13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EBIX INC | 278715206 | COM NEW | 32,400 | $553,000 | thousands by filing date | call |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 20,885 | $553,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 214,990 | $553,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 10,116 | $552,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 8,800 | $551,000 | thousands by filing date | put |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 78,803 | $548,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 31,763 | $548,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 16,926 | $547,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 9,400 | $545,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 19,031 | $543,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,200 | $543,000 | thousands by filing date | call |
| CONVERSANT INC | 21249J105 | COM | 19,300 | $543,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 52,728 | $541,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 37,334 | $541,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 22,100 | $541,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 15,100 | $541,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 14,482 | $540,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,705 | $539,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 13,742 | $538,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 29,752 | $537,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 31,500 | $535,000 | thousands by filing date | call |
| ENGILITY HLDGS INC | 29285W104 | COM | 11,875 | $535,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 7,537 | $535,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 12,142 | $534,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 40,303 | $534,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 16,347 | $534,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 40,400 | $533,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 62,673 | $533,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 29,553 | $532,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 15,358 | $532,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 17,126 | $531,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 31,131 | $531,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 58,401 | $531,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 28,384 | $531,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 112,465 | $529,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 12,300 | $529,000 | thousands by filing date | put |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 76,400 | $529,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 61,185 | $528,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 52,000 | $527,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 6,100 | $526,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 19,800 | $525,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,400 | $524,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 7,800 | $524,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,800 | $523,000 | thousands by filing date | put |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,158 | $522,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 26,014 | $522,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,600 | $521,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 38,548 | $521,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,800 | $520,000 | thousands by filing date | call |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 51,434 | $520,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,161 | $517,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 22,200 | $517,000 | thousands by filing date | call |
| TRUBRIDGE INC | 205306103 | COM | 7,996 | $517,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 57,853 | $516,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 69,038 | $516,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 22,833 | $515,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 116,900 | $514,000 | thousands by filing date | call |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 50,449 | $514,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 433,000 | $514,000 | thousands by filing date | principal |
| SAFEWAY INC | 786514208 | COM NEW | 13,900 | $513,000 | thousands by filing date | put |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 12,502 | $513,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 41,722 | $513,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,500 | $512,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 16,500 | $512,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 17,940 | $512,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3,940 | $510,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 39,387 | $510,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 75,949 | $510,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 24,069 | $509,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 6,400 | $509,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 32,172 | $509,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 16,800 | $508,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 36,166 | $508,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 213,573 | $508,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 33,969 | $506,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 26,572 | $506,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 11,172 | $505,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $505,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 13,912 | $504,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 30,395 | $504,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,094 | $503,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,500 | $503,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 16,200 | $502,000 | thousands by filing date | call |
| ENTEGRIS INC COM | 29362U104 | Stock | 41,466 | $502,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 10,300 | $502,000 | thousands by filing date | call |
| CAMBREX CORP | 132011107 | COM | 26,530 | $501,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 14,505 | $500,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 25,717 | $500,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 41,556 | $500,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 19,331 | $499,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 7,700 | $498,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,000 | $497,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 71,985 | $497,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 70,850 | $497,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 5,000 | $497,000 | thousands by filing date | call |
| CME Group Inc. Class A | 12572Q105 | COM | 6,700 | $496,000 | thousands by filing date | call |
| DAKTRONICS INC | 234264109 | COM | 34,518 | $496,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 32,848 | $496,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 63,842 | $495,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 38,904 | $495,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,665 | $494,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24,169 | $494,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 26,556 | $493,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 69,480 | $493,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 23,000 | $493,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 21,216 | $491,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 16,184 | $491,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,300 | $491,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,945 | $491,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,300 | $490,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,200 | $490,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 12,200 | $489,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 44,126 | $488,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 14,273 | $488,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 500,000 | $488,000 | thousands by filing date | principal |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 36,693 | $487,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 281,606 | $487,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 11,751 | $487,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 26,750 | $486,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 18,980 | $486,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 34,691 | $486,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 516,000 | $486,000 | thousands by filing date | principal |
| ONEMAIN HOLDINGS | 85172J101 | COM | 19,323 | $486,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 11,100 | $485,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 37,939 | $484,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 11,000 | $484,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 20,342 | $482,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,800 | $482,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 16,866 | $482,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 25,467 | $481,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 40,128 | $481,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 32,157 | $481,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,730 | $481,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 37,550 | $481,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,635 | $480,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 21,176 | $480,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 7,900 | $480,000 | thousands by filing date | put |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 14,999 | $479,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 34,038 | $479,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,700 | $478,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 19,577 | $478,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 18,504 | $477,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 13,100 | $475,000 | thousands by filing date | put |
| SCIQUEST INC NEW | 80908T101 | COM | 17,599 | $475,000 | thousands by filing date | |
| PROSHARES TR | 74348A335 | COM | 12,000 | $475,000 | thousands by filing date | put |
| AMEDISYS INC | 023436108 | COM | 31,817 | $474,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,729 | $474,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,000 | $473,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 60,240 | $473,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 23,818 | $473,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 11,537 | $472,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 20,000 | $472,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 17,477 | $472,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 5,679 | $471,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 15,714 | $471,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 48,741 | $471,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 6,600 | $470,000 | thousands by filing date | call |
| TECHNE CORP | 878377100 | COM | 5,507 | $470,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8,700 | $469,000 | thousands by filing date | put |
| PERFICIENT INC | 71375U101 | COM | 25,860 | $469,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 21,726 | $469,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,300 | $469,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,260 | $468,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 34,128 | $468,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 19,085 | $468,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 29,820 | $466,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 23,200 | $466,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 9,800 | $466,000 | thousands by filing date | call |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 34,799 | $465,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 10,100 | $465,000 | thousands by filing date | call |
| UR-ENERGY INC | 91688R108 | COM | 298,205 | $463,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 26,500 | $463,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 10,500 | $463,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 10,266 | $462,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 34,425 | $462,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 23,864 | $462,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,499 | $461,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,222 | $461,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 24,792 | $460,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 20,870 | $460,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 13,449 | $459,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,200 | $458,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 37,416 | $458,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 29,105 | $458,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 30,415 | $458,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 10,201 | $456,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 5,500 | $456,000 | thousands by filing date | put |
| FORTUNA MNG CORP F | 349915108 | COM | 124,289 | $456,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 25,090 | $456,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,700 | $455,000 | thousands by filing date | call |
| HYSTER-YALE INC | 449172105 | CL A | 4,670 | $455,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 12,700 | $455,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,500 | $454,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 12,000 | $454,000 | thousands by filing date | call |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 22,228 | $454,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 8,835 | $454,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,220 | $453,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 25,487 | $453,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 54,073 | $453,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 12,800 | $452,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10,700 | $451,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 31,213 | $451,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,039 | $451,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 68,263 | $451,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 35,000 | $449,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 9,159 | $449,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 29,920 | $448,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 13,165 | $448,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 19,892 | $448,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 101,573 | $447,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 23,600 | $447,000 | thousands by filing date | put |
| NANOMETRICS | 630077105 | COM | 24,889 | $447,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 16,507 | $446,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 52,689 | $445,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 25,124 | $445,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 12,248 | $444,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 31,183 | $443,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 45,034 | $442,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 44,886 | $442,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 24,676 | $442,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 30,485 | $441,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 19,100 | $440,000 | thousands by filing date | put |
| CAESARSTONE LTD | M20598104 | ORD SHS | 8,098 | $440,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 23,400 | $439,000 | thousands by filing date | call |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 23,363 | $439,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 12,322 | $438,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 14,931 | $438,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 11,800 | $436,000 | thousands by filing date | call |
| MOODYS CORP COM | 615369105 | Stock | 5,500 | $436,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,600 | $436,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 90,500 | $436,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 18,448 | $436,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 51,823 | $435,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 25,006 | $434,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 12,900 | $433,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 14,516 | $433,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,014 | $432,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 4,400 | $432,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 7,900 | $431,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 42,719 | $431,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 35,616 | $431,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 57,024 | $431,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 20,518 | $431,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,000 | $430,000 | thousands by filing date | call |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 15,050 | $430,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 27,225 | $430,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,900 | $429,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 9,136 | $429,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 31,022 | $429,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 33,779 | $429,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 20,717 | $427,000 | thousands by filing date | |
| Tasman Metals Ltd | 87652B103 | COM | 302,850 | $427,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 33,117 | $426,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 36,517 | $426,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,221 | $425,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 176,888 | $425,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 103,748 | $424,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 26,879 | $422,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 10,600 | $422,000 | thousands by filing date | call |
| PETMED EXPRESS INC | 716382106 | COM | 31,340 | $420,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,600 | $419,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 10,700 | $419,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 4,300 | $419,000 | thousands by filing date | call |
| VENTAS INC COM | 92276F100 | REIT | 6,900 | $418,000 | thousands by filing date | call |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 20,873 | $417,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 17,900 | $417,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 11,000 | $417,000 | thousands by filing date | put |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 20,935 | $417,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 4,400 | $417,000 | thousands by filing date | put |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 11,900 | $417,000 | thousands by filing date | put |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 32,759 | $416,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 18,500 | $416,000 | thousands by filing date | put |
| SLM CORP COM | 78442P106 | Stock | 16,900 | $414,000 | thousands by filing date | put |
| POWELL INDS INC | 739128106 | COM | 6,395 | $414,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 24,224 | $414,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,596 | $413,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 217,145 | $413,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 32,335 | $412,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 17,690 | $412,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 7,240 | $412,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 17,797 | $411,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 31,400 | $411,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 193,800 | $411,000 | thousands by filing date | call |
| WESTERN REFNG INC | 959319104 | COM | 10,653 | $411,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 28,454 | $410,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 33,899 | $410,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 41,209 | $410,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,500 | $409,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 12,534 | $409,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 4,500 | $409,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 11,500 | $408,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 24,900 | $408,000 | thousands by filing date | put |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 24,120 | $408,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 96,948 | $408,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 39,000 | $407,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,000 | $406,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 11,060 | $405,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 23,700 | $405,000 | thousands by filing date | put |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,900 | $405,000 | thousands by filing date | call |
| RevShares Ultra Dividend Fund | 761396886 | COM | 14,913 | $405,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 9,041 | $404,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 20,663 | $403,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 4,284 | $403,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 15,093 | $403,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,700 | $403,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 57,259 | $403,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 36,432 | $403,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,900 | $402,000 | thousands by filing date | put |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 12,403 | $402,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,700 | $402,000 | thousands by filing date | call |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 30,468 | $401,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 8,056 | $401,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 17,945 | $401,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 641,363 | $401,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 7,900 | $400,000 | thousands by filing date | call |
| BEAM INC | 073730103 | COMMON STOCK | 4,800 | $400,000 | thousands by filing date | put |
| CHINA CORD BLOOD CORP | G21107100 | COM | 100,000 | $400,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 33,428 | $399,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 7,000 | $399,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 18,100 | $397,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 8,908 | $397,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,692 | $397,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 7,200 | $397,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13,100 | $396,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 35,818 | $395,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 37,956 | $394,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 14,100 | $393,000 | thousands by filing date | put |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 7,000 | $393,000 | thousands by filing date | put |
| EAGLE BANCORPORATION INC | 268948106 | COM | 10,867 | $392,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 18,908 | $391,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 10,870 | $390,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 22,413 | $390,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 38,304 | $390,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 17,090 | $390,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 11,735 | $389,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,700 | $389,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 100,000 | $389,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 14,100 | $385,000 | thousands by filing date | put |
| ZWEIG FUND INC. | 989834205 | COM | 25,358 | $385,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 18,381 | $384,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 7,490 | $384,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 14,453 | $384,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,740 | $383,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 33,531 | $383,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 4,300 | $381,000 | thousands by filing date | put |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 10,837 | $381,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 6,004 | $381,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 35,144 | $379,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 21,082 | $379,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 14,500 | $379,000 | thousands by filing date | put |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 17,077 | $379,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 30,775 | $379,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 11,489 | $378,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 18,100 | $378,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 8,000 | $376,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 29,443 | $376,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 278,554 | $376,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 13,299 | $375,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 21,200 | $375,000 | thousands by filing date | call |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,300 | $374,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 17,294 | $374,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 9,155 | $374,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 26,700 | $374,000 | thousands by filing date | call |
| ACETO CORP | 004446100 | COM | 18,628 | $374,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 13,600 | $372,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 52,088 | $372,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 20,013 | $372,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 46,416 | $372,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 21,178 | $372,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 45,604 | $372,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 18,376 | $371,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 114,500 | $371,000 | thousands by filing date | |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 7,509 | $371,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 14,477 | $370,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,400 | $370,000 | thousands by filing date | call |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 40,526 | $370,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,900 | $369,000 | thousands by filing date | put |
| DOT HILL SYS CORP | 25848T109 | COM | 95,468 | $369,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 192,755 | $368,000 | thousands by filing date | |
| OMNICARE CAP TR II | 68214Q200 | PFD B TR 4.00% | 5,000 | $367,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,500 | $366,000 | thousands by filing date | put |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 26,860 | $366,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 268,000 | $365,000 | thousands by filing date | principal |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 40,027 | $364,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 12,420 | $363,000 | thousands by filing date | |
| NUVEEN N Y SELECT TAX FREE I | 67063V104 | SH BEN INT | 27,065 | $363,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 7,529 | $363,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 4,033 | $362,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 14,800 | $361,000 | thousands by filing date | call |
| COURIER CORP | 222660102 | COMMON STOCK | 23,400 | $360,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 136,811 | $360,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 9,500 | $359,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 4,108 | $358,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 33,700 | $358,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 18,749 | $357,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 19,096 | $357,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 6,326 | $356,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 5,805 | $356,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 19,979 | $353,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 39,294 | $353,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 25,200 | $353,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 105,582 | $353,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 11,164 | $352,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 17,836 | $352,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 20,233 | $352,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 32,578 | $352,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 51,287 | $352,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 46,902 | $350,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 94,878 | $350,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 17,282 | $349,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 14,200 | $348,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,300 | $348,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 42,780 | $348,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 44,000 | $348,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 6,639 | $347,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 5,000 | $347,000 | thousands by filing date | call |
| PEGASYSTEMS INC COM | 705573103 | Stock | 9,811 | $346,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,862 | $346,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 41,093 | $346,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,980 | $346,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 7,700 | $346,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 16,900 | $345,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 51,454 | $345,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,467 | $345,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 30,711 | $345,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 24,777 | $344,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 31,814 | $343,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 43,815 | $343,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 18,101 | $342,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 47,506 | $342,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,001 | $342,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 27,612 | $342,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,900 | $342,000 | thousands by filing date | put |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 26,624 | $341,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 24,572 | $341,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 12,804 | $340,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 4,600 | $340,000 | thousands by filing date | call |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 37,804 | $339,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 4,600 | $339,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 13,267 | $339,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 12,339 | $338,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 25,817 | $338,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 7,293 | $338,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 14,986 | $338,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 8,400 | $337,000 | thousands by filing date | call |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,300 | $337,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,900 | $336,000 | thousands by filing date | call |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 13,989 | $336,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 3,800 | $335,000 | thousands by filing date | put |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 11,349 | $335,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 38,381 | $335,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 5,300 | $334,000 | thousands by filing date | put |
| CATHAY GEN BANCORP | 149150104 | COM | 13,287 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,957 | $334,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 9,697 | $334,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 13,719 | $334,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 5,829 | $333,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,030 | $333,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 7,762 | $333,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 16,957 | $333,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 23,613 | $332,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 46,555 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,000 | $331,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 8,475 | $331,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 15,196 | $331,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 40,298 | $331,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 11,430 | $330,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 11,049 | $330,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,669 | $329,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 6,300 | $329,000 | thousands by filing date | put |
| EROS INTL PLC | G3788M114 | SHS NEW | 20,452 | $329,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 36,114 | $329,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 24,831 | $328,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 3,500 | $328,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 9,400 | $328,000 | thousands by filing date | put |
| Galena Biopharma Inc | 363256108 | COM | 130,982 | $328,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 20,000 | $328,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 4,900 | $327,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,453 | $327,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 21,000 | $327,000 | thousands by filing date | call |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 20,748 | $327,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 11,972 | $326,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 38,589 | $326,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 73,800 | $325,000 | thousands by filing date | put |
| MAIN STR CAP CORP | 56035L104 | COM | 9,868 | $325,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,200 | $325,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 29,919 | $325,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 52,603 | $324,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 11,003 | $324,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,870 | $323,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 100,865 | $322,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 12,708 | $322,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 3,400 | $322,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 18,206 | $322,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 5,191 | $322,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 5,000 | $321,000 | thousands by filing date | put |
| QUALITY DISTR INC FLA | 74756M102 | COM | 24,627 | $320,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 7,400 | $319,000 | thousands by filing date | call |
| NEPHROGENEX INC | 640667101 | Cmn | 39,300 | $319,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,908 | $318,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |