13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 26,545 | $221,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 102,895 | $221,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,771 | $220,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 12,623 | $220,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,900 | $220,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 23,155 | $219,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 23,100 | $219,000 | thousands by filing date | call |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 15,555 | $219,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 12,041 | $219,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,719 | $218,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 20,002 | $218,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 105,686 | $218,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 50,699 | $218,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 9,700 | $217,000 | thousands by filing date | call |
| CONNS INC | 208242107 | COM | 2,757 | $217,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 7,500 | $217,000 | thousands by filing date | put |
| INTRALINKS HLDGS INC | 46118H104 | COM | 17,943 | $217,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,500 | $216,000 | thousands by filing date | put |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 4,440 | $216,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 19,565 | $216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 10,746 | $216,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 16,577 | $215,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 50,976 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,330 | $214,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 14,708 | $214,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,200 | $214,000 | thousands by filing date | call |
| TRC COS INC | 872625108 | COM | 30,000 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 2,500 | $213,000 | thousands by filing date | call |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 12,694 | $213,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 11,540 | $213,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 20,045 | $213,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 4,011 | $212,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 15,000 | $212,000 | thousands by filing date | call |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,742 | $212,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,400 | $212,000 | thousands by filing date | call |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 63,041 | $212,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 5,100 | $212,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 126,711 | $212,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 6,200 | $212,000 | thousands by filing date | call |
| Empire District Electric Co/Th | 291641108 | COM | 9,329 | $212,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 18,094 | $212,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 2,547 | $212,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,400 | $211,000 | thousands by filing date | put |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,783 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,200 | $211,000 | thousands by filing date | put |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 6,917 | $211,000 | thousands by filing date | |
| NET SERVICOS DE COMUNICACAO | 64109T201 | SPONSD ADR NEW | 21,844 | $211,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 17,374 | $211,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 34,599 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 6,121 | $211,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,500 | $210,000 | thousands by filing date | put |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 18,619 | $210,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 20,248 | $210,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 36,606 | $210,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 2,269 | $210,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 62,600 | $210,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 6,100 | $210,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 17,043 | $210,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 17,309 | $210,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 6,303 | $209,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 25,986 | $209,000 | thousands by filing date | |
| BLACKROCK MASS TAX-EXEMPT TR | 09258E109 | SH BEN INT | 17,784 | $209,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 3,330 | $208,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,600 | $208,000 | thousands by filing date | call |
| SPANSION INC | 84649R200 | COM CL A NEW | 14,989 | $208,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 4,906 | $207,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 13,441 | $207,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 9,195 | $207,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,000 | $207,000 | thousands by filing date | put |
| UNI-PIXEL INC | 904572203 | COM | 20,700 | $207,000 | thousands by filing date | put |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 23,978 | $206,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 14,410 | $206,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 26,772 | $206,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 11,998 | $206,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 29,587 | $205,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 38,900 | $204,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 8,376 | $204,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 8,300 | $204,000 | thousands by filing date | put |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,100 | $203,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 15,100 | $203,000 | thousands by filing date | put |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,000 | $203,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 5,968 | $203,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 46,986 | $203,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 15,027 | $203,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 8,800 | $203,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 4,311 | $203,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 150,268 | $203,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,200 | $202,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 5,700 | $202,000 | thousands by filing date | call |
| ELLIS PERRY INTL INC | 288853104 | COM | 12,754 | $202,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 8,150 | $202,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,400 | $201,000 | thousands by filing date | call |
| AH BELO CORP | 001282102 | COMMON STOCK | 26,896 | $201,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 6,300 | $201,000 | thousands by filing date | call |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 4,900 | $201,000 | thousands by filing date | call |
| SPARTAN MTRS INC | 846819100 | COM | 29,902 | $201,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 27,956 | $201,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 5,003 | $200,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,405 | $200,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 6,400 | $199,000 | thousands by filing date | call |
| MOVE INC | 62458M207 | COM NEW | 12,412 | $199,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 14,936 | $199,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 72,862 | $199,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 5,000 | $199,000 | thousands by filing date | put |
| GP STRATEGIES CORP | 36225V104 | COM | 6,661 | $198,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 63,900 | $197,000 | thousands by filing date | call |
| BEL FUSE INC | 077347300 | CL B | 9,236 | $197,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 5,697 | $197,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 105,000 | $197,000 | thousands by filing date | principal |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 6,829 | $197,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 16,300 | $196,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 10,600 | $196,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 69,316 | $196,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 14,013 | $196,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 30,372 | $196,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,700 | $196,000 | thousands by filing date | call |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,800 | $195,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 7,900 | $195,000 | thousands by filing date | call |
| PLY GEM HLDGS INC | 72941W100 | COM | 10,811 | $195,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 17,065 | $195,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 5,348 | $195,000 | thousands by filing date | |
| NORCRAFT COS INC | 65557Y105 | COM | 9,950 | $195,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,924 | $194,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 8,300 | $194,000 | thousands by filing date | call |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 7,900 | $194,000 | thousands by filing date | put |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 11,329 | $194,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 19,362 | $194,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 1,630 | $193,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 108,247 | $193,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 24,600 | $193,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 16,859 | $193,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 13,401 | $193,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 3,300 | $192,000 | thousands by filing date | call |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,606 | $192,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 7,974 | $192,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,209 | $192,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 23,889 | $192,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,300 | $191,000 | thousands by filing date | put |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,100 | $191,000 | thousands by filing date | call |
| BRINKS CO | 109696104 | COM | 5,600 | $191,000 | thousands by filing date | put |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 13,626 | $191,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 7,018 | $190,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 21,127 | $190,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 11,999 | $190,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 4,573 | $190,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,188 | $190,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 8,902 | $189,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 42,180 | $189,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 8,100 | $189,000 | thousands by filing date | call |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 11,756 | $189,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 8,530 | $189,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 6,000 | $189,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R734 | FORN CURR STRT | 3,996 | $189,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,000 | $188,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,200 | $188,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 18,861 | $188,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,908 | $188,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 28,179 | $187,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 2,642 | $187,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 10,071 | $187,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 23,642 | $187,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 36,300 | $187,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 95,516 | $187,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 10,750 | $187,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,200 | $186,000 | thousands by filing date | call |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 9,256 | $186,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,994 | $186,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,320 | $186,000 | thousands by filing date | |
| LDK SOLAR CO LTD | 50183L107 | SPONSORED ADR | 141,890 | $186,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,844 | $185,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 7,192 | $185,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 16,996 | $184,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 13,973 | $184,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 9,348 | $183,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 7,723 | $183,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 1,604 | $183,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,977 | $182,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 15,907 | $182,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 39,900 | $182,000 | thousands by filing date | call |
| YONGYE INTL INC | 98607B106 | COM | 28,389 | $182,000 | thousands by filing date | |
| CURRENCYSHARES SINGAPORE DLR | 23130K100 | SHS | 2,310 | $182,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 39,000 | $182,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 3,500 | $181,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 5,208 | $181,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 11,557 | $181,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,681 | $180,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 7,434 | $180,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 15,300 | $179,000 | thousands by filing date | put |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 9,310 | $179,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,800 | $179,000 | thousands by filing date | put |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 19,170 | $179,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 3,296 | $179,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 10,365 | $179,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 54,839 | $179,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B842 | GLB CRUDE OIL | 8,607 | $179,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 4,500 | $178,000 | thousands by filing date | put |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 165,000 | $178,000 | thousands by filing date | principal |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,200 | $178,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 7,400 | $178,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 162,000 | $178,000 | thousands by filing date | principal |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 14,013 | $178,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 6,502 | $178,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 6,000 | $177,000 | thousands by filing date | call |
| CIT GROUP INC COM NEW | 125581801 | Stock | 3,400 | $177,000 | thousands by filing date | call |
| ARUBA NETWORKS INC | 043176106 | COM | 9,900 | $177,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 19,486 | $177,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 19,842 | $177,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 13,891 | $176,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,800 | $176,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,500 | $176,000 | thousands by filing date | call |
| NORTEK INC | 656559309 | COM NEW | 2,363 | $176,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 9,644 | $176,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 18,596 | $175,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 8,707 | $175,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 2,900 | $175,000 | thousands by filing date | put |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 10,825 | $175,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,400 | $174,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 11,800 | $174,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 15,535 | $174,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,400 | $174,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 10,714 | $173,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 13,549 | $173,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 21,494 | $173,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 30,400 | $173,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 6,288 | $173,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 18,441 | $173,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 3,000 | $173,000 | thousands by filing date | put |
| BUNGE LTD | G16962105 | COM | 2,100 | $172,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 146,000 | $172,000 | thousands by filing date | principal |
| SEMPRA COM | 816851109 | Stock | 1,900 | $171,000 | thousands by filing date | put |
| RADWARE LTD | M81873107 | COMMON STOCK | 9,500 | $171,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 17,100 | $171,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,700 | $170,000 | thousands by filing date | put |
| PEABODY ENERGY CORP | 704549104 | COM | 8,700 | $170,000 | thousands by filing date | put |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 36,266 | $170,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,735 | $169,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 11,665 | $169,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 21,189 | $169,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 18,750 | $169,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,624 | $168,000 | thousands by filing date | call |
| ALLEGION PLC | G0176J109 | ORD SHS | 3,800 | $168,000 | thousands by filing date | put |
| DIAMOND FOODS INC | 252603105 | COM | 6,500 | $168,000 | thousands by filing date | call |
| GASTAR EXPL LTD | 367299203 | COM NEW | 24,298 | $168,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 12,075 | $167,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 33,612 | $167,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 11,749 | $167,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 2,904 | $167,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,143 | $166,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 4,148 | $166,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 6,353 | $166,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 16,181 | $166,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 4,593 | $166,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,745 | $165,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,300 | $165,000 | thousands by filing date | call |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 4,900 | $165,000 | thousands by filing date | call |
| XOMA CORP DEL | 98419J107 | COM | 24,602 | $165,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 5,250 | $165,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,700 | $164,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,165 | $164,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 6,350 | $164,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,026 | $164,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 23,600 | $164,000 | thousands by filing date | put |
| COMMAND SEC CORP | 20050L100 | COM | 79,791 | $164,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 9,469 | $164,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 16,026 | $164,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 6,300 | $163,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 2,167 | $163,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 17,489 | $163,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 2,872 | $163,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 20,841 | $163,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 41,462 | $163,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 14,100 | $163,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 14,303 | $163,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,500 | $162,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,026 | $162,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 9,943 | $162,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 4,899 | $162,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 25,160 | $162,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,541 | $161,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,100 | $161,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 7,564 | $161,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 20,300 | $161,000 | thousands by filing date | put |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 18,000 | $160,000 | thousands by filing date | call |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 10,287 | $160,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 7,018 | $160,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,000 | $159,000 | thousands by filing date | put |
| MANITOWOC COMPANY INC | 563571108 | COM | 6,800 | $159,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 17,949 | $159,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 94,547 | $159,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 17,650 | $158,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 40,100 | $158,000 | thousands by filing date | put |
| MEDLEY CAP CORP | 58503F106 | COM | 11,308 | $157,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 13,400 | $157,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 2,000 | $157,000 | thousands by filing date | call |
| STEINER LEISURE LTD | P8744Y102 | ORD | 3,199 | $157,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 58,333 | $157,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,400 | $156,000 | thousands by filing date | call |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,600 | $156,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 5,300 | $156,000 | thousands by filing date | call |
| TRULIA INC | 897888103 | COM | 4,428 | $156,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 5,768 | $156,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 10,747 | $156,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 10,121 | $156,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 4,700 | $155,000 | thousands by filing date | call |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 35,198 | $155,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 6,200 | $155,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,332 | $154,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,248 | $154,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 10,300 | $154,000 | thousands by filing date | call |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,625 | $153,000 | thousands by filing date | call |
| PC TEL INC | 69325Q105 | COM | 15,993 | $153,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 8,125 | $153,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 2,200 | $153,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,927 | $152,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,640 | $152,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,938 | $152,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 15,059 | $152,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 3,200 | $152,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 13,604 | $152,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 4,366 | $152,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 3,195 | $151,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 10,461 | $151,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 7,885 | $150,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 5,442 | $150,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 9,588 | $150,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,000 | $150,000 | thousands by filing date | put |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,900 | $150,000 | thousands by filing date | put |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 1,220 | $150,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,600 | $149,000 | thousands by filing date | call |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 12,603 | $149,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 8,158 | $149,000 | thousands by filing date | |
| NEW HAMPSHIRE THRIFT BANCSHS | 644722100 | COM | 9,817 | $149,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 9,863 | $149,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,600 | $148,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 4,700 | $148,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 8,500 | $148,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 12,000 | $148,000 | thousands by filing date | call |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 12,500 | $148,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 6,269 | $148,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 3,500 | $147,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 4,000 | $147,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 40,415 | $147,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,600 | $147,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 4,300 | $147,000 | thousands by filing date | put |
| ENERNOC INC | 292764107 | COMMON STOCK | 8,529 | $147,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 1,895 | $147,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 140,000 | $147,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 8,827 | $147,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 6,000 | $146,000 | thousands by filing date | put |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 13,495 | $146,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 8,500 | $146,000 | thousands by filing date | put |
| COMVERSE INC | 20585P105 | COM | 3,764 | $146,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 1,639 | $146,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 9,050 | $146,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,500 | $145,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,200 | $145,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 1,600 | $145,000 | thousands by filing date | put |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 8,722 | $145,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 3,124 | $145,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 8,278 | $145,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 125,000 | $145,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 21,416 | $145,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 8,519 | $144,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 5,305 | $144,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 6,700 | $144,000 | thousands by filing date | call |
| WHITING USA TR II | 966388100 | TR UNIT | 10,950 | $144,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 6,438 | $144,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 25,065 | $144,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 3,000 | $143,000 | thousands by filing date | put |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 6,142 | $143,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,100 | $143,000 | thousands by filing date | put |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 8,364 | $143,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 62,589 | $143,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 9,447 | $143,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 20,000 | $143,000 | thousands by filing date | put |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 1,600 | $143,000 | thousands by filing date | call |
| METALICO INC | 591176102 | COM | 68,842 | $143,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 9,468 | $143,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 4,000 | $143,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,200 | $142,000 | thousands by filing date | put |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 7,405 | $142,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 8,620 | $142,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 5,314 | $141,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 7,470 | $141,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 38,104 | $141,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 9,761 | $141,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 1,700 | $140,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 7,000 | $140,000 | thousands by filing date | call |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 2,259,098 | $140,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 30,739 | $140,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,213 | $139,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 8,300 | $139,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 8,832 | $139,000 | thousands by filing date | |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 9,200 | $139,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4,800 | $138,000 | thousands by filing date | put |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 6,831 | $138,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 29,192 | $138,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,200 | $137,000 | thousands by filing date | call |
| CODEXIS INC | 192005106 | COM | 97,925 | $137,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,287 | $137,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,500 | $137,000 | thousands by filing date | call |
| OWENS RLTY MTG INC | 690828108 | COM | 11,309 | $137,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,900 | $137,000 | thousands by filing date | put |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 7,540 | $137,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 14,998 | $136,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 14,720 | $136,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 8,000 | $135,000 | thousands by filing date | put |
| PROSHARES TR II | 74347W395 | FUND | 1,300 | $135,000 | thousands by filing date | call |
| MARKETO INC | 57063L107 | COM | 3,625 | $135,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 84,980 | $135,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 10,948 | $135,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,096 | $134,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 2,739 | $134,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,281 | $134,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 13,021 | $134,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 9,692 | $134,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 3,285 | $134,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 22,047 | $133,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,620 | $133,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,700 | $133,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 4,493 | $133,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 4,490 | $133,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 8,978 | $132,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 7,803 | $132,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 8,300 | $132,000 | thousands by filing date | call |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 800 | $131,000 | thousands by filing date | put |
| ATLATSA RES CORP | 049477102 | COM | 228,625 | $131,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 20,013 | $130,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 1,300 | $130,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,300 | $130,000 | thousands by filing date | call |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 53,290 | $130,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 382,669 | $130,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 6,517 | $130,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 112,000 | $130,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 7,381 | $130,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 10,175 | $130,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 14,294 | $129,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 2,200 | $129,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 4,978 | $129,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,900 | $129,000 | thousands by filing date | put |
| LAKELAND BANCORP INC | 511637100 | COM | 10,382 | $129,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 5,700 | $129,000 | thousands by filing date | put |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 7,201 | $129,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 41,499 | $129,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 24,800 | $128,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 34,036 | $128,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 6,811 | $128,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 12,077 | $128,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,800 | $128,000 | thousands by filing date | call |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 1,000 | $127,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 93,000 | $127,000 | thousands by filing date | principal |
| ATMEL CORP | 049513104 | COM | 16,200 | $127,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 10,593 | $127,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,226 | $126,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 4,272 | $126,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 3,700 | $126,000 | thousands by filing date | put |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 7,595 | $126,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 5,203 | $126,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 6,429 | $126,000 | thousands by filing date | |
| FISHER ENHANCED BIG CAP GROWTH ETN(FBG) | 90267L508 | ETF | 2,758 | $126,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 10,000 | $126,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,800 | $125,000 | thousands by filing date | call |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 2,704 | $125,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 10,533 | $125,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,100 | $124,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 14,500 | $124,000 | thousands by filing date | put |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 18,700 | $124,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 1,200 | $124,000 | thousands by filing date | put |
| SOUTHERN COPPER CORP | 84265V105 | COM | 4,300 | $123,000 | thousands by filing date | call |
| SALISBURY BANCORP INC | 795226109 | COM | 4,732 | $123,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 32,913 | $123,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,250 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y686 | DLY EMRGMKT BULL | 4,300 | $123,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 5,700 | $123,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 9,685 | $122,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 1,200 | $122,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 35,464 | $122,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 6,632 | $122,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 6,885 | $122,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,100 | $121,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6,100 | $121,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 9,859 | $121,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 3,607 | $121,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 202,699 | $121,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 4,469 | $120,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 39,100 | $120,000 | thousands by filing date | put |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,486 | $120,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 13,700 | $120,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 10,700 | $120,000 | thousands by filing date | call |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 15,074 | $120,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 14,963 | $120,000 | thousands by filing date | |
| ALLIANZGI GLOBAL EQUITY & CO | 01882W100 | COM | 7,828 | $120,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 21,175 | $119,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,800 | $119,000 | thousands by filing date | call |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 70,781 | $119,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 1,500 | $118,000 | thousands by filing date | put |
| OCEANEERING INTL INC | 675232102 | COM | 1,500 | $118,000 | thousands by filing date | call |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 8,496 | $118,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 2,145 | $118,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 3,713 | $118,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |