13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARQULE INC | 04269E107 | COM | 90,933 | $186,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 10,379 | $186,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 5,812 | $185,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,500 | $185,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 24,200 | $185,000 | thousands by filing date | call |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,483 | $185,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,550 | $184,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,416 | $184,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 18,666 | $184,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 4,000 | $184,000 | thousands by filing date | put |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 8,764 | $184,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 53,100 | $184,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 11,707 | $184,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 2,700 | $182,000 | thousands by filing date | call |
| Lifetime Brands Inc | 53222Q103 | COM | 10,185 | $182,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 32,435 | $182,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 10,428 | $182,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 22,100 | $182,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,982 | $181,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,016 | $181,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 10,250 | $181,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,300 | $180,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 36,625 | $180,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 8,100 | $180,000 | thousands by filing date | call |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 14,485 | $180,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 3,929 | $179,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 17,672 | $179,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,564 | $179,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 10,915 | $178,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,494 | $178,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 8,400 | $178,000 | thousands by filing date | put |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,611 | $178,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 26,067 | $177,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 12,100 | $177,000 | thousands by filing date | call |
| CIBER INC | 17163B102 | COM | 38,683 | $177,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 9,761 | $177,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 17,686 | $176,000 | thousands by filing date | |
| TAYLOR CAPITAL GROUP INC | 876851106 | COM | 7,392 | $176,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 24,700 | $175,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 10,504 | $175,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 6,100 | $175,000 | thousands by filing date | call |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 3,415 | $174,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,900 | $174,000 | thousands by filing date | put |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 12,665 | $174,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 16,711 | $174,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 25,380 | $174,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 2,600 | $173,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 6,786 | $173,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 15,146 | $173,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 20,555 | $173,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,937 | $172,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 14,648 | $172,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 3,631 | $172,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,400 | $171,000 | thousands by filing date | call |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,985 | $171,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,891 | $171,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 3,600 | $171,000 | thousands by filing date | put |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 5,314 | $171,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 3,200 | $170,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,940 | $170,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,427 | $170,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 14,000 | $170,000 | thousands by filing date | put |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,135 | $170,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 19,784 | $170,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,350 | $169,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 6,775 | $169,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 9,741 | $169,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 5,200 | $169,000 | thousands by filing date | put |
| SYNERON MEDICAL LTD | M87245102 | ORD | 13,548 | $169,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 22,051 | $169,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,700 | $168,000 | thousands by filing date | call |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,292 | $168,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 30,071 | $168,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 9,400 | $168,000 | thousands by filing date | call |
| LORILLARD INC | 544147101 | COM | 3,100 | $168,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 1,700 | $168,000 | thousands by filing date | call |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 11,364 | $168,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 2,755 | $168,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,100 | $167,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 3,800 | $167,000 | thousands by filing date | put |
| AUDIOCODES LTD | M15342104 | ORD | 23,000 | $167,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 10,568 | $167,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,431 | $167,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,500 | $166,000 | thousands by filing date | put |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,308 | $166,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,400 | $166,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 4,625 | $166,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,700 | $166,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,800 | $165,000 | thousands by filing date | put |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,000 | $165,000 | thousands by filing date | put |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,159 | $165,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 500 | $165,000 | thousands by filing date | call |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 3,817 | $165,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 16,735 | $165,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 7,099 | $165,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 3,000 | $165,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,700 | $164,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,300 | $164,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 7,603 | $164,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 58,007 | $164,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 6,284 | $164,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 5,986 | $164,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,600 | $163,000 | thousands by filing date | put |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,841 | $163,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 29,795 | $163,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,630 | $163,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 2,934 | $163,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 78,289 | $162,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 8,324 | $162,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,520 | $162,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,308 | $162,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 17,450 | $161,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 16,230 | $161,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,400 | $160,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,800 | $160,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,115 | $160,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 13,881 | $160,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 7,992 | $160,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,203 | $160,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 5,100 | $160,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 88,480 | $160,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 30,800 | $160,000 | thousands by filing date | put |
| CIENA CORP | 171779AE1 | NOTE | 157,000 | $160,000 | thousands by filing date | principal |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 5,807 | $160,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 6,700 | $159,000 | thousands by filing date | put |
| VRINGO INC | 92911N104 | COM | 45,700 | $159,000 | thousands by filing date | call |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 52,754 | $159,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,031 | $159,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,963 | $158,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,868 | $158,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,926 | $157,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 11,860 | $157,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 4,000 | $157,000 | thousands by filing date | call |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 32,394 | $157,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 260,700 | $157,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 30,297 | $157,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 14,334 | $157,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,100 | $156,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 5,110 | $156,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 7,900 | $156,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 2,353 | $155,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,131 | $155,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 3,192 | $155,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 36,500 | $155,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 26,100 | $155,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,200 | $154,000 | thousands by filing date | call |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 4,930 | $154,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 4,100 | $154,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 20,489 | $154,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 14,700 | $154,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 7,713 | $154,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,608 | $153,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,300 | $153,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,481 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 4,234 | $153,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 6,626 | $153,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 4,945 | $153,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 5,323 | $153,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 3,600 | $153,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 1,639 | $153,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 151,967 | $153,000 | thousands by filing date | principal |
| MURPHY OIL CORP COM | 626717102 | Stock | 2,400 | $151,000 | thousands by filing date | call |
| BLOUNT INTL INC NEW | 095180105 | COM | 12,663 | $151,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 43,082 | $151,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 18,144 | $151,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 5,100 | $150,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 34,800 | $150,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 8,488 | $150,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 2,700 | $149,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 3,509 | $149,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 9,651 | $149,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 14,085 | $149,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 5,600 | $149,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,600 | $149,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 5,700 | $149,000 | thousands by filing date | put |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,300 | $148,000 | thousands by filing date | call |
| AGILYSYS INC | 00847J105 | COM | 11,063 | $148,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 800 | $148,000 | thousands by filing date | put |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,565 | $148,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 479,586 | $148,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 31,177 | $148,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,466 | $147,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 4,291 | $147,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 4,030 | $147,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 15,300 | $147,000 | thousands by filing date | put |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 2,415 | $146,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 15,200 | $146,000 | thousands by filing date | call |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,200 | $145,000 | thousands by filing date | call |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 11,475 | $145,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 36,496 | $145,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 76,412 | $145,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,697 | $145,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 15,154 | $144,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,500 | $144,000 | thousands by filing date | put |
| CHEGG INC | 163092109 | COM | 20,566 | $144,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 11,450 | $144,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 6,700 | $144,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 5,400 | $143,000 | thousands by filing date | call |
| WHITING USA TR II | 966388100 | TR UNIT | 10,950 | $143,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,200 | $142,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,800 | $142,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,200 | $142,000 | thousands by filing date | call |
| BANKRATE INC DEL | 06647F102 | COM | 8,400 | $142,000 | thousands by filing date | put |
| LHC GROUP | 50187A107 | COM | 6,376 | $141,000 | thousands by filing date | |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 5,000 | $141,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 29,700 | $141,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 16,566 | $141,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 3,000 | $141,000 | thousands by filing date | put |
| COMMAND SEC CORP | 20050L100 | COM | 79,758 | $141,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 6,026 | $140,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 8,800 | $140,000 | thousands by filing date | put |
| FARMER BROS CO | 307675108 | COM | 7,099 | $140,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 26,900 | $140,000 | thousands by filing date | put |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,311 | $139,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,182 | $139,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 1,253 | $139,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 4,900 | $139,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 70,304 | $138,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 10,000 | $138,000 | thousands by filing date | call |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,950 | $138,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 8,053 | $138,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,875 | $137,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,177 | $137,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 3,300 | $137,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 5,800 | $137,000 | thousands by filing date | call |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 8,880 | $137,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,500 | $136,000 | thousands by filing date | call |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 3,021 | $136,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,109 | $136,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 3,400 | $136,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 6,800 | $136,000 | thousands by filing date | call |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 10,705 | $136,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 8,914 | $136,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 13,958 | $136,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 16,530 | $136,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,111 | $135,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 11,900 | $135,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 11,691 | $135,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 1,600 | $135,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 4,758 | $134,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,400 | $134,000 | thousands by filing date | put |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 6,072 | $134,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 44,574 | $134,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 6,309 | $134,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 48,000 | $134,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 5,152 | $133,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 14,897 | $133,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 12,781 | $133,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 7,500 | $133,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,380 | $133,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,400 | $132,000 | thousands by filing date | put |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,087 | $132,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 3,055 | $132,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,900 | $132,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 23,707 | $132,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 14,843 | $132,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3,401 | $131,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 5,968 | $131,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,200 | $131,000 | thousands by filing date | call |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,250 | $131,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 10,430 | $131,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,100 | $130,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,910 | $130,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 34,432 | $130,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 18,014 | $130,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,800 | $130,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 6,600 | $130,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 200,000 | $130,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,946 | $129,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 6,300 | $129,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 4,500 | $129,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 17,200 | $129,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 33,339 | $129,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 2,400 | $129,000 | thousands by filing date | put |
| STATE BANK FINL CORP COM | 856190103 | COM | 7,339 | $129,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 12,118 | $129,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 7,900 | $128,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,400 | $128,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,300 | $128,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 6,100 | $128,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 3,759 | $127,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 9,314 | $127,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,500 | $127,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 8,999 | $127,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 4,726 | $127,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 12,946 | $127,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 13,800 | $127,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 6,000 | $127,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,600 | $126,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 4,400 | $126,000 | thousands by filing date | put |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,496 | $126,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,486 | $126,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,900 | $126,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 15,258 | $126,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 4,400 | $126,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,300 | $125,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,700 | $125,000 | thousands by filing date | put |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,500 | $125,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 5,460 | $125,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 22,400 | $125,000 | thousands by filing date | call |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 15,160 | $125,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 12,600 | $125,000 | thousands by filing date | put |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 88,638 | $125,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 25,000 | $125,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 3,864 | $125,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,200 | $125,000 | thousands by filing date | put |
| FRANCO NEV CORP COM | 351858105 | Stock | 2,700 | $124,000 | thousands by filing date | put |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 2,700 | $124,000 | thousands by filing date | call |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,112 | $124,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 5,200 | $124,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,046 | $124,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 6,875 | $124,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 99,329 | $124,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 66,417 | $124,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 2,209 | $123,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,200 | $123,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 10,437 | $123,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,209 | $123,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 3,571 | $123,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,300 | $123,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 6,300 | $123,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 5,281 | $123,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 8,572 | $122,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 4,112 | $122,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 6,564 | $122,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,860 | $122,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 4,713 | $122,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 9,290 | $122,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,034 | $122,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,789 | $121,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,400 | $121,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,500 | $121,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 5,200 | $121,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 12,200 | $121,000 | thousands by filing date | call |
| NORTEK INC | 656559309 | COM NEW | 1,466 | $121,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 27,437 | $121,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 3,456 | $121,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 5,947 | $121,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 28,900 | $120,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 5,500 | $120,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,500 | $120,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $120,000 | thousands by filing date | put |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 8,868 | $120,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 4,900 | $120,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 4,300 | $120,000 | thousands by filing date | call |
| DENDREON CORP | 24823Q107 | COM | 40,300 | $120,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 11,400 | $120,000 | thousands by filing date | call |
| AEP INDUSTRIES INC | 001031103 | COM | 3,226 | $120,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 2,655 | $120,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 2,458 | $120,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 16,974 | $120,000 | thousands by filing date | |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 8,068 | $120,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,500 | $119,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 1,880 | $119,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 5,800 | $119,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 14,831 | $119,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 4,496 | $119,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,558 | $119,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 6,927 | $119,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 3,200 | $119,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 6,758 | $118,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 12,211 | $118,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,200 | $118,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,600 | $118,000 | thousands by filing date | put |
| SWS GROUP INC | 78503N107 | COM | 15,768 | $118,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,400 | $117,000 | thousands by filing date | put |
| SENECA FOODS CORP NEW | 817070501 | CL A | 3,703 | $117,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 2,600 | $117,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 22,500 | $117,000 | thousands by filing date | call |
| YONGYE INTL INC | 98607B106 | COM | 17,203 | $117,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,111 | $117,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 5,000 | $117,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 21,751 | $116,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,600 | $116,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 16,000 | $116,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 26,900 | $116,000 | thousands by filing date | put |
| NEOSTEM INC | 640650404 | Common equity shares | 16,581 | $116,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 17,905 | $115,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,700 | $115,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,600 | $115,000 | thousands by filing date | put |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 6,132 | $115,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 6,800 | $115,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 15,107 | $115,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,600 | $115,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 24,004 | $115,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 700 | $115,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 6,872 | $115,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 5,151 | $114,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 4,200 | $114,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,700 | $114,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 4,800 | $114,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 15,300 | $114,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 9,465 | $114,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 13,174 | $114,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 5,200 | $114,000 | thousands by filing date | call |
| CALIX INC | 13100M509 | COM | 13,463 | $113,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 15,000 | $113,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 1,518 | $113,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A706 | AGRICULTURE FD | 3,000 | $113,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 52,976 | $113,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 10,387 | $113,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,648 | $113,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 3,000 | $113,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 17,757 | $113,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 1,200 | $113,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 5,642 | $112,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 4,060 | $112,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 15,501 | $112,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 9,900 | $112,000 | thousands by filing date | put |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,300 | $112,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $112,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 27,058 | $112,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,500 | $111,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 4,575 | $111,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 5,320 | $111,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 24,600 | $111,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 3,400 | $111,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,891 | $111,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 6,279 | $111,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 5,859 | $111,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,255 | $110,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 6,133 | $110,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,901 | $110,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 1,500 | $110,000 | thousands by filing date | put |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 3,050 | $110,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 31,501 | $109,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,441 | $109,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,400 | $109,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 1,100 | $109,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,776 | $109,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 9,088 | $109,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 7,486 | $109,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 4,300 | $109,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 7,773 | $108,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 7,067 | $108,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 7,000 | $108,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,200 | $108,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 3,300 | $108,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,800 | $108,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,023 | $108,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,917 | $108,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 51,389 | $107,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,400 | $107,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 54,525 | $107,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 5,675 | $107,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,200 | $107,000 | thousands by filing date | call |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 7,645 | $107,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,700 | $107,000 | thousands by filing date | put |
| SOLARWINDS INC | 83416B109 | COM | 2,500 | $107,000 | thousands by filing date | call |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $107,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,600 | $106,000 | thousands by filing date | call |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,100 | $106,000 | thousands by filing date | call |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 4,900 | $106,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,400 | $106,000 | thousands by filing date | call |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 1,889 | $106,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $106,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 5,625 | $106,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 11,560 | $106,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 4,411 | $105,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 6,770 | $105,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 2,280 | $105,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,869 | $105,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,844 | $105,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 14,631 | $105,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 7,739 | $105,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 3,169 | $105,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 4,173 | $105,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 8,000 | $104,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 2,994 | $104,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,557 | $104,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 10,239 | $104,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 4,490 | $104,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 21,951 | $104,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 7,602 | $104,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 5,631 | $104,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 2,800 | $103,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 12,100 | $103,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 3,859 | $103,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,678 | $103,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 3,800 | $103,000 | thousands by filing date | call |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 8,145 | $103,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,900 | $103,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 3,199 | $103,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,033 | $102,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 7,000 | $102,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 32,250 | $102,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 13,320 | $102,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,603 | $102,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,600 | $102,000 | thousands by filing date | put |
| ALEXANDERS INC COM | 014752109 | REIT | 279 | $101,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 3,800 | $101,000 | thousands by filing date | call |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,195 | $101,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 1,700 | $101,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 1,651 | $101,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 1,200 | $101,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 3,718 | $100,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 8,928 | $100,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 2,085 | $100,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 17,600 | $100,000 | thousands by filing date | put |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 6,200 | $100,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |