13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 111,631 | $1,667,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 68,332 | $1,663,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 24,027 | $1,663,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 46,325 | $1,660,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 39,066 | $1,658,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 138,159 | $1,656,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 40,193 | $1,655,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 50,200 | $1,654,000 | thousands by filing date | call |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 73,702 | $1,651,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 434,500 | $1,651,000 | thousands by filing date | put |
| AG MTG INVT TR INC | 001228105 | COM | 105,456 | $1,650,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 130,279 | $1,648,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 77,850 | $1,648,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,200 | $1,644,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 426,000 | $1,644,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 18,200 | $1,643,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 308,212 | $1,643,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 58,138 | $1,642,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 37,900 | $1,641,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 67,811 | $1,641,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 50,774 | $1,640,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 78,799 | $1,639,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 119,635 | $1,638,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 63,174 | $1,636,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 65,900 | $1,636,000 | thousands by filing date | put |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 99,858 | $1,634,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 67,743 | $1,634,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 16,400 | $1,633,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 13,600 | $1,631,000 | thousands by filing date | put |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 120,900 | $1,631,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 45,960 | $1,631,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 65,899 | $1,627,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 346,097 | $1,627,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 95,500 | $1,625,000 | thousands by filing date | call |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 50,998 | $1,624,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 25,696 | $1,622,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 28,965 | $1,621,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 28,700 | $1,619,000 | thousands by filing date | put |
| LUMOS NETWORKS CORP | 550283105 | COM | 77,098 | $1,619,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 179,917 | $1,616,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 20,009 | $1,615,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 38,227 | $1,614,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 67,300 | $1,610,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 20,515 | $1,609,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 108,418 | $1,608,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 54,989 | $1,607,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 23,400 | $1,607,000 | thousands by filing date | call |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 43,680 | $1,607,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 53,904 | $1,606,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 17,714 | $1,606,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 35,000 | $1,606,000 | thousands by filing date | call |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 189,939 | $1,605,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,433,608 | $1,605,000 | thousands by filing date | principal |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 221,080 | $1,603,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 41,650 | $1,601,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 68,349 | $1,601,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 1,639,000 | $1,601,000 | thousands by filing date | principal |
| REVVITY INC | 714046109 | COM | 38,800 | $1,600,000 | thousands by filing date | put |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 163,604 | $1,600,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 95,380 | $1,598,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 129,184 | $1,597,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 126,283 | $1,593,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 93,536 | $1,592,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 86,608 | $1,591,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 100,379 | $1,591,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 25,500 | $1,590,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 1,509,000 | $1,587,000 | thousands by filing date | principal |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 28,200 | $1,584,000 | thousands by filing date | call |
| TXNM ENERGY INC COM | 69349H107 | Stock | 65,483 | $1,580,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 43,969 | $1,580,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 29,196 | $1,579,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 87,849 | $1,579,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 7,000 | $1,574,000 | thousands by filing date | put |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 43,672 | $1,573,000 | thousands by filing date | |
| MTR GAMING GROUP INC | 553769100 | COM | 304,244 | $1,570,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 26,500 | $1,569,000 | thousands by filing date | put |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 74,097 | $1,568,000 | thousands by filing date | |
| MAKO SURGICAL CORP | 560879108 | COM | 52,238 | $1,567,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 23,984 | $1,564,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 21,138 | $1,563,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 42,400 | $1,561,000 | thousands by filing date | call |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 31,552 | $1,558,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 286,262 | $1,558,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 88,100 | $1,558,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 29,780 | $1,554,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 97,447 | $1,553,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 95,105 | $1,552,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 94,100 | $1,548,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 67,345 | $1,545,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 90,475 | $1,544,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 19,000 | $1,543,000 | thousands by filing date | put |
| Spectra Energy Partners | 84756N109 | COM | 33,978 | $1,540,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 48,926 | $1,539,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 40,990 | $1,535,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 72,193 | $1,534,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 72,717 | $1,534,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 66,424 | $1,533,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 53,645 | $1,530,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 47,631 | $1,529,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 17,000 | $1,529,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 127,900 | $1,527,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 117,928 | $1,527,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 18,433 | $1,525,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 30,100 | $1,524,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 126,149 | $1,524,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 87,438 | $1,522,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 14,771 | $1,522,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 16,327 | $1,521,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 20,451 | $1,520,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 88,523 | $1,519,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 43,196 | $1,517,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 117,697 | $1,516,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 15,200 | $1,514,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 55,524 | $1,513,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 994,088 | $1,511,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 28,371 | $1,510,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 170,031 | $1,508,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27,365 | $1,508,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 227,502 | $1,506,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 49,590 | $1,503,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 32,700 | $1,502,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 37,700 | $1,502,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 129,426 | $1,500,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 49,900 | $1,495,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 11,173 | $1,495,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 23,900 | $1,494,000 | thousands by filing date | put |
| REGIS CORP | 758932107 | COM | 102,919 | $1,493,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 56,100 | $1,492,000 | thousands by filing date | call |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 57,019 | $1,491,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 83,000 | $1,491,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 114,571 | $1,488,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 59,842 | $1,488,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 23,324 | $1,485,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 40,413 | $1,482,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 65,283 | $1,482,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 127,201 | $1,481,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 119,248 | $1,480,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 106,056 | $1,479,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 16,900 | $1,478,000 | thousands by filing date | call |
| MEADWESTVACO CORP | 583334107 | COM | 40,000 | $1,477,000 | thousands by filing date | call |
| MERCURY GENL CORP NEW | 589400100 | COM | 29,681 | $1,475,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 34,454 | $1,473,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,397 | $1,472,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 93,362 | $1,472,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 130,103 | $1,470,000 | thousands by filing date | |
| PHH CORP | 693320AN3 | CORPORATE OBLIG | 1,377,000 | $1,469,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 8,300 | $1,467,000 | thousands by filing date | put |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 19,926 | $1,466,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 20,000 | $1,462,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 44,050 | $1,459,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 21,645 | $1,458,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 35,437 | $1,457,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 22,604 | $1,454,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 27,200 | $1,452,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 46,376 | $1,452,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 104,342 | $1,448,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 15,059 | $1,446,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 63,286 | $1,446,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 91,542 | $1,445,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 173,312 | $1,445,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 113,332 | $1,444,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 24,319 | $1,444,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 69,023 | $1,441,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 69,835 | $1,440,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 35,827 | $1,439,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 52,078 | $1,439,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 52,563 | $1,439,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 92,600 | $1,438,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 220,459 | $1,437,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 31,352 | $1,432,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 23,800 | $1,431,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 184,565 | $1,430,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 82,167 | $1,430,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 150,037 | $1,428,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 12,400 | $1,427,000 | thousands by filing date | call |
| TESARO INC | 881569107 | COM | 50,561 | $1,427,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 52,754 | $1,425,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 94,074 | $1,423,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 32,857 | $1,422,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 45,061 | $1,422,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 1,059,000 | $1,422,000 | thousands by filing date | principal |
| QTS RLTY TR INC | 74736A103 | COM CL A | 57,318 | $1,420,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 52,412 | $1,419,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 38,595 | $1,418,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 42,570 | $1,418,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 95,389 | $1,418,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 12,300 | $1,416,000 | thousands by filing date | put |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 109,909 | $1,416,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 19,534 | $1,413,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 32,514 | $1,412,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25,200 | $1,412,000 | thousands by filing date | put |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 18,080 | $1,410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 64,304 | $1,410,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,200 | $1,408,000 | thousands by filing date | put |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 224,441 | $1,405,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 154,005 | $1,403,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 45,300 | $1,402,000 | thousands by filing date | call |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 46,308 | $1,400,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 41,500 | $1,399,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 121,073 | $1,398,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 9,500 | $1,398,000 | thousands by filing date | put |
| KCAP FINANCIAL INC | 48668E101 | COM | 173,077 | $1,396,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 49,339 | $1,395,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 123,675 | $1,393,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 27,422 | $1,393,000 | thousands by filing date | |
| ISHARES TR | 464289107 | S&P TARGET RET | 42,023 | $1,387,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 47,141 | $1,386,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,637 | $1,386,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 61,177 | $1,384,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 26,906 | $1,383,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 78,000 | $1,379,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 11,100 | $1,378,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 93,600 | $1,378,000 | thousands by filing date | call |
| REVVITY INC | 714046109 | COM | 33,400 | $1,377,000 | thousands by filing date | call |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 75,195 | $1,377,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 66,483 | $1,376,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 56,341 | $1,372,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 13,785 | $1,369,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 81,706 | $1,368,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 46,710 | $1,367,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 25,300 | $1,365,000 | thousands by filing date | put |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 11,568 | $1,363,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 35,983 | $1,362,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 13,352 | $1,362,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 14,799 | $1,361,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 20,493 | $1,359,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 16,600 | $1,357,000 | thousands by filing date | put |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 1,020,000 | $1,356,000 | thousands by filing date | principal |
| VERMILION ENERGY INC COM | 923725105 | Stock | 23,080 | $1,352,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 30,985 | $1,352,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 19,085 | $1,351,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 6,750 | $1,351,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 58,826 | $1,351,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 18,953 | $1,349,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 46,415 | $1,348,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 25,808 | $1,346,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 59,084 | $1,342,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 146,469 | $1,342,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 86,161 | $1,342,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 88,500 | $1,341,000 | thousands by filing date | put |
| FIDELITY COMWLTH TR | 315912808 | COM | 8,165 | $1,340,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 12,711 | $1,340,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,900 | $1,340,000 | thousands by filing date | put |
| OLD NATL BANCORP IND | 680033107 | COM | 87,017 | $1,338,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 124,646 | $1,338,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 264,300 | $1,337,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 283,900 | $1,334,000 | thousands by filing date | call |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 101,246 | $1,333,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 28,497 | $1,330,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 27,100 | $1,329,000 | thousands by filing date | call |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 49,156 | $1,328,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 95,187 | $1,325,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 61,247 | $1,325,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 29,604 | $1,324,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 55,969 | $1,324,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 31,128 | $1,323,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25,169 | $1,322,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 23,000 | $1,322,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 522,046 | $1,321,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 108,242 | $1,321,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 21,895 | $1,319,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 159,974 | $1,318,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 57,400 | $1,317,000 | thousands by filing date | put |
| TRIPADVISOR INC | 896945201 | COM | 15,900 | $1,317,000 | thousands by filing date | call |
| CABOT CORP | 127055101 | COM | 25,600 | $1,316,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 184,516 | $1,316,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 25,711 | $1,316,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 33,268 | $1,314,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 41,669 | $1,313,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 42,941 | $1,312,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 62,282 | $1,312,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 18,300 | $1,310,000 | thousands by filing date | call |
| ZULILY INC | 989774104 | CL A | 31,581 | $1,308,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 15,500 | $1,306,000 | thousands by filing date | call |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 11,500 | $1,298,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 1,123,000 | $1,296,000 | thousands by filing date | principal |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 299,526 | $1,294,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 42,419 | $1,293,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 54,062 | $1,293,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 17,200 | $1,289,000 | thousands by filing date | put |
| GREATBATCH INC | 39153L106 | COM | 29,137 | $1,289,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 109,651 | $1,288,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 129,363 | $1,288,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 100,418 | $1,288,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 13,955 | $1,283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 28,403 | $1,282,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 65,988 | $1,280,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 64,712 | $1,280,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 29,151 | $1,279,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 24,900 | $1,277,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 104,714 | $1,275,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 65,312 | $1,275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 28,485 | $1,275,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 40,549 | $1,274,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 73,351 | $1,273,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 77,653 | $1,271,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 82,000 | $1,270,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 19,900 | $1,269,000 | thousands by filing date | call |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 102,601 | $1,268,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 89,489 | $1,267,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 58,352 | $1,267,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 64,565 | $1,267,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 40,352 | $1,265,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 71,877 | $1,264,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 42,600 | $1,264,000 | thousands by filing date | put |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 485,725 | $1,263,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 24,851 | $1,263,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 13,600 | $1,262,000 | thousands by filing date | call |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 61,718 | $1,262,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 47,423 | $1,262,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 149,400 | $1,261,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 15,700 | $1,261,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,405 | $1,260,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 107,600 | $1,259,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 32,100 | $1,256,000 | thousands by filing date | put |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 87,424 | $1,255,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 29,228 | $1,254,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 16,047 | $1,253,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 17,201 | $1,252,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 36,807 | $1,251,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 287,926 | $1,250,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 46,285 | $1,248,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 192,228 | $1,246,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 94,890 | $1,245,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 20,700 | $1,245,000 | thousands by filing date | put |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 107,149 | $1,244,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 41,686 | $1,243,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 44,854 | $1,243,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 39,858 | $1,239,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 31,202 | $1,239,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 37,570 | $1,238,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 81,432 | $1,238,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 106,655 | $1,237,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 36,186 | $1,237,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 118,943 | $1,237,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 62,478 | $1,235,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 38,528 | $1,235,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 56,440 | $1,235,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 34,587 | $1,235,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 27,884 | $1,234,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 13,300 | $1,234,000 | thousands by filing date | put |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 49,117 | $1,227,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 12,700 | $1,226,000 | thousands by filing date | call |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 44,363 | $1,226,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 94,100 | $1,222,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 78,600 | $1,221,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 18,264 | $1,221,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 56,970 | $1,219,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 91,324 | $1,215,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 26,078 | $1,215,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 16,942 | $1,214,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 35,503 | $1,214,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 29,045 | $1,213,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 100,205 | $1,212,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 50,457 | $1,212,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 26,600 | $1,212,000 | thousands by filing date | call |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 80,774 | $1,210,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 102,587 | $1,209,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 31,427 | $1,208,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 96,755 | $1,208,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 13,800 | $1,207,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 25,294 | $1,206,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 81,882 | $1,206,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 138,400 | $1,206,000 | thousands by filing date | call |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 42,493 | $1,206,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,288 | $1,204,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 83,200 | $1,196,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 248,606 | $1,196,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 19,262 | $1,194,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 22,668 | $1,194,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 14,768 | $1,193,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 35,173 | $1,193,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 272,000 | $1,192,000 | thousands by filing date | call |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 9,218 | $1,192,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 14,223 | $1,190,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 124,596 | $1,190,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 46,783 | $1,189,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,600 | $1,188,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 28,943 | $1,187,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 42,901 | $1,185,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 17,400 | $1,185,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,300 | $1,184,000 | thousands by filing date | put |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 90,376 | $1,184,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 8,800 | $1,184,000 | thousands by filing date | call |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 135,800 | $1,184,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 53,316 | $1,184,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 9,200 | $1,183,000 | thousands by filing date | call |
| INVESCO LTD SHS | G491BT108 | Stock | 32,500 | $1,183,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 20,584 | $1,183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 17,100 | $1,183,000 | thousands by filing date | put |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 66,484 | $1,182,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 104,332 | $1,182,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 9,501 | $1,180,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 50,791 | $1,179,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 25,200 | $1,178,000 | thousands by filing date | put |
| GENTHERM INC | 37253A103 | COM | 43,781 | $1,174,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 34,269 | $1,170,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 33,142 | $1,169,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 22,626 | $1,168,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 50,960 | $1,165,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 24,302 | $1,164,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 39,481 | $1,164,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 24,995 | $1,162,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 22,447 | $1,162,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 53,630 | $1,162,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 20,543 | $1,161,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 81,488 | $1,161,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 28,800 | $1,157,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 44,419 | $1,157,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 52,765 | $1,156,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 114,422 | $1,154,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 123,593 | $1,152,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 23,000 | $1,147,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,110,000 | $1,146,000 | thousands by filing date | principal |
| ROGERS CORP COM | 775133101 | Stock | 18,611 | $1,145,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 119,941 | $1,145,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 98,300 | $1,145,000 | thousands by filing date | put |
| POPULAR INC | 733174700 | COM NEW | 39,830 | $1,144,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 57,436 | $1,144,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 96,630 | $1,143,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 27,450 | $1,141,000 | thousands by filing date | put |
| Viacom Inc Cl A | 92553P102 | CL A | 13,004 | $1,140,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 24,000 | $1,139,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 34,250 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 14,066 | $1,131,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 22,743 | $1,131,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 84,713 | $1,131,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 17,023 | $1,131,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 35,700 | $1,130,000 | thousands by filing date | put |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 100,146 | $1,128,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 47,526 | $1,127,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 29,231 | $1,125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 22,059 | $1,125,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 57,917 | $1,123,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 16,200 | $1,121,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 62,375 | $1,121,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 40,900 | $1,120,000 | thousands by filing date | put |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 56,553 | $1,119,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 22,290 | $1,119,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 40,296 | $1,119,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 51,625 | $1,118,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 36,533 | $1,116,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 29,125 | $1,116,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 61,963 | $1,115,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 20,000 | $1,115,000 | thousands by filing date | put |
| NEWS CORP NEW | 65249B208 | CL B | 62,184 | $1,109,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 36,403 | $1,109,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 40,719 | $1,108,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 63,221 | $1,108,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 65,300 | $1,108,000 | thousands by filing date | call |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 56,502 | $1,107,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 81,657 | $1,105,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 38,882 | $1,105,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 31,500 | $1,104,000 | thousands by filing date | call |
| TUTOR PERINI CORP | 901109108 | COM | 41,966 | $1,104,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 26,800 | $1,103,000 | thousands by filing date | put |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 24,661 | $1,103,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 37,666 | $1,102,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 20,989 | $1,102,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 38,509 | $1,102,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 213,075 | $1,100,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 33,185 | $1,098,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 81,090 | $1,097,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 24,900 | $1,097,000 | thousands by filing date | call |
| GAFISA S A | 362607301 | SPONS ADR | 349,910 | $1,095,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 143,106 | $1,095,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 37,335 | $1,094,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 78,298 | $1,093,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 8,779 | $1,090,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 182,289 | $1,090,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 173,000 | $1,088,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 74,269 | $1,087,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 104,398 | $1,085,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 25,400 | $1,085,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 17,424 | $1,084,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 56,600 | $1,083,000 | thousands by filing date | put |
| COLUMBIA BKG SYS INC | 197236102 | COM | 39,344 | $1,082,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 208,970 | $1,082,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 95,591 | $1,081,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 1,000,000 | $1,081,000 | thousands by filing date | principal |
| KELLY SVCS INC | 488152208 | CL A | 43,294 | $1,080,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 20,365 | $1,080,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 30,473 | $1,080,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 34,572 | $1,078,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 95,747 | $1,077,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 29,776 | $1,076,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 49,541 | $1,076,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 157,625 | $1,076,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 27,125 | $1,076,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 15,862 | $1,075,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 20,409 | $1,073,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 60,002 | $1,072,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 9,724 | $1,068,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 23,100 | $1,067,000 | thousands by filing date | put |
| LYDALL INC | 550819106 | COMMON STOCK | 60,492 | $1,066,000 | thousands by filing date | |
| STEWART ENTERPRISES INC | 860370AK1 | NOTE 3.375% 7/1 | 811,000 | $1,066,000 | thousands by filing date | principal |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 34,426 | $1,064,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 37,100 | $1,062,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 20,850 | $1,060,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 62,164 | $1,058,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |