13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 384,391 | $4,883,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 27,600 | $4,877,000 | thousands by filing date | call |
| JUNIPER NETWORKS INC | 48203R104 | COM | 215,800 | $4,870,000 | thousands by filing date | call |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 214,269 | $4,858,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 211,600 | $4,854,000 | thousands by filing date | call |
| SASOL LTD | 803866300 | SPONSORED ADR | 98,133 | $4,852,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 338,544 | $4,851,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 89,262 | $4,838,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 376,543 | $4,827,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 70,037 | $4,817,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,224,389 | $4,812,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AK7 | BOND | 3,392,000 | $4,812,000 | thousands by filing date | principal |
| FAIR ISAAC CORP COM | 303250104 | Stock | 76,533 | $4,809,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 146,072 | $4,803,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 278,197 | $4,802,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 4,822,000 | $4,789,000 | thousands by filing date | principal |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 316,221 | $4,781,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 721,490 | $4,776,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 336,059 | $4,772,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 90,300 | $4,769,000 | thousands by filing date | put |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 92,801 | $4,767,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 410,866 | $4,762,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 784,132 | $4,760,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 202,472 | $4,750,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 139,415 | $4,728,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 45,000 | $4,721,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 205,709 | $4,719,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 66,704 | $4,719,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 4,450,000 | $4,714,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 86,896 | $4,711,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 729,564 | $4,706,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 297,014 | $4,704,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 499,814 | $4,703,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 30,692 | $4,702,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 189,316 | $4,701,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 117,600 | $4,701,000 | thousands by filing date | call |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 4,490,000 | $4,692,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 328,667 | $4,690,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 34,430 | $4,683,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 371,706 | $4,672,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 197,900 | $4,668,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 414,600 | $4,664,000 | thousands by filing date | call |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 152,093 | $4,660,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 120,330 | $4,649,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 167,624 | $4,628,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 54,900 | $4,616,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 105,606 | $4,614,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 62,485 | $4,608,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 30,948 | $4,608,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 51,316 | $4,598,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 259,495 | $4,596,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 227,300 | $4,589,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 179,156 | $4,588,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 52,127 | $4,583,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 470,486 | $4,568,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 381,721 | $4,549,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 83,003 | $4,526,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 149,000 | $4,523,000 | thousands by filing date | call |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 223,861 | $4,522,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 160,278 | $4,519,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 275,363 | $4,519,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 785,121 | $4,507,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 371,078 | $4,501,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 54,444 | $4,482,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 201,406 | $4,482,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 107,859 | $4,475,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 145,420 | $4,473,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 53,800 | $4,471,000 | thousands by filing date | call |
| OSHKOSH CORP COM | 688239201 | Stock | 88,750 | $4,471,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 627,081 | $4,471,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 321,736 | $4,470,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 126,255 | $4,468,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 321,474 | $4,466,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 49,015 | $4,448,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 198,600 | $4,432,000 | thousands by filing date | put |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 353,775 | $4,429,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 966,112 | $4,425,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 343,483 | $4,424,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 850,300 | $4,422,000 | thousands by filing date | put |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 186,201 | $4,419,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,339,209 | $4,419,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 391,884 | $4,416,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 247,700 | $4,416,000 | thousands by filing date | call |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 117,158 | $4,415,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 256,600 | $4,411,000 | thousands by filing date | put |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 174,836 | $4,387,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 136,757 | $4,386,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 67,800 | $4,384,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 37,600 | $4,378,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 97,400 | $4,370,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 47,539 | $4,364,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 54,000 | $4,357,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 151,324 | $4,353,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 86,485 | $4,349,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 76,400 | $4,341,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 119,743 | $4,337,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 68,807 | $4,336,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 109,897 | $4,332,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 303,168 | $4,329,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 115,900 | $4,325,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 270,374 | $4,323,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 312,655 | $4,321,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 93,111 | $4,314,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 168,831 | $4,312,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 77,900 | $4,306,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 324,833 | $4,301,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 355,760 | $4,284,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 41,435 | $4,274,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 262,987 | $4,273,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 138,700 | $4,273,000 | thousands by filing date | call |
