13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,961 holding rows worth $269,278,300,000.
- Accession
- 0001140361-14-021662
- Filer
- CIK 70858
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 17,819 entries on the cover page, a total value of $269,278,300,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $269,278,300,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 23,922 | $100,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 4,725 | $100,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 18,763 | $100,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,800 | $99,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 3,200 | $99,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 5,200 | $99,000 | thousands by filing date | call |
| ULTRA PETROLEUM CORP | 903914109 | COM | 3,700 | $99,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 5,000 | $99,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 3,490 | $99,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 6,743 | $99,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 5,000 | $99,000 | thousands by filing date | put |
| QUINSTREET INC | 74874Q100 | COM | 14,798 | $98,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 3,728 | $98,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,147 | $98,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 23,523 | $98,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 8,102 | $98,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 5,912 | $98,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,712 | $98,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 7,535 | $98,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 2,200 | $97,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD | 72200R107 | COM | 7,239 | $97,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,037 | $97,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 11,700 | $97,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $97,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 92,192 | $97,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,500 | $96,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,700 | $96,000 | thousands by filing date | call |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,000 | $96,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 600 | $96,000 | thousands by filing date | put |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 31,786 | $96,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 7,063 | $96,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 965 | $95,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 1,400 | $95,000 | thousands by filing date | put |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,944 | $95,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,400 | $95,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 4,174 | $95,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 71,000 | $95,000 | thousands by filing date | principal |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 5,237 | $94,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,400 | $94,000 | thousands by filing date | put |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 5,300 | $94,000 | thousands by filing date | put |
| OI S.A. | 670851104 | SPONSORED ADR | 64,804 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 2,011 | $94,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 1,600 | $94,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 3,583 | $93,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 2,216 | $93,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 2,000 | $93,000 | thousands by filing date | put |
| SPARTAN MTRS INC | 846819100 | COM | 18,093 | $93,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 37,600 | $93,000 | thousands by filing date | call |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 48,900 | $93,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 2,000 | $93,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 11,151 | $92,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,600 | $92,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 5,527 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,634 | $92,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 9,200 | $92,000 | thousands by filing date | call |
| FURMANITE CORPORATION | 361086101 | COM | 9,411 | $92,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 9,363 | $92,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,035 | $92,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,687 | $91,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 3,350 | $91,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,506 | $91,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 5,700 | $91,000 | thousands by filing date | call |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 4,178 | $91,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 6,610 | $91,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,200 | $91,000 | thousands by filing date | call |
| CACHE INC | 127150308 | COM | 27,544 | $91,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 31,530 | $91,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 34,000 | $91,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 3,300 | $90,000 | thousands by filing date | put |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 6,466 | $90,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 3,911 | $90,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,012 | $90,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5,571 | $90,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,400 | $90,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 2,400 | $89,000 | thousands by filing date | call |
| Vistaprint NV Cimpress | N93540107 | CMPR | 1,800 | $89,000 | thousands by filing date | put |
| Concur Technologies, Inc. | 206708109 | COM | 900 | $89,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1,264 | $88,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,700 | $88,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 3,700 | $88,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 1,300 | $88,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,800 | $88,000 | thousands by filing date | call |
| CVR ENERGY, INC. | 12662P108 | COM | 2,087 | $88,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 7,981 | $88,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 2,586 | $88,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,902 | $87,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,514 | $87,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,900 | $87,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 8,700 | $87,000 | thousands by filing date | put |
| KNOLL INC | 498904200 | COM NEW | 4,796 | $87,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,341 | $87,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 4,300 | $87,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 1,512 | $86,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 5,457 | $86,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 1,700 | $86,000 | thousands by filing date | call |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 62,645 | $86,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 39,820 | $86,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 1,966 | $86,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 7,185 | $86,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,162 | $85,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,076 | $85,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,900 | $85,000 | thousands by filing date | put |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,100 | $85,000 | thousands by filing date | put |
| XENOPORT INC | 98411C100 | COM | 16,346 | $85,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,640 | $85,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,700 | $85,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 17,800 | $85,000 | thousands by filing date | call |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,500 | $85,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 6,041 | $85,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 166,070 | $85,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 20,400 | $84,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,819 | $84,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 2,800 | $84,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 64,330 | $84,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 5,400 | $84,000 | thousands by filing date | put |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,813 | $83,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 5,000 | $83,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,510 | $83,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 9,750 | $83,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,100 | $83,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,700 | $83,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 8,000 | $82,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 2,100 | $82,000 | thousands by filing date | put |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 5,179 | $82,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 8,029 | $82,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 5,394 | $82,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 5,454 | $82,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,000 | $82,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 3,307 | $81,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 22,000 | $81,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 9,277 | $81,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 12,051 | $81,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,201 | $81,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 4,400 | $81,000 | thousands by filing date | call |
| ELECSYS CORP | 28473M100 | COM | 6,002 | $81,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,428 | $81,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 3,687 | $81,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 8,300 | $80,000 | thousands by filing date | put |
| MITEK SYS INC | 606710200 | COM NEW | 20,710 | $80,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,600 | $80,000 | thousands by filing date | put |
| HARRIS CORP INC | 413875105 | COM | 1,100 | $80,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 4,000 | $80,000 | thousands by filing date | put |
| WIX COM LTD SHS | M98068105 | Stock | 3,421 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,900 | $79,000 | thousands by filing date | put |
| BANNER CORP | 06652V208 | COM NEW | 1,920 | $79,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 3,408 | $79,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,000 | $79,000 | thousands by filing date | call |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 3,300 | $79,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,500 | $79,000 | thousands by filing date | put |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 23,400 | $79,000 | thousands by filing date | call |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 10,139 | $79,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 20,850 | $79,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 1,555 | $79,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 8,228 | $78,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 1,938 | $78,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,534 | $78,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,396 | $78,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 2,300 | $78,000 | thousands by filing date | call |
| DENISON MINES CORP | 91688T104 | COM | 44,654 | $78,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,200 | $78,000 | thousands by filing date | call |
| SWIFT ENERGY CO | 870738101 | COM | 7,255 | $78,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,600 | $78,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,550 | $78,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 15,095 | $78,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,000 | $78,000 | thousands by filing date | call |
| GENVEC INC NEW | 37246C307 | cs | 29,422 | $78,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,800 | $77,000 | thousands by filing date | put |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 5,787 | $77,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,208 | $77,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 5,000 | $77,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 2,300 | $77,000 | thousands by filing date | call |
| ORBCOMM INC | 68555P100 | COM | 11,229 | $77,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 3,000 | $77,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 2,200 | $77,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 4,300 | $77,000 | thousands by filing date | call |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $77,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,800 | $76,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 24,700 | $76,000 | thousands by filing date | put |
| TERRENO RLTY CORP | 88146M101 | COM | 4,010 | $76,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 2,052 | $76,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 955 | $76,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,500 | $76,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 5,605 | $76,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 10,297 | $76,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 19,743 | $76,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 28,000 | $76,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 6,400 | $76,000 | thousands by filing date | put |
| QUIDEL CORP | 74838J101 | COM | 2,738 | $75,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 5,500 | $75,000 | thousands by filing date | call |
| HHGREGG INC | 42833L108 | COM | 7,855 | $75,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $75,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 48,857 | $75,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 12,342 | $75,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 596 | $75,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,500 | $74,000 | thousands by filing date | call |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,589 | $74,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,269 | $74,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,018 | $74,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 16,100 | $74,000 | thousands by filing date | call |
| VRINGO INC | 92911N104 | COM | 21,413 | $74,000 | thousands by filing date | |
| RENTRAK CORP | 760174102 | COM | 1,222 | $74,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 30,550 | $74,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 5,599 | $74,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 871 | $73,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,300 | $73,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y280 | DLY FTS BUL 3X | 1,800 | $73,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 100,000 | $73,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 4,300 | $73,000 | thousands by filing date | put |
| CONNECTONE BANCORP INC | 20786U101 | COM | 1,502 | $73,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 2,393 | $73,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 2,000 | $72,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 5,274 | $72,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,689 | $72,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,787 | $72,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $72,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 11,000 | $72,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,200 | $72,000 | thousands by filing date | call |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 7,941 | $72,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 9,869 | $72,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,800 | $71,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,500 | $71,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W380 | INTRST RATE HDGE | 1,423 | $71,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 6,000 | $71,000 | thousands by filing date | call |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 3,000 | $71,000 | thousands by filing date | call |
| ANN INC | 035623107 | COM | 1,700 | $71,000 | thousands by filing date | put |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 75,005 | $71,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $71,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 9,388 | $71,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 1,657 | $71,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505608 | JANUS EQL RSK W | 1,300 | $71,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 600 | $70,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 669 | $70,000 | thousands by filing date | call |
| AXOGEN INC | 05463X106 | COM | 22,843 | $70,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,700 | $70,000 | thousands by filing date | put |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,494 | $70,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 6,000 | $70,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 2,051 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 4,600 | $70,000 | thousands by filing date | put |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 65,000 | $70,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,775 | $70,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 2,000 | $70,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 20,700 | $70,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,600 | $69,000 | thousands by filing date | put |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 4,204 | $69,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 3,482 | $69,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,167 | $69,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,700 | $69,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 7,580 | $68,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 4,657 | $68,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 12,000 | $68,000 | thousands by filing date | call |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 4,225 | $68,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 2,155 | $68,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 9,000 | $68,000 | thousands by filing date | put |
| BALTIC TRADING LTD | Y0553W103 | COM | 10,700 | $68,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 3,645 | $68,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,410 | $68,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 1,000 | $67,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 1,837 | $67,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 5,275 | $67,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 1,800 | $67,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 6,129 | $67,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 549 | $67,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 5,208 | $67,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 2,558 | $67,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $67,000 | thousands by filing date | |
| S.Y. BANCORP INC | 785060104 | COM | 2,117 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y272 | DL FTSE BEA 3X | 1,800 | $67,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,100 | $66,000 | thousands by filing date | call |
| ENVESTNET INC | 29404K106 | COM | 1,645 | $66,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 7,000 | $66,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,689 | $66,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 2,207 | $66,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,532 | $66,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 22,000 | $66,000 | thousands by filing date | put |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 5,970 | $66,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 900 | $65,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,300 | $65,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 7,128 | $65,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,000 | $65,000 | thousands by filing date | put |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 5,005 | $65,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 3,634 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 1,315 | $64,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,161 | $64,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,830 | $64,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,196 | $64,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,135 | $64,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 2,898 | $64,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 5,162 | $64,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 2,000 | $64,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 13,000 | $64,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 6,201 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 1,311 | $63,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 3,000 | $63,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 17,200 | $63,000 | thousands by filing date | put |
| RIGNET INC | 766582100 | COM | 1,178 | $63,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,141 | $63,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 20,000 | $63,000 | thousands by filing date | principal |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 5,709 | $63,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,650 | $63,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,350 | $62,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 4,080 | $62,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 8,699 | $62,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 2,266 | $62,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,639 | $61,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 3,000 | $61,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 3,000 | $61,000 | thousands by filing date | call |
| INNERWORKINGS INC | 45773Y105 | COM | 7,922 | $61,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,400 | $61,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 2,300 | $61,000 | thousands by filing date | call |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 3,400 | $61,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,337 | $61,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 1,567 | $61,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 4,967 | $61,000 | thousands by filing date | |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 2,944 | $61,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,825 | $60,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,168 | $60,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 12,000 | $60,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 900 | $59,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 1,500 | $59,000 | thousands by filing date | put |
| RE MAX HLDGS INC | 75524W108 | CL A | 2,039 | $59,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,800 | $59,000 | thousands by filing date | put |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,614 | $59,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 17,300 | $59,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 3,200 | $59,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 3,144 | $59,000 | thousands by filing date | |
| TAOMEE HLDGS LTD | 87600Y106 | SPONSORED ADR | 10,000 | $59,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 3,799 | $58,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,500 | $58,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 2,510 | $58,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 2,745 | $58,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,280 | $58,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 2,000 | $58,000 | thousands by filing date | call |
| APPLOVIN CORP CLASS A | 023850100 | COM | 116,526 | $58,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 13,300 | $58,000 | thousands by filing date | put |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,037 | $58,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 6,261 | $58,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 14,262 | $58,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 8,585 | $58,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,010 | $58,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 700 | $57,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 600 | $57,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 2,816 | $57,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,200 | $57,000 | thousands by filing date | put |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 4,900 | $57,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 3,800 | $57,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 2,256 | $57,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,560 | $57,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 2,708 | $57,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,000 | $56,000 | thousands by filing date | put |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,083 | $56,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 5,800 | $56,000 | thousands by filing date | call |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 2,523 | $56,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 1,800 | $56,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 2,299 | $56,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 6,600 | $56,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 10,300 | $56,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 50,000 | $56,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,600 | $55,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 1,500 | $55,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,505 | $55,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 4,750 | $55,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,300 | $55,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,475 | $55,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 6,912 | $55,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 1,396 | $55,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 6,400 | $55,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,331 | $54,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 700 | $54,000 | thousands by filing date | call |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,126 | $54,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 5,217 | $54,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 4,500 | $54,000 | thousands by filing date | put |
| JIVE SOFTWARE INC | 47760A108 | COM | 6,800 | $54,000 | thousands by filing date | put |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 4,974 | $54,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,100 | $54,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,778 | $54,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 4,811 | $54,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,815 | $54,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 17,009 | $54,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 2,850 | $54,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,500 | $54,000 | thousands by filing date | call |
| NISOURCE INC COM | 65473P105 | Stock | 1,500 | $53,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,100 | $53,000 | thousands by filing date | put |
| H2O AMERICA | 784305104 | COM | 1,807 | $53,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 7,059 | $53,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 2,263 | $53,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 6,924 | $53,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,771 | $53,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 5,200 | $53,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,585 | $53,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,760 | $53,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 5,000 | $53,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,300 | $52,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,670 | $52,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 5,016 | $52,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,711 | $52,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 7,292 | $52,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,025 | $52,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 8,627 | $52,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 2,636 | $52,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,878 | $52,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $51,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,492 | $51,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 500 | $51,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 2,003 | $51,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 3,700 | $51,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,195 | $51,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,000 | $51,000 | thousands by filing date | call |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 18,597 | $51,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 3,950 | $51,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 4,440 | $51,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,400 | $50,000 | thousands by filing date | put |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 5,000 | $50,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 10,300 | $50,000 | thousands by filing date | call |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 7,709 | $50,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,000 | $50,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $50,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 10,997 | $50,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,000 | $50,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,800 | $50,000 | thousands by filing date | call |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 2,700 | $50,000 | thousands by filing date | put |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 1,550 | $50,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 700 | $49,000 | thousands by filing date | put |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 500 | $49,000 | thousands by filing date | call |
| MCGRATH RENTCORP | 580589109 | COM | 1,405 | $49,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 2,000 | $49,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,000 | $49,000 | thousands by filing date | put |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 1,000 | $49,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 2,000 | $49,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 1,683 | $49,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,689 | $49,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 5,816 | $49,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 21,050 | $49,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 1,635 | $49,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 23,623 | $49,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 2,878 | $49,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 2,200 | $48,000 | thousands by filing date | put |
| CAPITALA FIN CORP | 14054R106 | COM | 2,506 | $48,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,825 | $48,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,045 | $48,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 2,855 | $48,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 3,200 | $48,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,700 | $48,000 | thousands by filing date | put |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 3,956 | $48,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $48,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 1,500 | $48,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 6,850 | $48,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,400 | $47,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 400 | $47,000 | thousands by filing date | put |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 571 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 569 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $47,000 | thousands by filing date | |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 3,795 | $47,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 1,900 | $47,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 1,069 | $47,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,818 | $47,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 6,900 | $47,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 325 | $46,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,616 | $46,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,400 | $46,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,004 | $46,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,993 | $46,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 7,981 | $46,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,300 | $46,000 | thousands by filing date | put |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 4,000 | $46,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,036 | $46,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 21,137 | $46,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 4,200 | $46,000 | thousands by filing date | call |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 4,600 | $46,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,600 | $46,000 | thousands by filing date | put |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 10,857 | $46,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 10,177 | $46,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,758 | $46,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,756 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 1,000 | $46,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,300 | $45,000 | thousands by filing date | call |
| NEW GOLD INC CDA | 644535106 | COM | 9,200 | $45,000 | thousands by filing date | put |
| EPLUS INC | 294268107 | COM | 804 | $45,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,000 | $45,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 678 | $45,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 800 | $45,000 | thousands by filing date | put |
| BODY CENTRAL CORP | 09689U102 | COM | 42,028 | $45,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 1,200 | $45,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 2,639 | $45,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 7,725 | $45,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 5,760 | $45,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 500 | $45,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 677 | $45,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 20,488 | $45,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,900 | $44,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,757 | $44,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,245 | $44,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,600 | $44,000 | thousands by filing date | call |
| MAXLINEAR INC | 57776J100 | COM | 4,660 | $44,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 700 | $44,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,000 | $44,000 | thousands by filing date | put |
| UFP TECHNOLOGIES INC | 902673102 | COM | 1,816 | $44,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 2,687 | $44,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,735 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-021662 | this filing | 2014-05-15 | acceptance time not in the bulk data set |