13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-18, with 8,337 holding rows worth $277,932,408,000.
- Accession
- 0001140361-14-008119
- Filer
- CIK 70858
- Filed
- 2014-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 18,675 entries on the cover page, a total value of $277,932,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $277,932,408,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments L.L.C.
- included managerEquity Finance Delaware, LLC
- included managerMerrill Lynch Portfolio Managers LTD028-14479
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DENDREON CORP | 24823QAB3 | NOTE 4.750% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 7,726 | $5,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 605 | $5,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 594 | $5,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 200 | $5,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 355 | $5,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 1,084 | $5,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 991 | $5,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 100 | $4,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 400 | $4,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 200 | $4,000 | thousands by filing date | put |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 200 | $4,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 3,000 | $4,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 617 | $4,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 635 | $4,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 236 | $4,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 600 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 800 | $4,000 | thousands by filing date | put |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 60 | $4,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 100 | $4,000 | thousands by filing date | call |
| WINMARK CORP | 974250102 | COM | 46 | $4,000 | thousands by filing date | |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 574 | $4,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 120 | $4,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 325 | $4,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 87 | $4,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 207 | $4,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 1,269 | $4,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 100 | $4,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 2,100 | $4,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 387 | $4,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,000 | $4,000 | thousands by filing date | put |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 251 | $4,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 135 | $4,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 1,568 | $4,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 695 | $4,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 397 | $4,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,040 | $4,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 300 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 100 | $4,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 742 | $4,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 200 | $4,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 700 | $4,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 146 | $4,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 205 | $4,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 1,000 | $4,000 | thousands by filing date | put |
| KONAMI CORP-ADR | 50046R101 | SPON | 164 | $4,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 783 | $4,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 2,976 | $4,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 1,591 | $4,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 2,000 | $4,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 836 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 175 | $4,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 24,816 | $4,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 2,000 | $4,000 | thousands by filing date | |
| FIRST TRUST VALUE LINE EQUITY | 336919105 | COM | 153 | $4,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 375 | $4,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 200 | $4,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 1,751 | $4,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 200 | $3,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,725 | $3,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 349 | $3,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 403 | $3,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 196 | $3,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 44 | $3,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 9,000 | $3,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 100 | $3,000 | thousands by filing date | call |
| Radcom Ltd | M81865111 | COM | 625 | $3,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 292 | $3,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 1,562 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | principal |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 802 | $3,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 200 | $3,000 | thousands by filing date | call |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 180 | $3,000 | thousands by filing date | put |
| FONAR CORP | 344437405 | COM NEW | 120 | $3,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 300 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,000 | $3,000 | thousands by filing date | principal |
| NUTRI SYS INC NEW | 67069D108 | COM | 200 | $3,000 | thousands by filing date | call |
| IMATION CORP | 45245A107 | COM | 652 | $3,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 443 | $3,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 112 | $3,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 3,000 | $3,000 | thousands by filing date | principal |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 224 | $3,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 367 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 2,000 | $3,000 | thousands by filing date | principal |
| Delcath Systems Inc | 24661p104 | COM | 11,926 | $3,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 1,127 | $3,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 387 | $3,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 2,872 | $3,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 500 | $3,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 5,060 | $3,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 340 | $3,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 111 | $3,000 | thousands by filing date | |
| OMNIAMERICAN BANCORP INC | 68216R107 | COM | 154 | $3,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 264 | $3,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 1,000 | $3,000 | thousands by filing date | call |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 1,921 | $3,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 221 | $3,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 2,967 | $3,000 | thousands by filing date | principal |
| PSIVIDA CORP | 74440J101 | COM | 886 | $3,000 | thousands by filing date | |
| SYNTROLEUM CORP | 871630208 | COM | 1,021 | $3,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 439 | $3,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 10,600 | $3,000 | thousands by filing date | |
| GAMING PARTNERS INTERNATIONAL CORP | 36467A107 | COMMON | 384 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 5,500 | $3,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 1,030 | $3,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 402 | $3,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 200 | $3,000 | thousands by filing date | |
| MATERIAL SCIENCES CORP | 576674105 | COM | 225 | $3,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 322 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 161 | $3,000 | thousands by filing date | |
| FIRST FED NORTHN MICH BANCOR | 32021X105 | COM | 515 | $3,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396704 | NAVELLR A-100 | 56 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 47 | $3,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 390 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 56 | $3,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 200 | $3,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 200 | $3,000 | thousands by filing date | |
| JAN VELOCITY VELOCITY HED | 00162Q791 | Equities | 100 | $3,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 59 | $2,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 63 | $2,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 533 | $2,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 325 | $2,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 138 | $2,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,000 | $2,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 990 | $2,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 95 | $2,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 200 | $2,000 | thousands by filing date | call |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 141 | $2,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 221 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 100 | $2,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 250 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AL5 | DEB 3.750% 2/1 | 3,000 | $2,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 100 | $2,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 595 | $2,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 265 | $2,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 100 | $2,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 159 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,149 | $2,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 100 | $2,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 400 | $2,000 | thousands by filing date | put |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 100 | $2,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 130 | $2,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 200 | $2,000 | thousands by filing date | put |
| HESKA CORP | 42805E306 | COM | 216 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 1,065 | $2,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 300 | $2,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $2,000 | thousands by filing date | put |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 190 | $2,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 200 | $2,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 1,000 | $2,000 | thousands by filing date | principal |
| RADISYS CORP | 750459109 | COM | 1,087 | $2,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 2,110 | $2,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 118 | $2,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 1,130 | $2,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 100 | $2,000 | thousands by filing date | call |
| U S GEOTHERMAL INC | 90338S102 | COM | 3,490 | $2,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| ONCOTHYREON INC | 682324108 | COM | 1,400 | $2,000 | thousands by filing date | call |
| ARDEN GROUP INC-A | 039762109 | CL A | 15 | $2,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 471 | $2,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 527 | $2,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 1,195 | $2,000 | thousands by filing date | |
| BROOKFIELD CANADA OFFICE PRO | 112823109 | TR U | 95 | $2,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 109 | $2,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 200 | $2,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 325 | $2,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 500 | $2,000 | thousands by filing date | call |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 70 | $2,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 768 | $2,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIO | 205826AF7 | NOTE | 2,000 | $2,000 | thousands by filing date | principal |
| AUGUSTA RES CORP | 050912203 | COM NEW | 1,300 | $2,000 | thousands by filing date | |
| CORSICANTO LTD SR CONV NT CONV DTD 7/15/2012 3.5% 1/15/2032 | 220480AC1 | CONVERTIBLE | 3,000 | $2,000 | thousands by filing date | principal |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 46 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 53 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 100 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 979 | $2,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 115 | $2,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 1,050 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 100 | $2,000 | thousands by filing date | |
| SI FINL GROUP INC MD | 78425V104 | COM | 200 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTERNATIONAL L | G81075AE6 | NOTE 3.250% 2/0 | 2,000 | $2,000 | thousands by filing date | principal |
| QUATERRA RES INC | 747952109 | COM | 31,950 | $2,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 1,507 | $2,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 1,126 | $2,000 | thousands by filing date | |
| NATIONAL SEC GROUP INC | 637546102 | COM | 243 | $2,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 627 | $2,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 161 | $2,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 105 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 105 | $2,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| NINETOWNS INTERNET TECH GRP | 654407105 | ADR | 863 | $2,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 490 | $2,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 467 | $2,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 100 | $2,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U404 | COM PAR$ | 413 | $2,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 30 | $1,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 16 | $1,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 18 | $1,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 55 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 46 | $1,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 42 | $1,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 30 | $1,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 200 | $1,000 | thousands by filing date | call |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 21 | $1,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 92 | $1,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 29 | $1,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 119 | $1,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 122 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 121 | $1,000 | thousands by filing date | |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 109 | $1,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 40 | $1,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 400 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11 | $1,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 270 | $1,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 69 | $1,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 117 | $1,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 200 | $1,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 24,244 | $1,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 18,800 | $1,000 | thousands by filing date | call |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 200 | $1,000 | thousands by filing date | call |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 63 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 182 | $1,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 300 | $1,000 | thousands by filing date | call |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 42 | $1,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 34 | $1,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 135 | $1,000 | thousands by filing date | |
| Alvarion Ltd | M0861T118 | Common / Ordinary Stock | 1,315 | $1,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 390 | $1,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 52 | $1,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 100 | $1,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 39 | $1,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 401 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 1,000 | $1,000 | thousands by filing date | principal |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 100 | $1,000 | thousands by filing date | put |
| JTH HLDG INC | 46637N103 | CL A | 45 | $1,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 198 | $1,000 | thousands by filing date | |
| P & F INDS INC | 692830508 | CL A NEW | 207 | $1,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 40 | $1,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 500 | $1,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 63 | $1,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 350 | $1,000 | thousands by filing date | |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 52 | $1,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 265 | $1,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 65 | $1,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 100 | $1,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 52 | $1,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 600 | $1,000 | thousands by filing date | put |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 99 | $1,000 | thousands by filing date | |
| HONG KONG TELEVISION NETWK L | 43858G107 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 863 | $1,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 195 | $1,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 722 | $1,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 138 | $1,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 77 | $1,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 780 | $1,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 563 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 363 | $1,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 156 | $1,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 223 | $1,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 30 | $1,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 26 | $1,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 57 | $1,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 100 | $1,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 776 | $1,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 300 | $1,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 148 | $1,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 200 | $1,000 | thousands by filing date | put |
| BALLANTYNE STRONG INC | 058516105 | COM | 200 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 125 | $1,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 405 | $1,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 605 | $1,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 399 | $1,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 100 | $1,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 10,000 | $1,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 403 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X567 | ULTSHT CHINA 25 | 40 | $1,000 | thousands by filing date | |
| FIRST CAPITAL BANCORP VA | 319438107 | COM | 142 | $1,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| MOLYCORP INC $0.055 PFD | 608753208 | PREFERRED | 115 | $1,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 116 | $1,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 413 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,049 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 426 | $1,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 1,217 | $1,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 37 | $1,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 63 | $1,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 700 | $1,000 | thousands by filing date | |
| ALON BLUE SQUARE ISRAEL LTD | 02051Q106 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 1,000 | $1,000 | thousands by filing date | principal |
| MATTERSIGHT CORP | 577097108 | COM | 221 | $1,000 | thousands by filing date | |
| KEATING CAPITAL INC | 48722R106 | COM | 94 | $1,000 | thousands by filing date | |
| L N B BANCORP INC | 502100100 | COM | 117 | $1,000 | thousands by filing date | |
| CSR PLC | 12640Y205 | SPONSORED ADR | 32 | $1,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 653 | $1,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 800 | $1,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 119 | $1,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 1,595 | $1,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 377 | $1,000 | thousands by filing date | |
| SEMILEDS CORP | 816645105 | COM | 1,100 | $1,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 203 | $1,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 36 | $1,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 32 | $1,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 64 | $1,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 400 | $1,000 | thousands by filing date | |
| STANDARD REGISTER CO | 853887206 | COM | 185 | $1,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 84 | $1,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 35 | $1,000 | thousands by filing date | |
| NUVEEN MA DIV AD MUNI FD | 67069P101 | cs | 100 | $1,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 1,300 | $1,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 654 | $1,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 51 | $1,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 114 | $1,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 673 | $1,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 353 | $1,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 391 | $1,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 1,947 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 3,160 | $1,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 407 | $1,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 30 | $1,000 | thousands by filing date | |
| OTELCO INC | 688823301 | CL A NEW | 109 | $1,000 | thousands by filing date | |
| MEDICIS PHARMACEUTICAL | 584690AC5 | NOTE 1.375% 6/0 | 1,000 | $1,000 | thousands by filing date | principal |
| HARVARD APPARATUS REGENER TE | 41690A106 | COM | 215 | $1,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 1,000 | $1,000 | thousands by filing date | principal |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 141 | $1,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 40 | $1,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 90 | $1,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 106 | $1,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 100 | $1,000 | thousands by filing date | |
| JGWPT HLDGS INC | 46617m109 | CL A | 50 | $1,000 | thousands by filing date | |
| FORCEFIELD ENERGY | 34520U103 | COM | 216 | $1,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324TAB3 | NOTE 3.250% 4/1 | 1,000 | $1,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCAT INC | 893529107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 20 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| OHIO VY BANC CORP | 677719106 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHAMPION HOMES INC | 830830105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST INTERNET BANCORP | 320557101 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLUB CAP BDC INC | 38173M102 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OFS CAPITAL CORP | 67103B100 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIENT INC | 019330109 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLDAN GROUP INC | 96924N100 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXT INC | 00246W103 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUND FINL BANCORP INC | 83607A100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BANCORP MONTANA INC | 26942G100 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTROMED INC | 285409108 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRC HEALTH | 637372202 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS COMMUNITY BANCORP I | 174903104 | COMMON STOCK | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREXENDO INC | 226552107 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRO DEX INC | 74265M205 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAMT CORP | 693149106 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRT APARTMENTS CORP | 055645303 | REIT | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREENE COUNTY BANCORP INC | 394357107 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCALADE INC | 296056104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARK RESTAURANTS CORP | 040712101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIEBERT FINL CORP | 826176109 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAKELAND INDS INC | 511795106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPAR GROUP INC | 784933103 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIO TECH INTL | 896712205 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAYS J W INC | 578473100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S GLOBAL INVS INC | 902952100 | CL A | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DLH HLDGS CORP | 23335Q100 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRIDEX CORP | 462684101 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATUS PPTYS INC | 863167201 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SB FINL GROUP INC | 78408D105 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRCO MFG CO | 927651109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMREP CORP | 032159105 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUBURN NATL BANCORP | 050473107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECARD CORPORATION | 45816D100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LGL GROUP INC | 50186A108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLANTIC AMERN CORP | 048209100 | COM | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KENTUCKY FIRST FED BANCORP | 491292108 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOME FED BANCORP INC LA NEW | 43708L108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERGROUP CORP | 458685104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CVD EQUIP CORP | 126601103 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DATA I O CORP | 237690102 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARTS WAY MFG INC | 043168103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 49 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILEY JOHN & SONS INC | 968223305 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTECH SYS INC | 656553104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRO-SENSORS INC | 285233102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGFORD FOODS CORP | 108763103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIO RAD LABS INC | 090572108 | CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAXOR CORP | 239467103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Community West Bancshares | 204157101 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Heritage Commerce Corp | 426927109 | Common Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SL INDS INC | 784413106 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNETEK INC | 559424403 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETLIST INC | 64118P109 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL PREF SPON ADR | 583840509 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ITERIS INC NEW | 46564T107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNA INNOVATIONS INC | 550351100 | COM | 107 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICAD INC | 44934S206 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Tandy Brands Accessories Inc | 875378101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWER REIT | 73933H101 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLOVIN CORP CLASS A | 023850100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORCHID IS CAP INC | 68571X103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARONE INC | 18506U104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROPHASE LABS INC | 74345W108 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-008119 | this filing | 2014-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-009995 | added | 2014-02-27 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-010002 | added | 2014-02-27 | acceptance time not in the bulk data set |