| Lincoln National Corporat | 524901105 | COM | 97,880 | $4,256,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 120,892 | $4,255,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 125,174 | $4,251,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 955,413 | $4,251,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 87,073 | $4,247,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 182,100 | $4,245,000 | thousands by filing date | call |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 134,920 | $4,243,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 208,100 | $4,239,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 3,200,000 | $4,236,000 | thousands by filing date | principal |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 347,834 | $4,233,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 109,591 | $4,219,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 202,500 | $4,208,000 | thousands by filing date | call |
| SEI INVTS CO COM | 784117103 | Stock | 121,098 | $4,206,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 339,914 | $4,201,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 145,584 | $4,199,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 196,479 | $4,187,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 295,788 | $4,177,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 583,561 | $4,167,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 238,771 | $4,166,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 314,779 | $4,162,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 78,177 | $4,152,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 75,900 | $4,147,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 47,053 | $4,143,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 219,839 | $4,142,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 388,283 | $4,139,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 91,653 | $4,135,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,745,000 | $4,134,000 | thousands by filing date | principal |
| DAVITA INC COM | 23918K108 | Stock | 65,000 | $4,119,000 | thousands by filing date | put |
| ENOVIS CORP | 194014106 | COMMON STOCK | 64,608 | $4,114,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 100,591 | $4,113,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 165,600 | $4,111,000 | thousands by filing date | put |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 143,244 | $4,108,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 103,500 | $4,095,000 | thousands by filing date | call |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 318,897 | $4,095,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 258,963 | $4,084,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 93,900 | $4,076,000 | thousands by filing date | call |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 71,177 | $4,056,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 62,315 | $4,050,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 37,555 | $4,050,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 87,100 | $4,049,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 77,835 | $4,044,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 102,811 | $4,043,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 101,468 | $4,043,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 127,216 | $4,042,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 180,783 | $4,041,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 101,388 | $4,035,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 3,606,000 | $4,030,000 | thousands by filing date | principal |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 182,582 | $4,026,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 51,300 | $4,025,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 1,059,200 | $4,025,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 59,776 | $4,022,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 55,000 | $4,020,000 | thousands by filing date | call |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 577,329 | $4,019,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 29,871 | $4,018,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 268,134 | $4,012,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 171,867 | $4,008,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 103,073 | $3,994,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 103,200 | $3,994,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 108,568 | $3,992,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 220,675 | $3,987,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 230,131 | $3,981,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 123,589 | $3,977,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 119,407 | $3,974,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 39,734 | $3,971,000 | thousands by filing date | |
| ISHARES FTSE | 464288554 | INDL OFF CAP IDX | 135,350 | $3,963,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 107,970 | $3,958,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 37,896 | $3,958,000 | thousands by filing date | put |
| GARTNERINC | 366651107 | STOK | 55,695 | $3,957,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 152,899 | $3,957,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 110,800 | $3,947,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 133,460 | $3,944,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 190,200 | $3,935,000 | thousands by filing date | put |
| RYDER SYS INC COM | 783549108 | Stock | 53,324 | $3,934,000 | thousands by filing date | |
| CROWN CASTLE CNV PFD | 228227500 | PFDs, REITs, | 39,107 | $3,926,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 61,497 | $3,924,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 34,130 | $3,920,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 84,968 | $3,920,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 680,240 | $3,919,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 92,967 | $3,916,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 78,800 | $3,912,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 75,180 | $3,910,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 115,969 | $3,909,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 110,045 | $3,909,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 271,439 | $3,908,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 36,698 | $3,907,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 123,578 | $3,895,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 430,126 | $3,892,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 2,348,000 | $3,889,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 105,136 | $3,886,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 81,159 | $3,880,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 457,649 | $3,878,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 153,252 | $3,877,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 439,526 | $3,876,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 2,442,000 | $3,852,000 | thousands by filing date | principal |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 57,088 | $3,848,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 69,659 | $3,847,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 256,182 | $3,840,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 394,385 | $3,838,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 232,180 | $3,836,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 112,372 | $3,830,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 100,233 | $3,818,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 76,000 | $3,814,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 48,557 | $3,810,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 40,676 | $3,807,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 110,930 | $3,806,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 302,077 | $3,804,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 83,500 | $3,802,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 1,154,430 | $3,798,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 66,400 | $3,797,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 34,651 | $3,796,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 123,262 | $3,796,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 30,647 | $3,795,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 293,164 | $3,791,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 180,586 | $3,789,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 149,756 | $3,779,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 70,700 | $3,775,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 150,600 | $3,763,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 45,923 | $3,761,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 151,333 | $3,761,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 60,428 | $3,758,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 77,979 | $3,749,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 43,767 | $3,745,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 182,020 | $3,745,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 173,341 | $3,743,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 671,536 | $3,740,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 113,249 | $3,738,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 174,034 | $3,738,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 49,600 | $3,736,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 41,740 | $3,733,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 101,868 | $3,732,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 178,528 | $3,727,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 637,100 | $3,727,000 | thousands by filing date | put |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 139,811 | $3,721,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 65,200 | $3,718,000 | thousands by filing date | call |
| PERRIGO CO PLC F | 714290103 | COM | 23,865 | $3,715,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 128,966 | $3,714,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 452,883 | $3,714,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 285,134 | $3,701,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 41,000 | $3,698,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 155,091 | $3,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 157,661 | $3,689,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 89,700 | $3,688,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 59,278 | $3,688,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 84,311 | $3,686,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,004,886 | $3,678,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 106,699 | $3,677,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,435,817 | $3,676,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 172,437 | $3,675,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 204,800 | $3,672,000 | thousands by filing date | call |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 149,983 | $3,641,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 70,000 | $3,631,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 100,800 | $3,629,000 | thousands by filing date | call |
| ZILLOW INC | 98954A107 | COMMON STOCK | 44,395 | $3,628,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 126,232 | $3,616,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 40,826 | $3,615,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 642,473 | $3,611,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 30,061 | $3,610,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 35,700 | $3,605,000 | thousands by filing date | call |
| EQUITY ONE | 294752100 | COM | 160,476 | $3,602,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 55,800 | $3,597,000 | thousands by filing date | put |
| VERISIGN INC COM | 92343E102 | Stock | 59,876 | $3,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 51,700 | $3,577,000 | thousands by filing date | call |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 75,087 | $3,568,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 114,447 | $3,563,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 156,292 | $3,556,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 59,905 | $3,551,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 26,300 | $3,549,000 | thousands by filing date | put |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 259,286 | $3,544,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 80,062 | $3,541,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 66,650 | $3,534,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 259,644 | $3,534,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 74,080 | $3,531,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 23,200 | $3,530,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 190,506 | $3,530,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 217,846 | $3,529,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 380,459 | $3,519,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 29,692 | $3,515,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 393,839 | $3,509,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 189,963 | $3,507,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 238,100 | $3,507,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 43,646 | $3,496,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 282,042 | $3,494,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 370,863 | $3,494,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 42,538 | $3,494,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 149,900 | $3,494,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 307,605 | $3,491,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 82,213 | $3,488,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 182,100 | $3,483,000 | thousands by filing date | call |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 93,293 | $3,483,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 318,655 | $3,483,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 137,809 | $3,469,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 240,588 | $3,458,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 280,108 | $3,454,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 173,144 | $3,442,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 127,123 | $3,440,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 128,203 | $3,438,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 2,171,000 | $3,437,000 | thousands by filing date | principal |
| FINANCIAL ENGINES INC | 317485100 | COM | 49,387 | $3,432,000 | thousands by filing date | |
| E2OPEN INC | 29788A104 | COM | 143,508 | $3,431,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 818,170 | $3,428,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 193,661 | $3,426,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 196,900 | $3,420,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 304,778 | $3,419,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 113,836 | $3,411,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 178,223 | $3,411,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 68,446 | $3,408,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 246,999 | $3,404,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 32,891 | $3,404,000 | thousands by filing date | put |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 36,978 | $3,396,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 115,029 | $3,385,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 29,000 | $3,380,000 | thousands by filing date | call |
| MURPHY USA INC COM | 626755102 | Stock | 81,290 | $3,379,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 888,849 | $3,378,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 90,500 | $3,378,000 | thousands by filing date | call |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 129,805 | $3,372,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 153,182 | $3,368,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 25,905 | $3,367,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,038,000 | $3,361,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 45,700 | $3,354,000 | thousands by filing date | call |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 175,389 | $3,348,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 51,900 | $3,346,000 | thousands by filing date | call |
| DECKERS OUTDOOR CORP | 243537107 | COM | 39,600 | $3,344,000 | thousands by filing date | put |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 185,599 | $3,337,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 90,925 | $3,337,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 118,146 | $3,337,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 43,700 | $3,336,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 121,400 | $3,335,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 39,453 | $3,332,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 47,300 | $3,329,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 107,569 | $3,328,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 420,779 | $3,324,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 169,302 | $3,321,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 161,025 | $3,307,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 2,784,000 | $3,306,000 | thousands by filing date | principal |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 414,728 | $3,305,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 189,537 | $3,302,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 43,747 | $3,299,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 50,700 | $3,294,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 100,670 | $3,287,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 123,419 | $3,283,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 151,600 | $3,282,000 | thousands by filing date | call |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,262,373 | $3,269,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 60,100 | $3,268,000 | thousands by filing date | call |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 71,445 | $3,268,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 286,501 | $3,267,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 77,608 | $3,266,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 91,147 | $3,263,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 85,381 | $3,257,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 321,764 | $3,256,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 57,900 | $3,252,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 290,731 | $3,250,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 41,276 | $3,247,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 204,800 | $3,245,000 | thousands by filing date | put |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 141,493 | $3,244,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 897,025 | $3,228,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 27,100 | $3,226,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 573,900 | $3,225,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 565,693 | $3,224,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 41,235 | $3,221,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 64,603 | $3,220,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 451,070 | $3,212,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 35,600 | $3,211,000 | thousands by filing date | put |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 240,412 | $3,210,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 342,986 | $3,210,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 76,717 | $3,201,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 281,711 | $3,197,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 52,793 | $3,194,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 60,000 | $3,182,000 | thousands by filing date | put |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 60,000 | $3,182,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 2,976,000 | $3,182,000 | thousands by filing date | principal |
| IHS INC | 451734107 | CL A | 26,579 | $3,182,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 80,200 | $3,173,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 349,200 | $3,171,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 92,901 | $3,164,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 79,300 | $3,162,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,621,000 | $3,157,000 | thousands by filing date | principal |
| DENBURY RES INC | 247916208 | COM NEW | 191,938 | $3,153,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 245,004 | $3,149,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 107,327 | $3,148,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 50,215 | $3,146,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 84,107 | $3,144,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 56,257 | $3,143,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 90,491 | $3,141,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 36,852 | $3,135,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 55,800 | $3,133,000 | thousands by filing date | put |
| DORAL FINL CORP COM | 25811P852 | COM | 200,063 | $3,133,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 41,400 | $3,130,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 81,998 | $3,130,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 392,627 | $3,121,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 152,817 | $3,116,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 50,014 | $3,113,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 295,887 | $3,113,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 48,423 | $3,112,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 262,830 | $3,112,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 530,309 | $3,103,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 193,231 | $3,102,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 54,775 | $3,089,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 121,061 | $3,088,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 142,200 | $3,082,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 13,700 | $3,081,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 32,206 | $3,080,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 55,900 | $3,075,000 | thousands by filing date | put |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 80,500 | $3,075,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 176,136 | $3,072,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 28,702 | $3,071,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 83,942 | $3,071,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 54,000 | $3,059,000 | thousands by filing date | call |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 58,562 | $3,057,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 89,343 | $3,054,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 102,517 | $3,050,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 38,000 | $3,050,000 | thousands by filing date | put |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 198,338 | $3,050,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 131,327 | $3,044,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 74,676 | $3,032,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 70,100 | $3,024,000 | thousands by filing date | call |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 166,522 | $3,014,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 76,608 | $3,014,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 99,602 | $3,013,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 54,400 | $3,009,000 | thousands by filing date | call |
| HILL ROM HLDGS INC | 431475102 | COM | 72,757 | $3,008,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 37,280 | $3,007,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 58,800 | $3,000,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 84,806 | $2,998,000 | thousands by filing date | |
| REGIS CORP | 758932AA5 | NOTE | 2,793,000 | $2,997,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 67,069 | $2,992,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 33,241 | $2,987,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 80,700 | $2,983,000 | thousands by filing date | call |
| KEMPER CORP COM | 488401100 | Stock | 72,858 | $2,978,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 33,100 | $2,977,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 39,100 | $2,976,000 | thousands by filing date | call |
| BELDEN INC COM | 077454106 | Stock | 42,176 | $2,972,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 190,168 | $2,964,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 127,990 | $2,960,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 28,765 | $2,960,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 86,515 | $2,959,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 64,460 | $2,958,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 97,396 | $2,953,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 33,800 | $2,942,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 186,839 | $2,940,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 68,249 | $2,938,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,278,000 | $2,936,000 | thousands by filing date | principal |
| CLEAN HARBORS INC COM | 184496107 | Stock | 48,916 | $2,933,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 21,500 | $2,924,000 | thousands by filing date | put |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 73,684 | $2,922,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 226,800 | $2,921,000 | thousands by filing date | put |
| REGAL ENTMT GROUP | 758766109 | CL A | 149,749 | $2,913,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 26,200 | $2,910,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 81,908 | $2,910,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 163,211 | $2,897,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 89,707 | $2,894,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 147,345 | $2,891,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 175,244 | $2,889,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 46,600 | $2,883,000 | thousands by filing date | call |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 118,341 | $2,881,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 307,129 | $2,878,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 28,167 | $2,876,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,980 | $2,876,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 386,566 | $2,864,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 123,464 | $2,862,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 96,815 | $2,858,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 34,910 | $2,857,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 325,657 | $2,855,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 92,057 | $2,853,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 30,536 | $2,852,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 110,751 | $2,847,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 166,014 | $2,842,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 38,124 | $2,838,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 143,815 | $2,838,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 45,135 | $2,837,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 128,310 | $2,836,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 109,690 | $2,834,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 108,554 | $2,825,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 51,800 | $2,821,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 75,300 | $2,821,000 | thousands by filing date | put |
| POLYCOM | 73172K104 | COMMON STOCK | 250,800 | $2,817,000 | thousands by filing date | put |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 71,809 | $2,816,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 126,485 | $2,816,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 94,948 | $2,809,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 112,617 | $2,809,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 427,729 | $2,809,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 195,057 | $2,807,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30,200 | $2,806,000 | thousands by filing date | call |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200,000 | $2,804,000 | thousands by filing date | put |
| COLONY CAP INC | 19624R106 | CL A | 138,165 | $2,803,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 20,600 | $2,801,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 10,400 | $2,801,000 | thousands by filing date | put |
| GENCORP INC | 368682100 | COM | 155,124 | $2,796,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 211,467 | $2,796,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 55,000 | $2,795,000 | thousands by filing date | call |
| DORMAN PRODS INC | 258278100 | COM | 49,882 | $2,795,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |