13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONTLINE LTD | G3682E127 | COM | 282,772 | $1,057,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,900 | $1,055,000 | thousands by filing date | call |
| FEDERAL SIGNAL CORP | 313855108 | COM | 72,018 | $1,055,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 80,762 | $1,055,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 62,096 | $1,054,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 25,558 | $1,053,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 20,789 | $1,052,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 38,500 | $1,052,000 | thousands by filing date | call |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 114,427 | $1,051,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 44,522 | $1,049,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 1,092,209 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 10,470 | $1,048,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 34,462 | $1,048,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 48,284 | $1,046,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 47,933 | $1,046,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 39,763 | $1,045,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 22,423 | $1,045,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 42,000 | $1,043,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 38,224 | $1,042,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 136,637 | $1,041,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 67,054 | $1,039,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 32,108 | $1,037,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 78,817 | $1,036,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 28,872 | $1,036,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 38,132 | $1,035,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 205,453 | $1,035,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 86,862 | $1,035,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 77,332 | $1,034,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 17,964 | $1,032,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 32,285 | $1,032,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 21,012 | $1,032,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 55,824 | $1,032,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 53,674 | $1,030,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 8,700 | $1,029,000 | thousands by filing date | put |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 82,416 | $1,029,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 120,300 | $1,027,000 | thousands by filing date | call |
| SPARTAN STORES INC | 846822104 | COM | 42,301 | $1,027,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 18,500 | $1,026,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 9,900 | $1,022,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 36,177 | $1,022,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,587 | $1,021,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 34,600 | $1,020,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 57,000 | $1,020,000 | thousands by filing date | call |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 84,286 | $1,019,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 645,000 | $1,018,000 | thousands by filing date | principal |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 52,941 | $1,017,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 32,681 | $1,015,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 89,683 | $1,015,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 9,800 | $1,015,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 49,272 | $1,014,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 40,617 | $1,012,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 5,700 | $1,011,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 25,459 | $1,010,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 26,994 | $1,008,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 36,695 | $1,008,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15,358 | $1,008,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 23,761 | $1,008,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 12,200 | $1,005,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 51,919 | $1,005,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 31,710 | $1,004,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 49,967 | $1,003,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 52,520 | $1,002,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 938,000 | $1,002,000 | thousands by filing date | principal |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 21,856 | $1,002,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 31,868 | $1,001,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 43,100 | $1,000,000 | thousands by filing date | put |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 79,604 | $999,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 82,113 | $999,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 51,100 | $998,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 11,390 | $997,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 87,920 | $994,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 32,354 | $993,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 74,293 | $989,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 17,590 | $986,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 51,442 | $985,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 50,050 | $983,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,938 | $982,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 36,678 | $982,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 42,461 | $980,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 9,500 | $978,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 17,557 | $976,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 31,432 | $976,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 57,400 | $975,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 22,500 | $971,000 | thousands by filing date | put |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 106,800 | $971,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 82,940 | $971,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 68,700 | $970,000 | thousands by filing date | put |
| ISHARES TR | 464288752 | US HOME CONS ETF | 39,100 | $970,000 | thousands by filing date | call |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 55,900 | $970,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 48,415 | $969,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 44,083 | $969,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 30,000 | $967,000 | thousands by filing date | put |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 170,711 | $967,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 30,594 | $967,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 34,334 | $967,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 19,176 | $964,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 19,400 | $964,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 34,398 | $962,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 29,512 | $962,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 19,800 | $960,000 | thousands by filing date | put |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 42,700 | $960,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 32,500 | $958,000 | thousands by filing date | put |
| MATERION CORP | 576690101 | COM | 31,057 | $958,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 51,843 | $958,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 35,783 | $953,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 28,561 | $952,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 8,600 | $951,000 | thousands by filing date | call |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 62,923 | $951,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 162,400 | $950,000 | thousands by filing date | call |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 75,292 | $950,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 14,900 | $949,000 | thousands by filing date | call |
| AZENTA INC | 114340102 | COM | 90,251 | $946,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 12,279 | $946,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 9,700 | $943,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 83,836 | $942,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 10,000 | $940,000 | thousands by filing date | put |
| ASTRONOVA INC | 04638F108 | COM | 69,704 | $940,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 9,938 | $940,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 28,481 | $939,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 17,849 | $937,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 21,038 | $936,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 117,300 | $936,000 | thousands by filing date | call |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 42,035 | $936,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 52,348 | $935,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 53,593 | $934,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 69,174 | $934,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 10,400 | $933,000 | thousands by filing date | put |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 35,164 | $933,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 53,234 | $932,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 13,896 | $931,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 21,758 | $930,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 113,300 | $929,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 25,700 | $928,000 | thousands by filing date | call |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 6,300 | $927,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 247,500 | $926,000 | thousands by filing date | put |
| CBIZ INC | 124805102 | COM | 101,472 | $925,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 24,200 | $924,000 | thousands by filing date | call |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 35,000 | $923,000 | thousands by filing date | put |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,400 | $922,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 14,300 | $922,000 | thousands by filing date | put |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 48,153 | $922,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 19,846 | $922,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 13,935 | $922,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 13,700 | $921,000 | thousands by filing date | put |
| KRATON CORPORATION | 50077C106 | COM | 39,908 | $920,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25,962 | $919,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 82,534 | $918,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 11,750 | $918,000 | thousands by filing date | put |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 869,000 | $917,000 | thousands by filing date | principal |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 10,318 | $914,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 75,608 | $913,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 68,100 | $912,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 15,349 | $912,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 18,300 | $909,000 | thousands by filing date | put |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 59,526 | $909,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 14,968 | $908,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 13,534 | $908,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 87,329 | $908,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 54,600 | $908,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 14,400 | $907,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 19,100 | $907,000 | thousands by filing date | put |
| ABERDEEN INDIA FD INC | 454089103 | COM | 45,279 | $906,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 82,878 | $906,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 19,401 | $905,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 18,635 | $904,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 57,301 | $904,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 24,400 | $903,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 24,174 | $903,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 40,400 | $902,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 50,500 | $900,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 12,100 | $900,000 | thousands by filing date | put |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 326,900 | $899,000 | thousands by filing date | call |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 24,154 | $898,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 104,100 | $897,000 | thousands by filing date | put |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 72,882 | $896,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 28,368 | $896,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 21,475 | $893,000 | thousands by filing date | call |
| MTS SYSTEMS CORP | 553777103 | COM | 12,565 | $893,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 93,332 | $891,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 22,700 | $888,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 199,300 | $886,000 | thousands by filing date | put |
| SAFETY INS GROUP INC | 78648T100 | COM | 15,713 | $885,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 29,295 | $885,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 22,597 | $884,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 316 | $883,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 17,700 | $883,000 | thousands by filing date | put |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 18,145 | $882,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 30,046 | $881,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 26,168 | $881,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 19,000 | $881,000 | thousands by filing date | call |
| RESMED INC COM | 761152107 | Stock | 18,700 | $880,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 53,653 | $880,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,800 | $879,000 | thousands by filing date | call |
| SPECTRA ENERGY CORP | 847560109 | COM | 24,700 | $879,000 | thousands by filing date | call |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 71,882 | $878,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 34,371 | $877,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 108,766 | $877,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 71,993 | $877,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 101,714 | $876,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 82,017 | $876,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 5,200 | $874,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 29,465 | $873,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 14,084 | $872,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 26,222 | $872,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 77,467 | $872,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 41,688 | $872,000 | thousands by filing date | |
| FIRSTBANK CORPORATION | 33761G104 | COMMON STOCK | 45,069 | $871,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 29,613 | $870,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 15,400 | $869,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 11,870 | $868,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 12,308 | $868,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 10,279 | $867,000 | thousands by filing date | call |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 44,587 | $867,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $866,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 15,000 | $866,000 | thousands by filing date | call |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 31,567 | $866,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 65,441 | $864,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 29,286 | $863,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 47,017 | $863,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 40,100 | $863,000 | thousands by filing date | call |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 10,100 | $860,000 | thousands by filing date | put |
| EXPONENT INC | 30214U102 | COM | 11,130 | $860,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 49,800 | $859,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 95,262 | $859,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 33,527 | $858,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 20,800 | $856,000 | thousands by filing date | call |
| LIQUIDITY SVCS INC | 53635B107 | COM | 37,802 | $856,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 34,672 | $855,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 75,321 | $854,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,100 | $852,000 | thousands by filing date | put |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 39,064 | $852,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 29,045 | $851,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 57,823 | $850,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 56,100 | $850,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 125,400 | $849,000 | thousands by filing date | put |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 66,964 | $849,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 11,818 | $848,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 135,308 | $848,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 12,500 | $847,000 | thousands by filing date | put |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 136,557 | $845,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 28,449 | $845,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 37,373 | $844,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 8,628 | $844,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 125,357 | $843,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 114,481 | $843,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 16,200 | $842,000 | thousands by filing date | put |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 61,728 | $842,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 44,820 | $842,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 14,779 | $841,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 16,060 | $841,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 43,392 | $841,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 44,390 | $841,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 9,023 | $841,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 47,124 | $841,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 48,175 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 3,700 | $840,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 58,517 | $839,000 | thousands by filing date | |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 68,436 | $839,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 29,300 | $839,000 | thousands by filing date | call |
| D.R. HORTON INC | 23331ABB4 | NOTE | 798,000 | $839,000 | thousands by filing date | principal |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 10,000 | $838,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 86,378 | $838,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 40,400 | $838,000 | thousands by filing date | call |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 17,773 | $838,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 20,952 | $838,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,100 | $837,000 | thousands by filing date | put |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 7,310 | $837,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 9,202 | $837,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 28,684 | $836,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 85,441 | $836,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 45,811 | $835,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 26,300 | $833,000 | thousands by filing date | call |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 71,342 | $831,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 24,210 | $829,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 19,630 | $829,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 17,323 | $829,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 30,500 | $828,000 | thousands by filing date | call |
| INTERPARFUMS INC COM | 458334109 | Stock | 23,109 | $827,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 46,782 | $827,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 40,844 | $827,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 59,394 | $827,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 15,931 | $826,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 48,307 | $825,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 20,502 | $825,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 55,079 | $824,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 9,035 | $823,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 17,726 | $821,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 46,000 | $820,000 | thousands by filing date | put |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 19,198 | $819,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 54,813 | $817,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 29,275 | $817,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 57,442 | $816,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 155,338 | $816,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 47,630 | $816,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 86,304 | $816,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 69,702 | $815,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 25,621 | $814,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 22,800 | $812,000 | thousands by filing date | put |
| MOVADO GROUP INC COM | 624580106 | Stock | 18,442 | $812,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,859 | $812,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 28,328 | $812,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 24,868 | $811,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 96,945 | $811,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 40,503 | $810,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 115,867 | $810,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 7,500 | $808,000 | thousands by filing date | put |
| OMEROS CORP | 682143102 | COM | 71,552 | $808,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 57,933 | $808,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 21,198 | $807,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 101,433 | $805,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,511 | $804,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 35,727 | $804,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 47,000 | $803,000 | thousands by filing date | put |
| ROVI CORP | 779376102 | COM | 40,787 | $803,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 59,214 | $799,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 56,832 | $799,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 15,160 | $798,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 73,241 | $798,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 37,086 | $798,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 34,494 | $797,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 4,884 | $797,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 39,886 | $794,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 21,963 | $794,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 148,517 | $791,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 47,657 | $789,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 55,000 | $788,000 | thousands by filing date | call |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 32,086 | $786,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 17,981 | $785,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 83,088 | $784,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 21,600 | $783,000 | thousands by filing date | put |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 126,383 | $783,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 131,617 | $781,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 27,186 | $779,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 26,800 | $778,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 13,300 | $778,000 | thousands by filing date | put |
| HEALTHWAYS INC | 422245100 | COM | 50,639 | $778,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 27,315 | $777,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 10,200 | $773,000 | thousands by filing date | call |
| HARTE-HANKS INC | 416196103 | COM | 98,779 | $773,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 10,300 | $772,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 17,046 | $771,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 151,823 | $770,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 42,586 | $770,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 27,680 | $769,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 45,114 | $769,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 57,746 | $768,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 22,588 | $767,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 15,000 | $763,000 | thousands by filing date | put |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,900 | $762,000 | thousands by filing date | put |
| MARZETTI COMPANY | 513847103 | COM | 8,641 | $762,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 18,800 | $761,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 78,057 | $761,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 72,730 | $760,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 102,935 | $760,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 210,618 | $760,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 10,099 | $759,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 33,963 | $759,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 27,599 | $758,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 39,312 | $757,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 65,753 | $756,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 322,304 | $754,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 7,800 | $753,000 | thousands by filing date | put |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 74,907 | $752,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18,257 | $751,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 30,649 | $751,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 49,764 | $751,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 54,623 | $749,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 31,830 | $748,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 83,639 | $748,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 71,512 | $747,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 8,000 | $746,000 | thousands by filing date | put |
| S & T BANCORP INC COM | 783859101 | Stock | 29,422 | $745,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 36,860 | $745,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,023 | $744,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 20,200 | $744,000 | thousands by filing date | put |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 13,151 | $744,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 58,431 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 26,440 | $742,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 24,400 | $741,000 | thousands by filing date | put |
| WERNER ENTERPRISES INC | 950755108 | COM | 29,871 | $738,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 30,387 | $738,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 33,208 | $738,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 22,827 | $737,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 11,918 | $737,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 22,049 | $737,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 34,602 | $736,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 87,189 | $735,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 61,000 | $733,000 | thousands by filing date | call |
| COSTAR GROUP INC COM | 22160N109 | Stock | 3,975 | $733,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 750,000 | $733,000 | thousands by filing date | principal |
| SPRINT CORP | 85207U105 | COM SER 1 | 68,164 | $732,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,922 | $732,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 41,057 | $732,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 26,056 | $732,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 7,100 | $731,000 | thousands by filing date | put |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 12,042 | $731,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 14,826 | $731,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 29,200 | $730,000 | thousands by filing date | put |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 10,730 | $729,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,000 | $728,000 | thousands by filing date | call |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 31,674 | $728,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 24,400 | $728,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 12,800 | $728,000 | thousands by filing date | put |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 8,539 | $727,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 22,000 | $726,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 95,516 | $726,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 18,637 | $725,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 369,677 | $725,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 26,989 | $725,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 11,464 | $725,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,618 | $724,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 17,600 | $723,000 | thousands by filing date | put |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 143,477 | $723,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 19,946 | $722,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 23,860 | $721,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 59,427 | $720,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 36,700 | $720,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 29,218 | $719,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 14,961 | $718,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 29,696 | $718,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 56,491 | $717,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 105,000 | $716,000 | thousands by filing date | put |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 59,555 | $715,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 31,725 | $715,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 82,900 | $715,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 21,300 | $713,000 | thousands by filing date | call |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 20,300 | $712,000 | thousands by filing date | put |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 15,582 | $712,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 10,000 | $712,000 | thousands by filing date | call |
| AUDIENCE INC | 05070J102 | COM | 61,226 | $712,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 25,113 | $711,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 99,014 | $711,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 52,900 | $710,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 60,180 | $710,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 6,700 | $709,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 303,100 | $709,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 16,000 | $708,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 16,285 | $708,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 631,000 | $708,000 | thousands by filing date | principal |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 173,898 | $706,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 30,708 | $706,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 59,429 | $705,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 98,794 | $704,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 21,500 | $703,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 26,229 | $703,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 17,768 | $702,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 96,023 | $702,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 28,146 | $702,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 35,187 | $701,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 28,500 | $701,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 15,200 | $700,000 | thousands by filing date | put |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 14,100 | $700,000 | thousands by filing date | call |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 49,113 | $696,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 48,300 | $695,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 15,500 | $694,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,506 | $692,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 17,920 | $692,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 15,606 | $691,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 37,988 | $691,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 25,900 | $690,000 | thousands by filing date | put |
| ONEMAIN HOLDINGS | 85172J101 | COM | 27,283 | $689,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 12,774 | $688,000 | thousands by filing date | call |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 37,167 | $688,000 | thousands by filing date | |
| SEQUENTIAL BRANDS GROUP INC | 817340201 | COM NEW | 127,493 | $688,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 649,000 | $687,000 | thousands by filing date | principal |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 33,368 | $686,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 56,309 | $685,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 13,000 | $684,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 5,500 | $683,000 | thousands by filing date | call |
| BADGER METER INC COM | 056525108 | Stock | 12,536 | $683,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 26,208 | $681,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 427,000 | $681,000 | thousands by filing date | principal |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 20,031 | $680,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 64,941 | $679,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 25,977 | $679,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 35,170 | $679,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 30,925 | $678,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 19,100 | $678,000 | thousands by filing date | call |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 28,044 | $678,000 | thousands by filing date | |
| BAYLAKE CORP | 072788102 | COM | 52,072 | $678,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 26,343 | $677,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 39,900 | $677,000 | thousands by filing date | put |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 49,208 | $673,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 31,700 | $673,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 39,333 | $671,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 11,719 | $669,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 16,800 | $669,000 | thousands by filing date | call |
| INSULET CORP COM | 45784P101 | Stock | 18,006 | $668,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 82,236 | $668,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 42,479 | $666,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,492 | $666,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 33,803 | $666,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 53,630 | $666,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 10,800 | $665,000 | thousands by filing date | put |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 24,100 | $665,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 6,000 | $664,000 | thousands by filing date | put |
| MATSON INC COM | 57686G105 | Stock | 25,410 | $664,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 19,885 | $664,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 9,100 | $664,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 82,876 | $664,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |