13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,081 holding rows worth $146,468,487,000.
- Accession
- 0001140361-14-042247
- Filer
- CIK 1000275
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,588 entries on the cover page, a total value of $146,468,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,468,487,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Wilshire US REIT ETF | 18383M472 | ETF | 6,586 | $263,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 8,119 | $262,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 4,113 | $262,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,052 | $262,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 8,717 | $261,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 20,474 | $261,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 9,473 | $260,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 53,803 | $260,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 15,765 | $258,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 20,457 | $258,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 19,786 | $258,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 20,322 | $258,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,700 | $257,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 6,603 | $257,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 42,902 | $257,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,908 | $256,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 10,466 | $256,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,074 | $256,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,550 | $255,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 11,094 | $255,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 7,578 | $255,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,385 | $255,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 13,090 | $254,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 23,897 | $254,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,522 | $253,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,700 | $253,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 26,024 | $252,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 2,446 | $252,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,400 | $252,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,470 | $251,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 4,375 | $250,000 | thousands by filing date | principal |
| KMG CHEMICALS INC | 482564101 | COM | 15,300 | $249,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,400 | $248,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 52,391 | $248,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 19,425 | $248,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 17,900 | $248,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 46,684 | $248,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 8,358 | $248,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 6,608 | $247,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 10,562 | $247,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 13,550 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,750 | $246,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,762 | $245,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 13,100 | $245,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 5,718 | $244,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,355 | $244,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 11,120 | $244,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 63,715 | $244,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,900 | $244,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 14,190 | $243,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 22,250 | $243,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,794 | $242,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 40,938 | $242,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 13,679 | $242,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 7,768 | $242,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y231 | SML CP BULL 2X | 6,400 | $242,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,280 | $241,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 5,732 | $241,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,006 | $240,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 210,121 | $240,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 8,628 | $240,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 16,665 | $240,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 9,072 | $239,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,785 | $239,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 32,883 | $239,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 14,000 | $239,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 16,850 | $239,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $239,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,260 | $239,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,500 | $238,000 | thousands by filing date | call |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,195 | $238,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 12,103 | $238,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 32,810 | $238,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 2,544 | $237,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,403 | $237,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 34,400 | $236,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,524 | $235,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 9,563 | $235,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,000 | $235,000 | thousands by filing date | put |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 8,052 | $235,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 10,712 | $235,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 65,284 | $235,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 5,658 | $234,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $234,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 15,927 | $234,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,813 | $233,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 16,190 | $232,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,828 | $232,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $232,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 63,408 | $232,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 5,927 | $232,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 4,000 | $231,000 | thousands by filing date | call |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 4,108 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,043 | $231,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 3,130 | $231,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 6,425 | $231,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 13,833 | $231,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,515 | $230,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,198 | $229,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 13,068 | $229,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 4,122 | $229,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 3,885 | $229,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 3,664 | $229,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 19,193 | $228,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $228,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 1,966 | $228,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 138,400 | $228,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 11,333 | $227,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 9,418 | $227,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 13,901 | $227,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 21,515 | $226,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 7,563 | $226,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 33,843 | $226,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,500 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,100 | $225,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 15,632 | $224,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 6,787 | $224,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 11,650 | $224,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 11,686 | $224,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,112 | $224,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 4,897 | $223,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 74,181 | $223,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 16,823 | $223,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 46,340 | $222,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 6,184 | $222,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 8,279 | $222,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 8,009 | $221,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 11,148 | $220,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2,102 | $219,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,729 | $219,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,365 | $219,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 15,997 | $219,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 103,637 | $219,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,413 | $218,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 3,553 | $218,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,470 | $217,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 10,877 | $217,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 6,000 | $216,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,954 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 9,744 | $216,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 8,705 | $216,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 13,889 | $216,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 8,768 | $215,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 9,933 | $215,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 86,925 | $215,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 21,934 | $215,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 9,400 | $214,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 8,241 | $213,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 5,144 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 13,186 | $212,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 100,000 | $212,000 | thousands by filing date | put |
| NOVA LTD COM | M7516K103 | Stock | 19,558 | $211,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,516 | $211,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 8,801 | $211,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 15,500 | $211,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 4,108 | $211,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 6,000 | $210,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,155 | $210,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $209,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 13,100 | $209,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $209,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 55,253 | $208,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,725 | $208,000 | thousands by filing date | principal |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 19,658 | $207,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,521 | $207,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,823 | $206,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,650 | $206,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,688 | $205,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,679 | $205,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 145,286 | $205,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 12,000 | $204,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,532 | $204,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 16,825 | $203,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $203,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 10,302 | $203,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $203,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 207,000 | $203,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 8,440 | $203,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 8,674 | $202,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 16,285 | $202,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 15,797 | $201,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,765 | $201,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 18,900 | $201,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,341 | $201,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 5,502 | $200,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 15,750 | $200,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 9,200 | $200,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 6,333 | $200,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 7,522 | $200,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 7,860 | $200,000 | thousands by filing date | principal |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,000 | $199,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 6,204 | $199,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 6,100 | $199,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 9,561 | $199,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,640 | $199,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 10,109 | $199,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 17,554 | $199,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,300 | $198,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,768 | $198,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 12,936 | $197,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 191,000 | $197,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A392 | ULTPRO SHT MDCP | 4,243 | $197,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 27,431 | $196,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,562 | $196,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,266 | $196,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 3,984 | $196,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,918 | $195,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,904 | $195,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 7,904 | $195,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 2,814 | $194,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,823 | $193,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 14,049 | $193,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 8,200 | $193,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 7,753 | $193,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 3,550 | $192,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 5,763 | $192,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 21,660 | $192,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 15,358 | $191,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 8,538 | $191,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 5,605 | $191,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 20,950 | $191,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,900 | $190,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 32,627 | $190,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 19,383 | $190,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,989 | $190,000 | thousands by filing date | |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 15,627 | $190,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $189,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,981 | $189,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 5,022 | $189,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 29,580 | $189,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 14,600 | $189,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,512 | $188,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 6,903 | $188,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 11,420 | $188,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 3,739 | $188,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8,339 | $187,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 16,000 | $187,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,860 | $186,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,181 | $186,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 14,550 | $186,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,500 | $186,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 20,718 | $186,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 8,407 | $185,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 14,716 | $185,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 12,833 | $184,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 440 | $184,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 33,301 | $184,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,525 | $184,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 5,844 | $184,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 25,576 | $184,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 13,511 | $183,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 5,772 | $183,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 8,430 | $183,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 32,942 | $183,000 | thousands by filing date | |
| MARKET VECTORS BANK AND BROK | 57060U175 | CMN | 3,251 | $183,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 68 | $182,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,500 | $182,000 | thousands by filing date | put |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 10,300 | $182,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 20,275 | $181,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 20,781 | $181,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 3,925 | $181,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 9,288 | $181,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 500 | $180,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 5,900 | $180,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 9,410 | $180,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 21,719 | $180,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 4,298 | $180,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 12,100 | $179,000 | thousands by filing date | call |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 6,390 | $178,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 14,124 | $178,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 3,583 | $178,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 4,620 | $178,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 9,100 | $178,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 58,592 | $178,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 18,660 | $175,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 7,047 | $175,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 27,403 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 11,573 | $175,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 6,151 | $174,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 13,446 | $174,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 34,257 | $174,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 8,091 | $174,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 40,692 | $173,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 25,400 | $173,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 10,200 | $172,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 4,608 | $172,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $172,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 31,397 | $171,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 24,565 | $171,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 2,085 | $170,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $170,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 12,209 | $169,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,809 | $169,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,620 | $169,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 6,450 | $169,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,402 | $169,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 9,550 | $169,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 8,139 | $169,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 5,020 | $169,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 4,074 | $168,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 5,041 | $168,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 7,400 | $168,000 | thousands by filing date | put |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 20,883 | $168,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 11,406 | $167,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 4,675 | $167,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 9,502 | $167,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,500 | $167,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 67,560 | $167,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 12,135 | $167,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 5,900 | $166,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 8,800 | $166,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 12,846 | $166,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 29,147 | $166,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,467 | $166,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 7,421 | $166,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 48,658 | $166,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 33,302 | $165,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 4,610 | $165,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,209 | $165,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 6,300 | $165,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 4,342 | $165,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,971 | $165,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 5,244 | $164,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 4,824 | $164,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,740 | $164,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 18,294 | $164,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 15,400 | $164,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 3,401 | $164,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 24,138 | $163,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 6,957 | $162,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 3,808 | $162,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 3,827 | $161,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,075 | $161,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 9,089 | $161,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,235 | $161,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,618 | $161,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 18,069 | $160,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,518 | $160,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,099 | $160,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,138 | $160,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,936 | $160,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 7,579 | $160,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 11,400 | $160,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 26,675 | $160,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 13,236 | $160,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 11,330 | $159,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,893 | $159,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 14,140 | $159,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,432 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 3,185 | $157,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 70,984 | $157,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 3,138 | $157,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 11,785 | $157,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 11,266 | $157,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 3,903 | $156,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,679 | $156,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 6,975 | $156,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 8,535 | $156,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 12,556 | $156,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 122,178 | $156,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 3,400 | $156,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 4,317 | $155,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $155,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 4,750 | $155,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 3,623 | $155,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,107 | $154,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 4,846 | $154,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 51,551 | $154,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 7,078 | $154,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 3,325 | $154,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 150,275 | $153,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $153,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 3,004 | $152,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 5,492 | $152,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 2,372 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 10,708 | $152,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 14,350 | $152,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 6,516 | $152,000 | thousands by filing date | principal |
| MOSAIC CO COM | 61945C103 | Stock | 3,400 | $151,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,996 | $151,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 97,750 | $151,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 11,400 | $151,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,000 | $151,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 44,141 | $150,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 8,700 | $150,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 7,783 | $150,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 13,724 | $150,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 35,722 | $150,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 12,087 | $149,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,077 | $149,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 4,580 | $149,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 17,750 | $149,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 8,300 | $148,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,450 | $148,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $148,000 | thousands by filing date | call |
| MOOG INC CL A | 615394202 | Stock | 2,150 | $147,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,982 | $147,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 6,447 | $147,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 4,342 | $147,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E804 | NASDQ CHINA TECH | 6,534 | $147,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,407 | $146,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,350 | $146,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 2,900 | $146,000 | thousands by filing date | principal |
| NRG YIELD INC | 62942X108 | CL C | 3,099 | $146,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 2,782 | $145,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 6,035 | $145,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 26,811 | $145,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 28,691 | $145,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 17,308 | $145,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 14,500 | $145,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 7,109 | $145,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 6,580 | $145,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 10,600 | $144,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 8,513 | $144,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,000 | $144,000 | thousands by filing date | call |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 8,613 | $143,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 59,184 | $143,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 15,863 | $143,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 39,990 | $143,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 63,021 | $142,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 4,619 | $141,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 4,750 | $141,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 3,360 | $141,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 17,100 | $141,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 15,651 | $140,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 5,582 | $140,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,724 | $140,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 32,662 | $140,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 1,178 | $139,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 14,483 | $139,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 9,078 | $139,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 5,374 | $138,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,400 | $138,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,244 | $138,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,702 | $138,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,670 | $138,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 4,800 | $137,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 9,238 | $137,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,915 | $137,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 5,173 | $136,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 12,000 | $136,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 25,000 | $136,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 8,100 | $135,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 5,656 | $135,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 12,775 | $135,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 5,250 | $135,000 | thousands by filing date | principal |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,390 | $134,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 96,650 | $134,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,101 | $134,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 10,638 | $133,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,442 | $132,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 10,400 | $132,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 4,831 | $132,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 36,715 | $131,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 9,275 | $131,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 8,808 | $131,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 9,416 | $131,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $131,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 4,892 | $130,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 15,259 | $130,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,208 | $130,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,360 | $130,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 21,121 | $130,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 16,167 | $130,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 7,438 | $130,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,800 | $129,000 | thousands by filing date | put |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,024 | $129,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 17,772 | $129,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 4,753 | $129,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID CAP ETF | 46434G202 | ETF | 5,110 | $129,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 13,149 | $128,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,724 | $128,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 107,713 | $128,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 2,359 | $127,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 9,194 | $127,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 6,612 | $127,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,857 | $127,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 8,200 | $127,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 3,451 | $127,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 15,191 | $127,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 8,606 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,490 | $126,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,669 | $126,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 8,849 | $126,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 139,617 | $126,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 3,164 | $126,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,822 | $125,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,580 | $125,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 4,864 | $125,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 9,047 | $125,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 38,370 | $124,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 5,131 | $124,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 3,365 | $124,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 36,232 | $124,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 6,450 | $124,000 | thousands by filing date | principal |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 8,467 | $123,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 901 | $123,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 12,749 | $123,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 8,200 | $123,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $122,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042247 | this filing | 2014-11-14 | acceptance time not in the bulk data set |