13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MARATHON PETE CORP COM | 56585A102 | Stock | 16,700 | $1,532,000 | thousands by filing date | call |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 44,467 | $1,531,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 30,601 | $1,530,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 364,979 | $1,529,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 76,592 | $1,527,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 66,356 | $1,526,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 492,083 | $1,525,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 49,366 | $1,524,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 167,589 | $1,523,000 | thousands by filing date | |
| WASHINGTON BANKING CO | 937303105 | COMMON STOCK | 85,825 | $1,522,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 21,782 | $1,517,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 61,811 | $1,514,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 249,232 | $1,512,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 93,080 | $1,512,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 27,425 | $1,511,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 25,000 | $1,509,000 | thousands by filing date | put |
| OMNICARE INC | 681904108 | COM | 25,000 | $1,509,000 | thousands by filing date | call |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 83,768 | $1,505,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 30,715 | $1,505,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 35,705 | $1,500,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 48,099 | $1,499,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 83,274 | $1,492,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,412,000 | $1,492,000 | thousands by filing date | principal |
| UGI CORP NEW COM | 902681105 | Stock | 35,928 | $1,489,000 | thousands by filing date | |
| Vistaprint NV Cimpress | N93540107 | CMPR | 26,162 | $1,487,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 87,590 | $1,487,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 55,707 | $1,485,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 21,904 | $1,484,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 38,600 | $1,482,000 | thousands by filing date | put |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 83,579 | $1,480,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 130,057 | $1,476,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,978 | $1,476,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 84,434 | $1,474,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,809 | $1,473,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 32,613 | $1,469,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 59,010 | $1,465,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 23,208 | $1,464,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 31,593 | $1,463,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 89,315 | $1,462,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 125,726 | $1,458,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 71,500 | $1,456,000 | thousands by filing date | put |
| INVESCO LTD SHS | G491BT108 | Stock | 40,000 | $1,456,000 | thousands by filing date | put |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 121,034 | $1,456,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,000 | $1,455,000 | thousands by filing date | call |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 160,243 | $1,449,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 122,315 | $1,449,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 388,989 | $1,439,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 74,927 | $1,439,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 116,069 | $1,434,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 17,000 | $1,433,000 | thousands by filing date | call |
| CENTRAL GOLDTRUST | 153546106 | TR U | 34,464 | $1,431,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 25,820 | $1,421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 40,794 | $1,419,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 32,050 | $1,419,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 35,100 | $1,418,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 115,806 | $1,416,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 121,600 | $1,416,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 20,488 | $1,408,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 41,200 | $1,408,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 116,543 | $1,407,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 28,979 | $1,402,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 41,646 | $1,401,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 111,223 | $1,398,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 233,600 | $1,397,000 | thousands by filing date | call |
| FULLER H B CO COM | 359694106 | Stock | 26,793 | $1,394,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 262,497 | $1,394,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 84,674 | $1,394,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 21,844 | $1,394,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 105,019 | $1,390,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 23,243 | $1,388,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 34,930 | $1,388,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 40,531 | $1,388,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 80,916 | $1,385,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 112,760 | $1,385,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 49,836 | $1,385,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 46,220 | $1,381,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 22,896 | $1,375,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 159,593 | $1,369,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 90,750 | $1,368,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 79,176 | $1,367,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 76,201 | $1,366,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 34,360 | $1,362,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 38,678 | $1,361,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 41,329 | $1,360,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 49,596 | $1,360,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 31,305 | $1,360,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 67,999 | $1,360,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 110,016 | $1,359,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,321 | $1,355,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 12,347 | $1,354,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 46,083 | $1,351,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,000 | $1,351,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 120,792 | $1,351,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 90,000 | $1,349,000 | thousands by filing date | call |
| CELADON GROUP INC | 150838100 | COM | 69,196 | $1,348,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,218 | $1,346,000 | thousands by filing date | principal |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 37,566 | $1,346,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 52,359 | $1,345,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,309 | $1,342,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 19,044 | $1,342,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 65,113 | $1,339,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 65,978 | $1,336,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 38,881 | $1,329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 35,807 | $1,327,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 49,467 | $1,326,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 23,165 | $1,325,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 122,746 | $1,320,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 110,134 | $1,316,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 26,370 | $1,311,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 52,450 | $1,311,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 26,276 | $1,311,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 112,570 | $1,311,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 711,000 | $1,309,000 | thousands by filing date | principal |
| FLEX LTD ORD | Y2573F102 | Stock | 168,217 | $1,308,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 73,687 | $1,308,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 28,174 | $1,305,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 16,690 | $1,304,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 31,468 | $1,300,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 20,868 | $1,300,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 88,499 | $1,298,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 18,344 | $1,297,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 66,105 | $1,297,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 22,400 | $1,293,000 | thousands by filing date | put |
| Coastal Contacts, Inc. | 19044r207 | COM | 153,550 | $1,288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 31,707 | $1,287,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 22,000 | $1,284,000 | thousands by filing date | put |
| BUCKLE INC COM | 118440106 | Stock | 24,380 | $1,282,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 19,909 | $1,282,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 73,846 | $1,276,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 70,785 | $1,276,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 137,829 | $1,274,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 46,373 | $1,272,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 142,719 | $1,266,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 13,171 | $1,265,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,996 | $1,265,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 91,495 | $1,265,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 405,223 | $1,264,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 41,641 | $1,261,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 41,011 | $1,260,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 86,661 | $1,259,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 47,290 | $1,259,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 17,860 | $1,258,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 64,609 | $1,255,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 146,390 | $1,254,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 14,062 | $1,253,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 82,060 | $1,253,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 41,220 | $1,249,000 | thousands by filing date | |
| ISHARES TR | 46429B457 | MSCI HK SML CP | 39,018 | $1,249,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 167,100 | $1,243,000 | thousands by filing date | put |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 53,779 | $1,242,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 32,800 | $1,240,000 | thousands by filing date | put |
| NUCOR CORP COM | 670346105 | Stock | 23,200 | $1,238,000 | thousands by filing date | call |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 72,949 | $1,238,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 40,748 | $1,238,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 64,615 | $1,236,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 29,334 | $1,236,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 21,129 | $1,231,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 41,705 | $1,226,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 559,932 | $1,226,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 117,849 | $1,222,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 149,133 | $1,214,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30,000 | $1,213,000 | thousands by filing date | put |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 71,563 | $1,212,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 90,487 | $1,211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 87,590 | $1,211,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 72,482 | $1,211,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 37,998 | $1,211,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 29,137 | $1,210,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 22,605 | $1,207,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 128,281 | $1,204,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 48,071 | $1,201,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 20,770 | $1,197,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 66,187 | $1,197,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 99,004 | $1,197,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 25,500 | $1,194,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 20,000 | $1,191,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 33,318 | $1,191,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 15,377 | $1,190,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 23,712 | $1,190,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 25,367 | $1,190,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 48,881 | $1,189,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 28,165 | $1,188,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 26,540 | $1,188,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 11,881 | $1,187,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 98,230 | $1,187,000 | thousands by filing date | |
| PROSHARES TR | 74347R487 | PSHS ULT 2000 GR | 11,904 | $1,187,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,150 | $1,186,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 720,749 | $1,182,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 25,882 | $1,175,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 20,000 | $1,172,000 | thousands by filing date | call |
| SCHD | 808524797 | COM | 31,918 | $1,171,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 25,317 | $1,171,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 19,695 | $1,170,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 63,932 | $1,169,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20,200 | $1,168,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 22,855 | $1,167,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 21,816 | $1,165,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 25,091 | $1,164,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 97,005 | $1,164,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 40,904 | $1,162,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 78,018 | $1,161,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 87,292 | $1,156,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 27,140 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 38,765 | $1,153,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 139,742 | $1,151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 82,129 | $1,151,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 23,962 | $1,151,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 30,200 | $1,149,000 | thousands by filing date | put |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 69,366 | $1,149,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 35,836 | $1,148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X830 | RUSS NOMURA PR | 24,717 | $1,148,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,100 | $1,146,000 | thousands by filing date | put |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 18,084 | $1,146,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 34,737 | $1,145,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 23,753 | $1,145,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 98,000 | $1,144,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 56,100 | $1,143,000 | thousands by filing date | call |
| BAR HBR BANKSHARES | 066849100 | COM | 28,534 | $1,141,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 79,415 | $1,136,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 70,360 | $1,132,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 63,128 | $1,131,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 52,557 | $1,129,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 23,355 | $1,127,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 68,170 | $1,127,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 46,425 | $1,127,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 116,950 | $1,123,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 20,000 | $1,123,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 45,200 | $1,123,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 48,855 | $1,121,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 42,682 | $1,120,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 70,706 | $1,118,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 8,820 | $1,115,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 21,656 | $1,115,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 68,566 | $1,114,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 24,873 | $1,110,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,100 | $1,106,000 | thousands by filing date | call |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 28,703 | $1,105,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,300 | $1,104,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 19,300 | $1,104,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 26,952 | $1,104,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 98,317 | $1,104,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 48,808 | $1,104,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 14,161 | $1,103,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 46,437 | $1,102,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 45,373 | $1,101,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 115,980 | $1,099,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 165,964 | $1,099,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 211,617 | $1,096,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 23,657 | $1,094,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 28,200 | $1,092,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 45,134 | $1,089,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 15,225 | $1,087,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 8,189 | $1,085,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 33,542 | $1,082,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 80,456 | $1,082,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 70,083 | $1,082,000 | thousands by filing date | |
| AMERICAN PACIFIC CORP | 028740108 | COM | 29,000 | $1,081,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 31,700 | $1,080,000 | thousands by filing date | call |
| PALO ALTO NETWORKS INC | 697435105 | COM | 18,775 | $1,079,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 31,052 | $1,079,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 38,942 | $1,079,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 229,454 | $1,078,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 46,571 | $1,077,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 72,933 | $1,077,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 24,788 | $1,076,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 40,508 | $1,075,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 49,940 | $1,074,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 21,201 | $1,073,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 56,507 | $1,072,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 14,400 | $1,070,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 36,061 | $1,069,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 276,086 | $1,068,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,801 | $1,068,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 22,449 | $1,066,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 156,309 | $1,066,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 37,000 | $1,063,000 | thousands by filing date | call |
| DDR CORP | 23317H102 | COM | 69,123 | $1,063,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 35,525 | $1,063,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 13,156 | $1,061,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 38,316 | $1,058,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 79,065 | $1,055,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 10,802 | $1,052,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 15,325 | $1,052,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 21,296 | $1,051,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 39,053 | $1,050,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 30,000 | $1,048,000 | thousands by filing date | put |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 66,094 | $1,048,000 | thousands by filing date | |
| PROSHARES TR | 74348A491 | ULSH 20YRTRE NEW | 11,050 | $1,048,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 19,405 | $1,047,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 11,533 | $1,047,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 17,425 | $1,046,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 33,728 | $1,044,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 19,831 | $1,044,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 31,732 | $1,044,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 26,039 | $1,043,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 115,075 | $1,039,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 40,177 | $1,038,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 48,672 | $1,038,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 34,908 | $1,037,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 111,925 | $1,036,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 27,700 | $1,035,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 64,849 | $1,033,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 43,800 | $1,033,000 | thousands by filing date | put |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 61,952 | $1,033,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 66,205 | $1,032,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 21,321 | $1,032,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 22,600 | $1,032,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 15,871 | $1,030,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 37,394 | $1,029,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 70,242 | $1,026,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 14,587 | $1,025,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 41,309 | $1,025,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 66,907 | $1,024,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 41,032 | $1,024,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 53,414 | $1,023,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 37,866 | $1,021,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 32,245 | $1,020,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 146,818 | $1,019,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 42,934 | $1,018,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 84,436 | $1,017,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 34,108 | $1,017,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 81,458 | $1,017,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 25,125 | $1,016,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 40,000 | $1,013,000 | thousands by filing date | put |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 35,619 | $1,012,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 21,058 | $1,008,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 80,900 | $1,007,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 232,043 | $1,007,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 34,578 | $1,007,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 59,150 | $1,005,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 28,878 | $1,004,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 6,862 | $1,003,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R700 | 7-15 YR US TRS | 12,520 | $1,002,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 20,825 | $999,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 118,251 | $998,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 39,197 | $998,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 39,842 | $997,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J166 | CMN | 35,327 | $996,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 149,900 | $995,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 18,245 | $994,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 50,400 | $994,000 | thousands by filing date | put |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 55,661 | $994,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,000 | $994,000 | thousands by filing date | call |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 85,195 | $991,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 10,000 | $989,000 | thousands by filing date | put |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 20,759 | $988,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 44,497 | $988,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 60,605 | $986,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 38,702 | $985,000 | thousands by filing date | |
| COMMTOUCH SOFTWARE LTD | M25596202 | SHS NEW | 316,640 | $985,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 18,492 | $981,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 13,657 | $980,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 56,906 | $979,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 448,786 | $978,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 128,000 | $975,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 46,900 | $972,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 20,324 | $972,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 38,922 | $970,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 105,559 | $967,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 64,268 | $966,000 | thousands by filing date | |
| GIVEN IMAGING LTD | M52020100 | ORD | 32,100 | $966,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 54,947 | $966,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 39,339 | $964,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 76,774 | $964,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 61,203 | $963,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 126,754 | $963,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 32,681 | $962,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 53,690 | $958,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 91,500 | $958,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,484 | $956,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 73,663 | $956,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 12,500 | $952,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 17,000 | $951,000 | thousands by filing date | put |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 52,906 | $947,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 21,241 | $946,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 152,672 | $945,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 15,417 | $944,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 211,873 | $943,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 26,088 | $943,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 54,561 | $941,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 27,300 | $940,000 | thousands by filing date | call |
| EXPONENT INC | 30214U102 | COM | 12,163 | $940,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 28,089 | $940,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 25,473 | $938,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 47,387 | $938,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 41,200 | $936,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 30,777 | $934,000 | thousands by filing date | |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 19,734 | $932,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 83,021 | $931,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 77,878 | $931,000 | thousands by filing date | |
| GLOBAL X | 37950E788 | BRAZIL MID CAP | 72,794 | $930,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 52,669 | $928,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 74,101 | $928,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 18,481 | $928,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 27,472 | $927,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 50,000 | $926,000 | thousands by filing date | call |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 20,420 | $924,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 32,200 | $924,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 28,607 | $922,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 25,900 | $920,000 | thousands by filing date | call |
| MAXIMUS INC | 577933104 | COM | 20,875 | $919,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 55,968 | $918,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 23,000 | $917,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 21,240 | $912,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 45,600 | $912,000 | thousands by filing date | |
| ISHARES TR | 46429B374 | ALCO ASIA INFO | 28,736 | $910,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 39,214 | $909,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 21,190 | $908,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,700 | $906,000 | thousands by filing date | put |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 95,038 | $906,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 49,124 | $906,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 25,837 | $906,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 18,821 | $906,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 17,019 | $904,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 16,807 | $901,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 287,693 | $900,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 11,421 | $899,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 15,000 | $898,000 | thousands by filing date | call |
| ALAMO GROUP INC | 011311107 | COM | 14,800 | $898,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 48,618 | $898,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 10,016 | $895,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 17,631 | $894,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 35,552 | $893,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 103,500 | $892,000 | thousands by filing date | put |
| BAZAARVOICE INC | 073271108 | COM | 112,600 | $892,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 17,208 | $891,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 88,364 | $891,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 52,969 | $889,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 15,528 | $887,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 77,033 | $887,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 34,253 | $887,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 18,673 | $886,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 50,921 | $886,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 17,183 | $886,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 3,163,845 | $886,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 50,572 | $883,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 16,234 | $881,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 247,975 | $880,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,306 | $879,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,742 | $878,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 14,657 | $878,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,195 | $878,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 74,179 | $878,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 42,245 | $877,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 62,580 | $874,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 32,100 | $874,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 32,006 | $872,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 50,900 | $871,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 20,796 | $870,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 11,430 | $869,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 36,583 | $868,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 124,716 | $868,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 58,194 | $868,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 33,360 | $867,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 16,205 | $867,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 16,746 | $865,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 25,303 | $865,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,567 | $864,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 43,187 | $864,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 8,560 | $864,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 42,853 | $863,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 167,900 | $863,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,818 | $859,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 80,426 | $859,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 83,055 | $859,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 21,700 | $858,000 | thousands by filing date | |
| PRICELINE COM INC | 741503AN6 | BOND | 220,000 | $858,000 | thousands by filing date | principal |
| FOSTER WHEELER AG | H27178104 | COM | 25,973 | $856,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 9,146 | $856,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 17,813 | $855,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 31,264 | $854,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 35,158 | $853,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 143,342 | $850,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 25,200 | $849,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 30,515 | $848,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 12,179 | $847,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 37,130 | $843,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 39,045 | $843,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 60,196 | $840,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 10,000 | $839,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 26,380 | $835,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 60,786 | $834,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 8,620 | $832,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 23,664 | $832,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 46,000 | $831,000 | thousands by filing date | |
| ISHARES TR | 464288471 | EPRA/NAR DEV EUR | 23,948 | $829,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 23,182 | $828,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 495,000 | $827,000 | thousands by filing date | principal |
| CSG SYSTEMS | 126349109 | COM | 28,113 | $826,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 136,500 | $826,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 32,836 | $824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 17,880 | $823,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 22,325 | $821,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 24,693 | $819,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 64,676 | $816,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 58,700 | $814,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 69,376 | $814,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 40,228 | $814,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 90,982 | $812,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 13,521 | $812,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |