13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REDWOOD TRUST INC | 758075402 | COM | 23,165 | $449,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 31,878 | $449,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 22,352 | $449,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 44,500 | $449,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 8,965 | $449,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 21,853 | $447,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 43,836 | $447,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 21,425 | $447,000 | thousands by filing date | principal |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 7,950 | $447,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 65,500 | $447,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 28,300 | $445,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 18,754 | $442,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 14,887 | $442,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 11,600 | $441,000 | thousands by filing date | call |
| RF MICRODEVICES INC | 749941100 | COM | 85,639 | $441,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,234 | $440,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 24,930 | $440,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 29,200 | $438,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 33,181 | $438,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 8,668 | $438,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,900 | $437,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 49,950 | $437,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 17,560 | $437,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 6,292 | $437,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 25,596 | $435,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 7,200 | $434,000 | thousands by filing date | call |
| THAI FUND INC | 882904105 | CMN | 23,957 | $434,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 10,277 | $433,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 26,745 | $433,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 60,386 | $431,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 32,771 | $431,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 11,124 | $431,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 47,840 | $431,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 25,000 | $431,000 | thousands by filing date | call |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 33,300 | $431,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 13,510 | $430,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,838 | $428,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 26,650 | $428,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 22,365 | $427,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 13,809 | $426,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 36,789 | $426,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,065 | $426,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 61,500 | $426,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 9,811 | $426,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 18,498 | $425,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 24,146 | $424,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 33,580 | $423,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 8,402 | $422,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 15,178 | $422,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,000 | $421,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 12,245 | $421,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 12,725 | $421,000 | thousands by filing date | |
| PENFORD CORP | 707051108 | COM | 32,817 | $421,000 | thousands by filing date | |
| LONCOR RESOURCES INC | 54179W101 | COM | 4,529,538 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 9,254 | $420,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 6,224 | $420,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 42,503 | $420,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 37,435 | $419,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 8,262 | $418,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 125,600 | $418,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 72,934 | $418,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 12,200 | $418,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 7,875 | $418,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 905,333 | $417,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 111,600 | $417,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 32,981 | $416,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 45,600 | $415,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 8,999 | $414,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 24,467 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 33,008 | $413,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 41,469 | $413,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 34,566 | $413,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 14,672 | $412,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 10,001 | $412,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 33,858 | $412,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 30,159 | $411,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,000 | $411,000 | thousands by filing date | put |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 24,723 | $411,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 16,206 | $411,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 36,228 | $410,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 5,695 | $410,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 14,460 | $409,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 22,500 | $409,000 | thousands by filing date | put |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 6,269 | $409,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 49,794 | $409,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 8,064 | $406,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 50,351 | $405,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 7,313 | $404,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,786 | $404,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 42,671 | $404,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 34,456 | $403,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 7,339 | $402,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 8,368 | $402,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 29,900 | $402,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 8,424 | $401,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 17,669 | $401,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 17,835 | $400,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 13,986 | $400,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 10,918 | $400,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 16,784 | $399,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,585 | $399,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 34,400 | $399,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 66,685 | $398,000 | thousands by filing date | |
| PROSHARES TR | 74347X211 | PSHS ULSHT MD400 | 29,821 | $398,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 32,799 | $397,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 6,188 | $396,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 37,637 | $396,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 16,500 | $395,000 | thousands by filing date | call |
| ISHARES TR | 464288232 | S&P NUCIDX ETF | 10,943 | $394,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 6,955 | $393,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $392,000 | thousands by filing date | put |
| EGA EMERGING GLOBAL SHS TR | 268461464 | EGSHS EMKTSCOR | 19,043 | $392,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 10,773 | $391,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,982 | $391,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,837 | $390,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 99,286 | $390,000 | thousands by filing date | |
| EATON VANCE NY MUNI INCOME T | 27826W104 | SH BEN INT | 31,345 | $390,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 4,635 | $388,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 43,494 | $387,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 14,410 | $386,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 4,673 | $385,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 44,250 | $384,000 | thousands by filing date | |
| YONGYE INTL INC | 98607B106 | COM | 60,000 | $384,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 7,765 | $384,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 25,185 | $383,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 8,515 | $381,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 7,615 | $380,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 14,170 | $380,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,049 | $379,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 7,073 | $378,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 62,802 | $378,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 37,159 | $378,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,056 | $377,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 103,987 | $377,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 12,578 | $376,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 6,719 | $376,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,573 | $376,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 27,157 | $376,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 26,339 | $376,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 3,062 | $375,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 5,800 | $374,000 | thousands by filing date | call |
| ISHARES TR | 46429B408 | CMN | 11,837 | $374,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 23,756 | $374,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 6,565 | $374,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 14,100 | $374,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 20,465 | $373,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 10,364 | $371,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 84,481 | $371,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 8,789 | $370,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 11,556 | $370,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 19,013 | $370,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B826 | AUST SM CP ETF | 20,396 | $370,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 12,815 | $369,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 9,626 | $369,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 134,329 | $369,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 7,285 | $368,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 31,455 | $366,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,024 | $366,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 15,227 | $366,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 53,200 | $365,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 26,180 | $365,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 4,274 | $364,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 68,500 | $364,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,760 | $363,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 18,309 | $363,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 11,985 | $362,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,277 | $361,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 16,100 | $360,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 15,390 | $359,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 13,417 | $359,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 12,691 | $359,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 13,476 | $359,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 90,221 | $358,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 11,400 | $357,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 3,510 | $357,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 29,338 | $357,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 10,000 | $357,000 | thousands by filing date | put |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 24,825 | $357,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 27,699 | $355,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 18,085 | $355,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 19,400 | $355,000 | thousands by filing date | |
| NUVEEN NY PERFORMANCE PLUS FD | 67062R104 | COMMON STOCK | 26,641 | $355,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 700 | $355,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,513 | $355,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 70,241 | $354,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 11,991 | $354,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 18,855 | $354,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,772 | $351,000 | thousands by filing date | |
| ISHARES MSCI | 464289545 | UTILTS IDX FD | 7,971 | $350,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 49,181 | $349,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,139 | $348,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 3,830 | $348,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 10,157 | $348,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 7,754 | $348,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 108,506 | $347,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 25,020 | $347,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 36,800 | $347,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 15,400 | $347,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 10,348 | $346,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 7,165 | $346,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 11,308 | $346,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 3,796 | $346,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 5,928 | $345,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 15,567 | $345,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 27,975 | $345,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 1,718 | $344,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,280 | $344,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 35,424 | $344,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9,400 | $344,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,786 | $343,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 16,792 | $343,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 25,000 | $343,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 7,481 | $343,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 9,661 | $343,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,360 | $343,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 31,271 | $341,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 66,700 | $341,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 5,400 | $341,000 | thousands by filing date | put |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 39,150 | $341,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 3,721 | $341,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 13,766 | $341,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 41,173 | $340,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 13,666 | $340,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 14,298 | $338,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 112,462 | $338,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 17,833 | $337,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 13,465 | $337,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 11,304 | $336,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 77,508 | $336,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,592 | $335,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 27,604 | $335,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 6,706 | $334,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 31,425 | $334,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 12,513 | $333,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,110 | $333,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 41,745 | $332,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 11,230 | $331,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 22,549 | $331,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 14,329 | $331,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,400 | $330,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 16,100 | $330,000 | thousands by filing date | principal |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 26,800 | $329,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 42,500 | $328,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 13,579 | $328,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 272,903 | $327,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,092 | $327,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 10,981 | $327,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 35,700 | $326,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 7,279 | $326,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 13,381 | $326,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 13,053 | $326,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 10,032 | $326,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 14,002 | $326,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 40,195 | $325,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 31,864 | $325,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 19,228 | $325,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 40,890 | $325,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461431 | EGSHS EM DV HIIN | 16,756 | $325,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 11,000 | $324,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,946 | $324,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 6,440 | $324,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 4,450 | $324,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,618 | $324,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 7,204 | $323,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 317,000 | $323,000 | thousands by filing date | principal |
| HARDINGE INC | 412324303 | COM | 22,250 | $322,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,800 | $321,000 | thousands by filing date | put |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,786 | $321,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 18,039 | $321,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 9,598 | $321,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 89,957 | $321,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 15,941 | $319,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 72,328 | $319,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 24,622 | $319,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 31,550 | $318,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 43,570 | $318,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 9,834 | $317,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 7,396 | $317,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAD4 | NOTE | 306,000 | $317,000 | thousands by filing date | principal |
| SYSTEMAX INC | 871851101 | COM | 28,200 | $317,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 18,800 | $316,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 41,800 | $316,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 22,732 | $315,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E838 | GLB X BRZ FINL | 30,634 | $315,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 6,469 | $314,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 18,015 | $314,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 9,980 | $314,000 | thousands by filing date | |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 53,820 | $314,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 51,900 | $314,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 8,678 | $314,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 25,835 | $313,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 17,435 | $313,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 12,682 | $313,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 7,036 | $313,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 19,592 | $313,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 125,350 | $313,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 4,679 | $313,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 11,500 | $312,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 14,314 | $312,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,583 | $311,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 14,143 | $311,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 29,662 | $310,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,683 | $310,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 7,532 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 11,072 | $310,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 6,527 | $309,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 7,205 | $309,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 26,671 | $309,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 15,900 | $309,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 10,770 | $309,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 10,600 | $308,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 18,400 | $308,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 12,967 | $308,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 11,770 | $307,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,822 | $307,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 5,405 | $307,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 10,977 | $307,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 6,678 | $306,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 31,600 | $306,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 21,752 | $306,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 7,450 | $306,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 14,825 | $306,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 303,233 | $306,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 12,100 | $305,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 5,988 | $305,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 20,928 | $305,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 15,373 | $304,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 10,798 | $304,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 116,927 | $303,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,000 | $303,000 | thousands by filing date | put |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 55,251 | $303,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 16,348 | $303,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 32,300 | $303,000 | thousands by filing date | call |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 34,161 | $302,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,264 | $302,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,375 | $302,000 | thousands by filing date | principal |
| SIERRA WIRELESS INC | 826516106 | COM | 12,500 | $302,000 | thousands by filing date | call |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 22,662 | $301,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 15,400 | $301,000 | thousands by filing date | put |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 4,616 | $300,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 22,587 | $300,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 22,133 | $299,000 | thousands by filing date | |
| KRANESHARES TR | 500767207 | CICC CHINA 100 | 4,567 | $299,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 18,050 | $298,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 14,500 | $297,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 6,185 | $296,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 7,312 | $296,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,328 | $296,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U571 | VECTRS POL ETF | 12,962 | $296,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 22,301 | $295,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 18,667 | $294,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 85,425 | $294,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 24,150 | $294,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,211 | $293,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,660 | $293,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 31,275 | $293,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 7,081 | $293,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 4,700 | $292,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 7,017 | $291,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 19,980 | $290,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 9,842 | $290,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 5,050 | $290,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 16,700 | $290,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 50,405 | $290,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 24,643 | $290,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,407 | $290,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 102,524 | $289,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,736 | $288,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 40,022 | $288,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 65,200 | $288,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 11,668 | $287,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 5,006 | $286,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 10,000 | $286,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,354 | $286,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 25,102 | $285,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 21,695 | $285,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 15,694 | $284,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 21,591 | $284,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 14,344 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 21,212 | $283,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,494 | $283,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 24,026 | $283,000 | thousands by filing date | |
| PMC COMMERCIAL TRUST | 693434102 | SH B | 32,900 | $283,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 17,484 | $283,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,813 | $282,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 16,100 | $280,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 12,800 | $278,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 15,435 | $278,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 4,780 | $278,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 12,969 | $278,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 9,221 | $278,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 16,350 | $277,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 31,506 | $277,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 4,316 | $277,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 7,886 | $277,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 22,100 | $277,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 42,900 | $277,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 11,974 | $276,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 6,698 | $276,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 8,086 | $276,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 18,600 | $276,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 10,200 | $276,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 15,238 | $276,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,191 | $275,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 10,891 | $274,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 22,200 | $274,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,646 | $274,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,480 | $274,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 13,830 | $272,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 14,282 | $272,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 9,854 | $271,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,025 | $271,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 8,400 | $271,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 7,488 | $270,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 8,340 | $270,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 30,390 | $270,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,948 | $270,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 7,627 | $270,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 22,336 | $270,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 30,164 | $270,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 19,305 | $269,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 9,600 | $269,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 15,000 | $269,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 15,000 | $269,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 45,000 | $269,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,970 | $269,000 | thousands by filing date | |
| ABERDEEN SINGAPORE FD INC | 003244100 | COM | 21,052 | $269,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 5,388 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 8,800 | $267,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 5,159 | $267,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 11,765 | $267,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 34,879 | $267,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 24,200 | $267,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,125 | $266,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,599 | $266,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 20,927 | $266,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 3,303 | $265,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 143,700 | $265,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 13,679 | $264,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 18,625 | $264,000 | thousands by filing date | |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 16,700 | $264,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 8,900 | $264,000 | thousands by filing date | call |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 13,971 | $264,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 20,140 | $263,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 7,320 | $263,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 6,062 | $263,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,185 | $263,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 50,000 | $262,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 9,487 | $262,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 11,409 | $262,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,973 | $261,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 20,093 | $261,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 24,900 | $261,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 50,504 | $261,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 27,300 | $261,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 10,760 | $261,000 | thousands by filing date | principal |
| ZALECORPNEW | 988858106 | COM | 16,460 | $260,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 243,000 | $260,000 | thousands by filing date | principal |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,119 | $259,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 14,950 | $259,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 29,701 | $258,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 70,415 | $258,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 16,350 | $258,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 4,290 | $257,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 42,149 | $257,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 4,108 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 9,775 | $256,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 11,889 | $255,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,031 | $255,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,536 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 7,810 | $254,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 15,429 | $254,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 43,428 | $254,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 38,900 | $254,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 25,400 | $254,000 | thousands by filing date | |
| Susser Petroleum Partners, LP | 869239103 | LTD | 7,649 | $253,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 98,629 | $253,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 21,250 | $253,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 76,500 | $253,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 13,551 | $253,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,707 | $252,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 47,910 | $252,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 128,563 | $252,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,455 | $251,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,864 | $251,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 53,448 | $251,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 63,015 | $251,000 | thousands by filing date | |
| ISHARES TR | 464289552 | HLTH CR IDX FD | 3,009 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347X484 | ULT KBW REGBNK | 2,700 | $251,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 22,396 | $250,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 13,367 | $249,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 10,659 | $249,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 7,982 | $249,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,357 | $248,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 13,400 | $248,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,700 | $247,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,700 | $247,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 18,451 | $247,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 8,693 | $246,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 17,572 | $246,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |