13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 6,081 holding rows worth $146,468,487,000.
- Accession
- 0001140361-14-042247
- Filer
- CIK 1000275
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 17,588 entries on the cover page, a total value of $146,468,487,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $146,468,487,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerRBC TRUSTEES (C.I.) LTD028-13008
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 68,400 | $6,146,000 | thousands by filing date | call |
| Progressive Corporation | 743315103 | COM | 242,841 | $6,139,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 170,000 | $6,137,000 | thousands by filing date | call |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 5,000,000 | $6,125,000 | thousands by filing date | principal |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 50,847 | $6,116,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 78,420 | $6,116,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 220,000 | $6,094,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 742,148 | $6,085,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 165,584 | $6,059,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 138,952 | $6,049,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 240,039 | $6,049,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 67,310 | $6,032,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 6,000,000 | $6,028,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 377,585 | $6,022,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 56,080 | $6,018,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 159,550 | $6,011,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 210,867 | $6,001,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 37,018 | $5,998,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 161,200 | $5,976,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 173,557 | $5,973,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 98,592 | $5,965,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 151,793 | $5,964,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 157,772 | $5,948,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 190,796 | $5,932,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 213,449 | $5,932,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 163,211 | $5,923,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 152,122 | $5,908,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 104,772 | $5,898,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 66,723 | $5,894,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 695,000 | $5,894,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 74,568 | $5,890,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 207,517 | $5,887,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 586,973 | $5,887,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 422,336 | $5,887,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 360,424 | $5,881,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 130,837 | $5,872,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 196,726 | $5,872,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 543,204 | $5,854,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,770 | $5,846,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 494,565 | $5,842,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 270,000 | $5,835,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 260,612 | $5,830,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 200,000 | $5,806,000 | thousands by filing date | put |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 252,500 | $5,805,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 188,453 | $5,797,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 127,607 | $5,788,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 138,332 | $5,783,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 92,268 | $5,778,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 403,789 | $5,759,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 115,861 | $5,748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 215,176 | $5,726,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 119,733 | $5,723,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 128,701 | $5,713,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 153,603 | $5,712,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 119,600 | $5,704,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,695,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 30,000 | $5,695,000 | thousands by filing date | call |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 694,583 | $5,695,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 47,600 | $5,694,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 46,121 | $5,677,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 43,619 | $5,677,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 44,965 | $5,653,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 45,840 | $5,647,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 430,204 | $5,636,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 89,949 | $5,623,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 157,136 | $5,623,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 76,484 | $5,620,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 104,839 | $5,609,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 179,900 | $5,606,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 557,700 | $5,599,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 125,588 | $5,593,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 50,479 | $5,565,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 71,800 | $5,562,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 66,547 | $5,562,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 95,150 | $5,559,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 252,822 | $5,540,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,678,500 | $5,539,000 | thousands by filing date | put |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 152,700 | $5,538,000 | thousands by filing date | call |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 98,738 | $5,526,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 920,000 | $5,520,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 297,425 | $5,488,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 50,600 | $5,486,000 | thousands by filing date | call |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 392,908 | $5,485,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 345,505 | $5,483,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 236,058 | $5,482,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 597,000 | $5,480,000 | thousands by filing date | put |
| NEWMARKET CORP COM | 651587107 | Stock | 14,366 | $5,473,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 105,184 | $5,473,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 82,189 | $5,471,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 100,149 | $5,461,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F861 | UNIT 09/01/2016 | 100,000 | $5,459,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,225,000 | $5,451,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 98,279 | $5,445,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 162,857 | $5,437,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 41,409 | $5,429,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 94,371 | $5,426,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 675,405 | $5,409,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 44,115 | $5,396,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 59,925 | $5,364,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 202,840 | $5,361,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 185,137 | $5,360,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 117,762 | $5,336,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 68,487 | $5,327,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 152,700 | $5,326,000 | thousands by filing date | call |
| AES CORP COM | 00130H105 | Stock | 375,292 | $5,322,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 163,588 | $5,318,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 295,178 | $5,317,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 708,388 | $5,313,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 66,674 | $5,310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 165,605 | $5,285,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 104,287 | $5,284,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 45,022 | $5,281,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 336,368 | $5,277,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 64,800 | $5,269,000 | thousands by filing date | put |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 827,224 | $5,252,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 51,777 | $5,252,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 1,500,000 | $5,252,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 89,026 | $5,243,000 | thousands by filing date | |
| DBX ETF TR | 233051838 | INVT GRD SB FD | 208,591 | $5,242,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 28,331 | $5,223,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 132,558 | $5,219,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 152,384 | $5,210,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 217,910 | $5,201,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 350,200 | $5,186,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 146,200 | $5,186,000 | thousands by filing date | put |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 263,397 | $5,184,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,600 | $5,180,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 215,136 | $5,174,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 289,895 | $5,169,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 140,275 | $5,159,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 70,000 | $5,153,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 224,878 | $5,148,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 43,026 | $5,140,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 115,748 | $5,131,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 100,000 | $5,118,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 112,440 | $5,111,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 231,761 | $5,099,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 113,699 | $5,096,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 74,022 | $5,095,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 290,509 | $5,087,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 212,180 | $5,075,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 84,200 | $5,072,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 70,069 | $5,071,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 326,122 | $5,071,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 71,491 | $5,059,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 200,949 | $5,054,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 121,188 | $5,053,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 47,400 | $5,052,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 188,658 | $5,041,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 222,871 | $5,034,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 50,339 | $5,032,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 157,500 | $5,031,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 29,569 | $5,031,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 122,857 | $5,030,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 143,289 | $5,018,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 111,384 | $5,016,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 227,941 | $5,003,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 45,415 | $4,991,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 250,908 | $4,989,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 113,580 | $4,962,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 46,500 | $4,950,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 76,700 | $4,948,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 725,243 | $4,939,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 82,679 | $4,928,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 134,078 | $4,921,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 45,643 | $4,911,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 99,000 | $4,909,000 | thousands by filing date | put |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 418,771 | $4,900,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 55,557 | $4,895,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 415,219 | $4,895,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 168,497 | $4,893,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 89,725 | $4,886,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 470,684 | $4,886,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 230,000 | $4,878,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 53,887 | $4,874,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 237,500 | $4,874,000 | thousands by filing date | put |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 80,573 | $4,874,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 73,900 | $4,870,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 102,158 | $4,853,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 146,264 | $4,852,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 111,199 | $4,824,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 123,600 | $4,801,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 615,474 | $4,788,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 91,201 | $4,776,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 157,770 | $4,774,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 251,000 | $4,726,000 | thousands by filing date | call |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 58,454 | $4,724,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 131,741 | $4,718,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 754,330 | $4,700,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 85,728 | $4,696,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 102,712 | $4,696,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 1,316,336 | $4,686,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 152,629 | $4,684,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 30,922 | $4,681,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 267,696 | $4,677,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 53,102 | $4,674,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 178,759 | $4,657,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 102,895 | $4,640,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 66,275 | $4,639,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4,000 | $4,634,000 | thousands by filing date | put |
| HEXCEL CORP NEW | 428291108 | COM | 116,662 | $4,631,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,684,000 | $4,625,000 | thousands by filing date | principal |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 107,865 | $4,615,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 50,100 | $4,607,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 218,873 | $4,601,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 143,241 | $4,600,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 52,711 | $4,594,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 201,662 | $4,590,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 35,932 | $4,587,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 196,958 | $4,582,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 25,000 | $4,570,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,307,506 | $4,563,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 126,717 | $4,561,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 146,040 | $4,548,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 66,530 | $4,546,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 153,190 | $4,533,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 60,000 | $4,528,000 | thousands by filing date | put |
| ISHARES TR | 464287135 | NYSE 100INX FD | 51,335 | $4,527,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 279,202 | $4,512,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 171,667 | $4,512,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 50,032 | $4,511,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 165,696 | $4,494,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 158,200 | $4,493,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 708,438 | $4,492,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 88,870 | $4,488,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 450,000 | $4,478,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 240,730 | $4,475,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 58,269 | $4,466,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 105,638 | $4,450,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 31,548 | $4,447,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 180,150 | $4,440,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 110,331 | $4,436,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 57,044 | $4,429,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 159,197 | $4,408,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 116,566 | $4,398,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 239,916 | $4,396,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 165,767 | $4,383,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 238,807 | $4,375,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 142,244 | $4,374,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 46,800 | $4,366,000 | thousands by filing date | call |
| COMMERCE BANCSHARES INC | 200525103 | COM | 97,704 | $4,362,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 185,735 | $4,355,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 104,400 | $4,349,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 91,715 | $4,291,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 135,099 | $4,290,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 50,000 | $4,279,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 141,296 | $4,273,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 96,268 | $4,270,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,000 | $4,266,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 200,000 | $4,266,000 | thousands by filing date | call |
| Schwab US REIT ETF | 808524847 | SHS | 125,194 | $4,263,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 189,677 | $4,260,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 76,450 | $4,255,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 22,500 | $4,253,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 300,000 | $4,248,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 75,000 | $4,247,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 33,400 | $4,236,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 120,000 | $4,229,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 102,611 | $4,220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 50,651 | $4,217,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 50,187 | $4,213,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 77,091 | $4,211,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 99,301 | $4,209,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 273,540 | $4,204,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 46,816 | $4,200,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAC6 | NOTE 6.250% | 3,999,000 | $4,196,000 | thousands by filing date | principal |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 159,995 | $4,187,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 81,120 | $4,181,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 146,490 | $4,178,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 66,000 | $4,176,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 80,722 | $4,173,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 52,256 | $4,157,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 154,287 | $4,154,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 25,173 | $4,146,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 111,263 | $4,143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 121,441 | $4,132,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 105,708 | $4,126,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 242,803 | $4,118,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 94,643 | $4,117,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50,000 | $4,100,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 71,964 | $4,096,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 377,964 | $4,093,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 165,265 | $4,089,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 41,613 | $4,089,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 3,184,000 | $4,080,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 73,613 | $4,062,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 92,511 | $4,056,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 96,980 | $4,056,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 86,271 | $4,055,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 130,000 | $4,051,000 | thousands by filing date | put |
| DENTSPLY INTL INC | 249030107 | COM | 88,782 | $4,049,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 240,471 | $4,035,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 89,425 | $4,035,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 39,688 | $4,021,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 83,553 | $4,019,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 120,000 | $4,009,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 303,834 | $4,001,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 81,300 | $3,998,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 90,000 | $3,995,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 75,000 | $3,986,000 | thousands by filing date | put |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 181,736 | $3,982,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 66,938 | $3,976,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 87,800 | $3,964,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 3,600,000 | $3,953,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 50,000 | $3,950,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 182,610 | $3,928,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 338,375 | $3,921,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 61,613 | $3,921,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 585,612 | $3,912,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 84,125 | $3,909,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 142,070 | $3,901,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,286,937 | $3,898,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 30,818 | $3,892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 65,577 | $3,889,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 175,000 | $3,889,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 150,276 | $3,886,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 230,000 | $3,880,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 347,367 | $3,876,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 44,173 | $3,867,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 142,908 | $3,865,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 74,672 | $3,850,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 380,648 | $3,849,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 99,302 | $3,841,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 406,404 | $3,840,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 102,937 | $3,838,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 170,311 | $3,830,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 100,000 | $3,828,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 66,016 | $3,824,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 72,012 | $3,821,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 125,302 | $3,814,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 1,833,451 | $3,814,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 134,282 | $3,808,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 70,000 | $3,800,000 | thousands by filing date | put |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 447,955 | $3,794,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 81,769 | $3,791,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 412,895 | $3,791,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 325,000 | $3,789,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 454,310 | $3,784,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 253,029 | $3,780,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 150,000 | $3,780,000 | thousands by filing date | call |
| SYMMETRY MEDICAL INC | 871546206 | COM | 374,500 | $3,779,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 80,151 | $3,777,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 188,901 | $3,765,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,000 | $3,761,000 | thousands by filing date | call |
| ETFS Gold Trust | 26922Y105 | ETF | 31,695 | $3,755,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 209,753 | $3,754,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 123,856 | $3,753,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 41,968 | $3,749,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 3,602,377 | $3,747,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 20,000 | $3,742,000 | thousands by filing date | call |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 133,109 | $3,739,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 304,512 | $3,734,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 116,998 | $3,733,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 109,748 | $3,726,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 101,133 | $3,719,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 56,200 | $3,704,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 110,000 | $3,698,000 | thousands by filing date | call |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 137,694 | $3,696,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 34,268 | $3,661,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 48,904 | $3,655,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 41,999 | $3,653,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 650,302 | $3,649,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 41,600 | $3,649,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 51,886 | $3,637,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 43,149 | $3,633,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 112,712 | $3,620,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 99,522 | $3,616,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 18,505 | $3,610,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 131,509 | $3,602,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 348,231 | $3,593,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 258,771 | $3,592,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 70,713 | $3,584,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 22,910 | $3,573,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 142,035 | $3,559,000 | thousands by filing date | |
| MGC | 921910873 | COM | 52,635 | $3,556,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 82,880 | $3,551,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 145,817 | $3,551,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 53,304 | $3,537,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 139,796 | $3,537,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 128,486 | $3,532,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 78,759 | $3,532,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 144,906 | $3,531,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 259,686 | $3,526,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 149,769 | $3,525,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 99,126 | $3,516,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 96,501 | $3,514,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 42,078 | $3,511,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 92,823 | $3,509,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 46,900 | $3,507,000 | thousands by filing date | call |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 676,775 | $3,498,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 50,000 | $3,495,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 138,398 | $3,495,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 87,046 | $3,495,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 69,871 | $3,494,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 36,224 | $3,489,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 145,635 | $3,484,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 73,926 | $3,478,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 211,314 | $3,478,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 185,908 | $3,471,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 64,935 | $3,468,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 153,863 | $3,460,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 151,541 | $3,455,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 356,813 | $3,450,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 41,808 | $3,449,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 96,509 | $3,426,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 141,747 | $3,396,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 66,745 | $3,395,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 188,500 | $3,393,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 69,811 | $3,390,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 32,199 | $3,390,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 136,579 | $3,380,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 195,959 | $3,378,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 75,000 | $3,377,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 69,026 | $3,375,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 34,090 | $3,370,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 60,694 | $3,361,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 106,624 | $3,358,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 429,382 | $3,358,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 44,384 | $3,354,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 50,947 | $3,353,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 69,839 | $3,345,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 50,000 | $3,340,000 | thousands by filing date | call |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 60,619 | $3,339,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 117,797 | $3,338,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,209,296 | $3,337,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 79,400 | $3,336,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 68,091 | $3,326,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 58,955 | $3,317,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 209,181 | $3,311,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 82,667 | $3,299,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 135,721 | $3,297,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 2,460,000 | $3,297,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 55,057 | $3,292,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 29,980 | $3,281,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 107,511 | $3,277,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 116,244 | $3,267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 67,735 | $3,258,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 145,303 | $3,257,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 152,154 | $3,252,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 145,022 | $3,247,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 139,234 | $3,245,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 242,127 | $3,231,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 78,544 | $3,229,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 222,196 | $3,222,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 276,270 | $3,222,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 9,924 | $3,219,000 | thousands by filing date | principal |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 750,194 | $3,218,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 93,523 | $3,214,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 35,252 | $3,206,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 48,471 | $3,205,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 25,748 | $3,194,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 112,265 | $3,188,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 25,000 | $3,185,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 117,239 | $3,181,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 317,724 | $3,177,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 106,737 | $3,165,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 137,517 | $3,163,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 43,071 | $3,162,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 260,686 | $3,160,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 156,049 | $3,152,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 126,701 | $3,148,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 132,367 | $3,147,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 26,300 | $3,146,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 67,996 | $3,143,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 64,728 | $3,142,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 315,500 | $3,139,000 | thousands by filing date | call |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 56,956 | $3,138,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 50,000 | $3,134,000 | thousands by filing date | put |
| RACKSPACE HOSTING INC | 750086100 | COM | 95,960 | $3,123,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 2,554,000 | $3,114,000 | thousands by filing date | principal |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 55,787 | $3,112,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 66,228 | $3,100,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 524,246 | $3,099,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 17,337 | $3,099,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 123,825 | $3,094,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 159,246 | $3,093,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 108,946 | $3,092,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 69,541 | $3,084,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 54,791 | $3,080,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 155,643 | $3,076,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 131,086 | $3,068,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 128,122 | $3,068,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 73,912 | $3,061,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 56,140 | $3,060,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 38,281 | $3,056,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 269,084 | $3,054,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 3,110,000 | $3,054,000 | thousands by filing date | principal |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 54,160 | $3,050,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 59,553 | $3,024,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 58,707 | $3,023,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 203,700 | $3,019,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 111,952 | $3,018,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 35,043 | $3,016,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 257,524 | $3,013,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 89,781 | $3,000,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 29,790 | $2,995,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 130,000 | $2,994,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 140,112 | $2,989,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40,000 | $2,988,000 | thousands by filing date | put |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 66,101 | $2,981,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042247 | this filing | 2014-11-14 | acceptance time not in the bulk data set |