13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HARRIS CORP INC | 413875105 | COM | 600 | $44,000 | thousands by filing date | call |
| CRAWFORD & CO | 224633107 | COM | 4,061 | $44,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 1,435 | $44,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 9,200 | $44,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 3,000 | $44,000 | thousands by filing date | put |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 45,285 | $44,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 20,630 | $44,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 7,264 | $44,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 3,387 | $44,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 10,275 | $44,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 1,889 | $44,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 1,751 | $44,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 6,000 | $44,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,000 | $43,000 | thousands by filing date | put |
| RINGCENTRAL INC | 76680R206 | CL A | 2,350 | $43,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 4,271 | $43,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 40,100 | $43,000 | thousands by filing date | put |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,756 | $43,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 2,623 | $43,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 1,549 | $43,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 15,200 | $43,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 2,500 | $43,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 2,600 | $42,000 | thousands by filing date | put |
| CATO CORP NEW | 149205106 | CL A | 1,549 | $42,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,457 | $42,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,550 | $42,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $42,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,472 | $42,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 4,271 | $42,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 7,300 | $42,000 | thousands by filing date | call |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 9,700 | $42,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,600 | $42,000 | thousands by filing date | put |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 691 | $42,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 24,000 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $42,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 12,350 | $42,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 4,571 | $41,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,204 | $41,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 400 | $41,000 | thousands by filing date | put |
| MULTI-COLOR | 625383104 | COM | 1,161 | $41,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,800 | $41,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 2,200 | $41,000 | thousands by filing date | put |
| SYNERGY RES CORP | 87164P103 | COM | 3,791 | $41,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 8,918 | $41,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 3,643 | $41,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 13,700 | $41,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,965 | $41,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,094 | $41,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,250 | $41,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 1,230 | $41,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,540 | $41,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 3,020 | $41,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,604 | $40,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 456 | $40,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,000 | $40,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,323 | $40,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 17,600 | $40,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 1,530 | $40,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 4,800 | $40,000 | thousands by filing date | call |
| ENDOCYTE INC | 29269A102 | COM | 1,661 | $40,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,300 | $40,000 | thousands by filing date | call |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 2,230 | $40,000 | thousands by filing date | |
| ISRA VANECK VECTORS ETF TR | 57061R676 | ETF | 1,250 | $40,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,000 | $39,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,201 | $39,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 400 | $39,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,400 | $39,000 | thousands by filing date | put |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 521 | $39,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 600 | $39,000 | thousands by filing date | call |
| BLUE NILE INC | 09578R103 | COM | 1,124 | $39,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 1,956 | $39,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 13,500 | $39,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,002 | $39,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,000 | $39,000 | thousands by filing date | put |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 1,432 | $39,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 900 | $39,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 200 | $38,000 | thousands by filing date | call |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,466 | $38,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 800 | $38,000 | thousands by filing date | call |
| DUCOMMUN INC DEL | 264147109 | COM | 1,517 | $38,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 1,190 | $38,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 9,000 | $38,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,597 | $38,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 1,100 | $38,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,997 | $38,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 48,600 | $38,000 | thousands by filing date | call |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 21,700 | $38,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,127 | $38,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 1,213 | $38,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 1,924 | $38,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,600 | $37,000 | thousands by filing date | put |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,477 | $37,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 4,900 | $37,000 | thousands by filing date | call |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,281 | $37,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 2,707 | $37,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,222 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,124 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 681 | $37,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,366 | $37,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 12,399 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 1,900 | $37,000 | thousands by filing date | call |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $37,000 | thousands by filing date | |
| NEW SOURCE ENERGY PARTNERS L | 64881E109 | CMN | 1,600 | $37,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 11,601 | $37,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,000 | $36,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $36,000 | thousands by filing date | call |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 440 | $36,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 5,746 | $36,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 1,200 | $36,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,415 | $36,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 4,545 | $36,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 900 | $36,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 600 | $36,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 2,508 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 1,934 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,693 | $36,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 1,407 | $36,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 6,434 | $36,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 2,000 | $36,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 140,890 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347B409 | ULTSH NASD BIOT | 2,000 | $36,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,000 | $36,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,000 | $35,000 | thousands by filing date | call |
| GENTHERM INC | 37253A103 | COM | 1,000 | $35,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 4,661 | $35,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,000 | $35,000 | thousands by filing date | put |
| TCP CAP CORP | 87238Q103 | COM | 2,143 | $35,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,575 | $35,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 42,754 | $35,000 | thousands by filing date | principal |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 1,191 | $35,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,162 | $35,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 1,200 | $35,000 | thousands by filing date | call |
| PHOTOMEDEX INC | 719358301 | COM | 2,196 | $35,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 3,740 | $35,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $35,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 11,600 | $35,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 4,909 | $35,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 22,000 | $35,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 800 | $34,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,700 | $34,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 600 | $34,000 | thousands by filing date | put |
| EGAIN CORP | 28225C806 | COM NEW | 4,731 | $34,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 3,100 | $34,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 1,260 | $34,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,183 | $34,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 29,000 | $34,000 | thousands by filing date | principal |
| ORAGENICS INC | 684023203 | COM NEW | 11,750 | $34,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 2,905 | $34,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 7,500 | $34,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 6,100 | $34,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 7,626 | $34,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 750 | $34,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 600 | $34,000 | thousands by filing date | call |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,147 | $34,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 7,134 | $34,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,100 | $33,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 25,859 | $33,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,272 | $33,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,151 | $33,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 1,200 | $33,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 15,200 | $33,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,487 | $33,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 1,200 | $33,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,374 | $33,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 7,408 | $33,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,300 | $33,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R601 | 3-7YR US TREAS | 425 | $33,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 624 | $32,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 700 | $32,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 1,900 | $32,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 1,500 | $32,000 | thousands by filing date | put |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 400 | $32,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 400 | $32,000 | thousands by filing date | put |
| STARZ | 85571Q102 | COM SER A | 1,000 | $32,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 500 | $32,000 | thousands by filing date | call |
| RENN FD INC | 759720105 | COM | 19,103 | $32,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,283 | $32,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,291 | $32,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 1,000 | $32,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,292 | $32,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 3,297 | $32,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 771 | $32,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 1,421 | $32,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,300 | $32,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,618 | $32,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,154 | $32,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,094 | $32,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 2,295 | $32,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 7,332 | $32,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,231 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 1,016 | $32,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 600 | $31,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 3,058 | $31,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 2,817 | $31,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 400 | $31,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 1,100 | $31,000 | thousands by filing date | call |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,400 | $31,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 36,755 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 930 | $31,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,000 | $31,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 4,707 | $31,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 11,052 | $31,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,700 | $31,000 | thousands by filing date | call |
| MCG CAPITAL CORP | 58047P107 | COM | 8,220 | $31,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 4,000 | $31,000 | thousands by filing date | put |
| ISHARES INC | 464286368 | MSCI GL SL MET | 1,610 | $31,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 900 | $31,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 1,150 | $31,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,205 | $30,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,800 | $30,000 | thousands by filing date | put |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,400 | $30,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 417 | $30,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,800 | $30,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 5,044 | $30,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 2,970 | $30,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 500 | $30,000 | thousands by filing date | call |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,849 | $30,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,461 | $30,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,252 | $30,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 1,814 | $30,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,000 | $30,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 8,268 | $30,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 917 | $29,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 600 | $29,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 500 | $29,000 | thousands by filing date | call |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,000 | $29,000 | thousands by filing date | put |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 9,097 | $29,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 1,799 | $29,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 5,200 | $29,000 | thousands by filing date | call |
| LAKE SHORE GOLD CORP | 510728108 | COM | 44,600 | $29,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 12,000 | $29,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 15,100 | $29,000 | thousands by filing date | put |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,150 | $29,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 6,500 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 1,163 | $29,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,100 | $28,000 | thousands by filing date | call |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,700 | $28,000 | thousands by filing date | put |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 620 | $28,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 2,269 | $28,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 3,137 | $28,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,214 | $28,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 1,700 | $28,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 700 | $28,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 1,592 | $28,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 4,168 | $28,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 4,066 | $28,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,261 | $28,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 23,000 | $28,000 | thousands by filing date | principal |
| CAMAC ENERGY INC | 131745101 | COM | 36,522 | $28,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 5,100 | $28,000 | thousands by filing date | put |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 5,123 | $28,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 7,700 | $28,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,966 | $28,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 279 | $27,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 1,857 | $27,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 668 | $27,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 2,000 | $27,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 2,500 | $27,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 435 | $27,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $27,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 9,948 | $27,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 800 | $27,000 | thousands by filing date | put |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,699 | $27,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,249 | $27,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 1,949 | $27,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 14,000 | $27,000 | thousands by filing date | principal |
| HANSEN MEDICAL INC | 411307101 | COM | 10,455 | $27,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 36,200 | $27,000 | thousands by filing date | put |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 21,000 | $27,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 680 | $27,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 9,000 | $27,000 | thousands by filing date | principal |
| RIVER VY BANCORP | 768475105 | COM | 982 | $27,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 968 | $26,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 700 | $26,000 | thousands by filing date | call |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 290 | $26,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,200 | $26,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 388 | $26,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 400 | $26,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 400 | $26,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 3,000 | $26,000 | thousands by filing date | call |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,004 | $26,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 467 | $26,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,790 | $26,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,200 | $26,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,000 | $26,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,400 | $26,000 | thousands by filing date | call |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 6,500 | $26,000 | thousands by filing date | call |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,008 | $26,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,288 | $26,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 6,958 | $26,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,032 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 976 | $26,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,000 | $26,000 | thousands by filing date | put |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 5,460 | $26,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 900 | $25,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,902 | $25,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 200 | $25,000 | thousands by filing date | call |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,233 | $25,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 352 | $25,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 12,958 | $25,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 1,500 | $25,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,100 | $25,000 | thousands by filing date | put |
| NOVAVAX INC | 670002104 | COMMON STOCK | 5,600 | $25,000 | thousands by filing date | put |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $25,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 1,900 | $25,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,400 | $25,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 32,093 | $25,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 6,677 | $25,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 1,762 | $25,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 6,122 | $25,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,420 | $25,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,860 | $25,000 | thousands by filing date | |
| DOMINION RES BLACK WARRIOR T | 25746Q108 | UNITS BEN INT | 3,600 | $25,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 653 | $25,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 800 | $25,000 | thousands by filing date | put |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 7,000 | $25,000 | thousands by filing date | call |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 605 | $24,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 1,185 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 200 | $24,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 4,167 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 300 | $24,000 | thousands by filing date | call |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 302 | $24,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,500 | $24,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 961 | $24,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $24,000 | thousands by filing date | put |
| FAB UNVL CORP COM | 302771100 | COM | 7,876 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,400 | $24,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,600 | $24,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,000 | $24,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,600 | $24,000 | thousands by filing date | call |
| UNILIFE CORP NEW | 90478E103 | COM | 6,035 | $24,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,009 | $24,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 2,217 | $24,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 1,611 | $24,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 700 | $24,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 9,050 | $24,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 2,109 | $24,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 1,115 | $24,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 300 | $24,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 634 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 471 | $23,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 3,151 | $23,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $23,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,292 | $23,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,185 | $23,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 400 | $23,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 3,100 | $23,000 | thousands by filing date | call |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $23,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 1,266 | $23,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 1,774 | $23,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 998 | $23,000 | thousands by filing date | |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 4,000 | $23,000 | thousands by filing date | principal |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1,940 | $23,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 907 | $23,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 14,632 | $23,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 2,664 | $23,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 246 | $22,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 600 | $22,000 | thousands by filing date | call |
| DSW INC-CLASS A | 23334L102 | CL A | 600 | $22,000 | thousands by filing date | call |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 1,676 | $22,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,221 | $22,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 1,203 | $22,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 457 | $22,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 800 | $22,000 | thousands by filing date | put |
| DYNEX CAP INC | 26817Q506 | COM NEW | 2,500 | $22,000 | thousands by filing date | put |
| Female Health Company | 314462102 | COM | 2,853 | $22,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 10,764 | $22,000 | thousands by filing date | |
| JAPAN EQUITY FD INC | 471057109 | COM | 3,392 | $22,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,500 | $22,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 4,463 | $22,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 3,952 | $22,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 800 | $22,000 | thousands by filing date | call |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 21,900 | $22,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 1,144 | $22,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,100 | $22,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 10,200 | $21,000 | thousands by filing date | put |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,200 | $21,000 | thousands by filing date | call |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 368 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 300 | $21,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 610 | $21,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 15,000 | $21,000 | thousands by filing date | principal |
| DATALINK CORP | 237934104 | COMMON STOCK | 1,481 | $21,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 7,000 | $21,000 | thousands by filing date | principal |
| MODEL N INC | 607525102 | COM | 2,118 | $21,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 4,473 | $21,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 900 | $21,000 | thousands by filing date | put |
| TOWERSTREAM CORP | 892000100 | COM | 8,825 | $21,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 17,292 | $21,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,700 | $21,000 | thousands by filing date | put |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $21,000 | thousands by filing date | put |
| LRAD CORP | 50213V109 | COM | 10,000 | $21,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,400 | $21,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 5,200 | $21,000 | thousands by filing date | put |
| METRO BANCORP INC | 59161R101 | COM | 1,013 | $21,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 8,670 | $21,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 7,000 | $21,000 | thousands by filing date | principal |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 1,370 | $21,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 1,621 | $21,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 4,300 | $21,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 5,025 | $21,000 | thousands by filing date | |
| NORTEL INVERSORA S A | 656567401 | SPON ADR PFD B | 1,200 | $21,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 674 | $21,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 1,000 | $21,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,500 | $20,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 219 | $20,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 900 | $20,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,000 | $20,000 | thousands by filing date | put |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,000 | $20,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,182 | $20,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 260 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 300 | $20,000 | thousands by filing date | call |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,000 | $20,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 2,400 | $20,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 1,371 | $20,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 14,000 | $20,000 | thousands by filing date | principal |
| SILICON IMAGE INC | 82705T102 | COM | 2,877 | $20,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 12,250 | $20,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,800 | $20,000 | thousands by filing date | call |
| PLANAR SYSTEMS INC | 726900103 | COM | 10,100 | $20,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 700 | $20,000 | thousands by filing date | put |
| NUVEEN MASSACHUSETTS | 67072F108 | COM | 1,682 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 400 | $20,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 725 | $20,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 396 | $20,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461456 | EGSHS E MKTS DIV | 1,000 | $20,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 322 | $19,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 2,000 | $19,000 | thousands by filing date | call |
| NMI HLDGS INC | 629209305 | COM | 1,622 | $19,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 200 | $19,000 | thousands by filing date | put |
| ALICO INC | 016230104 | COM | 503 | $19,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 700 | $19,000 | thousands by filing date | call |
| CLUBCORP HLDGS INC | 18948M108 | COM | 1,007 | $19,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 1,370 | $19,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,782 | $19,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 2,227 | $19,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 12,175 | $19,000 | thousands by filing date | |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 7,000 | $19,000 | thousands by filing date | principal |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 9,800 | $19,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 7,491 | $19,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 200 | $19,000 | thousands by filing date | put |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 18,524 | $19,000 | thousands by filing date | principal |
| VERSO PAPER CORP | 92531L108 | COM | 6,700 | $19,000 | thousands by filing date | call |
| VIRTUS TOTAL | 92829A103 | COM | 4,269 | $19,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B867 | CAN SML CP ETF | 836 | $19,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,284 | $19,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 1,677 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 225 | $19,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 1,037 | $19,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 519 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 1,000 | $19,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 300 | $18,000 | thousands by filing date | put |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $18,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 5,898 | $18,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 500 | $18,000 | thousands by filing date | put |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 300 | $18,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,432 | $18,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 210 | $18,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 1,181 | $18,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 1,200 | $18,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,100 | $18,000 | thousands by filing date | put |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 959 | $18,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 340 | $18,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 1,485 | $18,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,317 | $18,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,449 | $18,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 6,048 | $18,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,900 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 615 | $18,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 3,850 | $18,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 1,300 | $18,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 12,500 | $18,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 505 | $18,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 7,351 | $18,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 2,025 | $18,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 23,845 | $18,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 1,180 | $18,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 4,300 | $18,000 | thousands by filing date | call |
| VISION-SCIENCES INC | 927912105 | COM | 14,781 | $18,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 2,058 | $18,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 725 | $18,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 10,000 | $18,000 | thousands by filing date | |
| CHINA MOBILE GAMES & ENTERTAINMENT LTD | 16952T100 | COM | 800 | $18,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 800 | $17,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 17,295 | $17,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 800 | $17,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 1,000 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,300 | $17,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 900 | $17,000 | thousands by filing date | call |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 2,002 | $17,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 389 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 672 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 400 | $17,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,000 | $17,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 543 | $17,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,163 | $17,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,767 | $17,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 600 | $17,000 | thousands by filing date | put |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 6,000 | $17,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 2,900 | $17,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |