13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 26,090 | $3,227,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 250,988 | $3,225,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 57,200 | $3,223,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 121,108 | $3,223,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 50,278 | $3,221,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 47,186 | $3,219,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 803,596 | $3,215,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 123,404 | $3,206,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 185,653 | $3,205,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 36,757 | $3,204,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 111,993 | $3,204,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 267,000 | $3,204,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 68,324 | $3,202,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 701,400 | $3,198,000 | thousands by filing date | put |
| Vale Sa | 91912E204 | COM | 633,219 | $3,198,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 114,049 | $3,197,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 97,506 | $3,197,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 122,761 | $3,189,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 219,965 | $3,185,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 66,624 | $3,183,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 44,589 | $3,178,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 124,184 | $3,175,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 128,077 | $3,167,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42,400 | $3,159,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 607,986 | $3,156,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 634,421 | $3,153,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 53,585 | $3,150,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 147,501 | $3,149,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 124,520 | $3,147,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 42,760 | $3,146,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 90,818 | $3,140,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 127,720 | $3,140,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 39,778 | $3,138,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 42,820 | $3,134,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 274,091 | $3,133,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 135,231 | $3,131,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 135,145 | $3,128,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 464,021 | $3,128,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 249,714 | $3,126,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 90,711 | $3,124,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 154,592 | $3,124,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 122,387 | $3,119,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 96,001 | $3,112,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 266,942 | $3,105,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 208,553 | $3,101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 71,331 | $3,098,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 53,500 | $3,097,000 | thousands by filing date | call |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 475,717 | $3,097,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 336,235 | $3,093,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 81,905 | $3,092,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 613,077 | $3,083,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 44,100 | $3,079,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 52,200 | $3,074,000 | thousands by filing date | call |
| VERIS RESIDENTIAL INC | 554489104 | COM | 166,739 | $3,072,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 245,796 | $3,070,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 611,059 | $3,068,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 82,500 | $3,068,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 60,064 | $3,066,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 262,434 | $3,065,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 101,223 | $3,062,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 43,127 | $3,059,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 120,780 | $3,049,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 154,500 | $3,048,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 43,090 | $3,048,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 57,264 | $3,043,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 87,245 | $3,041,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 31,000 | $3,039,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 68,318 | $3,039,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 784,100 | $3,034,000 | thousands by filing date | call |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 81,820 | $3,031,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 70,887 | $3,029,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 45,994 | $3,023,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 102,900 | $3,023,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 87,720 | $3,021,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 57,067 | $3,020,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 46,100 | $3,015,000 | thousands by filing date | call |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 81,891 | $3,015,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 90,471 | $3,014,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,254,763 | $3,011,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 165,000 | $3,011,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 160,000 | $3,010,000 | thousands by filing date | call |
| UMB FINL CORP | 902788108 | COM | 52,687 | $3,004,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 49,835 | $3,003,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,057,548 | $3,003,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 39,710 | $3,002,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 130,403 | $3,001,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 478,767 | $3,001,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 2,945,000 | $3,000,000 | thousands by filing date | principal |
| NVR INC COM | 62944T105 | Stock | 2,236 | $2,996,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 2,883,000 | $2,991,000 | thousands by filing date | principal |
| BLACKBAUD INC COM | 09227Q100 | Stock | 52,422 | $2,985,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 58,560 | $2,983,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 240,494 | $2,965,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,951,000 | $2,962,000 | thousands by filing date | principal |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 77,256 | $2,960,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 58,151 | $2,959,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 195,083 | $2,955,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 125,901 | $2,953,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 65,592 | $2,951,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 69,424 | $2,949,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 205,692 | $2,946,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 239,032 | $2,941,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 138,523 | $2,935,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 294,585 | $2,931,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 559,013 | $2,924,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 178,054 | $2,924,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 350,000 | $2,923,000 | thousands by filing date | put |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 54,503 | $2,922,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 208,250 | $2,922,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 219,248 | $2,921,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,650,000 | $2,917,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 102,479 | $2,909,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 27,546 | $2,898,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 293,318 | $2,895,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 88,500 | $2,890,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 86,000 | $2,890,000 | thousands by filing date | put |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 54,958 | $2,880,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 68,051 | $2,861,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 191,614 | $2,861,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 60,000 | $2,859,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 92,772 | $2,856,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 236,325 | $2,850,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 200,000 | $2,850,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 72,534 | $2,847,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 53,552 | $2,847,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,700 | $2,843,000 | thousands by filing date | put |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 33,131 | $2,842,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 137,851 | $2,840,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 179,975 | $2,840,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 179,001 | $2,834,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 298,814 | $2,824,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 43,335 | $2,823,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 153,523 | $2,817,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 203,421 | $2,817,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 138,899 | $2,813,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 109,311 | $2,813,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 34,300 | $2,806,000 | thousands by filing date | put |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 116,852 | $2,804,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 223,126 | $2,801,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 124,073 | $2,791,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 108,600 | $2,787,000 | thousands by filing date | call |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 34,725 | $2,787,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 313,499 | $2,787,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 65,108 | $2,786,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 144,080 | $2,781,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 102,992 | $2,779,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,658,000 | $2,779,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 49,300 | $2,778,000 | thousands by filing date | put |
| HNI CORP COM | 404251100 | Stock | 54,285 | $2,777,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 116,887 | $2,776,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 129,513 | $2,771,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 46,614 | $2,771,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 321,563 | $2,769,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 102,672 | $2,767,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 39,200 | $2,764,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 108,494 | $2,763,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 44,400 | $2,762,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 108,170 | $2,749,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 290,655 | $2,747,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 78,400 | $2,739,000 | thousands by filing date | call |
| VERIFONE SYS INC | 92342Y109 | COM | 80,630 | $2,738,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 31,265 | $2,734,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 201,708 | $2,729,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 2,213,000 | $2,723,000 | thousands by filing date | principal |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 193,975 | $2,710,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 47,122 | $2,708,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 104,329 | $2,707,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 28,381 | $2,706,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 110,414 | $2,703,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 177,000 | $2,702,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 122,000 | $2,702,000 | thousands by filing date | put |
| AGRIUM INC | 008916108 | COM | 25,500 | $2,702,000 | thousands by filing date | call |
| BANCORPSOUTH INC | 059692103 | COM | 104,868 | $2,702,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 67,188 | $2,699,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 55,203 | $2,699,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,500 | $2,695,000 | thousands by filing date | call |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 116,286 | $2,689,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 66,321 | $2,687,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 285,007 | $2,685,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 166,158 | $2,678,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 88,596 | $2,675,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 194,193 | $2,670,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 62,336 | $2,669,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 60,605 | $2,666,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 60,578 | $2,661,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 38,426 | $2,657,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 107,938 | $2,656,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 52,374 | $2,656,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 163,277 | $2,655,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 289,118 | $2,648,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 329,439 | $2,645,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 25,000 | $2,645,000 | thousands by filing date | put |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 318,994 | $2,641,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 142,446 | $2,638,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 65,238 | $2,638,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 102,768 | $2,635,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 49,000 | $2,625,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 155,741 | $2,624,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 70,088 | $2,623,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 38,162 | $2,620,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 99,200 | $2,618,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 386,259 | $2,615,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 36,939 | $2,598,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 50,627 | $2,597,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 94,544 | $2,595,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 147,959 | $2,594,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 216,441 | $2,593,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 38,457 | $2,591,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 80,191 | $2,590,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 84,858 | $2,588,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 72,780 | $2,586,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 81,052 | $2,584,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 116,183 | $2,584,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 107,181 | $2,582,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 95,000 | $2,576,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 118,440 | $2,575,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 19,087 | $2,574,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 77,764 | $2,572,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 532,265 | $2,571,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,000 | $2,569,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 50,000 | $2,569,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 620,000 | $2,567,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 280,695 | $2,566,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 178,086 | $2,561,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 901,800 | $2,561,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 34,655 | $2,555,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 78,091 | $2,550,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 134,849 | $2,549,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 45,590 | $2,545,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 43,174 | $2,541,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 49,033 | $2,540,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 176,354 | $2,539,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 244,774 | $2,531,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 192,561 | $2,531,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 390,631 | $2,528,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 148,567 | $2,526,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,373,000 | $2,526,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,700,000 | $2,519,000 | thousands by filing date | principal |
| VULCAN MATLS CO COM | 929160109 | Stock | 30,000 | $2,518,000 | thousands by filing date | call |
| VIRTUSA CORP | 92827P102 | COM | 48,904 | $2,514,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 35,300 | $2,509,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 67,292 | $2,508,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 46,141 | $2,508,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,251,762 | $2,504,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 196,661 | $2,504,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 44,842 | $2,499,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 357,383 | $2,495,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 55,550 | $2,494,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 60,824 | $2,494,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 221,000 | $2,493,000 | thousands by filing date | put |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 232,746 | $2,493,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 332,854 | $2,493,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 74,363 | $2,493,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 162,800 | $2,492,000 | thousands by filing date | call |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 24,208 | $2,492,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 67,916 | $2,491,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 157,719 | $2,488,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 99,495 | $2,488,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 56,600 | $2,488,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 59,497 | $2,486,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 52,100 | $2,483,000 | thousands by filing date | put |
| FELCOR LODGING TR INC | 31430F101 | COM | 250,766 | $2,478,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 78,243 | $2,477,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 80,421 | $2,465,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 118,674 | $2,463,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 44,513 | $2,462,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 83,617 | $2,460,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 99,834 | $2,454,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 30,000 | $2,453,000 | thousands by filing date | put |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 168,824 | $2,453,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 2,113,510 | $2,452,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 136,859 | $2,445,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 192,694 | $2,440,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 88,952 | $2,440,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 70,409 | $2,439,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 125,484 | $2,439,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 15,504 | $2,429,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 5,000 | $2,423,000 | thousands by filing date | call |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 130,639 | $2,422,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 88,787 | $2,422,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 79,943 | $2,421,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 733,500 | $2,420,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 143,900 | $2,418,000 | thousands by filing date | put |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 127,698 | $2,410,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 126,999 | $2,410,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 41,808 | $2,406,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 12,600 | $2,405,000 | thousands by filing date | call |
| PIER 1 IMPORTS INC | 720279108 | COM | 190,000 | $2,400,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 210,536 | $2,398,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 31,700 | $2,397,000 | thousands by filing date | put |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 167,802 | $2,388,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 61,201 | $2,386,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 150,000 | $2,385,000 | thousands by filing date | put |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 83,237 | $2,384,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 319,906 | $2,380,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,934,447 | $2,379,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 207,889 | $2,378,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 99,474 | $2,374,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 478,082 | $2,371,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 40,324 | $2,368,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 75,293 | $2,362,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 279,953 | $2,360,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 35,855 | $2,357,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 70,596 | $2,356,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 66,667 | $2,355,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 82,698 | $2,353,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 39,836 | $2,351,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 143,821 | $2,344,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 185,967 | $2,343,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 163,635 | $2,340,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 178,698 | $2,334,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 108,230 | $2,331,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 206,630 | $2,328,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 235,978 | $2,324,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 20,279 | $2,324,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 37,626 | $2,322,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 119,446 | $2,316,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 87,571 | $2,315,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 179,159 | $2,311,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 16,300 | $2,310,000 | thousands by filing date | put |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 123,648 | $2,309,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 45,831 | $2,305,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 97,300 | $2,304,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 78,856 | $2,304,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 276,550 | $2,301,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 28,300 | $2,299,000 | thousands by filing date | put |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 117,785 | $2,297,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 68,512 | $2,294,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 73,300 | $2,294,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 32,728 | $2,293,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 2,335,000 | $2,293,000 | thousands by filing date | principal |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 147,925 | $2,292,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 84,934 | $2,291,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 156,182 | $2,289,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 72,121 | $2,288,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 141,421 | $2,286,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 21,500 | $2,285,000 | thousands by filing date | put |
| RUBICON PROJ INC | 78112V102 | COM | 152,771 | $2,285,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 42,603 | $2,283,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 44,300 | $2,281,000 | thousands by filing date | put |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 81,911 | $2,278,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 29,078 | $2,276,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 26,100 | $2,275,000 | thousands by filing date | call |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,150,000 | $2,274,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 523,717 | $2,273,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 229,373 | $2,273,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 108,672 | $2,272,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 55,845 | $2,271,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 42,396 | $2,263,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 30,546 | $2,261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 67,945 | $2,261,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 83,100 | $2,261,000 | thousands by filing date | put |
| BANK OF THE OZARKS | 063904106 | COM | 49,314 | $2,256,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 141,326 | $2,255,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 26,700 | $2,254,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 44,261 | $2,253,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 372,500 | $2,250,000 | thousands by filing date | put |
| AES TR III | 00808N202 | PFD CV 6.75% | 44,219 | $2,249,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 220,523 | $2,247,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 76,324 | $2,246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 37,970 | $2,244,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 118,115 | $2,240,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 41,690 | $2,239,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 220,115 | $2,231,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 69,700 | $2,224,000 | thousands by filing date | call |
| INVESCO BD FD | 46132L107 | COM | 127,810 | $2,221,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 161,684 | $2,219,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 140,000 | $2,219,000 | thousands by filing date | put |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 91,667 | $2,214,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 36,200 | $2,211,000 | thousands by filing date | put |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 42,622 | $2,211,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 103,055 | $2,211,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 140,866 | $2,207,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 118,918 | $2,206,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 48,655 | $2,201,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 33,224 | $2,197,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 74,700 | $2,195,000 | thousands by filing date | call |
