13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 3,000 | $56,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,691 | $55,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,100 | $55,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 24,200 | $55,000 | thousands by filing date | put |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 12,820 | $55,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 1,700 | $55,000 | thousands by filing date | call |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 10,579 | $55,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 7,788 | $55,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 16,356 | $55,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 2,855 | $55,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,200 | $54,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 26,893 | $54,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 4,600 | $54,000 | thousands by filing date | call |
| IPG PHOTONICS CORP | 44980X109 | COM | 700 | $54,000 | thousands by filing date | put |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,100 | $54,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 1,500 | $54,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,388 | $54,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 3,833 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 2,686 | $54,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 2,521 | $54,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,000 | $53,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 10,000 | $53,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 3,075 | $53,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,500 | $53,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 12,300 | $53,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 3,600 | $53,000 | thousands by filing date | put |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 3,674 | $53,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,119 | $52,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 2,194 | $52,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 9,795 | $52,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 1,700 | $52,000 | thousands by filing date | put |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 800 | $52,000 | thousands by filing date | call |
| EATON VANCE N J MUN BD FD | 27828R103 | COM | 4,439 | $52,000 | thousands by filing date | |
| NUVEEN | 67071W102 | EXCHANGE TRADED | 4,350 | $52,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 1,700 | $52,000 | thousands by filing date | call |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 37,880 | $52,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 4,237 | $52,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 2,651 | $52,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 3,400 | $51,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 786 | $51,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,398 | $51,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 5,012 | $51,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 7,700 | $51,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,100 | $51,000 | thousands by filing date | put |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,100 | $51,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 1,300 | $51,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 7,385 | $51,000 | thousands by filing date | |
| INTELSAT S A | L5140P119 | MAN CONV JR PFD | 875 | $51,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 2,200 | $51,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 2,130 | $51,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y322 | COM | 2,000 | $51,000 | thousands by filing date | call |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 3,670 | $50,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 1,200 | $50,000 | thousands by filing date | put |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 6,195 | $50,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 15,000 | $50,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 3,000 | $50,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 9,503 | $50,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 2,337 | $50,000 | thousands by filing date | |
| KNIGHT CAPITAL GROUP INC | 499005AE6 | CONV BD US | 50,000 | $50,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052206 | COM | 10,352 | $50,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,160 | $49,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 1,233 | $49,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 4,700 | $49,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 6,374 | $49,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 4,200 | $49,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 6,940 | $49,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 3,711 | $49,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 2,572 | $49,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 16,669 | $49,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 2,300 | $49,000 | thousands by filing date | put |
| NEONODE INC | 64051M402 | COM NEW | 7,800 | $49,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 4,400 | $49,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 34,595 | $49,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 6,655 | $49,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 5,800 | $49,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 3,760 | $49,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 20,105 | $49,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 2,651 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 909 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 378 | $48,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 3,700 | $48,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,839 | $48,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 1,005 | $48,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 2,404 | $48,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,900 | $48,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 42,000 | $48,000 | thousands by filing date | principal |
| THORATEC CORP | 885175307 | COM | 1,300 | $48,000 | thousands by filing date | put |
| SEQUENOM INC COM NEW | 817337405 | COM | 20,500 | $48,000 | thousands by filing date | call |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 8,534 | $48,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,400 | $47,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 607 | $47,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 6,650 | $47,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 7,755 | $47,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 12,162 | $47,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,300 | $47,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 3,602 | $47,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 9,200 | $47,000 | thousands by filing date | put |
| RUBICON MINERALS CORP | 780911103 | COM | 54,500 | $47,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 67,791 | $47,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 3,000 | $47,000 | thousands by filing date | put |
| MERGE HEALTHCARE INC | 589499102 | COM | 20,161 | $47,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 1,845 | $47,000 | thousands by filing date | |
| HELIOS HIGH YIELD FD | 42328Q109 | COM | 4,800 | $47,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 800 | $46,000 | thousands by filing date | call |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 4,700 | $46,000 | thousands by filing date | call |
| CRH PLC ADS | 12626K203 | ADR | 1,789 | $46,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 816 | $46,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 2,000 | $46,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 4,936 | $46,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 678 | $46,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 2,500 | $46,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 3,638 | $46,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,000 | $46,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,400 | $46,000 | thousands by filing date | put |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 1,635 | $46,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 8,048 | $46,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 3,700 | $46,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 325 | $45,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 5,527 | $45,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 3,010 | $45,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 2,801 | $45,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,539 | $45,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,543 | $45,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,100 | $45,000 | thousands by filing date | put |
| BSB BANCORP INC MD | 05573H108 | COM | 2,964 | $45,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 2,839 | $45,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,667 | $45,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 4,500 | $45,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,611 | $44,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,367 | $44,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 400 | $44,000 | thousands by filing date | put |
| TRI POINTE HOMES INC | 87265H109 | COM | 2,184 | $44,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,521 | $44,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 3,738 | $44,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 2,000 | $44,000 | thousands by filing date | call |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 5,850 | $44,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 8,542 | $44,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 3,600 | $44,000 | thousands by filing date | call |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 21,453 | $44,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 3,626 | $44,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,625 | $44,000 | thousands by filing date | |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 7,332 | $44,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 3,000 | $44,000 | thousands by filing date | |
| IKONICS CORP | 45172K102 | COM | 2,952 | $44,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,265 | $43,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,516 | $43,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 2,081 | $43,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,405 | $43,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,265 | $43,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 1,400 | $43,000 | thousands by filing date | call |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 397 | $43,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,549 | $43,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,000 | $43,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 2,700 | $43,000 | thousands by filing date | call |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,679 | $43,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 23,476 | $43,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,414 | $43,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 1,021 | $43,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 1,610 | $43,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 3,756 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347X476 | SHT KBW REGBNK | 1,500 | $43,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 1,300 | $42,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 700 | $42,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,038 | $42,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 4,500 | $42,000 | thousands by filing date | put |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 5,468 | $42,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 1,400 | $42,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 15,013 | $42,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 7,552 | $42,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 2,100 | $42,000 | thousands by filing date | put |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 433 | $42,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 1,800 | $41,000 | thousands by filing date | call |
| LAKELAND FINL CORP | 511656100 | COM | 1,045 | $41,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 17,499 | $41,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,689 | $41,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 3,700 | $41,000 | thousands by filing date | call |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,114 | $41,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 1,000 | $41,000 | thousands by filing date | put |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 9,755 | $41,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 18,348 | $41,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 11,085 | $41,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,486 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,500 | $41,000 | thousands by filing date | put |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 1,540 | $41,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 3,000 | $41,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 449 | $41,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,382 | $40,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 508 | $40,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,900 | $40,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,700 | $40,000 | thousands by filing date | |
| ASIA TIGERS FUND | 04516T105 | EXCHANGE TRADED | 3,521 | $40,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 24,665 | $40,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,695 | $40,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 20,944 | $40,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 3,200 | $40,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 1,935 | $40,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 2,207 | $40,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 29,743 | $40,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 2,929 | $40,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 3,991 | $40,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 40,000 | $40,000 | thousands by filing date | principal |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,000 | $40,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 5,464 | $39,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 3,204 | $39,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 2,600 | $39,000 | thousands by filing date | put |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 5,334 | $39,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 14,107 | $39,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,100 | $39,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,000 | $39,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 794 | $39,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,600 | $39,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 27,184 | $39,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 1,300 | $39,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 6,000 | $39,000 | thousands by filing date | call |
| IGI LABORATORIES INC | 449575109 | COM | 12,739 | $39,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 4,127 | $39,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 1,800 | $39,000 | thousands by filing date | call |
| QUALYS INC COM | 74758T303 | Stock | 1,645 | $38,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 612 | $38,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 4,100 | $38,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 600 | $38,000 | thousands by filing date | call |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,300 | $38,000 | thousands by filing date | |
| VOCUS INC | 92858J108 | COM | 3,353 | $38,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,585 | $38,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 1,632 | $38,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 2,241 | $38,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 2,101 | $38,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 3,900 | $37,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 3,106 | $37,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 2,060 | $37,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 2,000 | $37,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,132 | $37,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 6,107 | $37,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,600 | $37,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 3,141 | $37,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 9,125 | $37,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 4,811 | $37,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,669 | $37,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 1,500 | $37,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 1,100 | $37,000 | thousands by filing date | call |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 17,468 | $36,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 1,300 | $36,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 943 | $36,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 10,017 | $36,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 982 | $36,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 4,739 | $36,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,100 | $36,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 9,900 | $36,000 | thousands by filing date | call |
| ROCKY MTN CHOCOLATE FACTORY | 774678403 | COM PAR $0.03 | 3,139 | $36,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 6,802 | $36,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 5,700 | $36,000 | thousands by filing date | put |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 10,000 | $36,000 | thousands by filing date | call |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,700 | $36,000 | thousands by filing date | call |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 31,028 | $36,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 17,194 | $36,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 2,693 | $36,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 1,748 | $36,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 23,139 | $36,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 8,501 | $36,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 5,022 | $36,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,338 | $36,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 3,481 | $35,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,200 | $35,000 | thousands by filing date | call |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,000 | $35,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 1,965 | $35,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 5,746 | $35,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 3,660 | $35,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 21,000 | $35,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 2,109 | $35,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 900 | $35,000 | thousands by filing date | put |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 300 | $35,000 | thousands by filing date | call |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,100 | $35,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 4,230 | $35,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,341 | $35,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 500 | $35,000 | thousands by filing date | put |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 1,982 | $35,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 534 | $35,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 1,741 | $35,000 | thousands by filing date | |
| ISHARES TR | 464289206 | S&P TARGET 10 | 1,001 | $35,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,400 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 761 | $34,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,700 | $34,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,600 | $34,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,031 | $34,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 6,147 | $34,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 42,754 | $34,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,800 | $34,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 7,983 | $34,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,556 | $34,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 500 | $34,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 3,000 | $34,000 | thousands by filing date | put |
| SILICON IMAGE INC | 82705T102 | COM | 5,562 | $34,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 750 | $34,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 2,800 | $34,000 | thousands by filing date | call |
| ALLIANCE DATA SYSTEMS CORP CONV DTD 5/15/2010 4.75% 5/15/2014 | 018581AC2 | CONVERTIBLE | 6,000 | $34,000 | thousands by filing date | principal |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 5,688 | $34,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,609 | $34,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 686 | $34,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 22,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 404 | $34,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,000 | $33,000 | thousands by filing date | put |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 300 | $33,000 | thousands by filing date | put |
| UNITED GUARDIAN INC | 910571108 | COM | 1,209 | $33,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 20,000 | $33,000 | thousands by filing date | put |
| BANKFINANCIAL CORP | 06643P104 | COM | 3,549 | $33,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,000 | $33,000 | thousands by filing date | put |
| CALPINE CORP | 131347304 | COM | 1,700 | $33,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 8,004 | $33,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 11,765 | $33,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,752 | $33,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 5,000 | $33,000 | thousands by filing date | put |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 2,000 | $33,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 2,728 | $33,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 2,616 | $32,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 1,766 | $32,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,568 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 500 | $32,000 | thousands by filing date | put |
| ULTRALIFE CORP | 903899102 | COM | 9,080 | $32,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 967 | $32,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 2,400 | $32,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 8,240 | $32,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 2,326 | $32,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 466 | $32,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 345 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 600 | $31,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 300 | $31,000 | thousands by filing date | put |
| UNILIFE CORP NEW | 90478E103 | COM | 7,077 | $31,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 1,100 | $31,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 6,900 | $31,000 | thousands by filing date | put |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 2,078 | $31,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 2,400 | $31,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,695 | $31,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 6,536 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 2,891 | $31,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 900 | $30,000 | thousands by filing date | call |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,124 | $30,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 1,520 | $30,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,747 | $30,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 819 | $30,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 4,755 | $30,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 3,277 | $30,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,427 | $30,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,629 | $30,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 4,099 | $30,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 11,600 | $30,000 | thousands by filing date | call |
| EVANS BANCORP INC | 29911Q208 | COM | 1,439 | $30,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,281 | $30,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,400 | $30,000 | thousands by filing date | call |
| FLOW INTL CORP | 343468104 | COM | 7,326 | $30,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 2,500 | $30,000 | thousands by filing date | call |
| ZAZA ENERGY CORP | 98919T100 | COM | 32,210 | $30,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 3,560 | $30,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 39,000 | $30,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 2,200 | $30,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 2,646 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 400 | $29,000 | thousands by filing date | call |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,001 | $29,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 3,011 | $29,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 2,032 | $29,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $29,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,300 | $29,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,500 | $29,000 | thousands by filing date | call |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 2,075 | $29,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 1,519 | $29,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 10,900 | $28,000 | thousands by filing date | call |
| KVH INDS INC | 482738101 | COM | 2,120 | $28,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 4,806 | $28,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 400 | $28,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,000 | $28,000 | thousands by filing date | put |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 1,000 | $28,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 1,300 | $28,000 | thousands by filing date | call |
| RENN FD INC | 759720105 | COM | 19,103 | $28,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,500 | $28,000 | thousands by filing date | call |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 2,000 | $28,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 652 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 10,000 | $28,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 3,807 | $28,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,500 | $28,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 7,318 | $28,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 23,000 | $28,000 | thousands by filing date | principal |
| DOVER MOTORSPORTS INC | 260174107 | COM | 11,039 | $28,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,000 | $28,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 8,275 | $28,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 11,000 | $28,000 | thousands by filing date | principal |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 1,999 | $28,000 | thousands by filing date | |
| POWERSHARES MENA | 73936Q603 | MENA FRNTR ETF | 2,257 | $28,000 | thousands by filing date | |
| NOVOGEN LIMITED | 67010F202 | SPON ADR 1:25 SH | 6,646 | $28,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 21,100 | $27,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 4,827 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,100 | $27,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,547 | $27,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 500 | $27,000 | thousands by filing date | call |
| PHOTRONICS INC | 719405102 | COM | 3,000 | $27,000 | thousands by filing date | call |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 1,673 | $27,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,000 | $27,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,500 | $27,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 500 | $27,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 15,760 | $27,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 845 | $27,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 1,266 | $27,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 2,062 | $27,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 1,561 | $27,000 | thousands by filing date | |
| CLIFTON SAVINGS BANCORP INC | 18712Q103 | COM | 2,100 | $27,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 15,470 | $27,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 7,134 | $27,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 4,840 | $27,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 704 | $26,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,286 | $26,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,295 | $26,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,154 | $26,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 2,000 | $26,000 | thousands by filing date | call |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 1,027 | $26,000 | thousands by filing date | |
| ASIAINFO-LINKAGE INC | 04518A104 | COM | 2,183 | $26,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 1,244 | $26,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 50,363 | $26,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 4,396 | $26,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 10,400 | $26,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 680 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 715 | $26,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 800 | $26,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 1,420 | $26,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W166 | INDIAN RUP ETF | 1,300 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 26,000 | $26,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 27,000 | $26,000 | thousands by filing date | principal |
| CELLULAR DYNAMICS INTL INC | 15117V109 | COM | 1,558 | $26,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 297 | $25,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 8,091 | $25,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 2,000 | $25,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 1,200 | $25,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 6,763 | $25,000 | thousands by filing date | |
| BRIDGE CAP HLDGS | 108030107 | COM | 1,213 | $25,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 13,916 | $25,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 11,078 | $25,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 6,111 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 1,208 | $25,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 18,150 | $25,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 831 | $25,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 4,363 | $25,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 21,429 | $25,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 1,525 | $25,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 984 | $25,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,921 | $25,000 | thousands by filing date | |
| VESTIN REALTY MORTGAGE I INC | 925490104 | COM | 14,501 | $25,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 400 | $24,000 | thousands by filing date | put |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 300 | $24,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 700 | $24,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,032 | $24,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 1,790 | $24,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 400 | $24,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 2,390 | $24,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 6,800 | $24,000 | thousands by filing date | put |
| TEAM INC | 878155100 | COM | 562 | $24,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 4,700 | $24,000 | thousands by filing date | call |
| OMNICARE INC | 681904108 | COM | 400 | $24,000 | thousands by filing date | call |
| RAND CAP CORP | 752185108 | COM | 8,027 | $24,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 28,703 | $24,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 720 | $24,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 2,518 | $24,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 1,100 | $24,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,014 | $23,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 736 | $23,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,000 | $23,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 285 | $23,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 500 | $23,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,018 | $23,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 838 | $23,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 1,300 | $23,000 | thousands by filing date | call |
| TUMI HLDGS INC | 89969Q104 | COM | 1,000 | $23,000 | thousands by filing date | put |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 1,000 | $23,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 3,800 | $23,000 | thousands by filing date | call |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 5,200 | $23,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,400 | $23,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 2,047 | $23,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 1,100 | $23,000 | thousands by filing date | call |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 1,600 | $23,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 21,934 | $23,000 | thousands by filing date | |
| LIBERATOR MEDICAL HLDGS INC | 53012L108 | COM | 5,588 | $23,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,709 | $22,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 350 | $22,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 4,000 | $22,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 2,513 | $22,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 6,100 | $22,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 11,200 | $22,000 | thousands by filing date | call |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 1,800 | $22,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 200 | $22,000 | thousands by filing date | put |
| AIRGAS INC | 009363102 | COM | 200 | $22,000 | thousands by filing date | call |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 4,500 | $22,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 5,000 | $22,000 | thousands by filing date | put |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 400 | $22,000 | thousands by filing date | call |
| CAMAC ENERGY INC | 131745101 | COM | 15,127 | $22,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,591 | $22,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,286 | $22,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 15,800 | $22,000 | thousands by filing date | put |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 1,364 | $22,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 22,000 | $22,000 | thousands by filing date | principal |
| SPARTON CORP | 847235108 | COM | 800 | $22,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 1,016 | $22,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 800 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 2,000 | $22,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |