13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 3,890 | $62,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,400 | $62,000 | thousands by filing date | put |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 50,000 | $62,000 | thousands by filing date | principal |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 6,675 | $62,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 8,279 | $62,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,412 | $62,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,376 | $61,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 2,200 | $61,000 | thousands by filing date | put |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,750 | $61,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 4,026 | $61,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 800 | $61,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 11,400 | $61,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 41,500 | $61,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 14,500 | $61,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 7,600 | $61,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 3,019 | $61,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 5,563 | $61,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 55,000 | $61,000 | thousands by filing date | principal |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 4,111 | $60,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,600 | $60,000 | thousands by filing date | put |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 8,000 | $60,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,464 | $60,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 600 | $60,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 67,442 | $60,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 66,000 | $60,000 | thousands by filing date | principal |
| LAKES GAMING INC COM | 51206P109 | COM | 12,633 | $60,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 7,741 | $60,000 | thousands by filing date | |
| BLACKROCK NEW YORK MUNI 2018 | 09248K108 | COM | 3,965 | $60,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,115 | $60,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 29,469 | $60,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,166 | $59,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 8,716 | $59,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,700 | $59,000 | thousands by filing date | put |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,600 | $59,000 | thousands by filing date | put |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 9,014 | $59,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,468 | $59,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 3,647 | $59,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,292 | $59,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,650 | $59,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,200 | $59,000 | thousands by filing date | call |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 55,000 | $59,000 | thousands by filing date | principal |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 3,800 | $59,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 3,400 | $59,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y272 | DL FTSE BEA 3X | 1,800 | $59,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 500 | $58,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,000 | $58,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 695 | $58,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,198 | $58,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,700 | $58,000 | thousands by filing date | call |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,796 | $58,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 2,880 | $58,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,287 | $58,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 7,150 | $58,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,711 | $58,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 3,300 | $58,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,800 | $58,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 46,608 | $58,000 | thousands by filing date | principal |
| HARDINGE INC | 412324303 | COM | 4,583 | $58,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 2,975 | $58,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 2,885 | $58,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,377 | $58,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 3,908 | $58,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,092 | $57,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 1,719 | $57,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 2,204 | $57,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 1,430 | $57,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 2,700 | $57,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,200 | $57,000 | thousands by filing date | put |
| MTS SYSTEMS CORP | 553777103 | COM | 832 | $57,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 4,109 | $57,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 1,686 | $57,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 65,000 | $57,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC | 398905AE9 | FRNT | 40,000 | $57,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459W227 | COM | 1,000 | $57,000 | thousands by filing date | call |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 16,541 | $57,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 3,800 | $56,000 | thousands by filing date | put |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 4,000 | $56,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 7,374 | $56,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,281 | $56,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,700 | $56,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 2,100 | $56,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 38,000 | $56,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 60,000 | $56,000 | thousands by filing date | principal |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 669 | $56,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,429 | $56,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 370 | $55,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 6,100 | $55,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 600 | $55,000 | thousands by filing date | put |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,606 | $55,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,000 | $55,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,755 | $55,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863AL4 | CORPORATE OBLIG | 55,000 | $55,000 | thousands by filing date | principal |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,688 | $55,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,695 | $55,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,700 | $55,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 23,900 | $55,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,917 | $55,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 2,371 | $55,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 1,000 | $55,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 50,000 | $55,000 | thousands by filing date | principal |
| Boston Scientific Corporation | 101137107 | COM | 4,200 | $54,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 2,068 | $54,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 6,768 | $54,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 2,565 | $54,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 3,119 | $54,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 4,804 | $54,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,985 | $54,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,200 | $54,000 | thousands by filing date | put |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,700 | $54,000 | thousands by filing date | put |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 5,300 | $54,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 11,271 | $54,000 | thousands by filing date | |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 3,183 | $54,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 7,800 | $54,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 4,023 | $54,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 3,241 | $54,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1,005 | $53,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 2,100 | $53,000 | thousands by filing date | call |
| CRA INTL INC | 12618T105 | COM | 2,306 | $53,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,900 | $53,000 | thousands by filing date | call |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,000 | $53,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 5,439 | $53,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,600 | $53,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 3,600 | $53,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 5,221 | $53,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,100 | $53,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,100 | $52,000 | thousands by filing date | put |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 9,037 | $52,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 2,411 | $52,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,213 | $52,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 2,446 | $52,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 2,000 | $52,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 12,574 | $52,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 6,730 | $52,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 3,000 | $52,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,400 | $52,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 15,800 | $51,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,000 | $51,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 672 | $51,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,500 | $51,000 | thousands by filing date | put |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 2,323 | $51,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 3,012 | $51,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 2,198 | $51,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,745 | $51,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,774 | $51,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,526 | $51,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 45,000 | $51,000 | thousands by filing date | principal |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,059 | $51,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 40,000 | $51,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 51,000 | $51,000 | thousands by filing date | principal |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 2,100 | $51,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 3,642 | $51,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 2,355 | $51,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,958 | $51,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,300 | $51,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,529 | $51,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 4,800 | $51,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $50,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 2,800 | $50,000 | thousands by filing date | call |
| WHEELER REAL ESTATE INVT TR | 963025309 | CV PFD SER B | 2,000 | $50,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,795 | $50,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 3,316 | $50,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 50,000 | $50,000 | thousands by filing date | principal |
| 2U INC | 90214J101 | COM | 3,000 | $50,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 700 | $50,000 | thousands by filing date | call |
| NEONODE INC | 64051M402 | COM NEW | 16,000 | $50,000 | thousands by filing date | call |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 45,000 | $50,000 | thousands by filing date | principal |
| QUICKLOGIC CORP | 74837P108 | COM | 9,700 | $50,000 | thousands by filing date | call |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $50,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 179,170 | $50,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,500 | $50,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10,000 | $50,000 | thousands by filing date | |
| TRIVASCULAR TECHNOLOGIES INC | 89685A102 | COM | 3,196 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 818 | $49,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,339 | $49,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,000 | $49,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 1,556 | $49,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $49,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 679 | $49,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 6,428 | $49,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 3,100 | $49,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 2,100 | $49,000 | thousands by filing date | put |
| EVERYWARE GLOBAL INC | 300439106 | COM | 37,401 | $49,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,975 | $49,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 14,159 | $49,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,540 | $49,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,588 | $49,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 4,300 | $48,000 | thousands by filing date | put |
| AGREE RLTY CORP COM | 008492100 | REIT | 1,597 | $48,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 1,900 | $48,000 | thousands by filing date | call |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,500 | $48,000 | thousands by filing date | call |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 4,638 | $48,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $48,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 10,500 | $48,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AH9 | NOTE | 48,000 | $48,000 | thousands by filing date | principal |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 1,761 | $48,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,000 | $48,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,500 | $48,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 3,459 | $48,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 30,000 | $48,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 42,000 | $48,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,000 | $47,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 700 | $47,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 3,100 | $47,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,800 | $47,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 3,363 | $47,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 642 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,800 | $47,000 | thousands by filing date | call |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 7,919 | $47,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,000 | $47,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,400 | $47,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,000 | $47,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575109 | COM | 8,863 | $47,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,500 | $46,000 | thousands by filing date | call |
| PC CONNECTION INC | 69318J100 | COM | 2,200 | $46,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,605 | $46,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 2,086 | $46,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,800 | $46,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 1,000 | $46,000 | thousands by filing date | put |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $46,000 | thousands by filing date | call |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 4,358 | $46,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,000 | $46,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,435 | $46,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 9,900 | $46,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,985 | $46,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 3,022 | $46,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 2,408 | $45,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,688 | $45,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,000 | $45,000 | thousands by filing date | put |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 4,271 | $45,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 2,422 | $45,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,337 | $45,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,636 | $45,000 | thousands by filing date | |
| BSB BANCORP INC MD | 05573H108 | COM | 2,639 | $45,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 4,178 | $45,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 27,544 | $45,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 5,700 | $45,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 9,111 | $45,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 1,772 | $45,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 900 | $44,000 | thousands by filing date | put |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,800 | $44,000 | thousands by filing date | call |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,040 | $44,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,400 | $44,000 | thousands by filing date | put |
| ARQ INC | 00770C101 | COM | 1,920 | $44,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 4,865 | $44,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,300 | $44,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 600 | $44,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 2,800 | $44,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 3,300 | $44,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 3,500 | $44,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 17,583 | $44,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 59,000 | $44,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 11,721 | $44,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $44,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 2,417 | $44,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,000 | $44,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,854 | $44,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 6,500 | $44,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,571 | $43,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,000 | $43,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 874 | $43,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 1,273 | $43,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,204 | $43,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 400 | $43,000 | thousands by filing date | put |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 8,500 | $43,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 1,878 | $43,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $43,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 6,500 | $43,000 | thousands by filing date | call |
| INTERPHASE CORP | 460593106 | COM | 10,000 | $43,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 40,000 | $43,000 | thousands by filing date | principal |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 2,361 | $43,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,449 | $43,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 4,901 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $43,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 500 | $42,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 400 | $42,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,000 | $42,000 | thousands by filing date | put |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 500 | $42,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 4,143 | $42,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 2,141 | $42,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 1,298 | $42,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,600 | $42,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 3,000 | $42,000 | thousands by filing date | put |
| ESSA BANCORP INC COM | 29667D104 | Stock | 3,802 | $42,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 40,000 | $42,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,156 | $42,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,150 | $42,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,578 | $42,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 2,771 | $42,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 14,227 | $42,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 9,500 | $42,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,127 | $42,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,230 | $42,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 14,000 | $42,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 812 | $41,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,850 | $41,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 30,359 | $41,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,542 | $41,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 7,300 | $41,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 1,700 | $41,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 2,922 | $41,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 6,500 | $41,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $41,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,200 | $41,000 | thousands by filing date | call |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,555 | $41,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 11,000 | $41,000 | thousands by filing date | principal |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 33,360 | $41,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 353,100 | $41,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 2,500 | $40,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,176 | $40,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 300 | $40,000 | thousands by filing date | call |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 3,911 | $40,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 20,122 | $40,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 4,300 | $40,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 3,700 | $40,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 10,820 | $40,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,300 | $40,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 3,000 | $40,000 | thousands by filing date | call |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,956 | $40,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 6,300 | $40,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,250 | $40,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 901 | $40,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 3,000 | $40,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 2,014 | $40,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,600 | $40,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 500 | $39,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,000 | $39,000 | thousands by filing date | call |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 417 | $39,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 4,839 | $39,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,000 | $39,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,554 | $39,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,300 | $39,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,334 | $39,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 3,000 | $39,000 | thousands by filing date | call |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,222 | $39,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,642 | $39,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $39,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 4,167 | $39,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 4,950 | $39,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,000 | $39,000 | thousands by filing date | put |
| SQUARE 1 FINL INC | 85223W101 | CL A | 2,054 | $39,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 600 | $38,000 | thousands by filing date | call |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 814 | $38,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 1,032 | $38,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,435 | $38,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,734 | $38,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 4,690 | $38,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,909 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,304 | $38,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,681 | $38,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,905 | $38,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 4,362 | $38,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 8,663 | $38,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 4,077 | $38,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 754 | $38,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $38,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,200 | $37,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 1,509 | $37,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 5,191 | $37,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 5,000 | $37,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,399 | $37,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 2,500 | $37,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 400 | $37,000 | thousands by filing date | call |
| ANTARES PHARMA INC | 036642106 | COM | 13,700 | $37,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 8,000 | $37,000 | thousands by filing date | put |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,001 | $37,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 900 | $36,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 1,335 | $36,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,000 | $36,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 4,206 | $36,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 4,820 | $36,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 800 | $36,000 | thousands by filing date | call |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 300 | $36,000 | thousands by filing date | call |
| Surmodics Inc | 868873100 | Common Stock | 1,700 | $36,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 2,645 | $36,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 800 | $36,000 | thousands by filing date | put |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 800 | $36,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,100 | $36,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 1,400 | $36,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 4,501 | $36,000 | thousands by filing date | |
| ISRAMCO INC | 465141406 | COM | 283 | $36,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 5,000 | $36,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 750 | $36,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $36,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 4,700 | $36,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,628 | $35,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 500 | $35,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 3,000 | $35,000 | thousands by filing date | put |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 828 | $35,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $35,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 3,664 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,374 | $35,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 1,140 | $35,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 24,675 | $35,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 7,521 | $35,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 8,600 | $35,000 | thousands by filing date | put |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,665 | $35,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 3,919 | $35,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 4,909 | $35,000 | thousands by filing date | |
| SPDR INDEX SHS FDS EUR STOXX SMCP | 78463X392 | CEF | 610 | $35,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 1,400 | $35,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 2,000 | $34,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,966 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 1,265 | $34,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,598 | $34,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,200 | $34,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 10,000 | $34,000 | thousands by filing date | principal |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 11,522 | $34,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,000 | $34,000 | thousands by filing date | put |
| HORIZON PHARMA INC | 44047T109 | COM | 2,136 | $34,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 4,900 | $34,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 4,480 | $34,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,395 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 425 | $34,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,255 | $34,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 1,613 | $34,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 2,483 | $34,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 3,074 | $33,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,000 | $33,000 | thousands by filing date | call |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 2,500 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 43,754 | $33,000 | thousands by filing date | principal |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 907 | $33,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 3,500 | $33,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 5,026 | $33,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,100 | $33,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 2,900 | $33,000 | thousands by filing date | call |
| AMBASSADORS GROUP INC | 023177108 | COM | 7,080 | $33,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,600 | $33,000 | thousands by filing date | call |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 27,000 | $33,000 | thousands by filing date | principal |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,961 | $33,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 2,708 | $33,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 2,960 | $33,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 3,670 | $33,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 1,595 | $33,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 624 | $32,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 319 | $32,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,800 | $32,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 500 | $32,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 500 | $32,000 | thousands by filing date | put |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 1,000 | $32,000 | thousands by filing date | put |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $32,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,332 | $32,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 25,947 | $32,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,645 | $32,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 5,800 | $32,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,900 | $32,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 4,200 | $32,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 25,000 | $32,000 | thousands by filing date | principal |
| PARK STERLING CORP | 70086Y105 | COM | 4,803 | $32,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $32,000 | thousands by filing date | |
| ENVENTIS CORP | 29402J101 | COM | 2,049 | $32,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 900 | $31,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 800 | $31,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,505 | $31,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 3,163 | $31,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 900 | $31,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 500 | $31,000 | thousands by filing date | call |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,649 | $31,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,800 | $31,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 10,000 | $31,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 200 | $31,000 | thousands by filing date | call |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 4,392 | $31,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 1,857 | $31,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 9,900 | $31,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 1,025 | $31,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 7,500 | $31,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 25,000 | $31,000 | thousands by filing date | principal |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 10,384 | $31,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 9,200 | $30,000 | thousands by filing date | put |
| QUALYS INC COM | 74758T303 | Stock | 1,167 | $30,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,900 | $30,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,825 | $30,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 500 | $30,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 1,100 | $30,000 | thousands by filing date | call |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 2,127 | $30,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,700 | $30,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 1,300 | $30,000 | thousands by filing date | call |
| CENTURY ALUM CO | 156431108 | COM | 1,900 | $30,000 | thousands by filing date | put |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 1,386 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 1,038 | $30,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,329 | $30,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 400 | $30,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 5,126 | $30,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 2,100 | $30,000 | thousands by filing date | call |
| RTI BIOLOGICS INC | 74975N105 | COM | 6,839 | $30,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 7,678 | $30,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 20,400 | $30,000 | thousands by filing date | call |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 13,000 | $30,000 | thousands by filing date | principal |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 2,499 | $30,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,149 | $30,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 700 | $30,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 400 | $29,000 | thousands by filing date | call |
| BANCORP INC DEL | 05969A105 | COM | 2,411 | $29,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,400 | $29,000 | thousands by filing date | call |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 1,681 | $29,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,253 | $29,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 3,000 | $29,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,784 | $29,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,000 | $29,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 2,200 | $29,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |