13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 27,174 | $322,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 20,239 | $322,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 16,780 | $321,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 20,590 | $320,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 6,600 | $320,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 19,907 | $320,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,424 | $319,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 206,000 | $319,000 | thousands by filing date | principal |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 5,218 | $319,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,013 | $317,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 10,684 | $316,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 297,000 | $315,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 16,526 | $313,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,241 | $313,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 17,345 | $311,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG NATURAL GAS | 74347W296 | ETF | 6,867 | $311,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 19,430 | $310,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,000 | $309,000 | thousands by filing date | call |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,516 | $309,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 13,965 | $308,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,323 | $307,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,321 | $306,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 118,490 | $306,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 24,769 | $306,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,643 | $305,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 30,007 | $305,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 15,288 | $304,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 2,924 | $304,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 70,625 | $304,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 22,323 | $303,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 12,896 | $302,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,002,755 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 4,136 | $302,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 20,000 | $302,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 12,176 | $301,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 10,262 | $300,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 11,746 | $299,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 30,000 | $298,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 20,710 | $297,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 10,332 | $297,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 10,220 | $296,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 38,621 | $296,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 5,404 | $295,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 18,749 | $294,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 25,846 | $294,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 291,000 | $294,000 | thousands by filing date | principal |
| TRUSTMARK CORP | 898402102 | COM | 11,725 | $293,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 10,562 | $293,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 26,983 | $293,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 38,250 | $293,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 52,000 | $292,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 11,720 | $292,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,300 | $291,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 13,658 | $290,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 18,000 | $290,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 7,807 | $289,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 9,501 | $289,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 7,500 | $289,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 283,000 | $288,000 | thousands by filing date | principal |
| HEALTH CARE REIT INC CONV 6.50 | 42217K601 | PFD | 4,840 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 14,575 | $288,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 12,900 | $287,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 29,483 | $287,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,989 | $286,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 8,900 | $286,000 | thousands by filing date | put |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 17,037 | $286,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,800 | $285,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 25,610 | $285,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 6,237 | $285,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 40,967 | $284,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 13,426 | $284,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 301,000 | $284,000 | thousands by filing date | principal |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 26,232 | $283,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 33,005 | $281,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 19,313 | $280,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,000 | $279,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 27,718 | $279,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 148,095 | $278,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 113,402 | $278,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 55,851 | $278,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 21,321 | $277,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 37,901 | $277,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,600 | $276,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 13,566 | $276,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 49,490 | $276,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 28,349 | $275,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 14,848 | $275,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 7,473 | $275,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 23,159 | $275,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 21,592 | $275,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 129,844 | $274,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 134,469 | $273,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 7,908 | $273,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 16,723 | $273,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,109 | $270,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 14,688 | $270,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,624 | $269,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 8,100 | $269,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 5,948 | $268,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 23,715 | $268,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 7,543 | $268,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 47,926 | $268,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 53,776 | $267,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 8,968 | $265,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 18,080 | $265,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 20,565 | $265,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 27,409 | $264,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 9,454 | $264,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 8,859 | $264,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 8,323 | $262,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,947 | $261,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 39,044 | $261,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,609 | $259,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 118,000 | $259,000 | thousands by filing date | principal |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 18,936 | $258,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 313,611 | $257,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 18,099 | $256,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 3,520 | $256,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,170 | $256,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 25,347 | $255,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 71,550 | $255,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 13,050 | $254,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 146,589 | $253,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 24,070 | $252,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 18,961 | $252,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,659 | $251,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 30,280 | $251,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 7,953 | $251,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 18,657 | $251,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,368 | $250,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,000 | $250,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 19,283 | $248,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,013 | $248,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 14,227 | $248,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,169 | $246,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 24,659 | $246,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 50,500 | $245,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 20,443 | $244,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 74,056 | $244,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,214 | $244,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 70,705 | $244,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 4,800 | $243,000 | thousands by filing date | call |
| CIVEO CORP | 178787107 | COM | 78,993 | $243,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 116,652 | $242,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 21,164 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 6,600 | $242,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,966 | $241,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 19,015 | $241,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 10,784 | $241,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 25,689 | $240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,796 | $240,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 28,919 | $240,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 23,764 | $240,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 40,341 | $240,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 11,756 | $239,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 20,600 | $239,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,955 | $238,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 14,096 | $238,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 14,204 | $238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 3,200 | $237,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 24,372 | $236,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 11,861 | $236,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 6,259 | $236,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 29,112 | $236,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 10,252 | $235,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $235,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 70,274 | $235,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 38,907 | $234,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 17,730 | $233,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 10,981 | $233,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 6,625 | $233,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 9,251 | $232,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 7,644 | $232,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 24,887 | $231,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 24,102 | $231,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,318 | $231,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 10,841 | $231,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,610 | $230,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 44,810 | $230,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 17,485 | $230,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 69,118 | $230,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,620 | $229,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1,467 | $228,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 11,577 | $228,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 9,582 | $228,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 161,000 | $228,000 | thousands by filing date | principal |
| ECOLAB INC COM | 278865100 | Stock | 2,000 | $226,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 16,020 | $226,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,244 | $226,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 17,002 | $226,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 3,000 | $226,000 | thousands by filing date | call |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,783 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,884 | $225,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,467 | $224,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 4,000 | $224,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 734,800 | $222,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,484 | $222,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 14,825 | $221,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,827 | $221,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 9,672 | $220,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 56,800 | $220,000 | thousands by filing date | put |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 7,283 | $220,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 8,137 | $218,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 15,283 | $218,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 29,456 | $218,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 3,156 | $217,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,142 | $216,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 5,334 | $216,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,655 | $216,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 22,060 | $216,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 2,382 | $215,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 34,106 | $215,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 12,167 | $215,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 17,000 | $213,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 4,697 | $213,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 13,647 | $212,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 4,892 | $210,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 29,013 | $209,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 14,108 | $209,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 11,796 | $209,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,000 | $208,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,679 | $208,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 13,636 | $208,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K786 | DL RUSS BEAR 3X | 6,375 | $208,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 6,762 | $207,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,834 | $206,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 13,670 | $206,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 13,488 | $206,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 1,696 | $206,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 14,920 | $205,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 2,983 | $203,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 4,251 | $203,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,500 | $203,000 | thousands by filing date | put |
| TRANSCANADA CORP | 89353D107 | COM | 5,000 | $203,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 25,739 | $203,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 11,984 | $202,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 17,006 | $202,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 62,274 | $202,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 15,348 | $202,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 16,390 | $201,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 12,783 | $201,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 14,972 | $201,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,165 | $200,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 12,019 | $199,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 7,847 | $199,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 7,376 | $198,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,615 | $198,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,311 | $197,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,033 | $197,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 27,795 | $196,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,483 | $196,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 3,457 | $195,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 21,839 | $195,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 18,738 | $194,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 6,947 | $193,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 6,013 | $193,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 8,842 | $193,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 42,000 | $192,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 5,248 | $192,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,397 | $191,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 9,339 | $191,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,400 | $190,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 12,756 | $189,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 11,617 | $189,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 21,577 | $189,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 11,913 | $189,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 16,023 | $189,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 24,011 | $189,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,617 | $189,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 7,326 | $188,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 8,208 | $187,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 27,679 | $187,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,311 | $187,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 12,782 | $187,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 161,314 | $186,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,000 | $185,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 30,000 | $185,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 16,375 | $185,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,864 | $184,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 13,309 | $183,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,000 | $182,000 | thousands by filing date | put |
| NISOURCE INC COM | 65473P105 | Stock | 4,000 | $182,000 | thousands by filing date | put |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 21,961 | $182,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 18,034 | $182,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,474 | $181,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,800 | $181,000 | thousands by filing date | put |
| LIBBEY INC | 529898108 | COM | 4,377 | $181,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 8,751 | $180,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 10,741 | $180,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 22,996 | $180,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 8,686 | $180,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 49,374 | $179,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 5,634 | $179,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 7,200 | $179,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q635 | STOXX EURO 600 | 6,965 | $179,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,000 | $177,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 14,136 | $177,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 889 | $177,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 6,339 | $177,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 13,660 | $177,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 70,773 | $177,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 8,292 | $176,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,966 | $176,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 70,000 | $176,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $175,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $175,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,740 | $174,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 26,879 | $173,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 50,038 | $173,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 14,009 | $173,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,321 | $172,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 8,690 | $172,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,500 | $172,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 15,398 | $172,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,875 | $171,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 5,820 | $171,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 11,506 | $171,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 6,165 | $171,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 12,000 | $171,000 | thousands by filing date | put |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 1,112 | $171,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 200,000 | $171,000 | thousands by filing date | principal |
| QORVO INC COM | 74736K101 | Stock | 2,100 | $169,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 8,018 | $169,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 7,829 | $169,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 13,106 | $169,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,697 | $169,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 5,678 | $168,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 10,062 | $168,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 408,731 | $168,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 6,434 | $168,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 13,389 | $167,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 8,659 | $167,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 13,348 | $167,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 9,299 | $166,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 18,535 | $166,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 5,100 | $166,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 2,104 | $165,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 6,176 | $165,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,098 | $165,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 25,768 | $165,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 6,507 | $165,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 18,951 | $164,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 9,450 | $163,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,567 | $163,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 3,282 | $163,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 47,515 | $162,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 4,499 | $162,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 9,057 | $162,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 10,328 | $162,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 2,790 | $162,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 9,177 | $162,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $162,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 7,828 | $162,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 7,834 | $161,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,500 | $161,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 3,900 | $160,000 | thousands by filing date | put |
| RENREN INC | 759892102 | SPONSORED ADR | 42,185 | $160,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 6,208 | $160,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 3,956 | $160,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 11,595 | $159,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 19,800 | $159,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 176,000 | $159,000 | thousands by filing date | principal |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 125,442 | $159,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 8,151 | $159,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,414 | $158,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,099 | $158,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,860 | $157,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 15,700 | $156,000 | thousands by filing date | put |
| AGILYSYS INC | 00847J105 | COM | 17,051 | $156,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 8,183 | $156,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 12,434 | $155,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,146 | $155,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 25,202 | $155,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 14,842 | $155,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 2,200 | $154,000 | thousands by filing date | call |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 18,721 | $154,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 23,988 | $154,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 5,472 | $154,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 9,560 | $154,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,429 | $153,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 3,244 | $153,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 18,523 | $153,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,847 | $153,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 3,124 | $152,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 48,963 | $152,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 25,780 | $151,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 139,000 | $151,000 | thousands by filing date | principal |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 39,008 | $151,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 124,600 | $151,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,743 | $150,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,030 | $150,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 15,740 | $150,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 8,707 | $150,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,167 | $149,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 17,442 | $149,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 22,363 | $149,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 16,926 | $148,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 13,238 | $148,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,745 | $148,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 5,938 | $148,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 11,050 | $148,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,325 | $148,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 11,269 | $147,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 3,700 | $146,000 | thousands by filing date | call |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,527 | $146,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 21,679 | $146,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 2,898 | $145,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,445 | $144,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,068 | $144,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 11,491 | $144,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 8,132 | $144,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,000 | $143,000 | thousands by filing date | call |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 5,950 | $143,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 12,798 | $143,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 11,907 | $143,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 5,221 | $142,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,896 | $142,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 10,000 | $142,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 12,681 | $142,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 3,300 | $142,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,076 | $142,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 7,718 | $141,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 3,493 | $141,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1,369 | $140,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 26,425 | $140,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 8,803 | $140,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 8,699 | $139,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 65,002 | $139,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 129,724 | $139,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 10,108 | $139,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 35,513 | $138,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,234 | $138,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 13,730 | $138,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 8,848 | $138,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,544 | $137,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 5,808 | $137,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 12,050 | $137,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 5,049 | $136,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 13,757 | $136,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 10,242 | $136,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,200 | $136,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 3,191 | $136,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,538 | $135,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,200 | $135,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 11,007 | $135,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,227 | $135,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 53,000 | $135,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 6,269 | $134,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 5,801 | $134,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 8,445 | $134,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 7,687 | $134,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 24,803 | $134,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,724 | $133,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,088 | $133,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 5,492 | $133,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 33,469 | $133,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 50,000 | $132,000 | thousands by filing date | call |
| V2X INC | 92242T101 | COM | 5,305 | $132,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 39,837 | $132,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,900 | $132,000 | thousands by filing date | put |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,394 | $132,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $132,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 18,616 | $132,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,800 | $131,000 | thousands by filing date | put |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 10,694 | $131,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 4,936 | $130,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 42,683 | $130,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 9,514 | $130,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,118 | $129,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 20,577 | $128,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,832 | $128,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 4,357 | $128,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,034 | $127,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 19,762 | $127,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 10,742 | $127,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 118,501 | $127,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 18,623 | $127,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 54,100 | $126,000 | thousands by filing date | call |
| LADDER CAP CORP CL A | 505743104 | REIT | 7,291 | $126,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 3,355 | $126,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 8,438 | $125,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,603 | $125,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,316 | $125,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 3,016 | $125,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 9,021 | $125,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 31,204 | $125,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 3,220 | $124,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 300 | $124,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,003 | $124,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 17,237 | $124,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,525 | $124,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,825 | $123,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 8,428 | $123,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 4,860 | $123,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 7,651 | $122,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 9,000 | $122,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 55,000 | $121,000 | thousands by filing date | principal |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 8,170 | $121,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 5,501 | $121,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 4,146 | $120,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |