13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 4,234 holding rows worth $83,442,731,000.
- Accession
- 0001140361-15-041209
- Filer
- CIK 824468
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 17,092 entries on the cover page, a total value of $83,442,731,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $83,442,731,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010L103 | COM | 843,797 | $12,219,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,267,263 | $12,219,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 296,993 | $12,206,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 224,063 | $12,183,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 750,402 | $12,156,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,259,000 | $12,099,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 288,473 | $12,090,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 9,730,000 | $12,078,000 | thousands by filing date | principal |
| FLUOR CORP | 343412102 | COM | 285,106 | $12,074,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,616,167 | $12,073,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 249,742 | $12,072,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 116,984 | $12,040,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 692,463 | $12,035,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 170,452 | $12,027,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500,000 | $12,020,000 | thousands by filing date | call |
| SCANA CORP NEW | 80589M102 | COM | 213,311 | $12,000,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 78,960 | $11,998,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 198,573 | $11,979,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 330,239 | $11,967,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 85,118 | $11,960,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 216,000 | $11,947,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 939,201 | $11,872,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 584,675 | $11,846,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 57,100 | $11,837,000 | thousands by filing date | call |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 164,352 | $11,816,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 372,395 | $11,746,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 158,200 | $11,707,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 148,480 | $11,698,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 443,714 | $11,687,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 2,207,088 | $11,654,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 482,897 | $11,643,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,122,334 | $11,639,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 167,074 | $11,630,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 233,542 | $11,590,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 127,457 | $11,583,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,906,855 | $11,575,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200,000 | $11,558,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 1,442,199 | $11,537,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 355,000 | $11,527,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 170,000 | $11,523,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 1,006,405 | $11,503,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,897,000 | $11,456,000 | thousands by filing date | principal |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 106,010 | $11,449,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000,000 | $11,430,000 | thousands by filing date | put |
| CUBESMART COM | 229663109 | REIT | 418,424 | $11,385,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 450,070 | $11,374,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 115,000 | $11,349,000 | thousands by filing date | put |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,333,529 | $11,309,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 351,115 | $11,306,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,895,229 | $11,296,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 383,611 | $11,290,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 617,055 | $11,242,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 141,983 | $11,219,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 236,375 | $11,170,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 476,600 | $11,148,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 269,838 | $11,121,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 147,892 | $11,088,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 852,579 | $11,066,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 293,839 | $11,060,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 996,488 | $11,022,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 284,080 | $11,009,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 94,306 | $11,003,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 155,189 | $10,995,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 169,761 | $10,966,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 183,960 | $10,957,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 261,357 | $10,948,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 170,574 | $10,906,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 361,225 | $10,895,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,150,718 | $10,876,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 75,000 | $10,873,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 966,742 | $10,866,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 300,000 | $10,860,000 | thousands by filing date | put |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 11,400,000 | $10,823,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 8,024,000 | $10,823,000 | thousands by filing date | principal |
| WHITING PETE CORP NEW | 966387102 | COM | 708,517 | $10,817,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 410,800 | $10,784,000 | thousands by filing date | put |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 441,810 | $10,753,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 102,755 | $10,740,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 204,824 | $10,713,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 786,126 | $10,684,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 254,890 | $10,675,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,943,972 | $10,653,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 140,149 | $10,648,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 241,924 | $10,637,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,140,000 | $10,622,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 210,000 | $10,527,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 272,914 | $10,523,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,009,769 | $10,522,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 292,428 | $10,470,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 759,628 | $10,453,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 997,128 | $10,430,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 789,099 | $10,384,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,059,715 | $10,375,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 230,082 | $10,366,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 220,000 | $10,351,000 | thousands by filing date | put |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 110,921 | $10,333,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 348,573 | $10,317,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139,664 | $10,299,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 822,819 | $10,269,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,468,063 | $10,262,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 330,509 | $10,253,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 68,728 | $10,231,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 257,937 | $10,229,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 166,025 | $10,217,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 174,646 | $10,215,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 405,000 | $10,214,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,892,000 | $10,189,000 | thousands by filing date | principal |
| AQUA AMERICA INC | 03836W103 | COM | 384,331 | $10,173,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 193,431 | $10,170,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 95,321 | $10,159,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 190,953 | $10,053,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 153,505 | $10,050,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 245,177 | $10,046,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 197,842 | $10,005,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 167,944 | $9,986,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 191,900 | $9,986,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 250,750 | $9,976,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 409,403 | $9,964,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 233,348 | $9,960,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 52,000 | $9,887,000 | thousands by filing date | put |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 614,776 | $9,885,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 1,045,721 | $9,882,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 318,664 | $9,879,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 133,709 | $9,836,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 141,360 | $9,817,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 401,349 | $9,772,000 | thousands by filing date | |
| IDREAMSKY TECHNOLOGY LIMITED | 45173K101 | SPONSORED ADS | 966,046 | $9,758,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 328,208 | $9,748,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 655,132 | $9,748,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 161,742 | $9,731,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 666,821 | $9,722,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 1,181,899 | $9,715,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 191,747 | $9,712,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,649,900 | $9,672,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 200,000 | $9,660,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 218,445 | $9,637,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 104,781 | $9,635,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 292,187 | $9,634,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,062,847 | $9,619,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 9,429,000 | $9,612,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 9,439,000 | $9,604,000 | thousands by filing date | principal |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 101,663 | $9,587,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,095,601 | $9,565,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 412,081 | $9,560,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 196,778 | $9,556,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 187,041 | $9,546,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 179,310 | $9,525,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 186,280 | $9,493,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 389,532 | $9,478,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 167,883 | $9,456,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 300,000 | $9,450,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 212,454 | $9,421,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 197,048 | $9,417,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 149,812 | $9,408,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 109,666 | $9,393,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 276,518 | $9,352,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 384,690 | $9,345,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 322,552 | $9,344,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 196,029 | $9,305,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 133,818 | $9,275,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 374,821 | $9,273,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 136,486 | $9,249,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 324,338 | $9,208,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 316,495 | $9,191,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 157,729 | $9,180,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 439,513 | $9,172,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 461,900 | $9,168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 241,925 | $9,135,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 303,016 | $9,112,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 54,924 | $9,108,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 9,708,000 | $9,101,000 | thousands by filing date | principal |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 514,610 | $9,072,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 374,753 | $9,068,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 236,212 | $9,063,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 142,504 | $9,047,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 229,926 | $9,031,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 337,408 | $9,016,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 5,489,190 | $9,002,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 117,875 | $9,000,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 434,336 | $8,998,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 188,455 | $8,972,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 206,000 | $8,963,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 261,139 | $8,942,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 307,203 | $8,908,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 330,768 | $8,881,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 236,702 | $8,871,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 637,618 | $8,863,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 140,215 | $8,859,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 316,710 | $8,829,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 623,974 | $8,792,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 196,133 | $8,778,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 222,019 | $8,770,000 | thousands by filing date | |
| AVOLON HLDGS LTD | G52237107 | COM | 287,670 | $8,757,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 492,060 | $8,753,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 161,362 | $8,750,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 86,104 | $8,724,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 126,206 | $8,691,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 369,047 | $8,658,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 199,824 | $8,642,000 | thousands by filing date | |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 537,690 | $8,635,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 314,304 | $8,599,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 78,893 | $8,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 250,328 | $8,579,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,877,733 | $8,562,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 7,605,000 | $8,560,000 | thousands by filing date | principal |
| CAMECO CORP COM | 13321L108 | Stock | 702,915 | $8,555,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 510,054 | $8,532,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 227,850 | $8,528,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 347,730 | $8,522,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 226,031 | $8,505,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 258,709 | $8,498,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 173,312 | $8,492,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 48,860 | $8,455,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 1,997,880 | $8,451,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 481,994 | $8,435,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 662,041 | $8,402,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 151,321 | $8,375,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 163,132 | $8,361,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 200,925 | $8,361,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,557,817 | $8,351,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 267,116 | $8,339,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 142,463 | $8,303,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 265,186 | $8,300,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 279,082 | $8,299,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 135,682 | $8,288,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 257,899 | $8,284,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 340,450 | $8,263,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,280,130 | $8,217,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 85,395 | $8,196,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 297,149 | $8,184,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 167,954 | $8,178,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 8,580,000 | $8,178,000 | thousands by filing date | principal |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 66,719 | $8,177,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 647,623 | $8,173,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 150,000 | $8,150,000 | thousands by filing date | put |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 101,992 | $8,102,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,093,957 | $8,095,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 452,019 | $8,087,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 615,392 | $8,087,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 211,302 | $8,057,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,098,458 | $8,052,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 361,225 | $8,041,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,500 | $8,040,000 | thousands by filing date | call |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 3,805,053 | $8,029,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 131,567 | $8,025,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 97,177 | $8,013,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 320,476 | $8,011,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 357,775 | $8,010,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 219,495 | $8,001,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 8,095,000 | $7,995,000 | thousands by filing date | principal |
| HESKA CORP | 42805E306 | COM | 261,970 | $7,985,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 216,802 | $7,977,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 328,486 | $7,976,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 114,422 | $7,961,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 190,000 | $7,955,000 | thousands by filing date | call |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,698,000 | $7,946,000 | thousands by filing date | principal |
| XOOM CORP | 98419Q101 | COM | 318,525 | $7,925,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 246,229 | $7,917,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 318,382 | $7,911,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 153,387 | $7,910,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 74,300 | $7,903,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 214,645 | $7,897,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 8,232,000 | $7,897,000 | thousands by filing date | principal |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 935,124 | $7,883,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 7,872,000 | $7,877,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 430,735 | $7,874,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 232,378 | $7,866,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 110,000 | $7,854,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP | 587200106 | COM | 318,679 | $7,848,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 253,502 | $7,838,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,553,829 | $7,832,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 82,684 | $7,825,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 287,367 | $7,819,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 128,263 | $7,771,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 9,545,000 | $7,761,000 | thousands by filing date | principal |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 628,705 | $7,746,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 7,880,000 | $7,732,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 40,500 | $7,700,000 | thousands by filing date | call |
| AMAYA INC | 02314M108 | COM | 420,385 | $7,652,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 382,850 | $7,646,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 134,126 | $7,614,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 113,365 | $7,606,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 750,440 | $7,587,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 118,868 | $7,581,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 85,485 | $7,575,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 136,848 | $7,565,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 145,684 | $7,559,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 560,934 | $7,534,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 565,207 | $7,529,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 10,567,000 | $7,516,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 2,042,020 | $7,515,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,046,609 | $7,515,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,700,000 | $7,515,000 | thousands by filing date | principal |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 96,600 | $7,514,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 178,400 | $7,510,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 450,451 | $7,504,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 403,949 | $7,500,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 502,363 | $7,495,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 157,527 | $7,479,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 88,128 | $7,472,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 144,243 | $7,472,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 82,448 | $7,469,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 180,803 | $7,463,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 245,446 | $7,418,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100,000 | $7,404,000 | thousands by filing date | put |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 255,041 | $7,404,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 108,338 | $7,404,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 208,157 | $7,390,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 845,030 | $7,377,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 164,402 | $7,375,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 70,450 | $7,374,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 282,696 | $7,373,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 178,592 | $7,348,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,198,439 | $7,345,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 86,099 | $7,331,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 9,111 | $7,307,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 218,490 | $7,302,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 398,383 | $7,286,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 63,442 | $7,279,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 40,582 | $7,265,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 122,943 | $7,265,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 664,306 | $7,255,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 271,912 | $7,232,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 214,665 | $7,225,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 613,980 | $7,202,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 96,944 | $7,178,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 826,552 | $7,175,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734MAE9 | NOTE 0.500% 8/1 | 8,174,000 | $7,136,000 | thousands by filing date | principal |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 48,455 | $7,123,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 7,000,000 | $7,096,000 | thousands by filing date | principal |
| CARLISLE COS INC COM | 142339100 | Stock | 81,134 | $7,090,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 198,492 | $7,090,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 279,125 | $7,082,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 419,835 | $7,052,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 240,388 | $7,030,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 508,738 | $6,995,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 112,179 | $6,990,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 988,286 | $6,988,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 660,548 | $6,961,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 474,985 | $6,916,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,146,831 | $6,913,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 60,691 | $6,912,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 106,242 | $6,884,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 235,201 | $6,877,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 191,168 | $6,874,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 500,000 | $6,870,000 | thousands by filing date | put |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 144,457 | $6,846,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 73,731 | $6,839,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 222,127 | $6,826,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 5,368,000 | $6,767,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 315,102 | $6,762,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 161,154 | $6,757,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 337,101 | $6,756,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 211,705 | $6,736,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 490,049 | $6,733,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 60,690 | $6,717,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 290,912 | $6,702,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 7,250,000 | $6,697,000 | thousands by filing date | principal |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 205,148 | $6,696,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 5,903,000 | $6,674,000 | thousands by filing date | principal |
| JOY GLOBAL INC | 481165108 | COM | 446,632 | $6,668,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 559,201 | $6,660,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 81,574 | $6,657,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 538,028 | $6,627,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 560,660 | $6,621,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 499,422 | $6,608,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 104,451 | $6,599,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 53,229 | $6,594,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 62,547 | $6,569,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 133,268 | $6,556,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 199,748 | $6,552,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 199,175 | $6,550,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 50,000 | $6,548,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 83,964 | $6,523,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 163,577 | $6,510,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,025,000 | $6,492,000 | thousands by filing date | principal |
| DDR CORP | 251591AX1 | NOTE | 6,100,000 | $6,474,000 | thousands by filing date | principal |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 182,491 | $6,469,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 75,602 | $6,458,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,927,561 | $6,458,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 179,121 | $6,431,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 106,681 | $6,425,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 260,960 | $6,394,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 220,706 | $6,392,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 255,970 | $6,360,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4,164 | $6,352,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 148,714 | $6,352,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 251,597 | $6,348,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 405,464 | $6,341,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 79,272 | $6,325,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 89,494 | $6,313,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 101,714 | $6,299,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 215,607 | $6,284,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,000 | $6,250,000 | thousands by filing date | call |
| YUM BRANDS INC COM | 988498101 | Stock | 78,100 | $6,244,000 | thousands by filing date | put |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 39,750 | $6,244,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 141,424 | $6,236,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 155,053 | $6,236,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 107,771 | $6,213,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 324,758 | $6,203,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 131,286 | $6,183,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,206,995 | $6,180,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 375,742 | $6,174,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 229,257 | $6,160,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 104,358 | $6,157,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 213,816 | $6,155,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 50,000 | $6,149,000 | thousands by filing date | put |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 100,748 | $6,149,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 215,405 | $6,130,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 161,254 | $6,108,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 290,105 | $6,100,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 171,352 | $6,100,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 69,213 | $6,094,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 70,566 | $6,081,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 572,100 | $6,076,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 52,594 | $6,067,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 232,940 | $6,057,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 122,833 | $6,047,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 444,316 | $6,043,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 5,910,000 | $6,043,000 | thousands by filing date | principal |
| MERGE HEALTHCARE INC | 589499102 | COM | 850,437 | $6,038,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 60,469 | $6,035,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 5,000,000 | $6,034,000 | thousands by filing date | principal |
| HSBC HLDGS PLC | 404280AR0 | DBCV 5.625%12/3 | 6,260,000 | $6,026,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 6,502,000 | $6,022,000 | thousands by filing date | principal |
| KOHLS CORP | 500255104 | COM | 130,000 | $6,020,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 100,000 | $6,005,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 200,000 | $6,004,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 169,400 | $5,988,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 227,098 | $5,984,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 92,099 | $5,984,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 97,782 | $5,967,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 133,344 | $5,963,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 407,705 | $5,952,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 173,247 | $5,949,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 220,526 | $5,941,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 325,222 | $5,939,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 581,390 | $5,936,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 53,770 | $5,931,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 218,779 | $5,928,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 259,979 | $5,928,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 165,698 | $5,924,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $5,920,000 | thousands by filing date | put |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 123,080 | $5,919,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 263,506 | $5,916,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 61,079 | $5,903,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 6,220,000 | $5,902,000 | thousands by filing date | principal |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 217,535 | $5,886,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 283,203 | $5,885,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 492,640 | $5,881,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 159,270 | $5,880,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,487,000 | $5,878,000 | thousands by filing date | principal |
| DECKERS OUTDOOR CORP | 243537107 | COM | 100,970 | $5,862,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 68,440 | $5,856,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 149,702 | $5,849,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 4,238,450 | $5,849,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 817,140 | $5,827,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 65,409 | $5,826,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 269,363 | $5,815,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 275,035 | $5,804,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 4,594,000 | $5,803,000 | thousands by filing date | principal |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,207,874 | $5,799,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 192,539 | $5,782,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 889,538 | $5,782,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 555,422 | $5,765,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 40,000 | $5,759,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 105,716 | $5,721,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,228,676 | $5,714,000 | thousands by filing date | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 6,466,000 | $5,706,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 121,566 | $5,704,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 449,489 | $5,700,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 478,879 | $5,698,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 183,940 | $5,696,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 5,355,000 | $5,693,000 | thousands by filing date | principal |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 249,216 | $5,680,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 175,757 | $5,676,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 165,031 | $5,675,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 42,000 | $5,671,000 | thousands by filing date | call |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 5,377,000 | $5,669,000 | thousands by filing date | principal |
| CAMBREX CORP | 132011107 | COM | 142,771 | $5,665,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 137,500 | $5,662,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 132,264 | $5,656,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 53,748 | $5,651,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 170,091 | $5,639,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 173,639 | $5,616,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 420,245 | $5,603,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,168,000 | $5,601,000 | thousands by filing date | principal |
| CHOICE HOTELS INTL INC | 169905106 | COM | 117,434 | $5,596,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 17,476 | $5,593,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 5,356,000 | $5,590,000 | thousands by filing date | principal |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,439,035 | $5,583,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 505,250 | $5,583,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 266,377 | $5,582,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 57,489 | $5,568,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 291,519 | $5,565,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 188,870 | $5,549,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 78,044 | $5,539,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 2,699,900 | $5,535,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 164,179 | $5,533,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 95,041 | $5,529,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041209 | this filing | 2015-11-13 | acceptance time not in the bulk data set |