| HOME BANCSHARES INC COM | 436893200 | Stock | 59,943 | $2,192,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,800 | $2,191,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,495,201 | $2,189,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 63,809 | $2,186,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 31,500 | $2,185,000 | thousands by filing date | put |
| WESTERN REFNG INC | 959319104 | COM | 50,000 | $2,181,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 38,934 | $2,180,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 146,506 | $2,176,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 30,463 | $2,175,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 95,000 | $2,174,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 25,345 | $2,172,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 65,313 | $2,169,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 60,000 | $2,167,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 60,000 | $2,166,000 | thousands by filing date | put |
| SUNEDISON INC | 86732Y109 | COM | 72,000 | $2,154,000 | thousands by filing date | put |
| AMER STATES WTR CO COM | 029899101 | Stock | 57,582 | $2,152,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 23,000 | $2,150,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 123,925 | $2,142,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 611,734 | $2,141,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 23,300 | $2,139,000 | thousands by filing date | call |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 8,680 | $2,137,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 248,353 | $2,136,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 21,188 | $2,129,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 15,000 | $2,126,000 | thousands by filing date | call |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 90,922 | $2,126,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 120,000 | $2,124,000 | thousands by filing date | put |
| Boston Scientific Corporation | 101137107 | COM | 120,000 | $2,124,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 205,400 | $2,124,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 203,576 | $2,123,000 | thousands by filing date | |
| PROSHARES TR | 74347B664 | ULTSHT OIL GAS | 100,000 | $2,116,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 52,424 | $2,115,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 15,955 | $2,110,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 161,250 | $2,105,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 148,303 | $2,103,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 45,201 | $2,101,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 799,034 | $2,101,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 36,642 | $2,099,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 20,400 | $2,095,000 | thousands by filing date | call |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 188,147 | $2,092,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 62,443 | $2,092,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 40,638 | $2,088,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 116,774 | $2,077,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 66,026 | $2,073,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 40,550 | $2,071,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 30,881 | $2,069,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 89,921 | $2,068,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 56,880 | $2,066,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 112,166 | $2,066,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 123,565 | $2,065,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 49,885 | $2,062,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 24,552 | $2,060,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 46,484 | $2,059,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 177,584 | $2,058,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 43,640 | $2,055,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 41,709 | $2,052,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 29,900 | $2,052,000 | thousands by filing date | call |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 22,814 | $2,048,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 26,952 | $2,048,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 58,999 | $2,045,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 86,235 | $2,042,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 74,219 | $2,041,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 163,430 | $2,041,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 48,909 | $2,040,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 133,381 | $2,040,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 199,342 | $2,036,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 42,591 | $2,031,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 26,959 | $2,031,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 174,686 | $2,025,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 55,919 | $2,025,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 129,558 | $2,024,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 22,372 | $2,023,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 63,543 | $2,020,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 156,304 | $2,016,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 37,778 | $2,014,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 77,343 | $2,008,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 105,586 | $2,006,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 117,230 | $2,005,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 216,616 | $2,003,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 140,963 | $2,000,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 26,363 | $2,000,000 | thousands by filing date | |
| PROSHARES TR | 74347B649 | ULTSHT HMEBUIL | 100,000 | $2,000,000 | thousands by filing date | |
| PROSHARES TR | 74347B656 | ULT HOMEBUILDS | 100,000 | $1,999,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 179,584 | $1,994,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 199,713 | $1,993,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 52,518 | $1,992,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,800 | $1,991,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 287,330 | $1,989,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 32,052 | $1,988,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 62,529 | $1,987,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 22,700 | $1,984,000 | thousands by filing date | put |
| HEARTLAND EXPRESS INC | 422347104 | COM | 97,949 | $1,982,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 82,222 | $1,981,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 229,269 | $1,981,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 72,296 | $1,980,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 29,600 | $1,979,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 62,792 | $1,979,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 39,213 | $1,977,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 81,434 | $1,975,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 408,939 | $1,971,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 36,951 | $1,968,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 85,173 | $1,967,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 223,463 | $1,966,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 79,400 | $1,966,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 85,992 | $1,965,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 112,949 | $1,963,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 234,900 | $1,961,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 540,764 | $1,957,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 78,141 | $1,957,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 49,272 | $1,953,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 13,763 | $1,953,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 45,700 | $1,951,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 21,272 | $1,951,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 99,195 | $1,950,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 31,988 | $1,948,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 37,300 | $1,947,000 | thousands by filing date | call |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 77,884 | $1,946,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 364,364 | $1,946,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 513,172 | $1,945,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 155,923 | $1,944,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 151,591 | $1,942,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 45,100 | $1,940,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 46,992 | $1,939,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 78,098 | $1,939,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |