13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VOLTARI CORP NEW | 92870X309 | COM | 576 | $3,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,000 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 1,178 | $3,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 400 | $3,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 26,625 | $3,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 409 | $3,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 1,000 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 99 | $3,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 513 | $3,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 79 | $3,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 3,000 | $3,000 | thousands by filing date | principal |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 4,100 | $3,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 167 | $3,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 290 | $3,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 150 | $3,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CORIUM INTL INC | 21887L107 | COM | 240 | $3,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 202 | $3,000 | thousands by filing date | |
| Pacific Datavision Inc | 694171307 | COM | 74 | $3,000 | thousands by filing date | |
| 6D Global Tech Inc | 83002F100 | COM | 508 | $3,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000 | $3,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 905 | $3,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,000 | $3,000 | thousands by filing date | principal |
| CONNECTURE INC COM | 20786J106 | Stock | 237 | $3,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 683 | $3,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 3,000 | $3,000 | thousands by filing date | principal |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 6,000 | $3,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 3,151 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y157 | DLYJR GL MNR3X N | 140 | $3,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 100 | $2,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 315 | $2,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 4,800 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 129 | $2,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 722 | $2,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 149 | $2,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 242 | $2,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 262 | $2,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 298 | $2,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 201 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 107 | $2,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 1,000 | $2,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 200 | $2,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 356 | $2,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 334 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 1,398 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| XBIOTECH INC | 98400H102 | COM | 111 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 284 | $2,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 8,898 | $2,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 100 | $2,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 116 | $2,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 746 | $2,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 247 | $2,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 90 | $2,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 132 | $2,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 73 | $2,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 1,750 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 188 | $2,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 123 | $2,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 4,599 | $2,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 728 | $2,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 319 | $2,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 1,260 | $2,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 5,000 | $2,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 5,000 | $2,000 | thousands by filing date | call |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,000 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 400 | $2,000 | thousands by filing date | call |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 103 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| SPARK NETWORKS INC | 84651P100 | COM | 500 | $2,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 289 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 424 | $2,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 1,328 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 204 | $2,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 2,100 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 303 | $2,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 1,000 | $2,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 729 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 200 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 100 | $2,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 32 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 497 | $2,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 103 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 2,000 | $2,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 283 | $2,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 377 | $2,000 | thousands by filing date | |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 1,520 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 165,774 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 50 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 287 | $2,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 2,782 | $2,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 217 | $2,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 100 | $2,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 683 | $2,000 | thousands by filing date | |
| SYMMETRY SURGICAL INC | 87159G100 | COM | 218 | $2,000 | thousands by filing date | |
| Carbylan Therapeutics Inc. | 141384107 | COM | 337 | $2,000 | thousands by filing date | |
| MAXPOINT INTERACTIVE INC | 57777M102 | Cmn | 188 | $2,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 1,089 | $2,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 10,000 | $2,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 221 | $1,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 129 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 400 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 51 | $1,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 144 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 324 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 36 | $1,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 111 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 47 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 500 | $1,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 226 | $1,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 425 | $1,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 247 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 300 | $1,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 297 | $1,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 97 | $1,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 400 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 20 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 40 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 130 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 133 | $1,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 99 | $1,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 106 | $1,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 100 | $1,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 33 | $1,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 83 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 3,460 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 938 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 284 | $1,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 1,000 | $1,000 | thousands by filing date | principal |
| BANRO CORP | 066800103 | COM | 2,000 | $1,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 500 | $1,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 507 | $1,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 432 | $1,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 625 | $1,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 1,140 | $1,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 200 | $1,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 46 | $1,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 1,557 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 279 | $1,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 258 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 48 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 287 | $1,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 159 | $1,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 33 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 56 | $1,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 90 | $1,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 104 | $1,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 141 | $1,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 742 | $1,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 135 | $1,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 1,000 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 137 | $1,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 5,000 | $1,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,000 | $1,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 80 | $1,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 6,300 | $1,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 115 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 237 | $1,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 134 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 20 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 452 | $1,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 145 | $1,000 | thousands by filing date | |
| HOPFED BANCORP INC | 439734104 | COM | 94 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 635 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 20 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 26 | $1,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 100 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 2,000 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 425 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 255 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 70 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 50 | $1,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 1,862 | $1,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 2,000 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 49 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 25 | $1,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 13 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 42 | $1,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 500 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E267 | GBLX JR MNRS NEW | 75 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 294 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,038 | $1,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406608 | SHS VAR VTG | 200 | $1,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 200 | $1,000 | thousands by filing date | |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 500 | $1,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 250 | $1,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 166 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 85 | $1,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 1,086 | $1,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 317 | $1,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 24 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 194 | $1,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 60 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y103 | SCIEN BETA | 49 | $1,000 | thousands by filing date | |
| CERES INC | 156773400 | COM NEW | 749 | $1,000 | thousands by filing date | |
| EXXI 3 12/18 | 29274UAB7 | Bond 30/360P2 U | 4,000 | $1,000 | thousands by filing date | principal |
| STATE NATIONAL. | 85711T305 | Common Stock | 87 | $1,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 61 | $1,000 | thousands by filing date | |
| GEVO INC COM PAR | 374396208 | Stock | 350 | $1,000 | thousands by filing date | |
| APIGEE CORP COM | 03765N108 | Stock | 141 | $1,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 845 | $1,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 215 | $1,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 3,000 | $1,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 165 | $1,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 416 | $1,000 | thousands by filing date | |
| LIME ENERGY CO COM | 53261U304 | COM | 430 | $1,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 564 | $1,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N208 | Cmn | 146 | $1,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 654 | $1,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 576 | $1,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 178 | $1,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMTEK LTD ORD | M20791105 | Stock | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT NATL BANCORP INC | 70336F203 | COM NEW | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADDUS HOMECARE CORP | 006739106 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 51JOB INC | 316827104 | SPONSORED ADS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUTERA INC | 232109108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK ENERGY INC | 846511103 | CL A COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 415 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVALON HLDGS CORP | 05343P109 | CL A | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILLYS INC | 886885102 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Rithm Property Trust Inc | 38983D300 | REIT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATALINK CORP | 237934104 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Transition Therapeutics, Inc. | 893716209 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBASSADORS GROUP INC | 023177108 | COM | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
| PC TEL INC | 69325Q105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,362 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MILLER ENERGY RES INC | 600527105 | COM | 1,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDICA INC | 14141R101 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOES JEANS INC | 47777N101 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOVIE MEDICAL CORP | 10211F100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOCAL CORP | 53954W104 | COM | 2,776 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 2,782 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YADKIN FINANCIAL CORP | 984305102 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMC INS GROUP INC | 268664109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ENTERPRISES | 381010107 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WARREN RESOURCES INC | 93564A100 | COM | 938 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AV HOMES INC | 00234P102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOPHOTONICS CORP | 64051T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REEDS INC COM | 758338107 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 210 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 193 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 128 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST W VA BANCORP INC | 337493100 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DGSE COMPANIES INC | 23323G106 | COM | 347 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TSR INC | 872885207 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHMITT INDS INC ORE | 806870200 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NET ELEMENT INTL INC | 64111R102 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 920 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAEGIS INC | 233720101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OTELCO INC | 688823301 | CL A NEW | 95 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILHELMINA INTL INC | 968235200 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCADIA BIOSCIENCES INC | 039014105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 158 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELA SCIENCES INC | 55277R308 | COM NEW | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GWG HLDGS INC | 36192A109 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGNYTA INC | 451731103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACRE RLTY INVS INCORPORATED REIT | 00489F106 | REIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 142 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SESEN BIO, INC. | 286221106 | COM | 154 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VBI VACCINES INC CDA | 91790E102 | Stock | 160 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEAR ST FINL INC | 073844102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TILL CAP LTD COM RST VTG SHS | G8875E107 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPCS INTL INC COM PAR $.0001 N | 92931L401 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YIELD10 BIOSCIENCE INC COM | 591018882 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TCP International Holdings Ltd | H84689100 | COMMON | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FENIX PTS INC | 31446L100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 736 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANCHOR BANCORP WIS INC DEL | 03283P106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSEON CORP | 715270203 | Cmn | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLADON CORP | 15117E107 | Cmn | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECUMSEH PRODS CO | 878895309 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRAGONWAVE INC | 26144M129 | *W EXP 08/01/201 | 899 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATRM HLDGS INC | 04964A103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXION PWR INTL INC | 05460X208 | COM NEW | 2,868 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |