13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 7,328 holding rows worth $402,198,383,000.
- Accession
- 0001140361-15-041624
- Filer
- CIK 70858
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,359 entries on the cover page, a total value of $402,198,383,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $402,198,383,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
- included managerMANAGED ACCOUNT ADVISORS LLC028-12631
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCANA CORP NEW | 80589M102 | COM | 223,277 | $12,562,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 8,324,000 | $12,559,000 | thousands by filing date | principal |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 97,400 | $12,548,000 | thousands by filing date | put |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 100,000 | $12,521,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 417,755 | $12,494,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 591,974 | $12,490,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 363,291 | $12,487,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 237,026 | $12,470,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 660,366 | $12,468,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 173,200 | $12,465,000 | thousands by filing date | call |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 839,178 | $12,462,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 432,520 | $12,457,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 59,092 | $12,445,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 943,085 | $12,440,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 875,176 | $12,436,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 4,198,918 | $12,429,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 526,131 | $12,422,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 301,400 | $12,421,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 3,867,423 | $12,415,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 881,700 | $12,414,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 845,000 | $12,413,000 | thousands by filing date | call |
| ENERSYS COM | 29275Y102 | Stock | 231,610 | $12,410,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 123,465 | $12,408,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 112,400 | $12,401,000 | thousands by filing date | put |
| PAYPALHLDGSINC | 70450Y103 | STOK | 398,800 | $12,379,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 309,700 | $12,357,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,924,000 | $12,343,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 569,716 | $12,329,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 695,389 | $12,322,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 443,021 | $12,312,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 658,711 | $12,291,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 498,329 | $12,279,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,829,096 | $12,273,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 729,762 | $12,260,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,419,444 | $12,243,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 551,919 | $12,236,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 417,736 | $12,223,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 229,096 | $12,195,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 859,641 | $12,190,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 395,248 | $12,173,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 587,394 | $12,165,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 314,200 | $12,163,000 | thousands by filing date | put |
| DRIL-QUIP INC | 262037104 | COM | 208,917 | $12,163,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 265,248 | $12,160,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 304,300 | $12,142,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 2,057,679 | $12,140,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,790,482 | $12,121,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 600,602 | $12,120,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,567,511 | $12,102,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 595,776 | $12,094,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 244,415 | $12,042,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 266,261 | $12,025,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 455,645 | $12,010,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 190,455 | $12,002,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 230,624 | $12,002,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 304,398 | $11,984,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 80,253 | $11,982,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 808,678 | $11,969,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,862,868 | $11,960,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 115,851 | $11,943,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 434,397 | $11,942,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 68,363 | $11,915,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 360,213 | $11,913,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 232,000 | $11,902,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 289,522 | $11,899,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 217,066 | $11,873,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 404,581 | $11,871,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 281,848 | $11,860,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 239,172 | $11,856,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 220,840 | $11,852,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 504,596 | $11,848,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,300,665 | $11,848,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,089,347 | $11,841,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 813,241 | $11,840,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 507,820 | $11,838,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 286,936 | $11,836,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 308,303 | $11,818,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 195,048 | $11,766,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 466,675 | $11,755,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 189,290 | $11,672,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 380,020 | $11,670,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 322,858 | $11,668,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 293,973 | $11,604,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 952,400 | $11,591,000 | thousands by filing date | put |
| PTC INC COM | 69370C100 | Stock | 364,589 | $11,572,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 261,404 | $11,567,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 181,839 | $11,550,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 287,036 | $11,533,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 767,692 | $11,523,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 539,649 | $11,517,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 613,057 | $11,495,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 177,421 | $11,492,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 202,636 | $11,489,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 256,800 | $11,479,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 666,655 | $11,473,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,377,297 | $11,446,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,330,091 | $11,439,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 264,361 | $11,434,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 694,706 | $11,400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 788,766 | $11,398,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 449,124 | $11,372,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 223,420 | $11,371,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 334,917 | $11,370,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 219,618 | $11,360,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 827,434 | $11,352,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 112,745 | $11,344,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,170,334 | $11,340,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 799,373 | $11,335,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 6,589,800 | $11,334,000 | thousands by filing date | put |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 509,487 | $11,285,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 568,045 | $11,276,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 503,110 | $11,265,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 162,253 | $11,240,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 200,000 | $11,226,000 | thousands by filing date | call |
| KNIGHT TRANSN INC | 499064103 | COM | 467,613 | $11,222,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 713,949 | $11,217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 432,943 | $11,204,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 547,892 | $11,188,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 182,462 | $11,164,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 667,200 | $11,162,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 357,300 | $11,155,000 | thousands by filing date | put |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 376,809 | $11,154,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 194,863 | $11,154,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 354,468 | $11,148,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 370,686 | $11,146,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 291,565 | $11,114,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 877,309 | $11,107,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 461,965 | $11,106,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 142,516 | $11,074,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 411,300 | $11,064,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 557,408 | $11,053,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 687,500 | $11,048,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 159,100 | $11,046,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 776,149 | $11,037,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 258,300 | $11,032,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 445,735 | $11,001,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 240,055 | $10,990,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 561,744 | $10,987,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 430,809 | $10,986,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 654,646 | $10,985,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 193,506 | $10,976,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 414,524 | $10,973,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 96,730 | $10,962,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 202,607 | $10,943,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 324,293 | $10,939,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 186,167 | $10,926,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 633,870 | $10,915,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200,079 | $10,912,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 293,083 | $10,911,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,329,508 | $10,889,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 235,000 | $10,888,000 | thousands by filing date | put |
| CINTAS CORP COM | 172908105 | Stock | 126,933 | $10,886,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 617,531 | $10,881,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 275,558 | $10,871,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 165,900 | $10,838,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 504,420 | $10,815,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 623,738 | $10,809,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 141,305 | $10,755,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 619,504 | $10,754,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,218,125 | $10,744,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 217,391 | $10,742,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,068,164 | $10,735,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 258,295 | $10,727,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 404,675 | $10,719,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 647,892 | $10,716,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 57,800 | $10,695,000 | thousands by filing date | call |
| ATMEL CORP | 049513104 | COM | 1,322,389 | $10,671,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 183,232 | $10,666,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 114,961 | $10,664,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 746,952 | $10,637,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 378,492 | $10,632,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 11,436,000 | $10,621,000 | thousands by filing date | principal |
| NEOGEN CORP | 640491106 | COM | 235,062 | $10,576,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 386,825 | $10,565,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 9,503,000 | $10,556,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 436,700 | $10,551,000 | thousands by filing date | put |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 297,583 | $10,549,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 228,145 | $10,533,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 277,038 | $10,525,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 92,895 | $10,518,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 400,000 | $10,508,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 261,500 | $10,499,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 190,792 | $10,488,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 245,100 | $10,468,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 665,500 | $10,442,000 | thousands by filing date | put |
| ZIFF DAVIS INC | 48123V102 | COM | 147,103 | $10,421,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 255,170 | $10,419,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 594,683 | $10,408,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 265,885 | $10,404,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 476,478 | $10,388,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 454,746 | $10,368,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 500,000 | $10,360,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 437,338 | $10,356,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 11,200,000 | $10,328,000 | thousands by filing date | principal |
| Costco Wholesale Corporation | 22160K105 | COM | 71,300 | $10,308,000 | thousands by filing date | put |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 142,836 | $10,304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 328,082 | $10,276,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 430,871 | $10,254,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 175,587 | $10,240,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 131,790 | $10,239,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 263,400 | $10,196,000 | thousands by filing date | call |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 296,474 | $10,193,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 232,439 | $10,163,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,183,699 | $10,154,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 280,000 | $10,136,000 | thousands by filing date | call |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 93,870 | $10,130,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 908,209 | $10,127,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,667,359 | $10,121,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 313,612 | $10,098,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 361,800 | $10,087,000 | thousands by filing date | put |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 194,769 | $10,083,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 843,756 | $10,066,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 135,989 | $10,060,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 713,742 | $10,056,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 98,810 | $10,054,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 305,189 | $10,026,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 800,011 | $10,024,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 318,393 | $10,020,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 395,397 | $10,011,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 505,022 | $10,010,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 989,473 | $10,004,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 466,548 | $9,998,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 522,844 | $9,992,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 555,511 | $9,965,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 279,315 | $9,957,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 256,200 | $9,949,000 | thousands by filing date | put |
| KBHOME | 48666K109 | COM | 733,169 | $9,935,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 603,723 | $9,912,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 363,074 | $9,891,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 825,513 | $9,882,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 742,766 | $9,879,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 196,842 | $9,869,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 212,279 | $9,866,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,542,353 | $9,864,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 123,300 | $9,858,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 903,000 | $9,852,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 184,339 | $9,849,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 110,417 | $9,835,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 387,967 | $9,820,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 436,149 | $9,801,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 740,386 | $9,796,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 23,339 | $9,790,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,078,943 | $9,789,000 | thousands by filing date | principal |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 297,606 | $9,779,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 398,800 | $9,747,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 445,690 | $9,747,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 266,043 | $9,742,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 691,500 | $9,736,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 54,400 | $9,704,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,138,363 | $9,699,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 688,205 | $9,697,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 448,204 | $9,695,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 252,152 | $9,675,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 427,402 | $9,659,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 241,600 | $9,645,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 75,400 | $9,620,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 269,018 | $9,617,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 504,517 | $9,612,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 112,284 | $9,605,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 467,655 | $9,601,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 363,564 | $9,598,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 104,828 | $9,592,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 224,691 | $9,589,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,507,200 | $9,586,000 | thousands by filing date | call |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 193,727 | $9,578,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 354,220 | $9,568,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 106,024 | $9,565,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 349,293 | $9,560,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,448,085 | $9,558,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 540,751 | $9,555,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 526,276 | $9,552,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 192,700 | $9,543,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 388,610 | $9,537,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 770,325 | $9,490,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 309,281 | $9,486,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 255,710 | $9,454,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 180,286 | $9,450,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 188,801 | $9,436,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 369,955 | $9,434,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 298,330 | $9,399,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 342,147 | $9,389,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 486,216 | $9,384,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 140,100 | $9,378,000 | thousands by filing date | call |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 171,600 | $9,378,000 | thousands by filing date | put |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 323,378 | $9,368,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 278,105 | $9,361,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,967,600 | $9,346,000 | thousands by filing date | put |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 87,800 | $9,342,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 108,178 | $9,323,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 272,202 | $9,318,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 370,421 | $9,313,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 592,320 | $9,305,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 239,664 | $9,288,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,025,000 | $9,276,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 965,094 | $9,265,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 47,051 | $9,262,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,303,000 | $9,261,000 | thousands by filing date | principal |
| VERADIGM INC | 01988P108 | COMMON STOCK | 746,428 | $9,256,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 209,500 | $9,254,000 | thousands by filing date | call |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 283,283 | $9,247,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 501,108 | $9,245,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 408,162 | $9,237,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 1,499,633 | $9,222,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 5,176,349 | $9,214,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 109,691 | $9,204,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 6,621,500 | $9,204,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 296,922 | $9,195,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,941,000 | $9,178,000 | thousands by filing date | principal |
| OPKO HEALTH INC | 68375N103 | COM | 1,087,608 | $9,146,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 175,700 | $9,143,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,102,987 | $9,133,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 111,331 | $9,133,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 537,667 | $9,129,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 424,695 | $9,123,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 688,658 | $9,118,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 331,983 | $9,083,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 248,689 | $9,082,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 178,554 | $9,073,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 656,874 | $9,059,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 148,741 | $9,040,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 124,638 | $9,011,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 283,200 | $9,011,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 288,692 | $9,010,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 700,000 | $9,009,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 244,202 | $8,986,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 278,506 | $8,983,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 193,131 | $8,975,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 159,800 | $8,970,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,245,937 | $8,970,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 389,800 | $8,965,000 | thousands by filing date | put |
| F N B CORP | 302520101 | COM | 692,066 | $8,962,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 429,625 | $8,958,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 398,663 | $8,954,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 275,301 | $8,946,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 786,470 | $8,926,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,129,251 | $8,909,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,855,227 | $8,905,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 666,900 | $8,890,000 | thousands by filing date | put |
| CLEAN HARBORS INC COM | 184496107 | Stock | 202,093 | $8,885,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 699,100 | $8,872,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 235,300 | $8,868,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 87,500 | $8,859,000 | thousands by filing date | put |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 480,000 | $8,856,000 | thousands by filing date | put |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 922,999 | $8,851,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 100,279 | $8,844,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 8,562,000 | $8,819,000 | thousands by filing date | principal |
| METRO BANCORP INC | 59161R101 | COM | 300,000 | $8,817,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,737,747 | $8,815,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 314,203 | $8,813,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 127,700 | $8,779,000 | thousands by filing date | call |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 126,716 | $8,751,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,482,200 | $8,745,000 | thousands by filing date | put |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 106,000 | $8,725,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 372,165 | $8,724,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 961,899 | $8,724,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 922,880 | $8,721,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 302,888 | $8,690,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 802,405 | $8,666,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 573,378 | $8,651,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 618,369 | $8,651,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 130,178 | $8,621,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 82,226 | $8,608,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 286,853 | $8,608,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 711,644 | $8,604,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 314,498 | $8,580,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 514,291 | $8,567,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 70,000 | $8,560,000 | thousands by filing date | put |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 77,247 | $8,559,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 306,900 | $8,556,000 | thousands by filing date | call |
| NETSCOUT SYS INC | 64115T104 | COM | 241,351 | $8,537,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 591,762 | $8,533,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 408,790 | $8,532,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 495,970 | $8,531,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 615,249 | $8,515,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 462,335 | $8,503,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,657,212 | $8,485,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 80,349 | $8,437,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 273,825 | $8,432,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 317,393 | $8,430,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 974,164 | $8,427,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 296,336 | $8,413,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 192,841 | $8,412,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 299,341 | $8,406,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,266,485 | $8,384,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 258,100 | $8,381,000 | thousands by filing date | put |
| CAPELLA EDUCATION CO | 139594105 | COM | 168,903 | $8,364,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 73,404 | $8,343,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 53,000 | $8,335,000 | thousands by filing date | call |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 275,368 | $8,325,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 342,547 | $8,323,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 251,435 | $8,314,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,305,400 | $8,302,000 | thousands by filing date | put |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,353,832 | $8,299,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 217,620 | $8,298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 182,874 | $8,295,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,279,231 | $8,278,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 39,900 | $8,272,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 95,000 | $8,272,000 | thousands by filing date | call |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 951,070 | $8,256,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 355,232 | $8,252,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 302,950 | $8,250,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 356,796 | $8,243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 231,645 | $8,233,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 650,309 | $8,207,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 300,000 | $8,202,000 | thousands by filing date | put |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 446,085 | $8,173,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 129,608 | $8,160,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,738,080 | $8,149,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 907,346 | $8,148,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 198,480 | $8,118,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 245,100 | $8,110,000 | thousands by filing date | call |
| COMMVAULT SYS INC COM | 204166102 | Stock | 238,600 | $8,103,000 | thousands by filing date | put |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 320,556 | $8,078,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 118,492 | $8,074,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 149,551 | $8,058,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 148,614 | $8,052,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 462,253 | $8,044,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 320,618 | $8,019,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 149,375 | $8,018,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 302,060 | $8,017,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 224,915 | $8,016,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 187,682 | $8,000,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 306,624 | $7,991,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 126,794 | $7,980,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 175,000 | $7,970,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 476,319 | $7,969,000 | thousands by filing date | |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 452,926 | $7,962,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 311,468 | $7,961,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 126,130 | $7,945,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 296,990 | $7,930,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 313,185 | $7,924,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 233,956 | $7,917,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 355,690 | $7,914,000 | thousands by filing date | |
| DBX ETF TR | 233051598 | XTRACK MSCI ALL | 349,521 | $7,913,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 131,700 | $7,909,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 196,200 | $7,891,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 365,259 | $7,886,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 601,249 | $7,869,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 7,609,000 | $7,837,000 | thousands by filing date | principal |
| CONTINENTAL RES INC | 212015101 | COM | 270,400 | $7,833,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 5,694,000 | $7,832,000 | thousands by filing date | principal |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 25,800 | $7,826,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 532,700 | $7,825,000 | thousands by filing date | put |
| B & G FOODS INC | 05508R106 | COM | 214,690 | $7,825,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 152,100 | $7,796,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 248,026 | $7,773,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 470,299 | $7,770,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 65,532 | $7,765,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 303,734 | $7,763,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 121,213 | $7,758,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 616,813 | $7,754,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 265,148 | $7,754,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 137,264 | $7,749,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 128,818 | $7,743,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 207,130 | $7,734,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 109,030 | $7,730,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 6,296,000 | $7,707,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 100,200 | $7,699,000 | thousands by filing date | put |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 284,532 | $7,683,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,397,974 | $7,660,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,078,114 | $7,655,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 140,400 | $7,652,000 | thousands by filing date | put |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 482,320 | $7,650,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 80,594 | $7,647,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 239,294 | $7,637,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 779,183 | $7,635,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 280,244 | $7,633,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 174,690 | $7,622,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 297,670 | $7,621,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 599,815 | $7,606,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 302,281 | $7,605,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 40,000 | $7,581,000 | thousands by filing date | put |
| AIRCASTLE LTD | G0129K104 | COM | 367,479 | $7,575,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 223,036 | $7,574,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 281,719 | $7,570,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 108,600 | $7,560,000 | thousands by filing date | put |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 151,301 | $7,551,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 868,490 | $7,539,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 359,366 | $7,536,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 224,985 | $7,521,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 227,787 | $7,517,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 88,200 | $7,516,000 | thousands by filing date | put |
| GENESEE & WYOMING INC | 371559105 | CL A | 127,112 | $7,510,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,740,500 | $7,504,000 | thousands by filing date | principal |
| ONEOK INC NEW | 682680103 | COM | 232,480 | $7,485,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 280,200 | $7,481,000 | thousands by filing date | call |
| RYERSON HLDG CORP | 783754104 | COM | 1,423,278 | $7,472,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 45,000 | $7,468,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 205,237 | $7,456,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 108,805 | $7,453,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 236,300 | $7,446,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 76,645 | $7,432,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 170,000 | $7,426,000 | thousands by filing date | put |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 297,347 | $7,410,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,928,500 | $7,405,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,247,892 | $7,400,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 248,483 | $7,398,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 82,700 | $7,377,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 216,290 | $7,373,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 24,300 | $7,371,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041624 | this filing | 2015-11-16 | acceptance time not in the bulk data set |