13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Market Vectors Small Cap India | 57061r551 | COM | 15,253 | $645,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 59,371 | $644,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 26,363 | $642,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 17,401 | $642,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 36,536 | $641,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,378 | $639,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,922 | $639,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 23,216 | $637,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 38,929 | $636,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 12,504 | $636,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 48,331 | $635,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 24,150 | $633,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 12,704 | $633,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,000 | $632,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 42,052 | $632,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 20,000 | $631,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 13,576 | $631,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 7,778 | $629,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 25,428 | $629,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 54,166 | $629,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 10,000 | $628,000 | thousands by filing date | put |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 52,293 | $628,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 87,868 | $627,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 25,200 | $626,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 12,386 | $626,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 62,003 | $625,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 53,658 | $624,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,803 | $622,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 25,397 | $619,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 46,002 | $618,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 24,869 | $618,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 29,800 | $617,000 | thousands by filing date | put |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 17,715 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 20,826 | $614,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 41,851 | $614,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 50,000 | $614,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 44,448 | $613,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 13,216 | $612,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 52,669 | $608,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 130,486 | $608,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 153,124 | $608,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 48,095 | $607,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,400 | $607,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 25,046 | $607,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R353 | CHINAAMC BD ETF | 24,259 | $607,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 28,228 | $605,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 41,575 | $605,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 336,205 | $605,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 31,328 | $604,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 37,533 | $604,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 19,740 | $603,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,348 | $602,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 19,415 | $601,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 16,114 | $601,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 36,129 | $599,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 47,819 | $599,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 19,304 | $598,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 24,089 | $598,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 52,000 | $597,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 52,000 | $597,000 | thousands by filing date | put |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 25,413 | $596,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,504 | $596,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 27,964 | $596,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 64,508 | $595,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 24,493 | $595,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 820,000 | $595,000 | thousands by filing date | principal |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 45,078 | $594,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 60,751 | $594,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,935 | $593,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 37,093 | $593,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 37,882 | $593,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 50,000 | $593,000 | thousands by filing date | put |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 50,000 | $593,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 68,623 | $592,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 36,651 | $591,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 157,505 | $584,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 34,286 | $582,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 12,615 | $582,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 43,528 | $582,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,600 | $580,000 | thousands by filing date | put |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 28,090 | $580,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 26,762 | $579,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 42,673 | $579,000 | thousands by filing date | |
| DTS INC | 23335C101 | COM | 18,973 | $579,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 431 | $578,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 10,488 | $577,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 94,299 | $577,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 148,795 | $577,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 20,681 | $577,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 13,013 | $576,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,000 | $575,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 9,934 | $574,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 23,090 | $574,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 11,795 | $574,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 39,259 | $573,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 42,619 | $573,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 57,327 | $572,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $572,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 8,925 | $570,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 42,355 | $570,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 30,172 | $568,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 33,499 | $567,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,496 | $566,000 | thousands by filing date | |
| OMNICARE INC | 681904AR9 | DBCV 3.250%12/1 | 455,000 | $566,000 | thousands by filing date | principal |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 34,251 | $565,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 32,557 | $563,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 10,090 | $563,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 39,795 | $561,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 19,570 | $561,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 16,428 | $558,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 42,214 | $558,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 56,802 | $558,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 112,748 | $558,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 68,418 | $558,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 42,200 | $557,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 27,600 | $556,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 20,000 | $556,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 50,717 | $556,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 29,175 | $555,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 20,501 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W299 | JAPAN INTRT FD | 11,215 | $554,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 29,648 | $553,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 15,167 | $553,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 35,019 | $549,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 29,127 | $549,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 23,098 | $549,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 26,418 | $549,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 30,232 | $549,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,100 | $548,000 | thousands by filing date | put |
| BLACK HILLS CORP COM | 092113109 | Stock | 12,535 | $547,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,548 | $544,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 23,625 | $543,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 19,404 | $542,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 30,129 | $542,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 28,813 | $541,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 58,216 | $541,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 110,173 | $541,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 9,768 | $540,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 121,457 | $540,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 49,274 | $540,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 10,991 | $540,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 7,567 | $539,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 13,906 | $539,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 35,227 | $539,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 18,078 | $538,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 21,145 | $537,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 20,311 | $537,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 36,789 | $536,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 22,122 | $536,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 52,300 | $536,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 22,587 | $536,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 11,737 | $535,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 70,844 | $534,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 134,600 | $534,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 11,622 | $532,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 23,492 | $530,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 41,673 | $530,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 15,700 | $527,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 11,797 | $526,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 64,699 | $526,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 5,700 | $525,000 | thousands by filing date | put |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 19,300 | $524,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 19,806 | $524,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 22,800 | $522,000 | thousands by filing date | call |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 78,181 | $522,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 16,708 | $521,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 31,776 | $521,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 16,386 | $521,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,100 | $520,000 | thousands by filing date | call |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 76,319 | $520,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 137,800 | $518,000 | thousands by filing date | put |
| CEB INC | 125134106 | COM | 5,952 | $518,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 20,060 | $517,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $517,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 19,020 | $517,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 15,619 | $516,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 5,226 | $514,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,026 | $513,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 81,034 | $512,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 20,832 | $512,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 6,000 | $511,000 | thousands by filing date | put |
| LGI HOMES INC COM | 50187T106 | Stock | 25,781 | $510,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 14,412 | $509,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 37,856 | $508,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 31,893 | $508,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 193,000 | $508,000 | thousands by filing date | put |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 24,311 | $508,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 26,205 | $505,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 30,930 | $504,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 29,865 | $504,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 40,051 | $504,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 12,540 | $503,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 54,607 | $501,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 17,253 | $500,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 21,059 | $500,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,717 | $500,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 9,935 | $499,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 162,312 | $499,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 7,369 | $499,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 7,679 | $499,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 20,669 | $499,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 34,039 | $498,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 20,046 | $498,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 475,000 | $497,000 | thousands by filing date | principal |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 29,975 | $497,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 58,160 | $497,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 17,169 | $497,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 8,218 | $495,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 33,781 | $493,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 15,328 | $493,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 80,000 | $493,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,517 | $492,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 13,200 | $492,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 16,576 | $492,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 10,000 | $490,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 38,685 | $488,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 15,000 | $488,000 | thousands by filing date | call |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 44,162 | $486,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 37,387 | $485,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 479,000 | $485,000 | thousands by filing date | principal |
| BLUE HILLS BANCORP INC | 095573101 | COM | 34,660 | $485,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 20,136 | $484,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 17,000 | $483,000 | thousands by filing date | put |
| INVENSENSE INC | 46123D205 | COM | 31,807 | $480,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 34,993 | $479,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 45,000 | $479,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,906 | $478,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 24,540 | $477,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 6,968 | $476,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 45,319 | $476,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 8,057 | $475,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 18,883 | $475,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 6,000 | $473,000 | thousands by filing date | put |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 43,746 | $472,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 492,194 | $472,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 23,433 | $470,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 13,904 | $469,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 39,436 | $468,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 39,668 | $468,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 27,780 | $467,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 12,955 | $467,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 14,336 | $466,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,607 | $466,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 20,947 | $466,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 14,402 | $466,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 42,743 | $466,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 16,778 | $465,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 12,185 | $464,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 46,606 | $462,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22,536 | $461,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 184,937 | $460,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 14,340 | $459,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 44,459 | $457,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 27,428 | $457,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 31,855 | $457,000 | thousands by filing date | |
| JP ENERGY PARTNERS LP | 46643C109 | UNT REPST LTD | 35,149 | $457,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 16,797 | $456,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 35,974 | $456,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 42,160 | $456,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 280,568 | $455,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 59,900 | $453,000 | thousands by filing date | put |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 39,695 | $453,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 11,218 | $453,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 73,328 | $452,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 67,397 | $452,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,723 | $451,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 18,369 | $451,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 31,064 | $450,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 71,738 | $450,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 17,290 | $450,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 31,402 | $449,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 85,071 | $449,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 103,500 | $448,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 17,002 | $448,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,416 | $448,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 16,039 | $447,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 118,600 | $447,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 38,378 | $447,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 19,357 | $446,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 9,530 | $444,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 50,307 | $444,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 41,158 | $444,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 17,805 | $442,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 4,400 | $441,000 | thousands by filing date | call |
| TIDEWATER INC | 886423102 | COM | 19,400 | $441,000 | thousands by filing date | put |
| Engility Holdings Inc | 29286C107 | COM | 17,515 | $441,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 8,184 | $440,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 11,474 | $439,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 25,981 | $437,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 21,600 | $437,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 11,413 | $437,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 40,000 | $436,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 10,360 | $436,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 18,693 | $436,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 108,139 | $435,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 6,500 | $435,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 26,628 | $434,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 43,965 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 38,162 | $433,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 28,147 | $433,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 16,000 | $432,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 11,184 | $431,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 12,000 | $430,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 8,600 | $429,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 59,775 | $428,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 88,200 | $428,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 43,724 | $428,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 42,057 | $428,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 33,031 | $428,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 52,447 | $427,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 56,543 | $426,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 13,171 | $425,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 10,000 | $425,000 | thousands by filing date | call |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 30,376 | $424,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 21,813 | $424,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 5,254 | $422,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 31,896 | $422,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 6,785 | $422,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 25,579 | $421,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,837 | $420,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 12,062 | $420,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 10,809 | $419,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 25,182 | $419,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,866 | $418,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 16,343 | $417,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 36,839 | $416,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 60,787 | $416,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 22,432 | $416,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 10,283 | $415,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 4,600 | $415,000 | thousands by filing date | call |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 6,009 | $415,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 31,210 | $414,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 12,058 | $414,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,650 | $413,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 32,340 | $413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 6,540 | $412,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 36,344 | $412,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 16,364 | $412,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,064 | $411,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 17,040 | $411,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 31,278 | $411,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 29,568 | $411,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,163 | $410,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 17,180 | $410,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 57,152 | $409,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,173 | $409,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 69,307 | $408,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 26,570 | $408,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,400 | $406,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 15,461 | $405,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 328,884 | $405,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 11,180 | $405,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 301,908 | $404,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 7,917 | $404,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 15,479 | $404,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 23,725 | $404,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 22,395 | $403,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,374 | $403,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,267 | $402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 10,269 | $402,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 38,296 | $401,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 6,230 | $399,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,900 | $398,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,954 | $397,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 12,601 | $397,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 95,823 | $396,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 19,600 | $395,000 | thousands by filing date | call |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 17,213 | $395,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 102,312 | $395,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 18,306 | $394,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 30,593 | $393,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 9,908 | $393,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 8,864 | $392,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,095 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 6,478 | $390,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 20,762 | $390,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 8,721 | $390,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 32,113 | $389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 15,711 | $389,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 23,025 | $388,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 23,488 | $388,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 15,646 | $387,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 16,514 | $387,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 36,142 | $386,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 10,869 | $386,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 16,910 | $386,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 7,300 | $385,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 39,163 | $385,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 10,197 | $384,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 48,165 | $384,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 8,198 | $384,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 25,706 | $383,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 33,000 | $382,000 | thousands by filing date | put |
| BOISE CASCADE CO DEL | 09739D100 | COM | 10,400 | $381,000 | thousands by filing date | put |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 45,953 | $380,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 13,509 | $380,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 18,000 | $380,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 19,812 | $380,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 29,779 | $379,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 8,600 | $378,000 | thousands by filing date | put |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 14,488 | $377,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 158,148 | $375,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 48,047 | $374,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 43,500 | $374,000 | thousands by filing date | put |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 9,400 | $374,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 29,294 | $372,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 16,209 | $372,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 31,064 | $372,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 34,789 | $371,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 11,425 | $371,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 26,000 | $371,000 | thousands by filing date | call |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,626 | $371,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 21,300 | $370,000 | thousands by filing date | put |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 5,390 | $369,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 37,097 | $368,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 82,290 | $368,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,357 | $367,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 28,207 | $367,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 9,556 | $367,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 19,069 | $367,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 33,245 | $366,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 47,793 | $366,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 22,335 | $365,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,800 | $365,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 28,028 | $364,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 18,638 | $364,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 14,833 | $363,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,800 | $361,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 22,363 | $361,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 83,910 | $360,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 8,189 | $359,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 9,361 | $358,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 11,000 | $358,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 11,173 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 10,321 | $358,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 3,733 | $357,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 73,703 | $357,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,440 | $356,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 25,006 | $355,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 12,756 | $355,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 46,505 | $355,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 112,953 | $355,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 10,816 | $355,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 8,309 | $354,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,400 | $354,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 29,008 | $354,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 19,805 | $354,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 23,538 | $353,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 50,224 | $353,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 129,301 | $349,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,727 | $348,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 20,886 | $346,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,800 | $345,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 7,789 | $345,000 | thousands by filing date | |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 13,296 | $345,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 17,329 | $345,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 8,500 | $345,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 63,686 | $344,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 6,170 | $344,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,692 | $343,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,894 | $343,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 23,847 | $343,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 326,519 | $343,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 19,280 | $341,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 21,310 | $341,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 21,869 | $341,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 90,000 | $340,000 | thousands by filing date | |
| ISHARES MSCI UNITED KINGDOM SMALL-CAP ETF | 46429B416 | ETF | 7,967 | $337,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 28,963 | $337,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 8,500 | $337,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 23,384 | $337,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,210 | $336,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 481,222 | $336,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 856 | $335,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 242,000 | $335,000 | thousands by filing date | principal |
| COHU INC | 192576106 | COM | 25,268 | $334,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 15,021 | $334,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 56,883 | $334,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 12,386 | $333,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 44,751 | $333,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 20,978 | $333,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 23,158 | $331,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 22,502 | $331,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 22,260 | $330,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 7,185 | $330,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 33,190 | $329,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,561 | $329,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 28,407 | $329,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 36,845 | $328,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 32,198 | $326,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 26,587 | $326,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 40,102 | $326,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 39,967 | $326,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 14,200 | $325,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 11,124 | $324,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 2,100 | $324,000 | thousands by filing date | call |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8,800 | $323,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 66,700 | $323,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 21,803 | $323,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 50,458 | $322,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |