,182 | $1,309,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 90,701 | $1,306,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 90,520 | $1,296,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 22,300 | $1,293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 23,593 | $1,288,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 489,301 | $1,287,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 48,600 | $1,286,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 50,000 | $1,285,000 | thousands by filing date | put |
| CHIMERIX INC COM | 16934W106 | Stock | 27,799 | $1,285,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 54,380 | $1,284,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 79,976 | $1,280,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 111,720 | $1,279,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 20,530 | $1,278,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 18,296 | $1,277,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 36,207 | $1,276,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 114,457 | $1,275,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 41,870 | $1,274,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 293,800 | $1,272,000 | thousands by filing date | put |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 50,930 | $1,270,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 23,495 | $1,267,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 26,989 | $1,266,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 59,093 | $1,261,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 27,096 | $1,259,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 130,554 | $1,259,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 17,302 | $1,259,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 86,699 | $1,258,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,000 | $1,258,000 | thousands by filing date | put |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 100,000 | $1,258,000 | thousands by filing date | call |
| MONRO INC | 610236101 | COMMON STOCK | 20,206 | $1,257,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 1,342,000 | $1,256,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 15,000 | $1,255,000 | thousands by filing date | put |
| CALAMOS DY COM NPV | 12811V105 | COM | 55,442 | $1,252,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 32,941 | $1,248,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 41,418 | $1,246,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 38,830 | $1,244,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 158,965 | $1,243,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 18,564 | $1,241,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 12,695 | $1,239,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 28,000 | $1,238,000 | thousands by filing date | put |
| NORDSTROM INC | 655664100 | COM | 16,600 | $1,237,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 24,365 | $1,237,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 76,114 | $1,236,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 60,446 | $1,233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 30,692 | $1,232,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 105,928 | $1,231,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 65,806 | $1,229,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 22,500 | $1,227,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 100,762 | $1,227,000 | thousands by filing date | |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 1,017,000 | $1,225,000 | thousands by filing date | principal |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 100,453 | $1,223,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 99,098 | $1,223,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 71,098 | $1,221,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 90,928 | $1,219,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 34,340 | $1,218,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 20,998 | $1,216,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 188,461 | $1,215,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 60,500 | $1,215,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 19,426 | $1,214,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 23,049 | $1,214,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 93,278 | $1,213,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,500 | $1,211,000 | thousands by filing date | put |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 25,000 | $1,211,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 62,665 | $1,210,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 57,096 | $1,209,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 90,886 | $1,209,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 99,895 | $1,209,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 128,045 | $1,207,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 65,839 | $1,203,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 36,900 | $1,203,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 41,491 | $1,202,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 156,424 | $1,197,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 45,708 | $1,196,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 32,267 | $1,196,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 43,918 | $1,194,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 36,667 | $1,193,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 20,150 | $1,192,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 30,161 | $1,192,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 34,832 | $1,191,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 40,005 | $1,188,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 522,662 | $1,186,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 143,324 | $1,185,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 24,015 | $1,184,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 195,800 | $1,182,000 | thousands by filing date | call |
| NEENAH PAPER INC | 640079109 | COM | 20,040 | $1,181,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 56,904 | $1,181,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 28,813 | $1,177,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 44,616 | $1,177,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 20,000 | $1,176,000 | thousands by filing date | call |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 109,515 | $1,175,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 324,030 | $1,173,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 22,498 | $1,171,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 16,163 | $1,166,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 19,154 | $1,164,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 32,638 | $1,160,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 180,200 | $1,159,000 | thousands by filing date | call |
| SKYWEST INC COM | 830879102 | Stock | 76,839 | $1,156,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 62,690 | $1,156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 35,337 | $1,156,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 15,642 | $1,155,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 153,176 | $1,155,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 21,249 | $1,152,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 23,775 | $1,152,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 30,240 | $1,151,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 64,000 | $1,151,000 | thousands by filing date | put |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 34,953 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,489 | $1,148,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 17,697 | $1,148,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 24,026 | $1,147,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 43,629 | $1,146,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 37,131 | $1,144,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 49,693 | $1,143,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 56,954 | $1,142,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 10,000 | $1,142,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 25,900 | $1,141,000 | thousands by filing date | call |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 37,402 | $1,140,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 92,210 | $1,140,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 177,950 | $1,139,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 100,000 | $1,138,000 | thousands by filing date | call |
| ADAM NAT RES FD INC | 00548F105 | COM | 50,948 | $1,138,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 50,000 | $1,137,000 | thousands by filing date | call |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 11,088 | $1,135,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 11,141 | $1,135,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |