13F-HR/A filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR/A for the quarter ended 2015-06-30, filed 2015-11-20, with 7,376 holding rows worth $307,086,147,000.
- Accession
- 0001140361-15-042477
- Filer
- CIK 70858
- Filed
- 2015-11-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, amendment of type restatement, 15,926 entries on the cover page, a total value of $307,086,147,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,086,147,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,742 | $45,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 3,780 | $45,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 875 | $45,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 4,700 | $45,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 5,000 | $45,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 2,732 | $44,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,345 | $44,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 5,834 | $44,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 600 | $44,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 2,388 | $44,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 2,736 | $44,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,800 | $44,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 22,635 | $44,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 2,270 | $44,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 661 | $43,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,322 | $43,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2,152 | $43,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 1,515 | $43,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 1,114 | $43,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 1,229 | $43,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,281 | $43,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 1,877 | $43,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 1,299 | $43,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 5,035 | $43,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 890 | $43,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 3,323 | $43,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 6,258 | $43,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 2,013 | $42,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 1,545 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $42,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $42,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,571 | $41,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 1,917 | $41,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,800 | $41,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,957 | $41,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 2,253 | $41,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 2,477 | $41,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 3,005 | $41,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 6,142 | $41,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 3,173 | $41,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 4,000 | $41,000 | thousands by filing date | put |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 1,448 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 819 | $40,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 609 | $40,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 3,550 | $40,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 13,266 | $40,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 918 | $40,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 5,045 | $40,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 6,480 | $40,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,418 | $40,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,558 | $40,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 910 | $39,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 890 | $39,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 1,864 | $39,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 1,644 | $39,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,000 | $39,000 | thousands by filing date | put |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 2,109 | $39,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 3,750 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E135 | GBL X JPM ROTA | 1,575 | $39,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 7,053 | $39,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,700 | $38,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,245 | $38,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 2,905 | $38,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,004 | $38,000 | thousands by filing date | |
| FLEXSHARES DURATION MBS | 33939l779 | INDX FD | 1,500 | $38,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 2,087 | $38,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 4,737 | $38,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $38,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 3,118 | $38,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,023 | $38,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 3,000 | $38,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 22,529 | $38,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 583 | $38,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,606 | $38,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 3,598 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 710 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 768 | $38,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 17,125 | $38,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 1,000 | $37,000 | thousands by filing date | call |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 720 | $37,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 5,224 | $37,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 500 | $37,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 6,357 | $37,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,036 | $37,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,310 | $37,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1,300 | $37,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,791 | $37,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 1,428 | $37,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 2,521 | $36,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,484 | $36,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,645 | $36,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 1,975 | $36,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 5,095 | $36,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,222 | $36,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,000 | $36,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 1,396 | $36,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 35,000 | $36,000 | thousands by filing date | principal |
| TROVAGENE INC | 897238309 | COM | 3,569 | $36,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 67,620 | $36,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,300 | $36,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 1,552 | $36,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 12,520 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $36,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 31,000 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 962 | $36,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 2,074 | $36,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 2,741 | $36,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 4,520 | $36,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 3,000 | $36,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 1,888 | $35,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,100 | $35,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 3,252 | $35,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 1,660 | $35,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 301 | $35,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 420 | $35,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,513 | $35,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,527 | $35,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 2,000 | $35,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 1,000 | $35,000 | thousands by filing date | put |
| FEDERAL MOGUL CORP | 313549404 | COM | 3,064 | $35,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $35,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 20,470 | $35,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 13,800 | $35,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 3,133 | $35,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 1,372 | $34,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,300 | $34,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 680 | $34,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 907 | $34,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 154,300 | $34,000 | thousands by filing date | put |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $34,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 2,887 | $34,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,136 | $34,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,000 | $34,000 | thousands by filing date | call |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $34,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 965 | $34,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 2,000 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 704 | $34,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 2,071 | $34,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 957 | $33,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,338 | $33,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,388 | $33,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,363 | $33,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,830 | $33,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 97,017 | $33,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 5,317 | $33,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 5,307 | $33,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 2,700 | $33,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 4,002 | $33,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 950 | $33,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 4,903 | $32,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 1,740 | $32,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,653 | $32,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 3,373 | $32,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 2,342 | $32,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 45,292 | $32,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 18,639 | $32,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 47,100 | $32,000 | thousands by filing date | call |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,122 | $32,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 19,990 | $32,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 2,913 | $32,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 2,400 | $32,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 3,382 | $31,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 315 | $31,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 7,300 | $31,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 4,074 | $31,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,719 | $31,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 31,000 | $31,000 | thousands by filing date | principal |
| ORTHOFIX INTL N V | N6748L102 | COM | 937 | $31,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 8,076 | $31,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 5,508 | $31,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 2,200 | $31,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 8,300 | $31,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 551 | $31,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 15,280 | $31,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 1,223 | $31,000 | thousands by filing date | |
| PREMIER EXHIBITIONS INC COM NEW | 74051E201 | Stock | 7,003 | $31,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 1,089 | $30,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,039 | $30,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,207 | $30,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 524 | $30,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 22,573 | $30,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 13,478 | $30,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2,753 | $30,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 5,910 | $30,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $30,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 6,975 | $30,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 1,250 | $30,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 2,000 | $29,000 | thousands by filing date | put |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 3,375 | $29,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 29,000 | $29,000 | thousands by filing date | principal |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 4,361 | $29,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,003 | $29,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 11,350 | $29,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,041 | $29,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,650 | $29,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 8,644 | $29,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 9,000 | $28,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 1,125 | $28,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,016 | $28,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 806 | $28,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 12,501 | $28,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 17,750 | $28,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 675 | $28,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,865 | $28,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 1,401 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 633 | $28,000 | thousands by filing date | |
| EHI CAR SVCS LTD | 26853A100 | SPON ADS CL A | 1,906 | $28,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 2,601 | $27,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 932 | $27,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 4,924 | $27,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,116 | $27,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,133 | $27,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 1,072 | $27,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 200 | $27,000 | thousands by filing date | put |
| MARIN SOFTWARE INC | 56804T106 | COM | 4,016 | $27,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 2,308 | $27,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,610 | $27,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 6,131 | $27,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,191 | $27,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $27,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 600 | $26,000 | thousands by filing date | put |
| CADIZ INC | 127537207 | COM NEW | 2,987 | $26,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,283 | $26,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 2,362 | $26,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,172 | $26,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 8,425 | $26,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 612 | $26,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $26,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 5,000 | $26,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 24,336 | $26,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 26,182 | $26,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 12,242 | $26,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,119 | $26,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 1,400 | $26,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 660 | $26,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 3,442 | $26,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 2,065 | $25,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 9,040 | $25,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 891 | $25,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 1,652 | $25,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 1,030 | $25,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 2,000 | $25,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 3,020 | $25,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,791 | $25,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,660 | $25,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 1,190 | $25,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,834 | $25,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $25,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 1,944 | $25,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 5,172 | $25,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,687 | $25,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 2,000 | $25,000 | thousands by filing date | call |
| CLEARONE INC | 18506U104 | COM | 1,900 | $25,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,172 | $25,000 | thousands by filing date | |
| BOOKS-A-MILLION INC | 098570104 | COM | 8,870 | $25,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 26,000 | $25,000 | thousands by filing date | principal |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,054 | $25,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 42,925 | $25,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 540 | $25,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 800 | $25,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AC8 | DEB 0.750 3/3 | 16,000 | $25,000 | thousands by filing date | principal |
| ERIN ENERGY CORP COM | 295625107 | Stock | 6,295 | $25,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 650 | $25,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 1,800 | $24,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 906 | $24,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 991 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 1,025 | $24,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 1,207 | $24,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $24,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,321 | $24,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,000 | $24,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 1,746 | $24,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 988 | $24,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 872 | $24,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 2,037 | $24,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 12,308 | $24,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 1,124 | $24,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,420 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 297 | $24,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 1,174 | $24,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 543 | $24,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 4,298 | $24,000 | thousands by filing date | |
| XACTLY CORP | 98386L101 | COM | 2,800 | $24,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 662 | $23,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 5,492 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 400 | $23,000 | thousands by filing date | |
| MULTI FINELINE ELECTRONIX IN | 62541B101 | COM | 1,062 | $23,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,774 | $23,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 48,375 | $23,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 31,225 | $23,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 28,000 | $23,000 | thousands by filing date | principal |
| PHI INC-NON VOTING | 69336T205 | COM | 766 | $23,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $23,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 51,409 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78468R507 | SPDR BOFA ML | 783 | $23,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 3,679 | $23,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 917 | $23,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 3,300 | $22,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 753 | $22,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,085 | $22,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 2,033 | $22,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 22,000 | $22,000 | thousands by filing date | principal |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,882 | $22,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 16,000 | $22,000 | thousands by filing date | principal |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 7,368 | $22,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 11,507 | $22,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,154 | $22,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 5,828 | $22,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 32,888 | $22,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 859 | $22,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 23,944 | $22,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 1,900 | $22,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 22,000 | $22,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 21,000 | $22,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 975 | $22,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 1,189 | $21,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,149 | $21,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 939 | $21,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 13,000 | $21,000 | thousands by filing date | principal |
| JIVE SOFTWARE INC | 47760A108 | COM | 4,000 | $21,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 4,002 | $21,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 155 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 948 | $21,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 1,447 | $21,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Japan ETF | 97717X503 | COM | 650 | $21,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $20,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 900 | $20,000 | thousands by filing date | call |
| GENIE ENERGY LTD | 372284208 | CL B | 1,889 | $20,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 3,113 | $20,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 1,283 | $20,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 1,261 | $20,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,352 | $20,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 21,900 | $20,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,000 | $20,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 3,240 | $20,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,000 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 2,952 | $20,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 11,000 | $20,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 300 | $20,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 1,054 | $20,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 1,567 | $20,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 400 | $19,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 221 | $19,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 2,398 | $19,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,312 | $19,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 1,559 | $19,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 9,357 | $19,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 410 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 495 | $19,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 5,000 | $19,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,737 | $19,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,468 | $19,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 2,500 | $19,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 14,000 | $19,000 | thousands by filing date | principal |
| FQF TR | 351680707 | QUANT NEUT ANT | 1,000 | $19,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,257 | $19,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 14,000 | $19,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 164 | $19,000 | thousands by filing date | |
| CNOVA ORD | N20947102 | COM | 3,520 | $19,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 1,000 | $18,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 695 | $18,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,200 | $18,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 403 | $18,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,000 | $18,000 | thousands by filing date | call |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 2,485 | $18,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 945 | $18,000 | thousands by filing date | |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 2,000 | $18,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,642 | $18,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,000 | $18,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,400 | $18,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 4,290 | $18,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,294 | $18,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,847 | $18,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $18,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 923 | $18,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 7,442 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 17,662 | $18,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 5,011 | $18,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 2,706 | $18,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 4,654 | $18,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 15,072 | $18,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 600 | $18,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 16,000 | $18,000 | thousands by filing date | principal |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 1,125 | $18,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 700 | $18,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,847 | $18,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 3,064 | $17,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 574 | $17,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 1,119 | $17,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,481 | $17,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 945 | $17,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 732 | $17,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,000 | $17,000 | thousands by filing date | call |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 32,140 | $17,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 5,446 | $17,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 5,707 | $17,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,185 | $17,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 880 | $17,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,353 | $17,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 4,000 | $17,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 7,066 | $17,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,000 | $17,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 1,259 | $17,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,839 | $17,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 1,600 | $17,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $17,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 1,095 | $17,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 5,495 | $17,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 834 | $17,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 2,096 | $17,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 7,500 | $17,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 2,000 | $17,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,000 | $17,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 14,000 | $17,000 | thousands by filing date | principal |
| Onconova Therapeutics | 68232V108 | Common | 7,263 | $17,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 5,000 | $17,000 | thousands by filing date | principal |
| TRONC INC | 896082104 | Common equity shares | 1,072 | $17,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $16,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 692 | $16,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 1,210 | $16,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 734 | $16,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,500 | $16,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,032 | $16,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 709 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 496 | $16,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 4,000 | $16,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 2,622 | $16,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 13,540 | $16,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 22,000 | $16,000 | thousands by filing date | put |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 710 | $16,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 10,954 | $16,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 570 | $16,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 16,795 | $16,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,500 | $16,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,000 | $16,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 30,000 | $16,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 4,035 | $16,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 4,585 | $16,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 679 | $16,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 1,180 | $15,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,000 | $15,000 | thousands by filing date | call |
| EXTREME NETWORKS INC | 30226D106 | COM | 5,530 | $15,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,000 | $15,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 2,022 | $15,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 687 | $15,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 253 | $15,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 2,405 | $15,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,500 | $15,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 200 | $15,000 | thousands by filing date | put |
| SILICOM LTD | M84116108 | ORD | 400 | $15,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 307 | $15,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 1,156 | $15,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $15,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,262 | $15,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,157 | $15,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,645 | $15,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 4,244 | $15,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 22,134 | $15,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,000 | $15,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 1,273 | $15,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,477 | $15,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 2,200 | $15,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,000 | $15,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 316 | $15,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 11,300 | $15,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,275 | $15,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 11,700 | $15,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 12,000 | $15,000 | thousands by filing date | principal |
| RADIO ONE INC | 75040P108 | CL A | 4,406 | $15,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 1,043 | $15,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 2,582 | $15,000 | thousands by filing date | |
| ROKA BIOSCIENCE INC | 775431109 | COM | 5,844 | $15,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 872 | $14,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 565 | $14,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,000 | $14,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 474 | $14,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 384 | $14,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,000 | $14,000 | thousands by filing date | call |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 10,020 | $14,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 13,131 | $14,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 11,164 | $14,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 29,550 | $14,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 25,171 | $14,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 15,388 | $14,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 648 | $14,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 5,000 | $14,000 | thousands by filing date | principal |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 789 | $14,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 875 | $14,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 701 | $14,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 549 | $14,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 10,000 | $14,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 5,825 | $14,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 689 | $13,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,231 | $13,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,000 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R727 | PSHS ULTRA INDL | 110 | $13,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,000 | $13,000 | thousands by filing date | put |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 655 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | superseded | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | this filing | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |