13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,081 holding rows worth $146,468,487,000.
- Accession
- 0001140361-14-042247
- Filer
- CIK 1000275
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,588 entries on the cover page, a total value of $146,468,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,468,487,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPRINT CORP | 85207U105 | COM SER 1 | 130,900 | $830,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 42,561 | $828,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 33,315 | $826,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 73,605 | $826,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 12,763 | $825,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 36,416 | $824,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 128,484 | $824,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 28,800 | $821,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 24,498 | $820,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 13,229 | $818,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 65,312 | $818,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 23,111 | $818,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 22,561 | $818,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 24,157 | $815,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 44,223 | $812,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 121,356 | $812,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 29,378 | $811,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 57,431 | $810,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 157,098 | $808,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 15,784 | $806,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 26,435 | $805,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 24,206 | $805,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 58,100 | $804,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 69,261 | $804,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 63,942 | $798,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 24,800 | $797,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 36,124 | $796,000 | thousands by filing date | principal |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 32,937 | $795,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 67,449 | $794,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 29,256 | $791,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 62,353 | $791,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 19,228 | $788,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 135,105 | $788,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 45,122 | $788,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 2,318 | $788,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 33,352 | $787,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 45,827 | $787,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 109,941 | $785,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,733 | $783,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 12,659 | $782,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,500 | $780,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 76,751 | $780,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 43,254 | $780,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 26,263 | $779,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 30,287 | $779,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 43,770 | $779,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 15,410 | $778,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 50,441 | $778,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 31,109 | $774,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 10,841 | $773,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 18,031 | $773,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 47,375 | $773,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 35,667 | $773,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 38,889 | $771,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 22,375 | $771,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 30,894 | $771,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 21,440 | $770,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 41,147 | $769,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 21,500 | $769,000 | thousands by filing date | put |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 14,714 | $766,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 44,985 | $766,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 54,967 | $766,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 20,580 | $765,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 37,300 | $764,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 21,198 | $761,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,963 | $760,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 14,084 | $760,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 23,249 | $760,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,339 | $760,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $756,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 33,474 | $756,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 10,700 | $755,000 | thousands by filing date | call |
| SERVICE CORP INTL COM | 817565104 | Stock | 35,727 | $754,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 50,455 | $754,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 24,360 | $754,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 14,265 | $754,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 11,594 | $753,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 8,005 | $752,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 205,000 | $752,000 | thousands by filing date | call |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 14,215 | $752,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 17,189 | $751,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,675 | $751,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 58,948 | $749,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 52,548 | $748,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 12,200 | $746,000 | thousands by filing date | call |
| REPLIGEN CORP COM | 759916109 | Stock | 37,425 | $745,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 51,283 | $744,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10,000 | $744,000 | thousands by filing date | put |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,045 | $744,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 111,780 | $744,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 16,400 | $744,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 30,003 | $744,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 13,184 | $743,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 44,594 | $739,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 42,233 | $739,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,600 | $736,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 26,650 | $734,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 93,324 | $734,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 20,282 | $733,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 15,987 | $732,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 27,544 | $731,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 18,185 | $730,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 24,858 | $728,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,082 | $728,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 24,816 | $728,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 19,579 | $727,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 30,697 | $727,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 343,035 | $727,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 14,916 | $726,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 32,900 | $726,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 170,543 | $726,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 15,616 | $726,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 16,122 | $725,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,344 | $724,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 43,064 | $724,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,525 | $723,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 29,750 | $722,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,325 | $722,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 55,602 | $721,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 57,940 | $720,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 95,640 | $720,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,700 | $719,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 21,405 | $718,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 41,350 | $717,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 11,953 | $716,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 49,719 | $716,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 12,293 | $716,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 29,396 | $715,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 18,475 | $715,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 36,809 | $714,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 303,900 | $711,000 | thousands by filing date | put |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 7,309 | $709,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 61,203 | $709,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,507 | $708,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 23,876 | $707,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 19,791 | $707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 22,338 | $707,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 33,566 | $704,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 42,656 | $702,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 22,906 | $702,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 48,863 | $701,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 18,826 | $701,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,500 | $701,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 52,655 | $701,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 31,901 | $700,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 124,283 | $698,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 22,687 | $698,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 10,768 | $698,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 83,260 | $697,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 26,632 | $697,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 20,394 | $696,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 34,353 | $695,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 17,918 | $694,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,800 | $693,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 20,091 | $693,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 15,200 | $692,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 37,622 | $691,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $691,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 89,707 | $689,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 28,600 | $687,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,500 | $686,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 39,341 | $686,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 57,330 | $685,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 20,000 | $685,000 | thousands by filing date | call |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 33,656 | $684,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,000 | $682,000 | thousands by filing date | put |
| SPARTANNASH CO | 847215100 | COM | 35,081 | $681,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 672,173 | $679,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 99,223 | $678,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 61,438 | $676,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 19,356 | $676,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 20,000 | $675,000 | thousands by filing date | call |
| REALD INC | 75604L105 | COMMON STOCK | 71,900 | $674,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 13,423 | $673,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 12,447 | $673,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 33,288 | $672,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 42,770 | $672,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 6,575 | $672,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 21,743 | $671,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 47,097 | $671,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 16,524 | $671,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 21,606 | $671,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 7,949 | $670,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 30,800 | $670,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 43,603 | $670,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 67,677 | $669,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 99,000 | $668,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 28,125 | $668,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 49,054 | $668,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 9,833 | $666,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 41,390 | $666,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 48,208 | $665,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 15,719 | $664,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $662,000 | thousands by filing date | put |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 49,358 | $662,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 97,563 | $662,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 36,340 | $661,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 200,000 | $660,000 | thousands by filing date | call |
| URS CORP NEW | 903236107 | COM | 11,455 | $659,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 24,753 | $659,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 29,739 | $657,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 14,958 | $656,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,700 | $656,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 37,262 | $655,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 10,815 | $654,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 12,750 | $654,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 54,850 | $654,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 50,959 | $652,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 27,479 | $651,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,000 | $651,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 28,517 | $651,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 43,737 | $651,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,858 | $650,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 60,000 | $650,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 28,701 | $649,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 25,526 | $647,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 24,041 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 18,132 | $645,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 30,552 | $645,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 53,536 | $645,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,800 | $644,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 10,780 | $644,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 16,306 | $642,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 20,000 | $641,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 17,292 | $641,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 6,220 | $641,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 21,952 | $641,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 12,728 | $639,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 257,274 | $638,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 79,100 | $638,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 14,893 | $638,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 10,629 | $638,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 41,027 | $637,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 59,699 | $637,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 46,018 | $635,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 16,072 | $632,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,787 | $632,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 14,556 | $632,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 20,729 | $631,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,588 | $630,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 5,314 | $630,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,776 | $629,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 6,462 | $628,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 35,440 | $628,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 9,785 | $627,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 11,317 | $627,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $627,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 19,052 | $626,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 24,739 | $626,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 8,373 | $625,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 24,670 | $625,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 8,005 | $624,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,000 | $623,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 10,150 | $623,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 19,694 | $623,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 103,725 | $623,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32,100 | $623,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 89,346 | $623,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 22,394 | $621,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 27,700 | $621,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,875 | $619,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 23,360 | $619,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 14,465 | $618,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 51,361 | $616,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 56,937 | $616,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 36,090 | $616,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 18,794 | $615,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 14,600 | $615,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 26,662 | $614,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 10,400 | $614,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 51,200 | $614,000 | thousands by filing date | call |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,898 | $613,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $613,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 19,927 | $612,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 26,348 | $612,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 875 | $611,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 36,407 | $611,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 13,447 | $610,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 21,219 | $609,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 6,225 | $609,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 28,936 | $608,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45,700 | $607,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 34,058 | $607,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 9,633 | $606,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 10,541 | $603,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,600 | $602,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 18,383 | $602,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 21,490 | $602,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 24,115 | $602,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 11,665 | $600,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 46,353 | $600,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 9,364 | $599,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,252 | $599,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,366 | $599,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 19,582 | $598,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 24,606 | $598,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 12,119 | $597,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 22,605 | $596,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 11,397 | $595,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 6,754 | $595,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 33,540 | $595,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 44,296 | $594,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 44,300 | $594,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 20,679 | $594,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 48,700 | $591,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,012 | $590,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,186 | $590,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 34,900 | $590,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 346,379 | $589,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 72,416 | $589,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 14,072 | $587,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 60,370 | $585,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,800 | $585,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 19,300 | $585,000 | thousands by filing date | call |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 92,397 | $585,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 395,000 | $584,000 | thousands by filing date | principal |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,575 | $584,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 48,270 | $583,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 27,520 | $583,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 119,739 | $583,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 7,828 | $582,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 264,310 | $581,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 36,870 | $581,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 91,104 | $581,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 10,751 | $579,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 120,844 | $579,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 12,953 | $579,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,630 | $579,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 175,488 | $577,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 7,894 | $576,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 21,183 | $576,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 6,752 | $576,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 49,786 | $575,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $575,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 7,926 | $574,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 136,086 | $574,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 18,124 | $573,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 22,086 | $573,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 22,100 | $572,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 10,223 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 20,839 | $571,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 23,789 | $571,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 90,000 | $571,000 | thousands by filing date | put |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 28,137 | $571,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 19,174 | $570,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,301 | $570,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 18,796 | $569,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 22,207 | $569,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 7,811 | $568,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,890 | $566,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 28,700 | $562,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,213 | $561,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $561,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 7,584 | $560,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 19,023 | $560,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 18,343 | $559,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 16,723 | $558,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 112,500 | $558,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 7,871 | $558,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 130,159 | $558,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 165,793 | $557,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 22,281 | $557,000 | thousands by filing date | principal |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 65,072 | $556,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 91,402 | $556,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 15,864 | $556,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 21,304 | $555,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 14,853 | $554,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 10,000 | $554,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 24,775 | $554,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 15,500 | $551,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 19,699 | $550,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 25,123 | $549,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 32,396 | $549,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 6,461 | $549,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $549,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 40,000 | $548,000 | thousands by filing date | call |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 23,034 | $548,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 28,193 | $547,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 9,940 | $547,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 41,800 | $547,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,200 | $547,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 36,300 | $547,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W372 | KOREA HEDG EQT | 25,130 | $547,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 9,876 | $546,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 30,346 | $546,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 107,169 | $545,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 32,137 | $544,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 56,125 | $544,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 25,948 | $542,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 21,892 | $542,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 130,474 | $540,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 36,607 | $540,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,870 | $539,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,805 | $539,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 62,900 | $539,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 17,350 | $539,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 18,880 | $538,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 39,950 | $537,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 8,307 | $536,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 43,920 | $534,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 87,795 | $534,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 20,276 | $534,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 20,559 | $533,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 34,176 | $533,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 24,422 | $532,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 12,000 | $532,000 | thousands by filing date | call |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 9,638 | $532,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 28,381 | $530,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 10,000 | $529,000 | thousands by filing date | put |
| Pimco Income Oppty Fund | 72202B100 | COM | 19,189 | $529,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 32,241 | $529,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 10,050 | $528,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 26,180 | $528,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 56,756 | $528,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 517,000 | $528,000 | thousands by filing date | principal |
| SPDR SER TR | 78468R846 | BRCLY HGH YIEL | 22,096 | $528,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,700 | $527,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 38,591 | $527,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 39,025 | $527,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,478 | $526,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 35,795 | $526,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 21,550 | $526,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 9,330 | $526,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 54,807 | $525,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 34,800 | $524,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 25,089 | $523,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,339 | $523,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 48,058 | $522,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 19,660 | $521,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,707 | $521,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 20,887 | $521,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 30,986 | $521,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 64,532 | $521,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,069 | $518,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 12,519 | $518,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 19,481 | $518,000 | thousands by filing date | |
| PROSHARES TR | 74347X344 | ULTRASHT 3-7YR | 16,849 | $518,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 13,200 | $518,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 15,548 | $517,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 50,000 | $516,000 | thousands by filing date | call |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 20,348 | $515,000 | thousands by filing date | principal |
| LA Z BOY INC | 505336107 | COM | 25,898 | $513,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $512,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 525,000 | $512,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 9,542 | $511,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 232,062 | $511,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 24,116 | $511,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 40,365 | $511,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,569 | $510,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 43,248 | $510,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 40,987 | $510,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 6,190 | $509,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 23,047 | $509,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 99,313 | $508,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 30,263 | $507,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 11,000 | $507,000 | thousands by filing date | call |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 25,970 | $507,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 12,787 | $506,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 38,832 | $506,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 35,495 | $506,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 25,145 | $506,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 57,119 | $505,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,215 | $505,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 13,650 | $504,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 37,567 | $504,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 11,313 | $504,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 27,285 | $504,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 10,630 | $503,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 35,092 | $503,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 14,144 | $502,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 58,900 | $501,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,000 | $500,000 | thousands by filing date | put |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 9,567 | $500,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 16,641 | $499,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,800 | $499,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,602 | $499,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 8,400 | $498,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 24,864 | $498,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 304,385 | $498,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 41,434 | $497,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 33,081 | $496,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,200 | $496,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 15,331 | $495,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 51,700 | $495,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 16,100 | $494,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 6,022 | $494,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 34,715 | $494,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 18,727 | $494,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 19,120 | $491,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,920 | $491,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 106,751 | $490,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 23,492 | $490,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,418 | $489,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 16,576 | $489,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 25,797 | $488,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,180 | $488,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 37,500 | $488,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 7,568 | $487,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,229 | $487,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 49,388 | $487,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042247 | this filing | 2014-11-14 | acceptance time not in the bulk data set |