13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,081 holding rows worth $146,468,487,000.
- Accession
- 0001140361-14-042247
- Filer
- CIK 1000275
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,588 entries on the cover page, a total value of $146,468,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,468,487,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 18,929 | $1,585,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 19,180 | $1,584,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 478,189 | $1,583,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 152,300 | $1,581,000 | thousands by filing date | call |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 18,802 | $1,577,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 86,741 | $1,576,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 52,555 | $1,574,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y859 | MADRONA DOMESTIC | 38,265 | $1,574,000 | thousands by filing date | |
| TECHNE CORP | 878377100 | COM | 16,775 | $1,570,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 95,250 | $1,568,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 950,000 | $1,565,000 | thousands by filing date | principal |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 39,822 | $1,554,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 50,690 | $1,554,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 58,752 | $1,554,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 86,569 | $1,552,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 117,951 | $1,551,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 124,065 | $1,547,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 32,779 | $1,547,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 39,542 | $1,545,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 207,516 | $1,542,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 30,000 | $1,535,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 40,000 | $1,534,000 | thousands by filing date | call |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 19,087 | $1,527,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 17,055 | $1,525,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 43,140 | $1,523,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 21,200 | $1,522,000 | thousands by filing date | call |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 11,797 | $1,521,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 72,912 | $1,518,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 85,696 | $1,512,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 40,674 | $1,511,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 17,992 | $1,507,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 34,037 | $1,503,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 145,250 | $1,503,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 74,755 | $1,499,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 147,850 | $1,496,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 115,278 | $1,495,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 37,916 | $1,490,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 33,530 | $1,488,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 111,034 | $1,482,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 23,333 | $1,477,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 41,236 | $1,477,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 202,600 | $1,475,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 58,946 | $1,474,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 38,549 | $1,466,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 197,085 | $1,464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 49,042 | $1,461,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 23,121 | $1,461,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 30,535 | $1,459,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 20,429 | $1,458,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 188,735 | $1,453,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 20,244 | $1,452,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,285 | $1,452,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 16,820 | $1,452,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 24,930 | $1,452,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 11,108 | $1,448,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 44,019 | $1,448,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 33,144 | $1,447,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 48,106 | $1,447,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 127,835 | $1,444,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 12,665 | $1,442,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 126,445 | $1,439,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 58,693 | $1,439,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 30,748 | $1,434,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 86,755 | $1,434,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 123,070 | $1,434,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 55,565 | $1,433,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 21,000 | $1,432,000 | thousands by filing date | call |
| ALLY FINL INC COM | 02005N100 | Stock | 61,900 | $1,432,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 183,017 | $1,429,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 23,647 | $1,425,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y256 | DLY S&P500 2XS | 33,250 | $1,425,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 140,644 | $1,424,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 143,413 | $1,420,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 45,281 | $1,420,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 81,267 | $1,414,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 45,463 | $1,409,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 123,703 | $1,408,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 131,842 | $1,403,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 98,863 | $1,402,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 81,776 | $1,395,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 63,575 | $1,394,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 275,191 | $1,388,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 89,547 | $1,386,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 46,803 | $1,385,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 81,420 | $1,383,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 42,757 | $1,383,000 | thousands by filing date | |
| PROSHARES ULTRA RUSS2000 VAL | 74347R479 | PSHS | 26,501 | $1,382,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 23,318 | $1,381,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 50,739 | $1,381,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 23,416 | $1,375,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 107,280 | $1,375,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 27,319 | $1,373,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 68,539 | $1,373,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 75,026 | $1,371,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 69,379 | $1,369,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 1,521,000 | $1,369,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 20,000 | $1,367,000 | thousands by filing date | call |
| OMEGA PROTEIN CORP | 68210P107 | COM | 109,157 | $1,365,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 29,150 | $1,361,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 34,966 | $1,360,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 165,986 | $1,356,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,353,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 75,000 | $1,353,000 | thousands by filing date | call |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,441 | $1,353,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 52,553 | $1,353,000 | thousands by filing date | principal |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 126,600 | $1,352,000 | thousands by filing date | put |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 41,738 | $1,352,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 53,667 | $1,352,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 28,142 | $1,351,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 37,000 | $1,349,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 45,927 | $1,348,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 19,493 | $1,347,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 13,170 | $1,345,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 15,700 | $1,344,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 70,000 | $1,343,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 68,500 | $1,338,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 35,275 | $1,336,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 32,008 | $1,334,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 28,890 | $1,332,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 78,988 | $1,331,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 45,793 | $1,330,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 20,000 | $1,330,000 | thousands by filing date | put |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 70,596 | $1,329,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 33,655 | $1,328,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 38,336 | $1,326,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 35,000 | $1,325,000 | thousands by filing date | call |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,150 | $1,323,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 55,824 | $1,323,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 365,528 | $1,320,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 41,900 | $1,320,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 45,584 | $1,319,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 37,403 | $1,319,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 88,937 | $1,318,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 35,699 | $1,312,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 25,000 | $1,311,000 | thousands by filing date | call |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 61,622 | $1,306,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 43,389 | $1,303,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 36,237 | $1,303,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 24,989 | $1,299,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 60,407 | $1,298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 104,248 | $1,298,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 51,925 | $1,296,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 62,656 | $1,296,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 22,650 | $1,294,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 590,440 | $1,293,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 16,896 | $1,285,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 111,542 | $1,283,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 31,817 | $1,282,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 145,119 | $1,281,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q825 | VELOSH EMASIA | 17,301 | $1,280,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 43,686 | $1,279,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 69,892 | $1,277,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 72,833 | $1,276,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 41,447 | $1,274,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 22,440 | $1,273,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 33,682 | $1,272,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,000 | $1,270,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 63,662 | $1,269,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 16,845 | $1,267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 31,070 | $1,265,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 22,994 | $1,265,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 24,034 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 34,504 | $1,263,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 156,233 | $1,262,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 2,096,756 | $1,256,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 101,395 | $1,252,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 22,633 | $1,252,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 32,512 | $1,249,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 175,620 | $1,249,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 168,600 | $1,246,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 30,008 | $1,245,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 49,229 | $1,242,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 45,277 | $1,242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 24,949 | $1,242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 16,418 | $1,239,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 46,650 | $1,239,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 151,933 | $1,239,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 54,101 | $1,237,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 32,622 | $1,236,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 14,750 | $1,235,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 14,268 | $1,234,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 347,585 | $1,234,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 45,455 | $1,234,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 42,268 | $1,232,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 12,026 | $1,231,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 43,413 | $1,231,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 49,818 | $1,230,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 35,993 | $1,229,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 73,246 | $1,229,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 123,026 | $1,228,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 32,176 | $1,224,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 143,621 | $1,224,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 179,367 | $1,223,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 72,729 | $1,222,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 14,797 | $1,217,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 65,181 | $1,214,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 43,850 | $1,212,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 34,957 | $1,212,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 47,016 | $1,209,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 20,799 | $1,206,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 19,508 | $1,205,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 76,080 | $1,205,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 39,321 | $1,197,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 598,780 | $1,197,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 20,200 | $1,195,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 10,000 | $1,193,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 12,264 | $1,193,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 22,560 | $1,193,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 34,153 | $1,190,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 20,948 | $1,190,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 87,852 | $1,188,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 799,499 | $1,183,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 23,880 | $1,179,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 21,852 | $1,179,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 32,333 | $1,179,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 76,391 | $1,179,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 19,703 | $1,177,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 82,900 | $1,177,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 55,093 | $1,176,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 28,417 | $1,175,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 25,100 | $1,174,000 | thousands by filing date | call |
| TRI POINTE HOMES INC | 87265H109 | COM | 90,698 | $1,174,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 150,440 | $1,173,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 91,569 | $1,172,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 14,700 | $1,171,000 | thousands by filing date | call |
| OIL STS INTL INC | 678026105 | COM | 18,900 | $1,170,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 44,403 | $1,168,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 28,500 | $1,166,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 44,718 | $1,163,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 37,776 | $1,162,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 18,245 | $1,161,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 84,342 | $1,160,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 27,342 | $1,157,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 26,482 | $1,153,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 58,903 | $1,151,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 14,582 | $1,148,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 18,546 | $1,148,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 14,864 | $1,148,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 16,365 | $1,147,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 77,682 | $1,147,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 312,500 | $1,147,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 89,451 | $1,146,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 42,224 | $1,145,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 25,792 | $1,145,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10,213 | $1,145,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,679 | $1,144,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 134,435 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 24,365 | $1,137,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 9,866 | $1,136,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 194,232 | $1,136,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 101,150 | $1,135,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 64,100 | $1,135,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 11,214 | $1,135,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 49,300 | $1,133,000 | thousands by filing date | put |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 21,875 | $1,131,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 33,261 | $1,131,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 17,982 | $1,130,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 16,880 | $1,127,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 41,700 | $1,126,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 120,270 | $1,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 58,940 | $1,125,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 40,753 | $1,123,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 31,000 | $1,121,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 159,518 | $1,120,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 17,909 | $1,120,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 24,850 | $1,118,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 30,809 | $1,118,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 27,089 | $1,117,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 126,400 | $1,116,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 175,167 | $1,116,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 14,461 | $1,113,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 64,853 | $1,102,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,325,000 | $1,097,000 | thousands by filing date | principal |
| CDW CORP COM | 12514G108 | Stock | 35,247 | $1,095,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $1,095,000 | thousands by filing date | put |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 21,152 | $1,095,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 18,500 | $1,090,000 | thousands by filing date | put |
| WORLD ACCEP CORPORATION | 981419104 | COM | 16,141 | $1,089,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 17,134 | $1,088,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 51,555 | $1,085,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 70,525 | $1,085,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 27,260 | $1,083,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 31,634 | $1,083,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 71,685 | $1,081,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 225,773 | $1,081,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 53,103 | $1,080,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 13,155 | $1,080,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 73,776 | $1,075,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 23,900 | $1,075,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 22,250 | $1,075,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 12,400 | $1,074,000 | thousands by filing date | put |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 23,528 | $1,074,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 19,702 | $1,073,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 15,000 | $1,071,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 57,747 | $1,071,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 24,711 | $1,070,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 91,170 | $1,070,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 15,443 | $1,066,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 19,398 | $1,064,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 16,861 | $1,063,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 38,352 | $1,061,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 43,857 | $1,061,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 49,452 | $1,059,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 8,808 | $1,054,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 129,661 | $1,052,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,800 | $1,051,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 29,100 | $1,051,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 47,754 | $1,051,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 39,956 | $1,051,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 36,108 | $1,050,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100,000 | $1,050,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 100,000 | $1,050,000 | thousands by filing date | call |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 6,998 | $1,049,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 639,400 | $1,049,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 23,083 | $1,046,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 51,453 | $1,045,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 71,523 | $1,042,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 40,173 | $1,036,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,358 | $1,031,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 49,852 | $1,029,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 45,196 | $1,029,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 22,581 | $1,028,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 37,535 | $1,027,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 41,641 | $1,027,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 65,303 | $1,025,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 25,000 | $1,024,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 42,458 | $1,021,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 18,637 | $1,019,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 53,453 | $1,019,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 76,863 | $1,019,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 33,506 | $1,016,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 27,000 | $1,013,000 | thousands by filing date | put |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 181,782 | $1,013,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 262,158 | $1,013,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $1,013,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 28,313 | $1,011,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 157,653 | $1,009,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 103,900 | $1,009,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 22,605 | $1,009,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 21,463 | $1,008,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 29,431 | $1,008,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 46,462 | $1,007,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 81,271 | $1,007,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 30,100 | $1,006,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 11,104 | $1,005,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,175 | $1,003,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 141,482 | $1,002,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 25,687 | $1,000,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 241,803 | $999,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94,000 | $998,000 | thousands by filing date | call |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 73,786 | $998,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 36,039 | $998,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 63,133 | $995,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 22,373 | $994,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 40,696 | $993,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 68,500 | $991,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 40,032 | $990,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,634 | $990,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 165,517 | $989,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 72,956 | $989,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 70,969 | $989,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 58,402 | $989,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 44,845 | $988,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 63,470 | $986,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 161,758 | $986,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 6,667 | $985,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 20,788 | $985,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A524 | S&P MTG FIN | 18,820 | $985,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 61,003 | $984,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 112,003 | $983,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 39,827 | $981,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,416 | $980,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 33,717 | $979,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 68,897 | $977,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 43,900 | $975,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 18,279 | $974,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 20,374 | $974,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 38,995 | $974,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 6,255 | $972,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 10,270 | $971,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 38,201 | $971,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $970,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 55,154 | $970,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 26,161 | $964,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 30,000 | $962,000 | thousands by filing date | put |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 561,000 | $962,000 | thousands by filing date | principal |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 18,500 | $959,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 407,674 | $954,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 110,100 | $952,000 | thousands by filing date | call |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 46,358 | $951,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 10,000 | $948,000 | thousands by filing date | put |
| ENTREE GOLD INC | 29383G100 | COM | 3,624,663 | $946,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 50,000 | $945,000 | thousands by filing date | call |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 9,436 | $945,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 33,639 | $945,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 21,656 | $944,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 50,000 | $944,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 151,120 | $944,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 16,400 | $943,000 | thousands by filing date | put |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 32,532 | $943,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 33,336 | $943,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 23,061 | $942,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 13,055 | $939,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 39,674 | $936,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,000 | $931,000 | thousands by filing date | put |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 9,082 | $929,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 10,592 | $928,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 32,560 | $927,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 40,617 | $919,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 141,222 | $919,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 8,440 | $918,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 71,700 | $918,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 24,080 | $917,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 72,294 | $917,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 54,800 | $916,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 15,000 | $915,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 71,928 | $914,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 42,675 | $914,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 794,764 | $914,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 1,475,739 | $913,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 24,839 | $911,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 19,781 | $910,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 26,710 | $910,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,500 | $909,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 7,844 | $908,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 13,115 | $904,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 51,100 | $902,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 80,152 | $900,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 565,523 | $900,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 48,974 | $899,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 34,314 | $899,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 107,134 | $898,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 14,859 | $897,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 105,510 | $897,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 19,072 | $896,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 93,847 | $896,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 35,044 | $896,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 33,118 | $895,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 35,046 | $892,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 17,722 | $891,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 11,101 | $891,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 90,912 | $890,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 40,441 | $890,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 73,950 | $890,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 30,163 | $890,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 87,980 | $889,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 25,976 | $889,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 40,723 | $886,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 18,176 | $883,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 46,299 | $883,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 14,418 | $881,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 101,140 | $881,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,648 | $880,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 14,371 | $880,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 46,562 | $879,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 89,100 | $878,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 25,285 | $877,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 25,435 | $876,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,908 | $873,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 33,834 | $870,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 49,809 | $868,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 93,799 | $867,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 50,980 | $867,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 31,148 | $866,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 60,841 | $866,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 34,780 | $866,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,500 | $865,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 800,000 | $865,000 | thousands by filing date | principal |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 34,553 | $864,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 256,787 | $858,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 34,678 | $857,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 38,191 | $853,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,350 | $852,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 19,263 | $850,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10,500 | $849,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 40,000 | $848,000 | thousands by filing date | call |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 47,198 | $848,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 182,094 | $847,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 20,600 | $843,000 | thousands by filing date | call |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 47,265 | $842,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 77,529 | $841,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 25,000 | $840,000 | thousands by filing date | put |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,622 | $839,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 36,521 | $839,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 30,004 | $839,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 26,678 | $837,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 61,403 | $837,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 70,448 | $837,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,091 | $836,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 100,000 | $836,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 117,032 | $836,000 | thousands by filing date | |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 23,023 | $836,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 17,968 | $835,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 49,500 | $835,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 8,856 | $835,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,500 | $834,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 81,436 | $834,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 41,200 | $833,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 34,442 | $833,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $831,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042247 | this filing | 2014-11-14 | acceptance time not in the bulk data set |