13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GAMING & LEISURE P COM | 36467J108 | REIT | 15,960 | $811,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 35,927 | $811,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 18,150 | $811,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 32,251 | $811,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 35,194 | $809,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B696 | S&P INTDEV HIB | 27,195 | $809,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 11,722 | $808,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 380,929 | $808,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 10,487 | $808,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 15,149 | $807,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 41,974 | $807,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 23,768 | $806,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 505,000 | $806,000 | thousands by filing date | principal |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 11,650 | $803,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 22,926 | $802,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 9,102 | $802,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 29,825 | $801,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 32,380 | $801,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 23,434 | $801,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 24,858 | $800,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 18,800 | $799,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 18,489 | $798,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 76,700 | $798,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 48,000 | $798,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 12,636 | $798,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 91,314 | $797,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 20,313 | $796,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 12,576 | $796,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 46,344 | $796,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 58,305 | $795,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 8,983 | $795,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 23,382 | $793,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 27,216 | $793,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 33,436 | $791,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 15,700 | $790,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 10,000 | $789,000 | thousands by filing date | put |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 16,500 | $788,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 113,240 | $787,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 23,485 | $785,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 33,657 | $785,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 64,522 | $782,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 3,500 | $782,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 22,086 | $782,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 8,827 | $782,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 10,000 | $780,000 | thousands by filing date | call |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 29,951 | $780,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 30,890 | $778,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 4,211 | $777,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,000 | $777,000 | thousands by filing date | call |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 18,225 | $777,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 68,678 | $776,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 32,422 | $776,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 63,174 | $776,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 7,800 | $776,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 17,332 | $775,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 85,846 | $774,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 63,947 | $772,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 11,637 | $772,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 46,900 | $772,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 10,643 | $771,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $771,000 | thousands by filing date | call |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 22,500 | $771,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 45,000 | $771,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 33,726 | $770,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 14,455 | $769,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 2,000 | $768,000 | thousands by filing date | call |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 51,967 | $768,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 81,250 | $768,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,000 | $766,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 16,011 | $766,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 39,200 | $766,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 16,795 | $765,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 29,539 | $765,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 51,715 | $764,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 82,000 | $763,000 | thousands by filing date | |
| VIROPHARMA INC | 928241108 | COMMON STOCK | 15,300 | $763,000 | thousands by filing date | call |
| SHILOH INDUSTRIES INC | 824543102 | COM | 39,105 | $763,000 | thousands by filing date | |
| ISHARES TR | 464289164 | MSCI ACWI EX | 29,324 | $763,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 26,067 | $760,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 30,758 | $760,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 14,523 | $757,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 34,524 | $755,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 25,672 | $752,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 26,427 | $751,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 24,143 | $749,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 9,671 | $749,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 25,277 | $748,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 16,320 | $747,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W730 | CMN | 9,339 | $746,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 29,672 | $746,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 83,197 | $746,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 95,000 | $746,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 43,821 | $746,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 130,900 | $745,000 | thousands by filing date | put |
| ANAREN INC | 032744104 | COM | 26,600 | $745,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 25,950 | $744,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 27,800 | $744,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 20,551 | $741,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 14,395 | $740,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 25,243 | $739,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 43,010 | $738,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 13,600 | $737,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 14,009 | $737,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 13,742 | $737,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 16,735 | $736,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 31,424 | $734,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40,100 | $734,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 40,100 | $734,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 36,079 | $733,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 71,142 | $733,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 16,500 | $733,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,500 | $729,000 | thousands by filing date | call |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 71,300 | $728,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 21,980 | $728,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 15,613 | $728,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 57,400 | $728,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 48,533 | $726,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W200 | ENH US SCP ETF | 24,145 | $726,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 15,060 | $725,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 27,613 | $725,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 56,700 | $725,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 62,358 | $723,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 14,400 | $723,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 18,725 | $720,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 98,800 | $720,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 8,761 | $719,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 12,831 | $718,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 40,700 | $717,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 57,732 | $714,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 27,968 | $714,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 9,673 | $713,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 111,563 | $713,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 150,676 | $713,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 12,500 | $711,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 34,188 | $711,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 31,785 | $709,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 25,186 | $708,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 22,079 | $705,000 | thousands by filing date | |
| MFRI INC | 552721102 | COMMON STOCK | 49,141 | $705,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 11,319 | $704,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 23,485 | $703,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 37,138 | $703,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 17,697 | $703,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 124,816 | $703,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 236,036 | $701,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,700 | $699,000 | thousands by filing date | call |
| INGLES MKTS INC CL A | 457030104 | Stock | 25,800 | $699,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 22,817 | $699,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 55,025 | $698,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 27,428 | $698,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 27,285 | $697,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 32,238 | $697,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 20,200 | $696,000 | thousands by filing date | put |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 77,327 | $696,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 38,511 | $695,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 25,275 | $695,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 29,366 | $693,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 34,200 | $691,000 | thousands by filing date | call |
| Cynosure, Inc. | 232577205 | COM | 25,936 | $691,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 39,372 | $690,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 23,350 | $689,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 52,000 | $689,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 18,200 | $688,000 | thousands by filing date | call |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 22,400 | $688,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 60,050 | $686,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 15,100 | $683,000 | thousands by filing date | call |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 19,200 | $682,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 46,781 | $681,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 85,219 | $681,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 4,874 | $679,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 40,098 | $679,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 22,046 | $679,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 19,120 | $677,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 33,124 | $677,000 | thousands by filing date | principal |
| STERLING BANCORP DEL | 85917A100 | COM | 50,662 | $677,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 16,500 | $677,000 | thousands by filing date | call |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 29,188 | $677,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 23,434 | $676,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 79,100 | $676,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 22,660 | $675,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 10,564 | $675,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,000 | $673,000 | thousands by filing date | put |
| VALLEY NATL BANCORP | 919794107 | COM | 66,428 | $673,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 138,400 | $673,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 20,600 | $672,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,500 | $669,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 10,500 | $669,000 | thousands by filing date | call |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 51,090 | $668,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 100,156 | $667,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 54,916 | $666,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 59,497 | $666,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 39,455 | $666,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 27,948 | $664,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 54,975 | $664,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 61,147 | $663,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 23,100 | $662,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,862 | $662,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 11,200 | $661,000 | thousands by filing date | put |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 11,050 | $660,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 51,215 | $660,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 43,226 | $660,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 22,533 | $660,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 28,142 | $660,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X665 | INTL MTRLS SEC | 28,184 | $660,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 87,701 | $659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 24,712 | $658,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 8,284 | $657,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 54,375 | $657,000 | thousands by filing date | |
| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 87,601 | $656,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 43,657 | $655,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 13,644 | $655,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 54,042 | $654,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 14,600 | $652,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 2,916 | $649,000 | thousands by filing date | |
| XILINX INC | 983919AD3 | SDCV 3.125% 3/1 | 410,000 | $649,000 | thousands by filing date | principal |
| SCHULMAN (A.) INC | 808194104 | COM | 18,400 | $649,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 15,622 | $648,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 31,350 | $648,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 16,285 | $647,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 23,059 | $646,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 20,248 | $642,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 30,262 | $639,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 9,517 | $637,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 45,530 | $636,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 7,900 | $634,000 | thousands by filing date | put |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 52,297 | $633,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 36,783 | $633,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U530 | LAT AM SML CAP | 33,443 | $632,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 35,400 | $631,000 | thousands by filing date | call |
| STEPAN CO | 858586100 | COM | 9,611 | $631,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 13,593 | $631,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 46,900 | $630,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 10,450 | $630,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 12,926 | $629,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 9,718 | $627,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,400 | $626,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 29,900 | $626,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 12,697 | $625,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 11,925 | $623,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 28,978 | $623,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,027 | $622,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 85,453 | $622,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 20,362 | $618,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 12,931 | $616,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 13,878 | $615,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 156,497 | $615,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 32,900 | $612,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 35,200 | $611,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 9,700 | $610,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 54,343 | $610,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 12,414 | $609,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 16,837 | $609,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 20,500 | $608,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 6,200 | $604,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 50,879 | $604,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 16,300 | $602,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,984 | $602,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 32,600 | $602,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,995 | $600,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 84,000 | $600,000 | thousands by filing date | put |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 13,219 | $600,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 15,858 | $599,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 38,700 | $599,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 15,455 | $599,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 12,956 | $598,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 7,954 | $598,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 93,543 | $598,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 11,647 | $598,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 50,000 | $597,000 | thousands by filing date | call |
| OPLINK COMMUNICATIONS INC | 68375Q403 | COM | 32,097 | $597,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 8,974 | $597,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 6,621 | $596,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 29,712 | $596,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 37,423 | $595,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 13,565 | $593,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 14,462 | $591,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 5,631 | $590,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 257,544 | $590,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 7,404 | $590,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 9,904 | $589,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 45,817 | $588,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 38,163 | $587,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 36,535 | $586,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 12,867 | $586,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 6,650 | $585,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 45,988 | $582,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 150,000 | $581,000 | thousands by filing date | put |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 62,910 | $581,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,061 | $580,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 19,773 | $580,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 14,600 | $580,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 5,368 | $579,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 37,913 | $579,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 8,332 | $578,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 95,000 | $577,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 28,408 | $575,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 21,300 | $574,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 22,505 | $574,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 39,127 | $573,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,444 | $572,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 22,100 | $572,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 36,374 | $571,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 24,071 | $571,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $570,000 | thousands by filing date | call |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 15,032 | $570,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 41,849 | $570,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 15,760 | $569,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 20,601 | $568,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 27,750 | $568,000 | thousands by filing date | principal |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 60,382 | $568,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 25,200 | $567,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 7,000 | $567,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 30,600 | $567,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 18,155 | $566,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 9,504 | $565,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 21,859 | $564,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 33,700 | $564,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 14,958 | $563,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 6,797 | $562,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 7,800 | $560,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461837 | EGS CHIN INF ETF | 30,344 | $559,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 13,521 | $558,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 37,309 | $558,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 28,000 | $557,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 132,266 | $557,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 70,003 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,429 | $553,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 9,205 | $552,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 32,649 | $552,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 17,067 | $551,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 12,088 | $551,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 45,010 | $551,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 32,241 | $550,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,400 | $549,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 20,033 | $549,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 14,837 | $549,000 | thousands by filing date | |
| ISHARES TR | 46429B382 | MSCI EMKT LATN | 12,850 | $549,000 | thousands by filing date | |
| ISHARES TR | 464289610 | INDSTRLS IX FD | 8,131 | $548,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 23,006 | $547,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 40,700 | $546,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 29,300 | $546,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 24,453 | $544,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 65,335 | $544,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 26,414 | $543,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 14,205 | $543,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 22,600 | $543,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 40,665 | $543,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 9,886 | $542,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 20,031 | $541,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 5,419 | $540,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 9,600 | $540,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 41,283 | $540,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 49,397 | $540,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,769 | $539,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 23,868 | $539,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 18,216 | $539,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 29,493 | $539,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13,953 | $538,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 14,103 | $538,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 30,054 | $536,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 25,160 | $536,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 60,100 | $534,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 33,500 | $533,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 5,205 | $532,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 28,998 | $531,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 15,994 | $531,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 74,357 | $530,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 28,895 | $529,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 31,040 | $529,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 92,133 | $529,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 53,134 | $528,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 15,851 | $528,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 41,026 | $526,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 18,100 | $525,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 15,109 | $524,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 45,205 | $524,000 | thousands by filing date | |
| AFC ENTERPRISES INC | 00104Q107 | COM | 13,611 | $524,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 34,800 | $523,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 42,475 | $523,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 8,344 | $522,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 11,960 | $522,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 42,191 | $522,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 12,000 | $521,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 10,353 | $521,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 407,159 | $521,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 12,996 | $521,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 35,351 | $520,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 27,562 | $520,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 12,500 | $518,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 29,900 | $518,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 26,131 | $518,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 11,942 | $518,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 35,500 | $517,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,000 | $516,000 | thousands by filing date | put |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 29,000 | $515,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 28,515 | $514,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 12,483 | $512,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 850 | $512,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 11,330 | $512,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 32,100 | $512,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,114 | $511,000 | thousands by filing date | |
| ISHARES TR | 464289578 | MATRLS IDX FD | 10,660 | $511,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 6,583 | $510,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 38,562 | $510,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 9,739 | $509,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 18,364 | $509,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 29,821 | $508,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 52,704 | $508,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,058 | $508,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 15,107 | $508,000 | thousands by filing date | |
| ISHARES MSCI EM ENRGY | 464286376 | CMN | 13,356 | $508,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 21,103 | $507,000 | thousands by filing date | principal |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 33,600 | $507,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 11,936 | $505,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 45,694 | $505,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 317,204 | $504,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 10,449 | $502,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X715 | INTL ENRGY ETF | 19,259 | $502,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 22,300 | $502,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 11,796 | $501,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 29,178 | $500,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 15,172 | $499,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 14,617 | $499,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 10,014 | $499,000 | thousands by filing date | |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 9,783 | $497,000 | thousands by filing date | |
| DYNAMICS RESEARCH CORP | 268057106 | COM | 43,298 | $497,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 20,800 | $496,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 3,994 | $495,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 19,163 | $495,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 36,700 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74348A657 | PSHS ULPROSH NEW | 36,019 | $495,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 29,475 | $494,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 50,574 | $494,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 66,685 | $493,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 21,847 | $493,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 22,750 | $493,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 3,500 | $491,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 3,940 | $489,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 16,700 | $489,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 27,944 | $488,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 400,000 | $487,000 | thousands by filing date | principal |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 35,643 | $486,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 6,877 | $486,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 11,131 | $484,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 19,336 | $484,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 60,540 | $484,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 10,068 | $483,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 18,977 | $482,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,867 | $481,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,900 | $481,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 33,000 | $481,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 26,011 | $480,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 16,183 | $480,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 41,950 | $480,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 27,287 | $480,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 43,000 | $477,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 45,693 | $477,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 23,806 | $476,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 25,013 | $476,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 117,000 | $476,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 15,375 | $475,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 20,565 | $475,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 17,400 | $475,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 31,256 | $474,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 14,288 | $473,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 62,109 | $473,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 26,008 | $473,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 35,788 | $472,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 14,849 | $472,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 59,947 | $470,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 22,311 | $469,000 | thousands by filing date | |
| ProShares UltraShort Russell 2000 ETF | 74348A202 | Com | 38,949 | $469,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 41,087 | $469,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 22,352 | $469,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 23,993 | $468,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 24,673 | $465,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 13,274 | $464,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 22,879 | $464,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 28,287 | $464,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 15,012 | $464,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 12,200 | $462,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 8,746 | $462,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 22,200 | $461,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,400 | $461,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 51,005 | $461,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 40,600 | $461,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 23,667 | $459,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 3,538 | $458,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 5,116 | $457,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 21,626 | $457,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 9,978 | $456,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 6,884 | $456,000 | thousands by filing date | |
| ISHARES TR | 464289560 | TELECM SVCS FD | 7,065 | $455,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 19,651 | $454,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 7,465 | $454,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 7,828 | $453,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 9,573 | $452,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 27,100 | $452,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 16,000 | $450,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 145,700 | $449,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |