13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLORI ENERGY INC | 379606106 | Cmn | 10,907 | $118,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 4,600 | $117,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 1,200 | $117,000 | thousands by filing date | put |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 11,661 | $117,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 2,290 | $117,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 6,249 | $117,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 23,514 | $117,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,514 | $117,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 21,086 | $117,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 24,915 | $117,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,000 | $117,000 | thousands by filing date | put |
| WALKER&DUNLOPINC | 93148P102 | STOK | 8,200 | $116,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 7,179 | $116,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 4,303 | $116,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 8,228 | $116,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 5,600 | $116,000 | thousands by filing date | put |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 52,237 | $116,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 10,337 | $116,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 115,000 | $116,000 | thousands by filing date | principal |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 6,236 | $116,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 13,035 | $116,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 7,934 | $116,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,300 | $115,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,532 | $115,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 3,438 | $115,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,560 | $115,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,930 | $115,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,098 | $115,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 6,875 | $115,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 2,567 | $114,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 6,814 | $114,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 2,000 | $114,000 | thousands by filing date | call |
| RETROPHIN INC | 761299106 | COM | 9,700 | $114,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,775 | $114,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 8,999 | $114,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 5,275 | $114,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,000 | $114,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 5,423 | $114,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,488 | $113,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 5,356 | $113,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 7,778 | $113,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 7,525 | $113,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,300 | $113,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 4,401 | $113,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,625 | $113,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 4,700 | $113,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,892 | $113,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 7,648 | $112,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,119 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 981 | $112,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,088 | $112,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,662 | $112,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 7,000 | $112,000 | thousands by filing date | put |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 6,502 | $112,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 6,400 | $111,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,231 | $111,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,359 | $111,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,098 | $111,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,600 | $111,000 | thousands by filing date | call |
| FARMER BROS CO | 307675108 | COM | 5,122 | $111,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 48,720 | $111,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 1,200 | $111,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 29,600 | $111,000 | thousands by filing date | call |
| NORTEK INC | 656559309 | COM NEW | 1,235 | $111,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,917 | $111,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 5,329 | $111,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 2,507 | $110,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 5,479 | $110,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 5,241 | $110,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,100 | $110,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 6,900 | $110,000 | thousands by filing date | call |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 18,447 | $110,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $110,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 3,400 | $109,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 14,900 | $109,000 | thousands by filing date | put |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 9,484 | $109,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,500 | $108,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 26,100 | $108,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 3,485 | $108,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,498 | $108,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 9,806 | $108,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 7,965 | $108,000 | thousands by filing date | |
| LOMBARD MED INC | G55598109 | COM | 15,000 | $108,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,060 | $107,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,600 | $107,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 19,362 | $107,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,700 | $107,000 | thousands by filing date | put |
| BANKRATE INC DEL | 06647F102 | COM | 6,100 | $107,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 2,369 | $107,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 20,700 | $107,000 | thousands by filing date | put |
| BARRY (R.G.) | 068798107 | COM | 5,648 | $107,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 12,152 | $107,000 | thousands by filing date | |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 10,800 | $107,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 6,401 | $107,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 800 | $106,000 | thousands by filing date | call |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,900 | $106,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 8,268 | $106,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,200 | $106,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,100 | $106,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,900 | $106,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 34,600 | $106,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 30,816 | $106,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,134 | $106,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 7,249 | $105,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,800 | $105,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 7,070 | $105,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 12,300 | $105,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 3,200 | $105,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 6,000 | $105,000 | thousands by filing date | call |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,500 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,730 | $105,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 3,000 | $104,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 12,500 | $104,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 3,462 | $104,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,800 | $104,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 7,100 | $104,000 | thousands by filing date | call |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,100 | $104,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,577 | $104,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,200 | $103,000 | thousands by filing date | put |
| ANDERSONS INC COM | 034164103 | Stock | 2,000 | $103,000 | thousands by filing date | put |
| OIL STS INTL INC | 678026105 | COM | 1,600 | $103,000 | thousands by filing date | put |
| UMH PPTYS INC | 903002103 | COM | 10,251 | $103,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 6,231 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,105 | $103,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 90,000 | $103,000 | thousands by filing date | principal |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 7,300 | $103,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 13,722 | $103,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 2,249 | $103,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 31,302 | $103,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 14,726 | $103,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,600 | $102,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 2,200 | $102,000 | thousands by filing date | call |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 6,594 | $102,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 9,400 | $102,000 | thousands by filing date | put |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,000 | $102,000 | thousands by filing date | put |
| HHGREGG INC | 42833L108 | COM | 10,000 | $102,000 | thousands by filing date | put |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 30,550 | $102,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 6,700 | $102,000 | thousands by filing date | call |
| OPOWER INC | 68375Y109 | COM | 5,391 | $102,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 8,000 | $101,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $101,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,694 | $101,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 8,500 | $101,000 | thousands by filing date | put |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,200 | $101,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 6,000 | $101,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,800 | $101,000 | thousands by filing date | call |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 6,866 | $101,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 10,566 | $101,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 2,166 | $100,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 3,392 | $100,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,083 | $100,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 1,400 | $100,000 | thousands by filing date | call |
| Tremor Video | 89484Q100 | Common Stock | 21,214 | $100,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 9,950 | $100,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 2,906 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,107 | $99,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,567 | $99,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 3,892 | $99,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 13,511 | $99,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 13,500 | $99,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,200 | $99,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 2,232 | $99,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 28,787 | $99,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 5,412 | $99,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 3,150 | $99,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 32,367 | $99,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,278 | $98,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 3,900 | $98,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 31,830 | $98,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 4,100 | $98,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 264 | $97,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 9,794 | $97,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 3,330 | $97,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,000 | $97,000 | thousands by filing date | call |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,348 | $97,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 9,363 | $97,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 5,268 | $97,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,834 | $97,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 3,901 | $96,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 6,217 | $96,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 2,816 | $96,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,300 | $96,000 | thousands by filing date | call |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 4,628 | $96,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 6,922 | $96,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 5,319 | $96,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 5,020 | $96,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,371 | $95,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,065 | $95,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,319 | $94,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,900 | $94,000 | thousands by filing date | put |
| Q2 HLDGS INC COM | 74736L109 | Stock | 6,612 | $94,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 27,300 | $94,000 | thousands by filing date | put |
| ALAMO GROUP INC | 011311107 | COM | 1,743 | $94,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,933 | $94,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,887 | $94,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,200 | $94,000 | thousands by filing date | call |
| ENGILITY HLDGS INC | 29285W104 | COM | 2,453 | $94,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 43,030 | $94,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 64,652 | $94,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 7,455 | $94,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,500 | $93,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 10,450 | $93,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 1,138 | $93,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,300 | $93,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 11,300 | $93,000 | thousands by filing date | call |
| AFFYMETRIX INC | 00826T108 | COM | 10,421 | $93,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 5,500 | $93,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 5,600 | $93,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 3,164 | $93,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 3,000 | $93,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,000 | $92,000 | thousands by filing date | put |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,487 | $92,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,170 | $92,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 2,200 | $92,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 2,800 | $92,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 4,000 | $91,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 1,495 | $91,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,400 | $90,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 2,365 | $90,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,800 | $90,000 | thousands by filing date | put |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 3,428 | $90,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 8,300 | $90,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 5,018 | $90,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 15,086 | $90,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 4,316 | $90,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 2,853 | $90,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,140 | $89,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 3,814 | $89,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 15,700 | $89,000 | thousands by filing date | put |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 8,176 | $89,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 3,987 | $89,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 1,500 | $89,000 | thousands by filing date | put |
| HERSHEY CO COM | 427866108 | Stock | 900 | $88,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,948 | $88,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,270 | $88,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,400 | $88,000 | thousands by filing date | put |
| ATRICURE INC | 04963C209 | COM | 4,780 | $88,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 7,144 | $88,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 6,700 | $88,000 | thousands by filing date | call |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 51,000 | $88,000 | thousands by filing date | principal |
| OMEGA PROTEIN CORP | 68210P107 | COM | 6,400 | $88,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 1,277 | $88,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 6,180 | $88,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 17,836 | $88,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,500 | $88,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 11,388 | $88,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 39,000 | $88,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,136 | $87,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,400 | $87,000 | thousands by filing date | put |
| HIVE | 007786106 | Stock | 10,553 | $87,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 29,354 | $87,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,800 | $87,000 | thousands by filing date | call |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 92,422 | $87,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,000 | $86,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,700 | $86,000 | thousands by filing date | call |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,900 | $86,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 4,466 | $86,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 1,900 | $86,000 | thousands by filing date | put |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 1,880 | $86,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,900 | $86,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 10,858 | $86,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,400 | $86,000 | thousands by filing date | put |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 6,117 | $86,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 5,451 | $86,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 3,600 | $86,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 946 | $85,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 5,121 | $85,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 9,666 | $85,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 2,500 | $85,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,800 | $85,000 | thousands by filing date | put |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 3,134 | $85,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 7,900 | $85,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 24,800 | $85,000 | thousands by filing date | put |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 7,708 | $85,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 13,650 | $85,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,201 | $85,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,130 | $85,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 4,300 | $84,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 3,840 | $84,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 5,670 | $84,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 9,455 | $84,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 14,222 | $84,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 47,560 | $84,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 2,401 | $84,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 3,130 | $84,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 7,751 | $83,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,800 | $83,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 2,909 | $83,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 3,890 | $83,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 27,101 | $83,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 5,591 | $83,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 16,000 | $83,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 2,375 | $83,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 3,000 | $82,000 | thousands by filing date | put |
| POZEN INC | 73941U102 | COMMON STOCK | 9,877 | $82,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 18,491 | $82,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 3,824 | $82,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 21,440 | $82,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 19,576 | $82,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 21,466 | $82,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 3,554 | $82,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 974 | $81,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,900 | $81,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 28,843 | $81,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 4,955 | $81,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,700 | $81,000 | thousands by filing date | call |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 1,242 | $81,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 2,220 | $81,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 3,437 | $81,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 6,500 | $81,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,261 | $81,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 9,600 | $80,000 | thousands by filing date | put |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 3,545 | $80,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 8,228 | $80,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 600 | $80,000 | thousands by filing date | put |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,580 | $80,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,800 | $80,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 79,000 | $80,000 | thousands by filing date | principal |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 5,479 | $80,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 16,111 | $80,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 67,000 | $80,000 | thousands by filing date | principal |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 5,440 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 3,136 | $80,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,700 | $79,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 1,300 | $79,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 3,090 | $79,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $79,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $79,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 6,371 | $78,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 1,091 | $78,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 5,233 | $78,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 5,149 | $78,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 141,100 | $78,000 | thousands by filing date | call |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,895 | $78,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 8,878 | $78,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 2,998 | $78,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 6,062 | $78,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 3,288 | $77,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 5,900 | $77,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,000 | $77,000 | thousands by filing date | put |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 735 | $77,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $77,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 7,448 | $77,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,357 | $77,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 596 | $77,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 1,682 | $76,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,039 | $76,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 10,616 | $76,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 30,348 | $76,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 4,300 | $76,000 | thousands by filing date | call |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 17,276 | $76,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 31,576 | $76,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 912 | $75,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 700 | $75,000 | thousands by filing date | call |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 5,345 | $75,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 5,367 | $75,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 1,623 | $75,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 800 | $75,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 39,900 | $75,000 | thousands by filing date | call |
| CONNECTONE BANCORP INC | 20786U101 | COM | 1,500 | $75,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 1,657 | $75,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 4,701 | $75,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 8,845 | $74,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,800 | $74,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 4,396 | $74,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 4,182 | $74,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 1,656 | $74,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 12,728 | $74,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 43,590 | $74,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 5,099 | $74,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,552 | $73,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 4,305 | $73,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 4,074 | $73,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 2,600 | $73,000 | thousands by filing date | call |
| FBR & CO | 30247C400 | COM NEW | 2,700 | $73,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,000 | $73,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,900 | $73,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,642 | $72,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,000 | $72,000 | thousands by filing date | call |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,456 | $72,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 5,228 | $72,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 700 | $72,000 | thousands by filing date | put |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,000 | $72,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 28,000 | $72,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 1,600 | $71,000 | thousands by filing date | call |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,400 | $71,000 | thousands by filing date | put |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,833 | $71,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,035 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,877 | $71,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,900 | $71,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,000 | $71,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 9,300 | $71,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 20,349 | $71,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 5,080 | $71,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 1,815 | $71,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,012 | $71,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 5,700 | $71,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 17,100 | $70,000 | thousands by filing date | call |
| MERCURY SYS INC COM | 589378108 | Stock | 6,132 | $70,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,300 | $70,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 800 | $70,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,100 | $70,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 900 | $70,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 1,057 | $70,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 4,937 | $70,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 3,500 | $70,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 500 | $70,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 1,800 | $70,000 | thousands by filing date | call |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $70,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 4,548 | $69,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 7,000 | $69,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 100,000 | $69,000 | thousands by filing date | principal |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,300 | $69,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 9,700 | $69,000 | thousands by filing date | call |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 4,046 | $69,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 7,526 | $69,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 4,600 | $68,000 | thousands by filing date | call |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,320 | $68,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 2,202 | $68,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 1,951 | $68,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,130 | $68,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,641 | $68,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,370 | $68,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,058 | $68,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,400 | $68,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,497 | $68,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 65,000 | $68,000 | thousands by filing date | principal |
| ELLIS PERRY INTL INC | 288853104 | COM | 3,875 | $68,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $68,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 3,306 | $68,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 2,438 | $68,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 5,100 | $68,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 5,487 | $68,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 2,693 | $68,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 3,634 | $68,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,064 | $67,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,179 | $67,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,609 | $67,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 3,736 | $67,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,650 | $67,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 7,593 | $67,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 27,565 | $67,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 10,505 | $67,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,500 | $67,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 7,480 | $67,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 8,142 | $67,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 2,266 | $67,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 5,005 | $67,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,871 | $67,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 2,112 | $67,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,560 | $66,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,000 | $66,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 3,143 | $66,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 13,964 | $66,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,797 | $66,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 4,491 | $66,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,042 | $66,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 1,600 | $66,000 | thousands by filing date | put |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,000 | $66,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 12,753 | $66,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 5,562 | $66,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 3,319 | $66,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 499 | $66,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,272 | $65,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,133 | $65,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,502 | $65,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 67,000 | $65,000 | thousands by filing date | principal |
| DENISON MINES CORP | 91688T104 | COM | 43,554 | $65,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 700 | $65,000 | thousands by filing date | put |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 2,312 | $65,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 7,427 | $65,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 43,744 | $65,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 179,198 | $65,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,340 | $65,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,200 | $65,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 5,648 | $65,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,100 | $64,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 3,500 | $64,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 6,077 | $64,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 5,000 | $64,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 3,400 | $64,000 | thousands by filing date | put |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,936 | $64,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,800 | $64,000 | thousands by filing date | put |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 4,466 | $64,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 5,400 | $64,000 | thousands by filing date | put |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 1,200 | $64,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,700 | $63,000 | thousands by filing date | put |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 500 | $63,000 | thousands by filing date | call |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $63,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 3,026 | $63,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 1,000 | $63,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 7,700 | $63,000 | thousands by filing date | put |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 2,695 | $63,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 1,203 | $63,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 700 | $62,000 | thousands by filing date | put |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 473 | $62,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,725 | $62,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $62,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,280 | $62,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 4,732 | $62,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |