13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 8,137 holding rows worth $312,596,477,000.
- Accession
- 0001140361-14-032665
- Filer
- CIK 70858
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,960 entries on the cover page, a total value of $312,596,477,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $312,596,477,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 8,546 | $343,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 28,434 | $343,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,541 | $343,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,400 | $340,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 26,006 | $340,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 3,800 | $340,000 | thousands by filing date | put |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 25,382 | $340,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 11,752 | $339,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,559 | $339,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 21,227 | $339,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 46,956 | $338,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,400 | $338,000 | thousands by filing date | call |
| COHEN & STEERS INC COM | 19247A100 | Stock | 7,774 | $337,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 21,349 | $337,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 9,356 | $337,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 103,686 | $337,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,400 | $336,000 | thousands by filing date | call |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 16,501 | $336,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,676 | $335,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 71,552 | $335,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 89,034 | $335,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,200 | $334,000 | thousands by filing date | call |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 6,778 | $334,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 9,692 | $334,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,200 | $334,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 11,575 | $334,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 99,484 | $333,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 14,814 | $332,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,610 | $332,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,596 | $332,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 17,936 | $332,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 25,810 | $331,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 12,026 | $331,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 9,316 | $331,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 42,404 | $331,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 4,844 | $331,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,366 | $330,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 144,770 | $330,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,294 | $329,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 144,500 | $329,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 6,900 | $329,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 55,900 | $328,000 | thousands by filing date | call |
| ROUNDY'S INC | 779268101 | COM | 59,618 | $328,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 39,294 | $326,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 3,500 | $326,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 19,600 | $326,000 | thousands by filing date | call |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 5,585 | $325,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 36,435 | $325,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 35,305 | $325,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 25,364 | $325,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 9,059 | $324,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 24,393 | $324,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 119,645 | $324,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,200 | $323,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 10,650 | $323,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 14,500 | $323,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 8,855 | $323,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 326,000 | $323,000 | thousands by filing date | principal |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 11,873 | $322,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,176 | $322,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 10,225 | $322,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 17,425 | $322,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 9,870 | $322,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,700 | $321,000 | thousands by filing date | call |
| DEL MONTE CORP ORD | G36738105 | Stock | 10,475 | $321,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 17,950 | $321,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 34,900 | $321,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 12,050 | $321,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 19,640 | $320,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 20,574 | $320,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 57,947 | $320,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 11,400 | $320,000 | thousands by filing date | put |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 9,350 | $320,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 6,300 | $319,000 | thousands by filing date | put |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 10,150 | $319,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 6,015 | $319,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 101,586 | $319,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 18,486 | $319,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 27,362 | $319,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 21,993 | $318,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,800 | $316,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 10,600 | $316,000 | thousands by filing date | put |
| INTL FCSTONE INC | 46116V105 | COM | 15,847 | $316,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 10,647 | $315,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 53,416 | $315,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 20,163 | $314,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 12,659 | $314,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,000 | $314,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 5,000 | $314,000 | thousands by filing date | call |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 20,409 | $314,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 6,600 | $314,000 | thousands by filing date | call |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 8,187 | $314,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 41,500 | $314,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 8,106 | $314,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,972 | $313,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 23,100 | $312,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 5,000 | $312,000 | thousands by filing date | put |
| RAVEN INDS INC COM | 754212108 | Stock | 9,419 | $312,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 23,673 | $312,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 23,500 | $311,000 | thousands by filing date | put |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 9,715 | $311,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,200 | $310,000 | thousands by filing date | put |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 31,637 | $310,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 5,338 | $310,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,515 | $309,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 14,797 | $309,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 84,600 | $309,000 | thousands by filing date | call |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 5,291 | $309,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 4,000 | $308,000 | thousands by filing date | put |
| Matrix Service Company | 576853105 | COM | 9,376 | $308,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 91,952 | $307,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 6,710 | $307,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 27,800 | $307,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,252 | $307,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 36,081 | $307,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 16,764 | $307,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 58,191 | $307,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 85,000 | $307,000 | thousands by filing date | put |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,183 | $307,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,435 | $307,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 16,400 | $307,000 | thousands by filing date | put |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 24,040 | $306,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 187,674 | $306,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 7,200 | $306,000 | thousands by filing date | call |
| VICAL INC | 925602104 | COM | 250,763 | $306,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,801 | $305,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 20,200 | $305,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 1,700 | $304,000 | thousands by filing date | call |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,532 | $304,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,700 | $304,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W227 | COM | 5,343 | $304,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 26,367 | $303,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,016 | $303,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 3,300 | $302,000 | thousands by filing date | call |
| ELECTRO RENT CORP | 285218103 | COM | 18,005 | $302,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,750 | $302,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 2,965 | $302,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 3,756 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,614 | $301,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 67,846 | $301,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 14,200 | $300,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 11,530 | $300,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 24,700 | $299,000 | thousands by filing date | call |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,272 | $299,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,500 | $299,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,796 | $299,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 27,586 | $299,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 18,900 | $299,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 33,709 | $299,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 33,770 | $298,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 12,100 | $298,000 | thousands by filing date | put |
| HOME BANCSHARES INC COM | 436893200 | Stock | 9,047 | $297,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,100 | $297,000 | thousands by filing date | call |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 12,004 | $297,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 21,150 | $297,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,100 | $296,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,000 | $296,000 | thousands by filing date | call |
| NANOSPHERE INC | 63009F105 | COM | 187,259 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,940 | $295,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 13,665 | $295,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 88,235 | $295,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 46,521 | $295,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 4,304 | $294,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,025 | $294,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 6,800 | $293,000 | thousands by filing date | call |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,624 | $293,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 43,335 | $293,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 64,386 | $293,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 44,917 | $293,000 | thousands by filing date | |
| BLACKROCK ECOSOLUTIONS | 092546100 | COM SH | 35,529 | $293,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 103,808 | $292,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 99,748 | $292,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 3,796 | $292,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 23,500 | $292,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 8,219 | $292,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 2,226 | $292,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 12,639 | $292,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 7,100 | $291,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,600 | $291,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 15,134 | $291,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 20,712 | $291,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,600 | $290,000 | thousands by filing date | call |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,700 | $290,000 | thousands by filing date | call |
| ANGIODYNAMICS INC | 03475V101 | COM | 17,750 | $290,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 251,960 | $290,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 219,969 | $290,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 20,890 | $290,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 20,885 | $290,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 10,500 | $290,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,603 | $290,000 | thousands by filing date | |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 27,748 | $290,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,770 | $289,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 6,800 | $289,000 | thousands by filing date | put |
| TREX CO INC | 89531P105 | COM | 10,000 | $288,000 | thousands by filing date | put |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,414 | $288,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,888 | $288,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 49,102 | $288,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 20,419 | $288,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,500 | $288,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 35,655 | $288,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,500 | $287,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,181 | $287,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 28,800 | $287,000 | thousands by filing date | put |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 273,000 | $287,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,314 | $287,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 28,310 | $286,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 312,303 | $286,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 20,526 | $286,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 9,171 | $285,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 6,677 | $285,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 33,778 | $285,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,261 | $284,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 6,192 | $284,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 24,600 | $284,000 | thousands by filing date | put |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 13,927 | $284,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 7,098 | $283,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 18,106 | $283,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 41,991 | $283,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 8,044 | $283,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 11,400 | $282,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 87,557 | $281,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 14,132 | $281,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,800 | $281,000 | thousands by filing date | put |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 18,400 | $281,000 | thousands by filing date | put |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 172,288 | $281,000 | thousands by filing date | |
| MARKET VECTORS EGYPT INDEX ETF | 57061R569 | Exchange Traded Product | 4,161 | $281,000 | thousands by filing date | |
| DEUTSCHE BK AG RT | D17698107 | RIGHT 06/24/2014 | 145,756 | $281,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 10,184 | $280,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 12,700 | $279,000 | thousands by filing date | call |
| ORTHOFIX INTL N V | N6748L102 | COM | 7,683 | $279,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 5,313 | $279,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R767 | GERM BD IDX FD | 2,539 | $279,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,100 | $278,000 | thousands by filing date | call |
| CAVIUM INC | 14964U108 | COM | 5,600 | $278,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 3,200 | $278,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U282 | RENMINBI BOND | 10,827 | $278,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 7,827 | $277,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,322 | $277,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 31,759 | $277,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 35,265 | $277,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,246 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,400 | $276,000 | thousands by filing date | call |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 846 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 6,990 | $276,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 30,333 | $276,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 9,489 | $276,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 20,920 | $275,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,981 | $275,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 8,000 | $275,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 16,050 | $275,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 57,095 | $275,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 74,825 | $275,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 60,972 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 10,314 | $274,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,736 | $274,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 40,000 | $274,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 8,883 | $274,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 26,217 | $274,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 12,876 | $273,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,300 | $272,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 2,600 | $272,000 | thousands by filing date | call |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 6,000 | $272,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 41,709 | $272,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,200 | $272,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 12,810 | $272,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 19,510 | $272,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 10,177 | $271,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,300 | $271,000 | thousands by filing date | put |
| EVOKE PHARMA INC | 30049G104 | COM | 33,500 | $271,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 7,317 | $271,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 23,623 | $270,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 10,728 | $269,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,200 | $269,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 24,092 | $268,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 95,235 | $268,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 17,500 | $267,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 10,525 | $267,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 26,153 | $267,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 26,628 | $266,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,900 | $265,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 64,289 | $265,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 8,530 | $265,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 10,532 | $265,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 39,602 | $265,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 14,904 | $265,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 8,762 | $264,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 12,349 | $264,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 21,200 | $264,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 3,000 | $263,000 | thousands by filing date | put |
| ROGERS CORP COM | 775133101 | Stock | 3,961 | $263,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 18,280 | $263,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 47,681 | $263,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 16,226 | $263,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 23,837 | $263,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 10,651 | $263,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 18,642 | $262,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 5,316 | $262,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 7,115 | $262,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 14,853 | $262,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 19,142 | $262,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,600 | $261,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,825 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 8,125 | $261,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 38,733 | $261,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 39,642 | $261,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 10,600 | $261,000 | thousands by filing date | call |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 32,716 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,655 | $260,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 22,738 | $260,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,230 | $260,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 12,800 | $260,000 | thousands by filing date | call |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 69,884 | $260,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 11,023 | $260,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 62,419 | $260,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 17,878 | $260,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 9,927 | $259,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 14,070 | $259,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 8,300 | $259,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 112,376 | $259,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 91,728 | $259,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,800 | $258,000 | thousands by filing date | put |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 6,945 | $258,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 10,672 | $258,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 10,000 | $258,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 11,362 | $257,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,200 | $257,000 | thousands by filing date | put |
| LinnCo, LLC | 535782106 | LTD | 8,200 | $257,000 | thousands by filing date | call |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 25,560 | $257,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 19,492 | $255,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 6,135 | $255,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,000 | $255,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,516 | $255,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,400 | $255,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 9,850 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 10,125 | $255,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,700 | $254,000 | thousands by filing date | put |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,338 | $254,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 29,506 | $254,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,277 | $254,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 92,874 | $254,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,150 | $253,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 12,260 | $253,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 77,454 | $253,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 261,050 | $253,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 6,188 | $252,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,700 | $252,000 | thousands by filing date | put |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 37,024 | $252,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 45,814 | $251,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 7,400 | $250,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 34,877 | $250,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,000 | $250,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 1,700 | $250,000 | thousands by filing date | put |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 9,475 | $250,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 3,600 | $249,000 | thousands by filing date | put |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 27,392 | $249,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 113,201 | $249,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 16,262 | $249,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 273,904 | $249,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 6,600 | $247,000 | thousands by filing date | put |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 87,700 | $247,000 | thousands by filing date | put |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 26,115 | $247,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,063 | $246,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 24,087 | $246,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 43,573 | $246,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 9,384 | $246,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 13,201 | $245,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,578 | $245,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 15,572 | $245,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 13,540 | $245,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 15,277 | $245,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 35,822 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 4,900 | $245,000 | thousands by filing date | put |
| ITRON INC COM | 465741106 | Stock | 6,000 | $243,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,900 | $243,000 | thousands by filing date | call |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 189,898 | $243,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 4,282 | $242,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 10,900 | $242,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 20,912 | $242,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 18,119 | $242,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 2,914 | $242,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 6,643 | $242,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 5,700 | $241,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 240,000 | $241,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 29,320 | $240,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 25,657 | $240,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 48,712 | $240,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 11,430 | $240,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,307 | $240,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 78,500 | $240,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 9,793 | $240,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 8,497 | $239,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,600 | $239,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 32,055 | $239,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 477,660 | $239,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 39,300 | $239,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,400 | $238,000 | thousands by filing date | call |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,100 | $238,000 | thousands by filing date | call |
| ANGIES LIST INC | 034754101 | COM | 19,900 | $238,000 | thousands by filing date | put |
| ELONG - ADR | 290138205 | ADR | 10,861 | $238,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 10,890 | $237,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,638 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,136 | $237,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,500 | $236,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,014 | $236,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 35,500 | $236,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 4,948 | $236,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 12,095 | $236,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 25,700 | $235,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 21,300 | $235,000 | thousands by filing date | put |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 8,692 | $235,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 33,860 | $235,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,300 | $235,000 | thousands by filing date | call |
| IMPAX LABORATORIES INC | 45256B101 | COM | 7,808 | $234,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 17,229 | $234,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,400 | $233,000 | thousands by filing date | put |
| AZENTA INC | 114340102 | COM | 21,699 | $233,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 10,010 | $233,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,100 | $233,000 | thousands by filing date | put |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 788,399 | $233,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 28,090 | $233,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 18,757 | $233,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 8,764 | $232,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 25,165 | $232,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,786 | $232,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 17,025 | $231,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 8,203 | $231,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 55,364 | $231,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,376 | $231,000 | thousands by filing date | |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 12,529 | $230,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 14,140 | $229,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 2,882 | $229,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,503 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 13,262 | $229,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 3,982 | $229,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 4,100 | $228,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 38,691 | $228,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 3,600 | $228,000 | thousands by filing date | call |
| Galena Biopharma Inc | 363256108 | COM | 74,805 | $228,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 28,300 | $228,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,800 | $227,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 9,700 | $227,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R302 | COM | 53,888 | $227,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,139 | $226,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 6,500 | $226,000 | thousands by filing date | call |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 41,414 | $226,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,000 | $225,000 | thousands by filing date | call |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,977 | $225,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 11,583 | $225,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 20,687 | $225,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 6,700 | $225,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,400 | $225,000 | thousands by filing date | put |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 4,640 | $224,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 2,500 | $224,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 19,184 | $224,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 162,799 | $224,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,100 | $223,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 18,725 | $223,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 124,600 | $223,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,138 | $222,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 9,589 | $222,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 15,352 | $222,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 3,306 | $222,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 6,974 | $222,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,500 | $221,000 | thousands by filing date | call |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 12,500 | $221,000 | thousands by filing date | call |
| LCNB CORP | 50181P100 | COM | 13,694 | $221,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 5,000 | $221,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 9,139 | $221,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 10,955 | $220,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 7,497 | $220,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 19,022 | $220,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 3,236 | $220,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 13,721 | $220,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 9,769 | $219,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 8,592 | $219,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 90,464 | $218,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 14,753 | $218,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 9,171 | $218,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,353 | $217,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 6,600 | $217,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 1,500 | $217,000 | thousands by filing date | call |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 14,396 | $217,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 62,199 | $217,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 83,593 | $217,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,663 | $217,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 7,509 | $217,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 52,500 | $216,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 11,308 | $216,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 64,855 | $216,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 10,688 | $216,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 6,372 | $216,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,045 | $216,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 13,727 | $216,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,904 | $215,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 8,800 | $215,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 16,382 | $215,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 6,908 | $215,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,022 | $214,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 14,550 | $214,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 10,364 | $214,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032665 | this filing | 2014-08-14 | acceptance time not in the bulk data set |