13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| McCormick & Company Inc | 579780107 | COM | 1,714 | $118,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 6,900 | $118,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 13,200 | $118,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 1,900 | $118,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 35,000 | $118,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 1,200 | $117,000 | thousands by filing date | call |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 16,459 | $117,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 9,565 | $117,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 1,594 | $117,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 4,000 | $117,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 9,677 | $117,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 17,493 | $117,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 2,700 | $117,000 | thousands by filing date | put |
| OMEGA PROTEIN CORP | 68210P107 | COM | 9,550 | $117,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 2,100 | $116,000 | thousands by filing date | call |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 3,837 | $116,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 1,100 | $116,000 | thousands by filing date | put |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 25,447 | $116,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 8,684 | $116,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,600 | $116,000 | thousands by filing date | put |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,338 | $116,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 6,900 | $116,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 14,000 | $115,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 11,558 | $115,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 19,585 | $115,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 15,592 | $115,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 12,000 | $115,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y776 | ADVISR GLBECHO | 1,900 | $115,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 21,438 | $115,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,700 | $114,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,768 | $114,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 5,700 | $114,000 | thousands by filing date | put |
| LENDINGTREE INC NEW | 894675107 | COM | 3,465 | $114,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 9,620 | $114,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 92,695 | $114,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 21,500 | $113,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,676 | $113,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,000 | $113,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 38,942 | $113,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 19,587 | $113,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 3,100 | $113,000 | thousands by filing date | call |
| BARRY (R.G.) | 068798107 | COM | 5,850 | $113,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 11,124 | $112,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 6,246 | $112,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,226 | $112,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 1,833 | $112,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 8,000 | $112,000 | thousands by filing date | put |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 11,034 | $112,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 6,950 | $111,000 | thousands by filing date | |
| ZYGO CORP | 989855101 | COM | 7,462 | $111,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 176,961 | $111,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,500 | $110,000 | thousands by filing date | call |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 3,054 | $110,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 7,700 | $110,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 6,200 | $109,000 | thousands by filing date | call |
| KADANT INC | 48282T104 | COM | 2,685 | $109,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 7,935 | $109,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 4,601 | $109,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 5,600 | $109,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 12,400 | $109,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 23,976 | $109,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 9,298 | $109,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 6,420 | $109,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 5,088 | $109,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 3,160 | $109,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 4,000 | $109,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 5,200 | $108,000 | thousands by filing date | call |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,066 | $108,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,410 | $108,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 4,300 | $108,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 5,100 | $107,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 4,400 | $107,000 | thousands by filing date | call |
| OI S.A. | 670851104 | SPONSORED ADR | 65,115 | $107,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 26,754 | $107,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 322 | $106,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 3,410 | $106,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,100 | $106,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 7,311 | $106,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 2,315 | $106,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 5,800 | $106,000 | thousands by filing date | put |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 9,742 | $106,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H139 | W EXP 11/14/2018 | 3,000 | $106,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 14,259 | $106,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,200 | $105,000 | thousands by filing date | call |
| NORTHERN TR CORP COM | 665859104 | Stock | 1,700 | $105,000 | thousands by filing date | put |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,900 | $105,000 | thousands by filing date | put |
| HOLOGIC INC | 436440101 | COM | 4,700 | $105,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 15,366 | $105,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 6,816 | $105,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 40,300 | $105,000 | thousands by filing date | put |
| PIKE ELEC CORP | 721283109 | COM | 9,906 | $105,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 29,500 | $105,000 | thousands by filing date | put |
| LIFEVANTAGE CORP | 53222K106 | COM | 63,865 | $105,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 23,999 | $105,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 17,391 | $105,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 7,573 | $105,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,100 | $104,000 | thousands by filing date | put |
| BANCFIRST CORP | 05945F103 | COM | 1,869 | $104,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,118 | $104,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 6,280 | $104,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 1,000 | $104,000 | thousands by filing date | call |
| MULTI-COLOR | 625383104 | COM | 2,747 | $104,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,900 | $104,000 | thousands by filing date | put |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 2,810 | $104,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 2,968 | $104,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 20,900 | $104,000 | thousands by filing date | put |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 4,415 | $104,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 8,645 | $104,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 22,843 | $103,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 1,980 | $103,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,947 | $103,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 3,600 | $103,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 25,378 | $103,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,603 | $102,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,300 | $102,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2,500 | $102,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 6,231 | $102,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 23,373 | $102,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 13,179 | $102,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 25,787 | $102,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 10,895 | $102,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2,717 | $101,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 3,500 | $101,000 | thousands by filing date | call |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 13,411 | $101,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,801 | $101,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 2,075 | $100,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 7,933 | $100,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 26,354 | $100,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 955 | $99,000 | thousands by filing date | put |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 38,844 | $99,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 15,884 | $99,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 6,900 | $99,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 6,805 | $99,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 5,800 | $99,000 | thousands by filing date | call |
| KOSS CORP | 500692108 | COM | 19,510 | $99,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 9,021 | $99,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 5,500 | $99,000 | thousands by filing date | put |
| SKULLCANDY INC | 83083J104 | COM | 13,800 | $99,000 | thousands by filing date | call |
| ING INTERNATIONAL | 45684Q100 | COM | 10,563 | $99,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 8,035 | $98,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 13,989 | $98,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,800 | $98,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 7,500 | $98,000 | thousands by filing date | call |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 8,700 | $98,000 | thousands by filing date | put |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 12,923 | $98,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 3,848 | $98,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 2,400 | $97,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,820 | $97,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,660 | $97,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,700 | $97,000 | thousands by filing date | call |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 7,014 | $97,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,800 | $97,000 | thousands by filing date | put |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,330 | $97,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 7,557 | $96,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 7,743 | $96,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 4,903 | $96,000 | thousands by filing date | |
| PACTERA TECHNOLOGY INTERNATIONAL | 695255109 | COMMON STOCK-FO | 13,443 | $96,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 9,338 | $96,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 7,695 | $96,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 2,300 | $95,000 | thousands by filing date | call |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 965 | $95,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 800 | $95,000 | thousands by filing date | call |
| RINGCENTRAL INC | 76680R206 | CL A | 5,194 | $95,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 1,300 | $95,000 | thousands by filing date | call |
| GASLOG LTD | G37585109 | SHS | 5,546 | $95,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 2,300 | $95,000 | thousands by filing date | call |
| CALLON PETE CO DEL | 13123X102 | COM | 14,567 | $95,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,300 | $95,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 2,600 | $95,000 | thousands by filing date | call |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 3,287 | $95,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 5,574 | $94,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 1,700 | $93,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 11,000 | $93,000 | thousands by filing date | call |
| AMERIS BANCORP | 03076K108 | COM | 4,400 | $93,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 11,162 | $93,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 5,400 | $93,000 | thousands by filing date | call |
| EPIZYME INC | 29428V104 | COM | 4,468 | $93,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 23,840 | $93,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,600 | $92,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,900 | $92,000 | thousands by filing date | put |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 7,426 | $92,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,500 | $92,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 3,334 | $92,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 7,924 | $92,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 3,592 | $92,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 58,830 | $92,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 55,706 | $92,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 29,319 | $92,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 16,199 | $92,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 2,300 | $92,000 | thousands by filing date | call |
| CAMECO CORP COM | 13321L108 | Stock | 4,400 | $91,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 5,700 | $91,000 | thousands by filing date | put |
| ENERGY RECOVERY INC | 29270J100 | COM | 16,422 | $91,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 5,134 | $91,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 9,646 | $91,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 8,700 | $91,000 | thousands by filing date | put |
| FASTENAL CO COM | 311900104 | Stock | 1,900 | $90,000 | thousands by filing date | put |
| MESA LABS INC COM | 59064R109 | Stock | 1,150 | $90,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 1,943 | $90,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 10,150 | $90,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 6,600 | $90,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 13,800 | $90,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W227 | COM | 2,666 | $90,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 13,314 | $90,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 22,768 | $90,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 5,020 | $89,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 8,500 | $89,000 | thousands by filing date | put |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 21,495 | $89,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 2,981 | $89,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 3,461 | $89,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,854 | $89,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 29,800 | $89,000 | thousands by filing date | call |
| Taser Intl Inc | 87651B104 | COM | 5,600 | $89,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 3,115 | $89,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,200 | $88,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 5,500 | $88,000 | thousands by filing date | call |
| INPHI CORP | 45772F107 | COM | 6,806 | $88,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 1,065 | $88,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 5,032 | $88,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 6,813 | $88,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 3,100 | $88,000 | thousands by filing date | put |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 35,246 | $88,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 189,770 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 2,550 | $88,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 7,636 | $88,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,755 | $87,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 19,000 | $87,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 2,800 | $87,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 1,300 | $87,000 | thousands by filing date | put |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 8,500 | $87,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 1,934 | $87,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 4,900 | $87,000 | thousands by filing date | put |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 8,550 | $87,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 4,400 | $86,000 | thousands by filing date | put |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 17,290 | $86,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 3,950 | $86,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 2,662 | $85,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,900 | $85,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 32,349 | $85,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 1,500 | $85,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 4,476 | $85,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 50,876 | $85,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 1,700 | $84,000 | thousands by filing date | call |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,000 | $84,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 5,600 | $84,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 8,345 | $84,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 4,086 | $84,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 6,400 | $84,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,900 | $84,000 | thousands by filing date | call |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 1,700 | $84,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 11,600 | $84,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 3,129 | $84,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 8,600 | $83,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 3,135 | $83,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AN3 | NOTE | 25,000 | $83,000 | thousands by filing date | principal |
| AMREIT INC | 03216B208 | CL B | 4,957 | $83,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 11,379 | $83,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,000 | $83,000 | thousands by filing date | call |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 9,250 | $83,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 3,282 | $83,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 933 | $82,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,900 | $82,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 2,764 | $82,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 5,000 | $82,000 | thousands by filing date | call |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 9,310 | $82,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 27,700 | $82,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1,529 | $82,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 11,360 | $82,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 842 | $81,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 9,242 | $81,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 300 | $81,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 2,113 | $81,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 7,067 | $81,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,900 | $81,000 | thousands by filing date | call |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 2,697 | $81,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 2,059 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R230 | PSHS SHTFINL ETF | 3,931 | $81,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 2,935 | $80,000 | thousands by filing date | |
| PHOTOMEDEX INC | 719358301 | COM | 6,155 | $80,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 12,933 | $80,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 19,743 | $80,000 | thousands by filing date | |
| ASTEA INTL INC | 04622E208 | COM | 31,536 | $80,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 3,000 | $79,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 9,100 | $79,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 4,714 | $79,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 4,030 | $79,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 20,250 | $79,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,000 | $79,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 2,000 | $79,000 | thousands by filing date | call |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 6,600 | $79,000 | thousands by filing date | call |
| PARK STERLING CORP | 70086Y105 | COM | 11,077 | $79,000 | thousands by filing date | |
| ELECSYS CORP | 28473M100 | COM | 6,005 | $79,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,179 | $78,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 2,300 | $78,000 | thousands by filing date | call |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 4,905 | $78,000 | thousands by filing date | |
| BLACKROCK NY MUNI INC QLTY T | 09249U105 | COM | 6,462 | $78,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 3,603 | $78,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 12,800 | $78,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 69,000 | $78,000 | thousands by filing date | principal |
| ISHARES TR | 464289628 | MSCI ACWI X US | 1,021 | $78,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,124 | $77,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 975 | $77,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 9,436 | $77,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 4,319 | $77,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 5,028 | $77,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 5,100 | $77,000 | thousands by filing date | |
| SYNAGEVA BIOPHARMA CORP | 87159A103 | COM | 1,187 | $77,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 20,694 | $76,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2,791 | $76,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 2,500 | $76,000 | thousands by filing date | call |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 4,174 | $76,000 | thousands by filing date | |
| NUVEEN CA MUN MKT OPPORTUNT | 67062U107 | COM | 5,591 | $76,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 6,300 | $76,000 | thousands by filing date | put |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 3,000 | $76,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 2,699 | $76,000 | thousands by filing date | |
| Gleacher & Co Inc | 377341201 | COM NEW | 7,283 | $76,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,600 | $75,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 80,712 | $75,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 19,759 | $75,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 55,900 | $75,000 | thousands by filing date | put |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 75,000 | $75,000 | thousands by filing date | principal |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 857 | $74,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,946 | $74,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 3,632 | $74,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $74,000 | thousands by filing date | call |
| DENBURY RES INC | 247916208 | COM NEW | 4,500 | $74,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 6,600 | $74,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,300 | $74,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 30,633 | $74,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 4,000 | $74,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 3,437 | $74,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 915 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,200 | $73,000 | thousands by filing date | put |
| ST JOE CO | 790148100 | COM | 3,800 | $73,000 | thousands by filing date | put |
| SKECHERS U S A INC | 830566105 | CL A | 2,200 | $73,000 | thousands by filing date | call |
| STEALTHGAS INC | Y81669106 | COM | 7,172 | $73,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,800 | $73,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 4,910 | $73,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 21,600 | $73,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 8,117 | $73,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 8,300 | $73,000 | thousands by filing date | call |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 5,127 | $73,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,055 | $73,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 7,295 | $73,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 6,409 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2,200 | $73,000 | thousands by filing date | call |
| LENNAR CORP CL B | 526057302 | Stock | 2,128 | $72,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 3,005 | $72,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 2,121 | $72,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 7,400 | $72,000 | thousands by filing date | call |
| VALUECLICK INC | 92046N102 | COM | 3,100 | $72,000 | thousands by filing date | put |
| HANSEN MEDICAL INC | 411307101 | COM | 41,751 | $72,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 2,716 | $72,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 7,708 | $72,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 17,009 | $72,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 7,400 | $71,000 | thousands by filing date | call |
| ST JOE CO | 790148100 | COM | 3,700 | $71,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 5,280 | $71,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,700 | $71,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 13,400 | $71,000 | thousands by filing date | put |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 1,150 | $71,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,400 | $71,000 | thousands by filing date | call |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 2,000 | $71,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 18,243 | $71,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,000 | $70,000 | thousands by filing date | put |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,328 | $70,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 6,700 | $70,000 | thousands by filing date | put |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 2,833 | $70,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 6,500 | $70,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 3,200 | $70,000 | thousands by filing date | put |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 596 | $70,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 9,588 | $70,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 18,100 | $70,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,543 | $69,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 6,055 | $69,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 50,000 | $69,000 | thousands by filing date | principal |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 2,509 | $68,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 1,432 | $68,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,947 | $68,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 14,931 | $68,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 3,146 | $68,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 4,600 | $68,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,800 | $68,000 | thousands by filing date | put |
| PACER INTL INC TENN | 69373H106 | COM | 8,325 | $68,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 15,644 | $68,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 5,115 | $68,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 29,448 | $68,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 3,373 | $67,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 6,652 | $67,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,900 | $67,000 | thousands by filing date | call |
| BON-TON STORES INC | 09776J101 | COM | 4,100 | $67,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 3,400 | $67,000 | thousands by filing date | call |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 5,300 | $66,000 | thousands by filing date | put |
| BROADSOFT INC | 11133B409 | COM | 2,400 | $66,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 1,300 | $66,000 | thousands by filing date | put |
| MENS WEARHOUSE INC | 587118100 | COM | 1,300 | $66,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 8,200 | $66,000 | thousands by filing date | put |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 800 | $66,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 1,402 | $66,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 3,579 | $66,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 1,950 | $66,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 2,613 | $65,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,100 | $65,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 900 | $65,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 8,100 | $65,000 | thousands by filing date | put |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,150 | $65,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 2,300 | $65,000 | thousands by filing date | call |
| RR DONNELLEY + SONS CO | 257867101 | COM | 3,200 | $65,000 | thousands by filing date | call |
| ASIA PAC FD INC | 044901106 | COM | 6,201 | $65,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 3,273 | $64,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 5,275 | $64,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 4,299 | $64,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 100,000 | $64,000 | thousands by filing date | principal |
| CSS INDS INC | 125906107 | COMMON STOCK | 2,242 | $64,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,365 | $64,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 5,763 | $64,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 8,579 | $64,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 1,410 | $64,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 48,769 | $63,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 5,335 | $63,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,623 | $63,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 18,600 | $63,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 4,780 | $63,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 80,197 | $63,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 3,016 | $63,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W417 | RETAIL BULL 3X | 797 | $63,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 5,917 | $62,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 3,890 | $62,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 5,900 | $62,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 7,800 | $62,000 | thousands by filing date | call |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,875 | $62,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 45,727 | $62,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 900 | $62,000 | thousands by filing date | call |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 7,400 | $62,000 | thousands by filing date | put |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 4,300 | $62,000 | thousands by filing date | put |
| PRINCIPLED EQUITY MARKET FD | 742959109 | SH BEN INT | 2,944 | $62,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,100 | $61,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 6,939 | $61,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,228 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 3,500 | $61,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 4,567 | $61,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 9,182 | $61,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 2,652 | $61,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 138,561 | $61,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 4,500 | $61,000 | thousands by filing date | put |
| S.Y. BANCORP INC | 785060104 | COM | 1,924 | $61,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 8,395 | $61,000 | thousands by filing date | |
| EATON VANCE MA MUNI INCOME T | 27826E104 | SH BEN INT | 5,005 | $61,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 3,336 | $61,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 600 | $60,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 2,000 | $60,000 | thousands by filing date | put |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 10,700 | $60,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 8,400 | $60,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,900 | $60,000 | thousands by filing date | call |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,855 | $60,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 8,034 | $60,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,775 | $60,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 4,650 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,200 | $60,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 3,000 | $59,000 | thousands by filing date | put |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,000 | $59,000 | thousands by filing date | call |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,400 | $59,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 2,323 | $59,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 9,007 | $59,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 600 | $59,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 2,000 | $59,000 | thousands by filing date | call |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 25,364 | $59,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 23,600 | $59,000 | thousands by filing date | put |
| PEDEVCO CORP | 70532Y204 | COM | 27,394 | $59,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,846 | $58,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 1,000 | $58,000 | thousands by filing date | put |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 2,696 | $58,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,151 | $58,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,000 | $58,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,300 | $58,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 3,984 | $58,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 2,800 | $58,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 4,105 | $58,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,000 | $58,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 6,600 | $58,000 | thousands by filing date | call |
| MOCON INC | 607494101 | COM | 3,675 | $58,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 16,776 | $58,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 3,200 | $58,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $57,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 15,966 | $57,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 1,426 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,124 | $57,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 1,280 | $57,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 64,775 | $57,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 1,300 | $57,000 | thousands by filing date | call |
| CALPINE CORP | 131347304 | COM | 2,900 | $57,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 2,000 | $57,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 1,400 | $57,000 | thousands by filing date | call |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,781 | $57,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,600 | $57,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 1,884 | $57,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 6,671 | $56,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 3,100 | $56,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 5,600 | $56,000 | thousands by filing date | put |
| HORSEHEAD HLDG CORP | 440694305 | COM | 3,483 | $56,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |