13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,900 | $29,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,650 | $29,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 2,227 | $29,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 1,064 | $29,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 3,839 | $29,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 1,005 | $29,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 16,414 | $29,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,001 | $29,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 303 | $28,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,200 | $28,000 | thousands by filing date | put |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 290 | $28,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 3,100 | $28,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,565 | $28,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 9,824 | $28,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,100 | $28,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 2,800 | $28,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 1,647 | $28,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 430 | $28,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 19,103 | $28,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,100 | $28,000 | thousands by filing date | call |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,142 | $28,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 2,255 | $28,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 1,560 | $28,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 885 | $28,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 800 | $28,000 | thousands by filing date | call |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 17,000 | $28,000 | thousands by filing date | principal |
| AV HOMES INC | 00234P102 | COM | 1,710 | $28,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 11,244 | $28,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 21,000 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,600 | $28,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 680 | $28,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 4,637 | $28,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 2,936 | $28,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,977 | $28,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 6,500 | $28,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 22,975 | $28,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 3,607 | $27,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 700 | $27,000 | thousands by filing date | call |
| INSTEEL INDS INC | 45774W108 | COM | 1,359 | $27,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,050 | $27,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 13,220 | $27,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $27,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,600 | $27,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 5,288 | $27,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 19,382 | $27,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $27,000 | thousands by filing date | principal |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 1,751 | $27,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 2,977 | $27,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 7,323 | $27,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 640 | $26,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 3,000 | $26,000 | thousands by filing date | put |
| AMERESCO INC | 02361E108 | CL A | 3,682 | $26,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 7,063 | $26,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 2,652 | $26,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,000 | $26,000 | thousands by filing date | call |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,627 | $26,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 543 | $26,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 12,000 | $26,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 5,228 | $26,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $26,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 1,000 | $26,000 | thousands by filing date | put |
| CAMAC ENERGY INC | 131745101 | COM | 36,522 | $26,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 20,100 | $26,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 12,264 | $26,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 1,750 | $26,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,561 | $26,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 653 | $26,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,000 | $26,000 | thousands by filing date | put |
| STONEGATE MTG CORP | 86181Q300 | COM | 1,865 | $26,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 500 | $25,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 1,000 | $25,000 | thousands by filing date | put |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 630 | $25,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 2,800 | $25,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,100 | $25,000 | thousands by filing date | call |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $25,000 | thousands by filing date | |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 25,000 | $25,000 | thousands by filing date | principal |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,000 | $25,000 | thousands by filing date | principal |
| CORPBANCA | 21987A209 | SPONSORED ADR | 1,366 | $25,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 2,000 | $25,000 | thousands by filing date | call |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 9,943 | $25,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 6,500 | $25,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 2,964 | $25,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,400 | $24,000 | thousands by filing date | call |
| KEYCORP COM | 493267108 | Stock | 1,700 | $24,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 800 | $24,000 | thousands by filing date | put |
| 51JOB INC | 316827104 | SPONSORED ADS | 368 | $24,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 533 | $24,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,722 | $24,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 9,097 | $24,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 8,068 | $24,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,600 | $24,000 | thousands by filing date | put |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,200 | $24,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 1,765 | $24,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,836 | $24,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,500 | $24,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764103 | COM | 600 | $24,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,400 | $24,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,400 | $24,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $24,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 3,600 | $24,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 8,000 | $24,000 | thousands by filing date | principal |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 7,332 | $24,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,420 | $24,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 2,642 | $24,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,288 | $24,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,313 | $24,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 404 | $23,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 400 | $23,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 600 | $23,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,500 | $23,000 | thousands by filing date | call |
| VSE CORP COM | 918284100 | Stock | 328 | $23,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 1,300 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $23,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,800 | $23,000 | thousands by filing date | call |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 715 | $23,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,256 | $23,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 500 | $23,000 | thousands by filing date | put |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 2,558 | $23,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 1,320 | $23,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 731 | $23,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 2,763 | $23,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 2,082 | $23,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 12,812 | $23,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 11,836 | $23,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 11,750 | $23,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 300 | $23,000 | thousands by filing date | put |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $23,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,000 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 9,813 | $23,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 9,500 | $23,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,500 | $23,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 1,025 | $22,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,000 | $22,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,000 | $22,000 | thousands by filing date | call |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 2,400 | $22,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 900 | $22,000 | thousands by filing date | call |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 800 | $22,000 | thousands by filing date | call |
| CHICOS FAS INC | 168615102 | COM | 1,300 | $22,000 | thousands by filing date | put |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 500 | $22,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 21,000 | $22,000 | thousands by filing date | principal |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,205 | $22,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,093 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 400 | $22,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 2,100 | $22,000 | thousands by filing date | put |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 10,000 | $22,000 | thousands by filing date | principal |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 2,053 | $22,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,370 | $22,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 982 | $22,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 8,000 | $22,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 900 | $21,000 | thousands by filing date | call |
| CARETRUST REIT INC COM | 14174T107 | REIT | 1,070 | $21,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 900 | $21,000 | thousands by filing date | call |
| HORIZON BANCORP IND | 440407104 | COM | 958 | $21,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,790 | $21,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 2,401 | $21,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,200 | $21,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 800 | $21,000 | thousands by filing date | call |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 7,325 | $21,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 5,400 | $21,000 | thousands by filing date | put |
| STEMCELLS INC | 85857R204 | COM NEW | 10,583 | $21,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,000 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 400 | $21,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 14,500 | $21,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 1,000 | $21,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 1,203 | $20,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,000 | $20,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,100 | $20,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,600 | $20,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 2,000 | $20,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 4,850 | $20,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 1,202 | $20,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 5,000 | $20,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 1,906 | $20,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 10,340 | $20,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 1,100 | $20,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 20,000 | $20,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V134 | WAR | 8,000 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 1,000 | $20,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 620 | $19,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 500 | $19,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 600 | $19,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 407 | $19,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 500 | $19,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 2,400 | $19,000 | thousands by filing date | put |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 359 | $19,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 680 | $19,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 262 | $19,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 498 | $19,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 1,363 | $19,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 653 | $19,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 816 | $19,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 400 | $19,000 | thousands by filing date | put |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 6,500 | $19,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 7,138 | $19,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 200 | $19,000 | thousands by filing date | put |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,300 | $19,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 918 | $19,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 10,598 | $19,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 14,000 | $19,000 | thousands by filing date | principal |
| SKULLCANDY INC | 83083J104 | COM | 2,600 | $19,000 | thousands by filing date | put |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 716 | $19,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 5,150 | $19,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 2,952 | $19,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 21,900 | $19,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 2,055 | $19,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 500 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 1,129 | $19,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 600 | $18,000 | thousands by filing date | put |
| VARONIS SYS INC | 922280102 | COM | 621 | $18,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 1,363 | $18,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,002 | $18,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,390 | $18,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 1,163 | $18,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 902 | $18,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 2,500 | $18,000 | thousands by filing date | put |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 1,400 | $18,000 | thousands by filing date | call |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6,048 | $18,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $18,000 | thousands by filing date | put |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 6,000 | $18,000 | thousands by filing date | principal |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 7,000 | $18,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,600 | $18,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 1,269 | $18,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 12,500 | $18,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,737 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,400 | $18,000 | thousands by filing date | put |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 35,469 | $18,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 700 | $18,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 2,500 | $18,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 8,984 | $18,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 700 | $18,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 1,360 | $18,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,800 | $18,000 | thousands by filing date | call |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 3,627 | $18,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 300 | $17,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 1,333 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,400 | $17,000 | thousands by filing date | put |
| SIERRA BANCORP | 82620P102 | COM | 1,098 | $17,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,000 | $17,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,500 | $17,000 | thousands by filing date | call |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 1,300 | $17,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 1,500 | $17,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $17,000 | thousands by filing date | put |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 1,000 | $17,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 700 | $17,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 20,000 | $17,000 | thousands by filing date | principal |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,111 | $17,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 1,700 | $17,000 | thousands by filing date | call |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 1,152 | $17,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 518 | $17,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 1,233 | $17,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 14,750 | $17,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 3,195 | $17,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 6,573 | $17,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,300 | $17,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 247,655 | $17,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 4,101 | $17,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 709 | $17,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 1,176 | $17,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,333 | $16,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 632 | $16,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 1,000 | $16,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,500 | $16,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 2,356 | $16,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,300 | $16,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 1,696 | $16,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 1,330 | $16,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 400 | $16,000 | thousands by filing date | put |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,261 | $16,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 800 | $16,000 | thousands by filing date | call |
| ESB FINANCIAL CORP | 26884F102 | COM | 1,200 | $16,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,200 | $16,000 | thousands by filing date | call |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 900 | $16,000 | thousands by filing date | call |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 4,778 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 627 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 109 | $16,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 330 | $16,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 1,000 | $16,000 | thousands by filing date | put |
| SALESFORCE COM INC | 79466LAB0 | BOND | 6,000 | $16,000 | thousands by filing date | principal |
| VIRTUS TOTAL | 92829A103 | COM | 3,393 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 800 | $16,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 704 | $16,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 2,811 | $16,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,200 | $16,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 400 | $15,000 | thousands by filing date | put |
| LAKELAND FINL CORP | 511656100 | COM | 380 | $15,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 800 | $15,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 600 | $15,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 756 | $15,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 200 | $15,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 200 | $15,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 300 | $15,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 428 | $15,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $15,000 | thousands by filing date | put |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 516 | $15,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | call |
| KKR & CO LP | 48248M102 | COMMON STOCK | 600 | $15,000 | thousands by filing date | put |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 20,000 | $15,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,531 | $15,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,358 | $15,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 1,168 | $15,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 700 | $15,000 | thousands by filing date | call |
| GFI GROUP INC | 361652209 | COM | 4,505 | $15,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 900 | $15,000 | thousands by filing date | put |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 14,000 | $15,000 | thousands by filing date | principal |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,049 | $15,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,900 | $15,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 8,000 | $15,000 | thousands by filing date | principal |
| METALICO INC | 591176102 | COM | 12,250 | $15,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 7,167 | $15,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 2,300 | $15,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 3,705 | $15,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 18,750 | $15,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1,148 | $15,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 1,271 | $15,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 1,118 | $15,000 | thousands by filing date | |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 1,050 | $15,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,000 | $15,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 257 | $15,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 600 | $15,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 6,386 | $15,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,000 | $15,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 4,046 | $15,000 | thousands by filing date | |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 986 | $15,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 800 | $15,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 904 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 531 | $14,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 211 | $14,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 500 | $14,000 | thousands by filing date | call |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 1,551 | $14,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 4,330 | $14,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 600 | $14,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 185 | $14,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 655 | $14,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 400 | $14,000 | thousands by filing date | call |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 5,000 | $14,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,000 | $14,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 1,100 | $14,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 1,100 | $14,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 300 | $14,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 12,000 | $14,000 | thousands by filing date | principal |
| THORATEC CORP | 885175307 | COM | 400 | $14,000 | thousands by filing date | put |
| VERSO PAPER CORP | 92531L108 | COM | 6,900 | $14,000 | thousands by filing date | call |
| CENTER BANCORP INC | 151408101 | COM | 713 | $14,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 500 | $14,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 919 | $14,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 10,502 | $14,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 6,000 | $14,000 | thousands by filing date | principal |
| FIRST AMERICAN MN MUN INC II | 31849P104 | CMN | 900 | $14,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 23,600 | $14,000 | thousands by filing date | call |
| Marine Harvest ASA | 56824R205 | ADR | 1,026 | $14,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 4,000 | $14,000 | thousands by filing date | principal |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,900 | $14,000 | thousands by filing date | put |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 4,500 | $14,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 200 | $13,000 | thousands by filing date | call |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,300 | $13,000 | thousands by filing date | put |
| INOGEN INC | 45780L104 | COM | 589 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 400 | $13,000 | thousands by filing date | call |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 400 | $13,000 | thousands by filing date | call |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 757 | $13,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 525 | $13,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 892 | $13,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 1,000 | $13,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 1,850 | $13,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 781 | $13,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 1,878 | $13,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $13,000 | thousands by filing date | call |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 500 | $13,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 2,000 | $13,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 450 | $13,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 1,315 | $13,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,500 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 1,000 | $13,000 | thousands by filing date | put |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 1,000 | $13,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,000 | $13,000 | thousands by filing date | put |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 4,325 | $13,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 500 | $13,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 1,300 | $13,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 5,000 | $13,000 | thousands by filing date | principal |
| China Recycling Energy Corp | 168913101 | Com | 7,669 | $13,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 11,111 | $13,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 875 | $13,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 10,458 | $13,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 923 | $13,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 3,689 | $13,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 116 | $12,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 775 | $12,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 200 | $12,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 200 | $12,000 | thousands by filing date | put |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 944 | $12,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 5,548 | $12,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 219 | $12,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,406 | $12,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 500 | $12,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 2,500 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E259 | GB MSCI AR ETF | 545 | $12,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 8,000 | $12,000 | thousands by filing date | principal |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,850 | $12,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 300 | $12,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 12,000 | $12,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 700 | $12,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 500 | $12,000 | thousands by filing date | call |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 800 | $12,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 600 | $12,000 | thousands by filing date | put |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 572 | $12,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 4,438 | $12,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 1,500 | $12,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 1,300 | $12,000 | thousands by filing date | call |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 6,000 | $12,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 650 | $12,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 5,757 | $12,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 700 | $12,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 1,848 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 1,000 | $12,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 461 | $11,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 200 | $11,000 | thousands by filing date | put |
| CVB FINL CORP COM | 126600105 | Stock | 671 | $11,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 400 | $11,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 700 | $11,000 | thousands by filing date | call |
| CUSHING RENAISSANCE FD | 231647108 | COM | 400 | $11,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 1,055 | $11,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 477 | $11,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 400 | $11,000 | thousands by filing date | call |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 200 | $11,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 1,021 | $11,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,500 | $11,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,500 | $11,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 5,097 | $11,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,000 | $11,000 | thousands by filing date | principal |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 4,100 | $11,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | principal |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,442 | $11,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 3,500 | $11,000 | thousands by filing date | call |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 598 | $11,000 | thousands by filing date | |
| ISHARES ESG AWARE MSCI EM ETF | 464288463 | ETF | 321 | $11,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 8,150 | $11,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 1,950 | $11,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 634 | $11,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 3,000 | $11,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 4,000 | $11,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 1,717 | $11,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 1,750 | $11,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 429 | $11,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 5,150 | $11,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 206 | $11,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 572 | $11,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 5,200 | $11,000 | thousands by filing date | |
| ATLATSA RES CORP | 049477102 | COM | 25,125 | $11,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 10,000 | $11,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 230 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 477 | $11,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 7,000 | $11,000 | thousands by filing date | principal |
| UBS AG | 90270KAW9 | NOTE 2/1 | 11,000 | $11,000 | thousands by filing date | principal |
| BOYDGAMINGCORP | 103304101 | STOK | 800 | $10,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 12,500 | $10,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 800 | $10,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 600 | $10,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 305 | $10,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 400 | $10,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 900 | $10,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 649 | $10,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 666 | $10,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 93 | $10,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 200 | $10,000 | thousands by filing date | call |
| ISHARES TR | 46434V886 | CMN | 400 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 730 | $10,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 745 | $10,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 1,161 | $10,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 1,600 | $10,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,400 | $10,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 300 | $10,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 75 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 6,000 | $10,000 | thousands by filing date | principal |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 670 | $10,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 7,300 | $10,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 10,000 | $10,000 | thousands by filing date | principal |
| DANAOS CORP | Y1968P105 | SHS | 1,600 | $10,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 274 | $10,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 1,384 | $10,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 3,906 | $10,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 600 | $10,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 116 | $10,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,000 | $10,000 | thousands by filing date | |
| HELIOS ADVANTAGE INCOME FD I | 42327W206 | COM NEW | 1,035 | $10,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 900 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 9,000 | $10,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 7,000 | $10,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 10,000 | $10,000 | thousands by filing date | principal |
| CARE COM INC | 141633107 | COM | 772 | $10,000 | thousands by filing date | |
| CIM COML TR CORP | 125525105 | COM | 466 | $10,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 388 | $10,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 6,022 | $10,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $9,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 600 | $9,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,000 | $9,000 | thousands by filing date | put |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 200 | $9,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,900 | $9,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |