13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHINA FD INC | 169373107 | COM | 31,864 | $663,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 18,000 | $662,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,400 | $661,000 | thousands by filing date | call |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 8,749 | $661,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 23,500 | $660,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 26,352 | $660,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,100 | $659,000 | thousands by filing date | put |
| ISHARES INC | 464286566 | MSCI EMKT EUR | 25,207 | $659,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 7,900 | $657,000 | thousands by filing date | call |
| EBIX INC | 278715206 | COM NEW | 44,611 | $656,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 41,600 | $656,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 11,700 | $655,000 | thousands by filing date | call |
| Matrix Service Company | 576853105 | COM | 26,760 | $654,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 23,489 | $653,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 37,923 | $653,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 511 | $652,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 20,100 | $651,000 | thousands by filing date | put |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 54,104 | $649,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 135,094 | $649,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 124,600 | $648,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 105,648 | $647,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 113,700 | $647,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,700 | $646,000 | thousands by filing date | put |
| GRANITE CONSTR INC COM | 387328107 | Stock | 18,485 | $646,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 47,878 | $646,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 6,900 | $646,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 3,400 | $645,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 14,000 | $645,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 19,461 | $644,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 17,800 | $644,000 | thousands by filing date | put |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 64,247 | $644,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 70,216 | $643,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 26,868 | $642,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 95,100 | $640,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 30,737 | $639,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,500 | $637,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,600 | $636,000 | thousands by filing date | put |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 13,112 | $635,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 190,798 | $635,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 7,100 | $635,000 | thousands by filing date | put |
| EZCORP INC | 302301106 | CL A NON VTG | 54,233 | $634,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 8,700 | $634,000 | thousands by filing date | put |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 3,996 | $634,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 25,000 | $633,000 | thousands by filing date | call |
| ARTHROCARE CORP | 043136100 | COM | 15,738 | $633,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 130,156 | $632,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 47,775 | $631,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 38,416 | $631,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 43,623 | $631,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 12,480 | $630,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,800 | $629,000 | thousands by filing date | put |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 12,817 | $628,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 15,400 | $627,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,190 | $627,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,800 | $626,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,500 | $626,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 25,011 | $626,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 91,600 | $625,000 | thousands by filing date | call |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 48,326 | $623,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 50,827 | $623,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 19,121 | $622,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 53,400 | $622,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 37,612 | $622,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 12,200 | $621,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 14,100 | $621,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 14,348 | $620,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 17,016 | $619,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 85,403 | $619,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 36,541 | $619,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 269,023 | $619,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 61,784 | $618,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 29,244 | $617,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 11,014 | $617,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 67,153 | $616,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 131,116 | $616,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 31,714 | $616,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 19,643 | $615,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,433 | $614,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 31,600 | $613,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,800 | $611,000 | thousands by filing date | call |
| LPATH INC-CLASS A | 548910306 | CMN | 143,434 | $611,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 11,840 | $610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X707 | LATIN AMER ETF | 9,813 | $610,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,000 | $608,000 | thousands by filing date | call |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 52,398 | $608,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 345,000 | $608,000 | thousands by filing date | principal |
| TRIMAS CORP | 896215209 | COM NEW | 15,194 | $605,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 21,302 | $605,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 19,700 | $604,000 | thousands by filing date | put |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 16,699 | $604,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,200 | $603,000 | thousands by filing date | call |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 33,282 | $601,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 48,225 | $601,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 35,300 | $601,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 9,400 | $600,000 | thousands by filing date | put |
| TANGOE INC/CT | 87582Y108 | COM | 33,328 | $600,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 39,129 | $599,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 20,074 | $599,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,500 | $598,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 12,502 | $598,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 15,014 | $598,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 58,753 | $597,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 14,200 | $596,000 | thousands by filing date | put |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 8,800 | $596,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 19,200 | $596,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 29,932 | $596,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 21,750 | $596,000 | thousands by filing date | call |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 45,403 | $595,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 41,930 | $595,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 35,135 | $594,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 18,100 | $592,000 | thousands by filing date | call |
| RELIANCE INC | 759509102 | COM | 7,800 | $591,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 17,500 | $590,000 | thousands by filing date | call |
| HCI GROUP INC | 40416E103 | COM | 11,009 | $589,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 80,571 | $589,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 7,200 | $588,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 117,380 | $588,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,700 | $587,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 10,000 | $585,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 48,900 | $585,000 | thousands by filing date | call |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 17,700 | $583,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 57,654 | $583,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 17,400 | $582,000 | thousands by filing date | put |
| EPIQ SYSTEMS INC | 26882D109 | COM | 35,990 | $582,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 31,243 | $581,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 25,141 | $581,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 7,200 | $581,000 | thousands by filing date | call |
| RESPONSYS INC | 761248103 | COM | 21,173 | $581,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 34,881 | $580,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 87,156 | $579,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 23,530 | $579,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 44,700 | $579,000 | thousands by filing date | put |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 64,196 | $577,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 5,666 | $577,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 42,918 | $577,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,146 | $576,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 111,628 | $576,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 11,800 | $575,000 | thousands by filing date | put |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 16,146 | $574,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 64,779 | $573,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 318,569 | $573,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 43,340 | $572,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 71,350 | $572,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 48,600 | $571,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 13,322 | $571,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 18,400 | $571,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 368,000 | $568,000 | thousands by filing date | principal |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 500,000 | $567,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 21,317 | $566,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 22,514 | $566,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 13,377 | $564,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 34,657 | $563,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 6,700 | $563,000 | thousands by filing date | call |
| WAUSAU PAPER CORP | 943315101 | COM | 44,286 | $562,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 33,720 | $560,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 20,500 | $560,000 | thousands by filing date | call |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 43,469 | $560,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 38,800 | $559,000 | thousands by filing date | call |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 35,500 | $559,000 | thousands by filing date | call |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 23,127 | $558,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 744,000 | $558,000 | thousands by filing date | principal |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 21,115 | $557,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 463,807 | $556,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,100 | $556,000 | thousands by filing date | put |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 57,698 | $556,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 26,400 | $555,000 | thousands by filing date | put |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 10,200 | $555,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 69,967 | $555,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 5,667 | $555,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 12,929 | $554,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 7,802 | $553,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 16,159 | $553,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 46,230 | $553,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 4,600 | $552,000 | thousands by filing date | call |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 13,600 | $552,000 | thousands by filing date | put |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 39,693 | $552,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 9,816 | $551,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 46,336 | $549,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 12,232 | $548,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 89,335 | $548,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 18,843 | $547,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 9,700 | $547,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 15,896 | $547,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 21,630 | $547,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 20,543 | $546,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 38,197 | $546,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 17,800 | $545,000 | thousands by filing date | call |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 6,391 | $544,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 41,478 | $544,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 15,000 | $543,000 | thousands by filing date | call |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 9,449 | $542,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 37,820 | $540,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,900 | $539,000 | thousands by filing date | call |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 13,146 | $538,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,460 | $538,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 58,127 | $538,000 | thousands by filing date | |
| WISDOMTREE DREYFUS NEW ZEALAND | 97717W216 | COM | 27,729 | $538,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,000 | $537,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 8,500 | $537,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 77,484 | $536,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 12,355 | $535,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 33,319 | $534,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 36,255 | $534,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 26,229 | $533,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 33,140 | $533,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 27,138 | $532,000 | thousands by filing date | |
| AMERICAN EAGLE ENERGY COM | 02554F102 | COM | 259,492 | $532,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 28,638 | $531,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 6,000 | $531,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 16,700 | $530,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 34,900 | $530,000 | thousands by filing date | put |
| LANDAUER INC | 51476K103 | COM | 10,050 | $530,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 40,921 | $530,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,210 | $529,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 9,300 | $528,000 | thousands by filing date | call |
| CATHAY GEN BANCORP | 149150104 | COM | 19,686 | $527,000 | thousands by filing date | |
| MINE SAFETY APPLIANCES CO | 602720104 | COMMON STOCK | 10,285 | $527,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13,604 | $525,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 36,400 | $525,000 | thousands by filing date | put |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 41,017 | $525,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 39,969 | $525,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 13,698 | $524,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 8,200 | $524,000 | thousands by filing date | put |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 71,789 | $522,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 30,839 | $522,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 9,300 | $521,000 | thousands by filing date | put |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 23,353 | $521,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8,700 | $520,000 | thousands by filing date | put |
| CORVEL CORP COM | 221006109 | Stock | 11,128 | $520,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,800 | $520,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 44,467 | $520,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 14,824 | $518,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 30,203 | $518,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 34,213 | $517,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 27,327 | $515,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 25,743 | $515,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 58,253 | $514,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 23,939 | $514,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,976 | $514,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 28,898 | $513,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 17,856 | $513,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 29,514 | $513,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 10,400 | $512,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,200 | $511,000 | thousands by filing date | put |
| JABIL INC COM | 466313103 | Stock | 29,200 | $509,000 | thousands by filing date | put |
| JARDEN CORP | 471109108 | COM | 8,300 | $509,000 | thousands by filing date | call |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 10,000 | $509,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 22,551 | $508,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 73,252 | $508,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 25,651 | $508,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 62,000 | $508,000 | thousands by filing date | call |
| ERA GROUP INC | 26885G109 | COM | 16,411 | $507,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 43,098 | $506,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,181 | $506,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 24,984 | $505,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 14,900 | $504,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 58,747 | $504,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 141,591 | $504,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 25,187 | $504,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,638 | $503,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 21,199 | $502,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,120 | $502,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 15,703 | $502,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 23,926 | $501,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 31,664 | $500,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 40,065 | $499,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 58,186 | $499,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 40,005 | $497,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 9,600 | $496,000 | thousands by filing date | put |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 7,365 | $496,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 18,800 | $494,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 25,000 | $494,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 59,434 | $494,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 15,300 | $493,000 | thousands by filing date | call |
| DEMANDWARE INC | 24802Y105 | COM | 7,685 | $492,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 16,346 | $490,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 86,900 | $489,000 | thousands by filing date | put |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 15,298 | $489,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 40,396 | $488,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 7,000 | $488,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 80,500 | $488,000 | thousands by filing date | call |
| BNC Bancorp | 05566T101 | Com | 28,465 | $488,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 5,000 | $486,000 | thousands by filing date | put |
| TAHOE RES INC | 873868103 | COM | 29,229 | $486,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 8,700 | $486,000 | thousands by filing date | put |
| DIGI INTL INC | 253798102 | COM | 40,051 | $485,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 20,239 | $485,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 34,549 | $484,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 16,900 | $484,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 11,594 | $483,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 43,800 | $483,000 | thousands by filing date | put |
| VERIFONE SYS INC | 92342Y109 | COM | 18,000 | $483,000 | thousands by filing date | call |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 27,515 | $482,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 8,700 | $481,000 | thousands by filing date | put |
| ENNIS INC COM | 293389102 | Stock | 27,160 | $481,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 11,800 | $481,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 6,585 | $481,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 14,700 | $481,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 51,192 | $481,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 13,500 | $480,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 78,199 | $479,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,500 | $479,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 27,800 | $479,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 27,400 | $478,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 5,000 | $478,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 17,075 | $478,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 15,107 | $476,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,283 | $476,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 102,200 | $475,000 | thousands by filing date | call |
| EXETER RES CORP | 301835104 | COM | 892,557 | $474,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 8,440 | $473,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 11,400 | $473,000 | thousands by filing date | put |
| Cbs Corporation Cl A New | 124857103 | CLA | 7,439 | $473,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 38,959 | $472,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 60,169 | $472,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 5,900 | $471,000 | thousands by filing date | put |
| REPLIGEN CORP COM | 759916109 | Stock | 34,519 | $471,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 14,706 | $471,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,300 | $471,000 | thousands by filing date | put |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 37,288 | $470,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 37,131 | $469,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 10,100 | $468,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 37,504 | $468,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 46,191 | $466,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 41,123 | $466,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 18,122 | $466,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 48,165 | $465,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 148,076 | $465,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 10,700 | $464,000 | thousands by filing date | call |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 61,135 | $463,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 57,138 | $463,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 64,867 | $463,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 19,542 | $461,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 23,918 | $461,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 17,719 | $461,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 24,400 | $460,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 16,934 | $459,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7,400 | $458,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 22,400 | $458,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 17,722 | $458,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 16,000 | $457,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 11,955 | $456,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 7,000 | $455,000 | thousands by filing date | put |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,056 | $455,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 11,495 | $454,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 32,985 | $454,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,000 | $453,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,400 | $452,000 | thousands by filing date | put |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 17,736 | $452,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 5,700 | $452,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA | 153443AH9 | NOTE 5.000%11/1 | 500,000 | $450,000 | thousands by filing date | principal |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 33,627 | $450,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 94,569 | $448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 21,687 | $448,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 35,699 | $447,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 20,162 | $447,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 40,500 | $447,000 | thousands by filing date | call |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 15,679 | $447,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 41,961 | $445,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 38,347 | $445,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 5,500 | $444,000 | thousands by filing date | call |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 16,400 | $444,000 | thousands by filing date | put |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 5,000 | $443,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 18,130 | $443,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 33,135 | $442,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 21,631 | $442,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 36,299 | $442,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 641,427 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 37,176 | $441,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 25,900 | $440,000 | thousands by filing date | put |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 36,163 | $440,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 6,720 | $439,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 6,600 | $438,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 131,908 | $438,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,548 | $438,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 468,000 | $437,000 | thousands by filing date | principal |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 8,557 | $437,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 12,457 | $436,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 33,600 | $435,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 4,200 | $434,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 10,743 | $434,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 23,992 | $434,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 10,900 | $434,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,100 | $433,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,100 | $433,000 | thousands by filing date | call |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 27,031 | $433,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 22,902 | $433,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 43,902 | $433,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,800 | $430,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 21,000 | $429,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 16,500 | $429,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 43,798 | $428,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 21,468 | $428,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 24,198 | $426,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 30,258 | $425,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 20,900 | $424,000 | thousands by filing date | put |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 13,383 | $424,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 14,246 | $422,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 18,400 | $422,000 | thousands by filing date | call |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 64,600 | $421,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 12,900 | $420,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 26,220 | $420,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,400 | $420,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 13,000 | $420,000 | thousands by filing date | put |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 15,696 | $419,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 11,300 | $419,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 35,500 | $419,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 23,664 | $419,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 4,300 | $418,000 | thousands by filing date | put |
| EAGLE MATLS INC COM | 26969P108 | Stock | 5,400 | $418,000 | thousands by filing date | call |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 18,596 | $418,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 14,826 | $418,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 12,813 | $417,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 34,075 | $417,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 26,738 | $416,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 22,900 | $416,000 | thousands by filing date | put |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,474 | $415,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 113,307 | $415,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 7,154 | $414,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,100 | $414,000 | thousands by filing date | call |
| FINISAR CORP | 31787A507 | COM NEW | 17,300 | $414,000 | thousands by filing date | call |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 44,909 | $414,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 17,700 | $414,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 11,210 | $413,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 374,000 | $413,000 | thousands by filing date | principal |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 15,267 | $413,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 18,857 | $413,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 21,846 | $412,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 15,900 | $411,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 11,733 | $411,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 297,001 | $410,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 8,023 | $409,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 22,853 | $409,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 9,421 | $409,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 14,300 | $408,000 | thousands by filing date | put |
| HANESBRANDS INC | 410345102 | COM | 5,800 | $408,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 10,500 | $408,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,842 | $408,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 23,000 | $408,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 19,339 | $405,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 10,700 | $405,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 38,480 | $404,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 21,926 | $403,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 3,600 | $402,000 | thousands by filing date | call |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 4,166 | $402,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 100,000 | $401,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 7,974 | $400,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 13,466 | $400,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 33,800 | $399,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 14,128 | $398,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 8,000 | $398,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 20,200 | $397,000 | thousands by filing date | put |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 139,239 | $397,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,857 | $396,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 9,900 | $396,000 | thousands by filing date | put |
| CIBER INC | 17163B102 | COM | 95,571 | $396,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 27,630 | $396,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 54,200 | $396,000 | thousands by filing date | put |
| NASDAQ INC COM | 631103108 | Stock | 9,900 | $394,000 | thousands by filing date | call |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 42,530 | $394,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 9,382 | $393,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 5,000 | $393,000 | thousands by filing date | put |
| WHITESTONE REIT | 966084204 | COM | 29,322 | $392,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 40,000 | $392,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 23,348 | $392,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 13,768 | $392,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 26,321 | $391,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 5,900 | $391,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 96,500 | $391,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 117,200 | $390,000 | thousands by filing date | put |
| IMPERVA INC | 45321L100 | COM | 8,102 | $390,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 21,400 | $389,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 3,700 | $389,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 8,200 | $389,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 43,900 | $389,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368100 | COM | 4,147 | $389,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 4,900 | $389,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 18,100 | $389,000 | thousands by filing date | put |
| APOLLO GROUP INC | 037604105 | CL A | 14,200 | $388,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 19,000 | $387,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 9,900 | $387,000 | thousands by filing date | put |
| MODINE MFG CO COM | 607828100 | Stock | 30,188 | $387,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,445 | $387,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 24,566 | $387,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 15,503 | $387,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 18,849 | $386,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 11,944 | $386,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 38,782 | $386,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 7,843 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 15,408 | $385,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,247 | $384,000 | thousands by filing date | put |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 176,888 | $384,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 10,343 | $384,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 11,900 | $384,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 20,130 | $384,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 18,300 | $383,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 43,106 | $383,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,312 | $382,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 8,800 | $382,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 7,249 | $381,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |