13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,081 holding rows worth $146,468,487,000.
- Accession
- 0001140361-14-042247
- Filer
- CIK 1000275
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,588 entries on the cover page, a total value of $146,468,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,468,487,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 13,575 | $487,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 5,782 | $486,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 6,200 | $485,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 17,084 | $484,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 59,940 | $484,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 22,065 | $484,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 180,902 | $481,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,859 | $480,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 20,469 | $479,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,155 | $479,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,471 | $478,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,400 | $478,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,768 | $477,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 108,922 | $476,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 52,131 | $476,000 | thousands by filing date | |
| Janus Velocity Tail Risk Hdgd Lg Cp ETF | 00162Q817 | com | 16,913 | $476,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 46,183 | $475,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 45,191 | $475,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 8,000 | $474,000 | thousands by filing date | call |
| MOVADO GROUP INC COM | 624580106 | Stock | 14,317 | $474,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 37,833 | $474,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,700 | $473,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 73,476 | $473,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 19,072 | $472,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 34,062 | $471,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,900 | $471,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,188 | $469,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 20,800 | $469,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 27,004 | $467,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 39,129 | $466,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 46,059 | $466,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 18,289 | $465,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 199,701 | $465,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 19,773 | $465,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 39,000 | $464,000 | thousands by filing date | put |
| TECH DATA CORP | 878237106 | COM | 7,900 | $464,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 13,196 | $464,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,000 | $463,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 8,860 | $463,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 9,373 | $463,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 39,052 | $462,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 10,103 | $460,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 4,900 | $459,000 | thousands by filing date | put |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 51,311 | $459,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 150,954 | $459,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 5,217 | $458,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,949 | $457,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 38,000 | $457,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,700 | $457,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $457,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 63,100 | $456,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 14,623 | $456,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 38,115 | $455,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 14,821 | $455,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,066 | $455,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 23,289 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 32,665 | $454,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 19,207 | $451,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 8,638 | $450,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,900 | $450,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 46,133 | $450,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 10,000 | $450,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 10,366 | $450,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 18,791 | $449,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 52,283 | $449,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 4,427 | $449,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 92,861 | $448,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 327,549 | $448,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $448,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 428,000 | $448,000 | thousands by filing date | principal |
| CTS CORP | 126501105 | COM | 28,145 | $447,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 9,062 | $447,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,086 | $447,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,320 | $447,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 43,744 | $447,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 4,751 | $445,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 11,914 | $445,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 10,231 | $445,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 35,421 | $445,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 20,025 | $445,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 32,804 | $444,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 439,000 | $444,000 | thousands by filing date | principal |
| COTY INC | 222070203 | COM CL A | 26,782 | $443,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 345,000 | $443,000 | thousands by filing date | principal |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 32,051 | $441,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,000 | $440,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 23,780 | $440,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,422 | $440,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 37,935 | $440,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 7,850 | $439,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 44,500 | $439,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 13,737 | $439,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,364 | $438,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 18,124 | $438,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 26,400 | $438,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $437,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 15,900 | $436,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,576 | $435,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 6,382 | $434,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 49,255 | $434,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 8,052 | $434,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 17,244 | $434,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 27,151 | $434,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 16,880 | $434,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 22,740 | $433,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 53,886 | $433,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $433,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 7,801 | $433,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 12,585 | $432,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,817 | $432,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,337 | $431,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,320 | $430,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 17,564 | $430,000 | thousands by filing date | principal |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $430,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 9,164 | $429,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 37,552 | $429,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 14,772 | $429,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 15,452 | $428,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 31,188 | $428,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 16,260 | $428,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 31,838 | $426,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 91,046 | $426,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 11,277 | $426,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,925 | $425,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E317 | GLBLX CEN ASIA | 31,713 | $425,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 21,559 | $424,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,742 | $424,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 15,847 | $424,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 19,117 | $423,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 38,325 | $422,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 5,627 | $421,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 11,356 | $421,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $421,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 9,228 | $420,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 4,911 | $420,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 30,325 | $420,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 15,687 | $420,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $420,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 3,720 | $419,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 30,745 | $418,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 3,574 | $418,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 34,616 | $418,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,985 | $418,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $418,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 21,788 | $417,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 12,759 | $417,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,300 | $416,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 25,630 | $416,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 15,250 | $414,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 33,858 | $414,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 39,137 | $414,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 33,528 | $413,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,054 | $412,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $412,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 34,400 | $412,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 16,454 | $412,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 21,292 | $411,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 7,331 | $411,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 20,574 | $410,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,495 | $409,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 15,660 | $409,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 10,164 | $408,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 10,103 | $407,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 29,203 | $407,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 16,588 | $407,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 300,000 | $407,000 | thousands by filing date | principal |
| GOLUB CAP BDC INC | 38173M102 | COM | 25,450 | $406,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $406,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,160 | $406,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,546 | $405,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 34,772 | $405,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 24,542 | $405,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 367,640 | $405,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 40,429 | $403,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,378 | $403,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 13,770 | $401,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 35,600 | $401,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 23,319 | $400,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 21,298 | $400,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 29,138 | $400,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 33,686 | $399,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 8,793 | $399,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 29,013 | $398,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 23,923 | $398,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 23,160 | $398,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 22,515 | $398,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 106,422 | $397,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 35,300 | $396,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 29,464 | $396,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 43,200 | $395,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 24,191 | $394,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 10,775 | $393,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 8,228 | $391,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 43,809 | $391,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 8,836 | $391,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 7,605 | $390,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 3,229 | $389,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,761 | $388,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 34,976 | $388,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 10,758 | $388,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 252,687 | $386,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 19,100 | $386,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 27,801 | $386,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 5,358 | $385,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 16,039 | $385,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 17,551 | $385,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 18,380 | $383,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 28,683 | $383,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 11,117 | $383,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 18,441 | $383,000 | thousands by filing date | |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 12,795 | $383,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,100 | $382,000 | thousands by filing date | put |
| COTT CORP QUE | 22163N106 | COM | 55,507 | $382,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 29,480 | $381,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,600 | $381,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 25,746 | $381,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 2,672 | $380,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,500 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 12,894 | $380,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 39,853 | $379,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 21,850 | $379,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 22,929 | $379,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 11,215 | $379,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,000 | $378,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 55,000 | $377,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 6,197 | $377,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,328 | $377,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,100 | $376,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 10,000 | $374,000 | thousands by filing date | put |
| MUELLER INDS INC COM | 624756102 | Stock | 13,092 | $374,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 13,876 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 6,757 | $374,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 11,100 | $371,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 10,105 | $371,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 29,243 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 6,422 | $370,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 5,080 | $370,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 14,516 | $370,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 87,027 | $370,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 21,721 | $369,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 15,544 | $366,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 13,977 | $366,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 7,426 | $365,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 43,801 | $365,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 17,438 | $365,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 21,316 | $364,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 45,652 | $364,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 13,393 | $364,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 20,589 | $364,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 23,883 | $363,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 28,895 | $363,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 26,587 | $362,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,834 | $362,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,500 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 17,327 | $361,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 44,949 | $361,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 6,088 | $361,000 | thousands by filing date | |
| RIGHTSIDE GROUP LTD | 76658B100 | COM | 37,000 | $361,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 108,791 | $360,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 32,942 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 7,414 | $359,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 35,394 | $359,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 8,276 | $358,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 27,100 | $358,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 11,358 | $358,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 5,763 | $358,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 4,842 | $358,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 38,434 | $358,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 4,731 | $358,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 13,885 | $358,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 24,241 | $358,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,804 | $357,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 9,124 | $356,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 5,857 | $356,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,200 | $356,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 16,085 | $356,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 25,035 | $356,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 7,189 | $356,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 24,488 | $356,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,170 | $354,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 11,320 | $354,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 7,984 | $354,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 14,981 | $354,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 17,345 | $353,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 11,400 | $353,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 16,512 | $352,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,569 | $352,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 28,200 | $352,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 5,739 | $352,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 3,679 | $351,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 7,130 | $351,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 46,840 | $351,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 64,800 | $351,000 | thousands by filing date | call |
| NEOSTEM INC | 640650404 | Common equity shares | 63,500 | $351,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 25,635 | $350,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 71,537 | $350,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,929 | $349,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 8,727 | $349,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 14,548 | $349,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 7,709 | $348,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 23,212 | $347,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,900 | $346,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 39,652 | $345,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 7,876 | $345,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 20,535 | $344,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 13,785 | $343,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 27,640 | $343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 7,548 | $343,000 | thousands by filing date | |
| ISHARES INC | 464286418 | EMKT CNSM DISC | 6,233 | $343,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 16,173 | $342,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 28,400 | $341,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 14,536 | $341,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,638 | $340,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 6,892 | $340,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 16,050 | $340,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 6,400 | $339,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 8,324 | $339,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 7,118 | $339,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 37,413 | $339,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 5,313 | $338,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28,200 | $338,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 25,820 | $338,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 11,301 | $337,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 11,400 | $336,000 | thousands by filing date | call |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,154 | $335,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 44,506 | $334,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,305 | $334,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $333,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,350 | $333,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 110,997 | $333,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 34,375 | $332,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 29,129 | $331,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 6,000 | $331,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,970 | $330,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 19,649 | $330,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,000 | $330,000 | thousands by filing date | call |
| PLANTRONICS INC NEW | 727493108 | COM | 6,929 | $330,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 23,011 | $329,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $329,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,000 | $328,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 7,477 | $328,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,964 | $327,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 44,925 | $325,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 23,318 | $325,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 18,589 | $325,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 25,300 | $325,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 25,000 | $324,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,225 | $324,000 | thousands by filing date | |
| PROSHARES TR | 74347R818 | PSHS ULT SCAP600 | 3,343 | $323,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,026 | $323,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,950 | $323,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 16,680 | $323,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 15,734 | $323,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 27,300 | $323,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 83,550 | $322,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 9,896 | $320,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,615 | $320,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 24,509 | $320,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 13,095 | $320,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R452 | EM QUAL DIVID | 6,203 | $320,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,193 | $319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 20,417 | $319,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,200 | $318,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 9,372 | $318,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,100 | $318,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 19,535 | $317,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 9,305 | $317,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 4,980 | $316,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 9,160 | $316,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,900 | $316,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 4,175 | $315,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 21,886 | $314,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,138 | $314,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 27,518 | $314,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 12,691 | $313,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 16,144 | $312,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,043 | $312,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 60,000 | $312,000 | thousands by filing date | call |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 18,782 | $312,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 10,452 | $312,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 31,200 | $311,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 15,500 | $309,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 39,298 | $309,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 14,050 | $309,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,125 | $308,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 23,642 | $308,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 28,477 | $307,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 21,162 | $307,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 22,959 | $306,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 13,009 | $306,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,361 | $305,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 10,000 | $305,000 | thousands by filing date | put |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,225 | $305,000 | thousands by filing date | principal |
| RED LION HOTELS CORP | 756764106 | COM | 53,400 | $304,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,348 | $303,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,112 | $303,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 37,449 | $303,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,107 | $302,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 26,806 | $302,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,685 | $301,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 13,311 | $300,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,421 | $299,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,359 | $299,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 47,619 | $299,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $298,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,063 | $298,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 7,178 | $297,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 30,008 | $297,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 6,758 | $296,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 9,834 | $295,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 10,684 | $294,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 15,439 | $294,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 10,814 | $294,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 32,200 | $293,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 42,600 | $293,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 26,260 | $293,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,773 | $292,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 6,128 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 12,095 | $292,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 270,000 | $292,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 8,105 | $291,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 7,032 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,624 | $291,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 36,570 | $291,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 17,984 | $290,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 12,000 | $290,000 | thousands by filing date | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 9,663 | $289,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 41,900 | $289,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 19,571 | $289,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 38,350 | $288,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 11,333 | $288,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 19,647 | $287,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 24,300 | $287,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 9,204 | $286,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,567 | $285,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,312 | $285,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 4,440 | $285,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 24,956 | $285,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 17,666 | $285,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 19,914 | $285,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 17,457 | $284,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 9,060 | $284,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,564 | $283,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 10,547 | $283,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,666 | $282,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 20,900 | $282,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 14,094 | $282,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 5,548 | $282,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 5,140 | $281,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,168 | $281,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 34,713 | $281,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 142,844 | $280,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 44,400 | $280,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 21,182 | $279,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 4,105 | $279,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 14,534 | $279,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 8,066 | $278,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 21,631 | $278,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 11,600 | $277,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,192 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 20,839 | $277,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,863 | $277,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 111,981 | $277,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $276,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,916 | $276,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 76,521 | $276,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 25,000 | $275,000 | thousands by filing date | call |
| EAGLE BANCORPORATION INC | 268948106 | COM | 8,659 | $275,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,000 | $275,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 29,943 | $275,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 24,944 | $275,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 6,229 | $274,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 14,881 | $274,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 5,004 | $274,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 22,000 | $274,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 4,409 | $274,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 12,028 | $274,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 22,100 | $274,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 16,343 | $273,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 9,250 | $273,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 21,282 | $273,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 21,059 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,548 | $271,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 20,807 | $270,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 13,300 | $270,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 113,424 | $270,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 43,000 | $270,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 32,041 | $269,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 22,804 | $269,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 33,500 | $269,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $269,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,219 | $268,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,394 | $268,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 22,200 | $268,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 22,662 | $267,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 63,002 | $267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 13,527 | $266,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 29,649 | $265,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 9,687 | $264,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,086 | $263,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042247 | this filing | 2014-11-14 | acceptance time not in the bulk data set |