13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PHOTRONICS INC | 719405102 | COM | 1,000 | $9,000 | thousands by filing date | put |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $9,000 | thousands by filing date | call |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 400 | $9,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 940 | $9,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 193 | $9,000 | thousands by filing date | |
| IMMUCELL CORP | 452525306 | COM PAR | 2,074 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 325 | $9,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 1,000 | $9,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 500 | $9,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 550 | $9,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 10,530 | $9,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 4,000 | $9,000 | thousands by filing date | principal |
| CURIS INC | 231269101 | COM | 5,000 | $9,000 | thousands by filing date | put |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 3,047 | $9,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,800 | $9,000 | thousands by filing date | put |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 5,600 | $9,000 | thousands by filing date | call |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 800 | $9,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 30,000 | $9,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,176 | $9,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 309 | $9,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 4,791 | $9,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 600 | $9,000 | thousands by filing date | put |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 1,595 | $9,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,101 | $9,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 626 | $9,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 5,837 | $9,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 2,800 | $9,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 2,669 | $9,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L485 | US TRES FLATT | 145 | $9,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 4,000 | $9,000 | thousands by filing date | principal |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,385 | $8,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 877 | $8,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 200 | $8,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $8,000 | thousands by filing date | put |
| CENTENE CORP DEL COM | 15135B101 | Stock | 100 | $8,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 300 | $8,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 300 | $8,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 2,300 | $8,000 | thousands by filing date | call |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 500 | $8,000 | thousands by filing date | put |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 900 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 734 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 126 | $8,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 500 | $8,000 | thousands by filing date | put |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 1,526 | $8,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 1,300 | $8,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 1,000 | $8,000 | thousands by filing date | put |
| Vistaprint NV Cimpress | N93540107 | CMPR | 200 | $8,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 500 | $8,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 547 | $8,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 2,000 | $8,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 900 | $8,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 3,000 | $8,000 | thousands by filing date | principal |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 4,178 | $8,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 697 | $8,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 319 | $8,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,000 | $8,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 3,060 | $8,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 389 | $8,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 500 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 6,000 | $8,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 4,000 | $8,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 242 | $8,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 3,000 | $8,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 550 | $8,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,718 | $8,000 | thousands by filing date | |
| BIOCEPT INC | 09072V105 | COM | 1,358 | $8,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 7,000 | $8,000 | thousands by filing date | principal |
| JGWPT HLDGS INC | 46617m109 | CL A | 683 | $8,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 2,974 | $8,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 600 | $7,000 | thousands by filing date | call |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 293 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 100 | $7,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 200 | $7,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 700 | $7,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 400 | $7,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 200 | $7,000 | thousands by filing date | put |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 316 | $7,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 398 | $7,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 260 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 121 | $7,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 1,450 | $7,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 7,000 | $7,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 500 | $7,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 800 | $7,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 200 | $7,000 | thousands by filing date | call |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 6,000 | $7,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 1,500 | $7,000 | thousands by filing date | put |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,100 | $7,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 500 | $7,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 5,000 | $7,000 | thousands by filing date | principal |
| INTL SHIPHOLDING CORP | 460321201 | COM | 286 | $7,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 209 | $7,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,694 | $7,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 2,038 | $7,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 6,000 | $7,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 9,000 | $7,000 | thousands by filing date | principal |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 400 | $7,000 | thousands by filing date | put |
| NOVAGOLD RES INC | 66987EAA5 | NOTE 5.500% 5/0 | 7,000 | $7,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 500 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 577 | $7,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E102 | COM | 1,605 | $7,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 2,664 | $7,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 1,000 | $7,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 332 | $7,000 | thousands by filing date | |
| LILIS ENERGY INC | 532403102 | Cmn | 3,768 | $7,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 824 | $6,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 100 | $6,000 | thousands by filing date | put |
| OIL DRI CORP AMER COM | 677864100 | Stock | 186 | $6,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 100 | $6,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,500 | $6,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 100 | $6,000 | thousands by filing date | put |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 348 | $6,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 596 | $6,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 10,900 | $6,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 2,685 | $6,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,126 | $6,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 1,240 | $6,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 800 | $6,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 6,428 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 551 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 9,700 | $6,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,200 | $6,000 | thousands by filing date | call |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 200 | $6,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 1,518 | $6,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 3,000 | $6,000 | thousands by filing date | call |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 250 | $6,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,000 | $6,000 | thousands by filing date | put |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,000 | $6,000 | thousands by filing date | call |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 400 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 2,700 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | principal |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 156 | $6,000 | thousands by filing date | |
| PROLOGIS | 743410AY8 | NOTE 3.250% 3/1 | 5,000 | $6,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $6,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 322 | $6,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 10,000 | $6,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 5,000 | $6,000 | thousands by filing date | principal |
| GAS NAT INC | 367204104 | COM | 600 | $6,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 526 | $6,000 | thousands by filing date | |
| ISHARES TR | 46429B648 | TRGT 2045 INDX | 157 | $6,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 430 | $6,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 2,000 | $6,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y322 | COM | 515 | $6,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 6,000 | $6,000 | thousands by filing date | principal |
| WENDYS CO COM | 95058W100 | Stock | 600 | $5,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 200 | $5,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 800 | $5,000 | thousands by filing date | put |
| PATRICK INDS INC | 703343103 | COM | 100 | $5,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 403 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 180 | $5,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 236 | $5,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 9,000 | $5,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 500 | $5,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | put |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 100 | $5,000 | thousands by filing date | put |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,700 | $5,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 300 | $5,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 502 | $5,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| BG MEDICINE INC | 08861T107 | COM | 4,653 | $5,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 200 | $5,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 2,699 | $5,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 432 | $5,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 200 | $5,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 594 | $5,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 1,461 | $5,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 2,385 | $5,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 1,000 | $5,000 | thousands by filing date | put |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,701 | $5,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,252 | $5,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 2,500 | $5,000 | thousands by filing date | call |
| CENVEO INC | 15670S105 | COM | 1,350 | $5,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,962 | $5,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 1,528 | $5,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 1,812 | $5,000 | thousands by filing date | |
| GLOBAL INDEMNITY PLC | G39319101 | SHS | 194 | $5,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 577 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 200 | $5,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 500 | $5,000 | thousands by filing date | put |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 5,000 | $5,000 | thousands by filing date | principal |
| Lihua International Inc. | 532352101 | COM | 16,356 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 35 | $5,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 740 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R759 | CDA BD IDX FD | 50 | $5,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 344 | $5,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 4,700 | $5,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,176 | $5,000 | thousands by filing date | |
| MAM SOFTWARE GROUP INC | 55277Q201 | CMN | 1,000 | $5,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 266 | $5,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 235 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 372 | $5,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 5,000 | $5,000 | thousands by filing date | principal |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 250 | $5,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 4,000 | $5,000 | thousands by filing date | principal |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 355 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B613 | CONTRARIAN OPP | 200 | $5,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X300 | COM PAR | 1,307 | $5,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 200 | $4,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 64 | $4,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 99 | $4,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 58 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 283 | $4,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 1,257 | $4,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 484 | $4,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 255 | $4,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 72 | $4,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 146 | $4,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 300 | $4,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 63 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 3,000 | $4,000 | thousands by filing date | principal |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1,361 | $4,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 2,500 | $4,000 | thousands by filing date | put |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $4,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $4,000 | thousands by filing date | put |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 2,000 | $4,000 | thousands by filing date | call |
| NEW YORK & CO INC | 649295102 | COM | 1,000 | $4,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 100 | $4,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 4,000 | $4,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 1,401 | $4,000 | thousands by filing date | |
| RICK'S CABARET INTL INC | 765641303 | COM | 400 | $4,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 975 | $4,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 215 | $4,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 3,197 | $4,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 1,490 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,000 | $4,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 5,000 | $4,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 1,000 | $4,000 | thousands by filing date | principal |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 287 | $4,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 279 | $4,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 902 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 782 | $4,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 3,000 | $4,000 | thousands by filing date | principal |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 527 | $4,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 1,106 | $4,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 70 | $4,000 | thousands by filing date | |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 963 | $4,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL INC | 73937B738 | COM | 74 | $4,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 700 | $4,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 700 | $4,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,732 | $4,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 300 | $4,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 319 | $3,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 300 | $3,000 | thousands by filing date | call |
| HACKETT GROUP INC | 404609109 | COM | 513 | $3,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 33 | $3,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 103 | $3,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 121 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 200 | $3,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 35 | $3,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 585 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 110 | $3,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 14 | $3,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 435 | $3,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 5,685 | $3,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 100 | $3,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 600 | $3,000 | thousands by filing date | call |
| NUTRI SYS INC NEW | 67069D108 | COM | 200 | $3,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 150 | $3,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 600 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 200 | $3,000 | thousands by filing date | call |
| SILVER STD RES INC | 82823L106 | COM | 300 | $3,000 | thousands by filing date | call |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,117 | $3,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 100 | $3,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 200 | $3,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 300 | $3,000 | thousands by filing date | call |
| CLEVELAND BIOLABS INC | 185860103 | COM | 6,244 | $3,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 5,450 | $3,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 1,000 | $3,000 | thousands by filing date | call |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 129 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $3,000 | thousands by filing date | call |
| AUTOBYTEL INC | 05275N205 | COM | 200 | $3,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 91 | $3,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 532 | $3,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 137 | $3,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 249 | $3,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 300 | $3,000 | thousands by filing date | call |
| VERSAR INC | 925297103 | COM | 783 | $3,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 2,212 | $3,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 439 | $3,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 800 | $3,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 157 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 2,666 | $3,000 | thousands by filing date | principal |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 12,196 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 375 | $3,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 1,125 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 200 | $3,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 1,000 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 8,000 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 200 | $3,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 632 | $3,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 1,445 | $3,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 1,246 | $3,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 162 | $3,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 1,049 | $3,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 160 | $3,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 249 | $3,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 257 | $3,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 528 | $3,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818AB7 | CNV | 3,000 | $3,000 | thousands by filing date | principal |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 25,400 | $3,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 2,000 | $3,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 595 | $3,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 357 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 800 | $3,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 187 | $3,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,000 | $3,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 676 | $2,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 34 | $2,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 9 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $2,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 215 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 318 | $2,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 121 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 131 | $2,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 73 | $2,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 243 | $2,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 102 | $2,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 57 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100 | $2,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 200 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| BARNWELL INDS INC | 068221100 | COM | 600 | $2,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 100 | $2,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 200 | $2,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 75 | $2,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 17 | $2,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 259 | $2,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 500 | $2,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 600 | $2,000 | thousands by filing date | call |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 72 | $2,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 700 | $2,000 | thousands by filing date | put |
| QLT INC | 746927102 | COMMON STOCK | 371 | $2,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 128 | $2,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 52 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 22 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 164 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 71 | $2,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 400 | $2,000 | thousands by filing date | call |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 687 | $2,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 637 | $2,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 200 | $2,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 160 | $2,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 81 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 74 | $2,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 100 | $2,000 | thousands by filing date | put |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 106 | $2,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 950 | $2,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 921 | $2,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 1,220 | $2,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 900 | $2,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 297 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,000 | $2,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 433 | $2,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 48 | $2,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 3,100 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 5,700 | $2,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 1,600 | $2,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 787 | $2,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 85 | $2,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 1,000 | $2,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 99 | $2,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 344 | $2,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 911 | $2,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 155 | $2,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 5,800 | $2,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 2,100 | $2,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 730 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 116 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 100 | $2,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 100 | $2,000 | thousands by filing date | call |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 635 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 100 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 133 | $2,000 | thousands by filing date | |
| State Investors Bancorp, Inc. | 857030100 | Common Stock | 125 | $2,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 841 | $2,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 737 | $2,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 499 | $2,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 2,000 | $2,000 | thousands by filing date | principal |
| ELMIRA SVGS BK ELMIRA N Y | 289660102 | COM | 69 | $2,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 99 | $2,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 300 | $2,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 2,400 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | principal |
| UCP INC - CL A | 90265Y106 | Common Stock | 165 | $2,000 | thousands by filing date | |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 829 | $2,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 10,623 | $2,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 36 | $1,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 94 | $1,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 900 | $1,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $1,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 50 | $1,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 200 | $1,000 | thousands by filing date | call |
| MOELIS & CO | 60786M105 | CL A | 34 | $1,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 12 | $1,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 67 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 100 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 56 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 100 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 14 | $1,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 47 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 101 | $1,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 500 | $1,000 | thousands by filing date | call |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 28 | $1,000 | thousands by filing date | |
| SEMLER SCIENTIFIC INC | 81684M104 | COM | 177 | $1,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 30 | $1,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 400 | $1,000 | thousands by filing date | call |
| CARVER BANCORP ORD | 146875604 | COM | 153 | $1,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 274 | $1,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 800 | $1,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| SWS GROUP INC | 78503N107 | COM | 161 | $1,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 312 | $1,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 400 | $1,000 | thousands by filing date | put |
| SERVOTRONICS INC | 817732100 | COM | 200 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 200 | $1,000 | thousands by filing date | put |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 1,000 | $1,000 | thousands by filing date | principal |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 350 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 200 | $1,000 | thousands by filing date | call |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 648 | $1,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 1,031 | $1,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 200 | $1,000 | thousands by filing date | call |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 63 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 500 | $1,000 | thousands by filing date | put |
| MELA SCIENCES INC | 55277R100 | COM | 2,000 | $1,000 | thousands by filing date | put |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 1,050 | $1,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 54 | $1,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 312 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 223 | $1,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 219 | $1,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 56 | $1,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 500 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 100 | $1,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 85 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 230 | $1,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 20 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 65 | $1,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 900 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 1,000 | $1,000 | thousands by filing date | |
| AMERIANA BANCORP | 023613102 | COM | 47 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 25 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 115 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 100 | $1,000 | thousands by filing date | call |
| CGG SPONS ADR | 12531Q105 | ADR | 101 | $1,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 50 | $1,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 25 | $1,000 | thousands by filing date | |
| MATTERSIGHT CORP | 577097108 | COM | 135 | $1,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 32 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 100 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 351 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 900 | $1,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 1,231 | $1,000 | thousands by filing date | |
| Alliance Bancorp, Inc. of Pennsylvania | 01890A108 | Common Stock | 82 | $1,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 115 | $1,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 46 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 51 | $1,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 50 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 352 | $1,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 562 | $1,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 1,300 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 357 | $1,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 3,319 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 540 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 517 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 132 | $1,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 107 | $1,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 100 | $1,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 26 | $1,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 335 | $1,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 100 | $1,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 172 | $1,000 | thousands by filing date | |
| Birner Dental Management | 091283200 | COM NEW | 42 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| COVISINT CORP | 22357R103 | COM | 152 | $1,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 1,000 | $1,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 1,000 | $1,000 | thousands by filing date | principal |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 197 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |