13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 5,977 holding rows worth $140,917,856,000.
- Accession
- 0001140361-14-007922
- Filer
- CIK 1000275
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 17,361 entries on the cover page, a total value of $140,917,856,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $140,917,856,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 7,763 | $246,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,621 | $246,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 27,760 | $246,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 79,632 | $245,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 8,113 | $245,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 59,200 | $245,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 11,878 | $245,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 13,400 | $245,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,269 | $244,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 8,559 | $244,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 15,600 | $244,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 9,524 | $244,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 15,000 | $243,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 7,100 | $243,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,000 | $243,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 18,800 | $243,000 | thousands by filing date | put |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 16,820 | $243,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 8,226 | $243,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 5,066 | $242,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 17,400 | $242,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 9,250 | $241,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 16,097 | $241,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 28,538 | $241,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 20,119 | $241,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,677 | $240,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 15,900 | $239,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,907 | $239,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 28,600 | $239,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 5,903 | $239,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,082 | $238,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 9,581 | $238,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 23,772 | $238,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 11,050 | $237,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 2,706 | $237,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 7,767 | $237,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 5,746 | $236,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 2,803 | $235,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,146 | $235,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 22,200 | $235,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,212 | $234,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 30,562 | $234,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 10,941 | $233,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 27,031 | $233,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 41,790 | $233,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 16,207 | $232,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 2,705 | $232,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,000 | $232,000 | thousands by filing date | call |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 37,100 | $232,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 5,423 | $232,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 21,865 | $232,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 8,415 | $232,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 22,015 | $231,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 4,050 | $231,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 23,000 | $230,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 12,569 | $230,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 1,841 | $229,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 18,317 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,639 | $228,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 6,023 | $228,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 10,244 | $228,000 | thousands by filing date | |
| DBX ETF TR | 233051606 | REG UTILITY ID | 9,054 | $228,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,684 | $227,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,205 | $227,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,029 | $226,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 11,900 | $226,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 20,213 | $226,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 24,027 | $226,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 18,660 | $226,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,296 | $225,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,119 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 3,008 | $225,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 14,100 | $225,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 2,881 | $225,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 28,902 | $225,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 29,209 | $225,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 20,220 | $225,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 18,000 | $225,000 | thousands by filing date | |
| DIREXION DLY MID CAP BEAR 3X | 25459Y421 | COM | 12,299 | $225,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 7,290 | $224,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,360 | $224,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 11,550 | $224,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 15,513 | $223,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7,915 | $222,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 11,400 | $222,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 4,025 | $222,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 20,060 | $222,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,480 | $221,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,093 | $220,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,027 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E507 | CHINA ENRG ETF | 14,517 | $220,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 6,962 | $219,000 | thousands by filing date | |
| ISHARES TR | 464289628 | MSCI ACWI X US | 2,867 | $219,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 11,849 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 7,200 | $218,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 5,500 | $218,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 13,720 | $217,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 13,842 | $217,000 | thousands by filing date | |
| ISHARES TR | 464289198 | MSCI EMG MATS | 12,786 | $217,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,421 | $216,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 4,350 | $216,000 | thousands by filing date | |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 204,000 | $216,000 | thousands by filing date | principal |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 16,900 | $215,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 59,345 | $215,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,309 | $214,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 18,006 | $214,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 13,929 | $214,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 33,970 | $214,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 11,818 | $214,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 8,100 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 9,721 | $214,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,723 | $213,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,155 | $213,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 21,300 | $213,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 24,448 | $213,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 18,464 | $212,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,748 | $212,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 10,485 | $212,000 | thousands by filing date | principal |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 7,582 | $212,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,004 | $211,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768300 | UNIT 99/99/9999 | 16,160 | $211,000 | thousands by filing date | principal |
| PROSH ULTRAPRO SHORT S&P 500 | 74348A632 | CMN | 13,974 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,016 | $210,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 10,480 | $210,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 17,341 | $210,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 4,218 | $210,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 33,224 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 4,373 | $208,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 18,657 | $208,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 5,309 | $208,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,280 | $207,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,139 | $207,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,412 | $207,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 2,816 | $206,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 11,344 | $206,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 20,918 | $206,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 16,150 | $205,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 10,339 | $205,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 24,600 | $205,000 | thousands by filing date | call |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 16,223 | $205,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 17,701 | $204,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 8,776 | $204,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 3,647 | $204,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 11,847 | $204,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,293 | $203,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 34,195 | $203,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 28,387 | $203,000 | thousands by filing date | |
| JINPAN INTL LTD | G5138L100 | ORD | 23,501 | $203,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 13,437 | $203,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 7,410 | $202,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 19,200 | $202,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 5,525 | $202,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 22,170 | $201,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,486 | $201,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 10,770 | $200,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 8,446 | $200,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 17,080 | $200,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 9,167 | $200,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,538 | $199,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,434 | $199,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 8,610 | $199,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 5,771 | $199,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 5,474 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 17,294 | $199,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 9,311 | $199,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 8,150 | $198,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 26,042 | $198,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,664 | $198,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,593 | $198,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,036 | $198,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 26,400 | $198,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 7,061 | $198,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,700 | $197,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 17,315 | $197,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 6,701 | $196,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 3,288 | $196,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 2,035 | $196,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 4,860 | $196,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 6,372 | $196,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 31,891 | $195,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 819 | $195,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,718 | $195,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,450 | $195,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 10,564 | $195,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 10,600 | $194,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 14,690 | $194,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,087 | $194,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 12,100 | $194,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 15,202 | $194,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 4,567 | $193,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 59,332 | $193,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 12,431 | $193,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 14,620 | $193,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786U101 | COM | 4,861 | $193,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,242 | $192,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 5,590 | $192,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 9,459 | $192,000 | thousands by filing date | |
| BOWL AMER INC BWL | 102565108 | COMMON | 13,427 | $192,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 8,241 | $191,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 180,000 | $191,000 | thousands by filing date | principal |
| BROADSOFT INC | 11133B409 | COM | 7,000 | $191,000 | thousands by filing date | put |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 14,461 | $191,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,259 | $190,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 13,805 | $189,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 27,307 | $189,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,535 | $189,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 20,716 | $189,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,252 | $188,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 776 | $188,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,492 | $188,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 33,257 | $187,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 16,624 | $187,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 15,920 | $187,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 9,128 | $187,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $186,000 | thousands by filing date | put |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 20,000 | $186,000 | thousands by filing date | call |
| ING | 44977W106 | EXCHANGE TRADED | 31,923 | $186,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 6,850 | $186,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 13,915 | $186,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,695 | $185,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,082 | $185,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 14,650 | $185,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 16,738 | $184,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 15,466 | $184,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,370 | $184,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,805 | $184,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 21,979 | $184,000 | thousands by filing date | |
| PACIFIC BOOKER MINERALS INC | 69403R108 | COM | 27,900 | $184,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 33,462 | $183,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 6,700 | $183,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 3,222 | $183,000 | thousands by filing date | |
| PROSHARES ULTRASHORT | 74348A400 | PSHS ULSH SC 600 | 15,317 | $183,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 48,608 | $182,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 19,156 | $182,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 30,526 | $182,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,911 | $181,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,030 | $180,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 1,812 | $180,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 9,759 | $180,000 | thousands by filing date | |
| AMERICAN INDEPENDENCE CORP | 026760405 | COM | 14,971 | $180,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 8,050 | $179,000 | thousands by filing date | |
| NORDION INC | 65563c105 | COM | 20,991 | $179,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 6,400 | $179,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,000 | $178,000 | thousands by filing date | put |
| TEARLAB CORP | 878193101 | COM | 19,062 | $178,000 | thousands by filing date | |
| WESTERN ASSET INFL MGMT FD I | 95766U107 | COM | 10,509 | $178,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 22,160 | $177,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 2,843 | $177,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 9,872 | $177,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 205,807 | $177,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 18,784 | $177,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 11,214 | $177,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,850 | $176,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 26,673 | $176,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,083 | $176,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 13,162 | $176,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 1,989 | $176,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 14,818 | $176,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,964 | $175,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,190 | $175,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 25,000 | $175,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 39,796 | $175,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 12,375 | $174,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 10,000 | $174,000 | thousands by filing date | |
| ISHARES TR | 46429B622 | MSCI A/C ASIA | 3,091 | $174,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 3,300 | $173,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 26,120 | $173,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 24,700 | $173,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 6,662 | $172,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 55,000 | $172,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 32,276 | $172,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,905 | $171,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 7,350 | $171,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 145,090 | $170,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 4,988 | $170,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 14,825 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 7,588 | $170,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 12,000 | $170,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 12,531 | $170,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 8,200 | $169,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,331 | $169,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 7,000 | $169,000 | thousands by filing date | put |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 151,000 | $169,000 | thousands by filing date | principal |
| KEY TECHNOLOGY INC | 493143101 | COM | 11,700 | $168,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PLC | 780097747 | ADR PREF SHS R | 8,425 | $168,000 | thousands by filing date | principal |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,345 | $167,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 4,500 | $167,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 15,234 | $167,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 13,444 | $167,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 4,411 | $167,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 34,995 | $166,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 211,918 | $166,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 1,821 | $165,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 5,393 | $164,000 | thousands by filing date | |
| UNION FIRST MKT BANKSH CP | 90662P104 | COM | 6,603 | $164,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 3,027 | $163,000 | thousands by filing date | |
| ISHARES TR | 464289636 | MSCI ACWI EX | 1,906 | $163,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 20,000 | $162,000 | thousands by filing date | put |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 20,919 | $162,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 16,500 | $162,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 8,825 | $162,000 | thousands by filing date | |
| PROSHARES TR | 74348A640 | COM | 14,958 | $161,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R209 | PF ISE MINING | 10,229 | $161,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 21,600 | $160,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,191 | $160,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,100 | $159,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 3,400 | $159,000 | thousands by filing date | call |
| NIMBLE STORAGE INC | 65440R101 | COM | 3,500 | $159,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,778 | $158,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,000 | $158,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 17,000 | $157,000 | thousands by filing date | put |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 19,473 | $157,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 3,312 | $157,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 7,804 | $157,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 30,798 | $157,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 3,191 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 10,756 | $156,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,071 | $156,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,868 | $156,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,798 | $156,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 41,200 | $156,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 16,637 | $156,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 12,022 | $155,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,396 | $155,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 26,700 | $155,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,033 | $155,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 6,062 | $155,000 | thousands by filing date | |
| SCHAWK INC | 806373106 | CL A | 10,400 | $155,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 14,500 | $154,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 21,511 | $154,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 11,245 | $153,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 29,400 | $153,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 45,835 | $153,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 37,725 | $153,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,700 | $153,000 | thousands by filing date | call |
| PIMCO BUILD | 72201R825 | BLD AMER BD FD | 3,236 | $153,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 11,625 | $153,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 7,706 | $152,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 50,955 | $152,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,397 | $152,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 7,930 | $152,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,400 | $151,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W565 | 7 10YR TRES BULL | 4,316 | $151,000 | thousands by filing date | |
| STATE STREET SPDR PORTFOLIO INTERMEDIATE TERM CORPORATE BOND ETF | 78464A433 | ETF | 6,993 | $151,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 12,261 | $151,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 11,455 | $151,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 33,002 | $150,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 2,706 | $150,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 4,400 | $150,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 5,737 | $149,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,235 | $149,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 8,300 | $148,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 9,976 | $148,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 9,240 | $148,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 7,800 | $147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,155 | $147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2,465 | $147,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,335 | $147,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 33,819 | $146,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 87,084 | $146,000 | thousands by filing date | |
| JEFFERSON BANCSHARES INC/TN | 472375104 | COMMON | 22,700 | $146,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 2,597 | $145,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 9,200 | $145,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 2,496 | $145,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 5,593 | $145,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,099 | $145,000 | thousands by filing date | |
| MARKET VECTORS TREASURY-HEDG | 57061R775 | HI YLD TREA BD | 5,700 | $145,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 19,736 | $144,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 9,100 | $144,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 4,541 | $144,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 11,119 | $144,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 1,117 | $144,000 | thousands by filing date | principal |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,600 | $144,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 18,130 | $144,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 9,023 | $143,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 7,900 | $142,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 8,442 | $142,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 18,625 | $142,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 15,007 | $142,000 | thousands by filing date | |
| ISHARES INC | 464286467 | EMKTS GRW IDX | 2,574 | $142,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 11,248 | $141,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,000 | $141,000 | thousands by filing date | call |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,974 | $141,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 4,166 | $141,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 6,790 | $141,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 1,552 | $141,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 5,034 | $141,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 9,465 | $141,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 5,750 | $140,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 7,900 | $140,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 5,955 | $140,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 3,175 | $140,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 1,500 | $139,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 2,385 | $139,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,000 | $139,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 12,695 | $139,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 34,595 | $139,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 3,726 | $138,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 5,134 | $138,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 17,989 | $138,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 5,446 | $137,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 2,667 | $137,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 8,447 | $137,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 5,239 | $136,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 5,456 | $136,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 11,200 | $136,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 5,834 | $136,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 1,708 | $135,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 15,723 | $135,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,507 | $135,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,373 | $135,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 11,520 | $135,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 6,146 | $135,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 2,734 | $135,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 40,200 | $134,000 | thousands by filing date | put |
| INVENTURE FOODS INC | 461212102 | COM | 10,134 | $134,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 1,991 | $134,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 9,325 | $134,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 2,093 | $133,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 9,826 | $133,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 4,750 | $133,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,400 | $133,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 36,974 | $133,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 5,546 | $133,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 6,656 | $133,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 6,371 | $132,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 6,309 | $132,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 4,928 | $131,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 15,000 | $131,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 15,400 | $131,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,808 | $131,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 13,728 | $130,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 8,642 | $130,000 | thousands by filing date | |
| NUVEEN CA INVT QUALITY MUN F | 67062A101 | COM | 9,900 | $130,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 13,220 | $130,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 5,000 | $130,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 6,980 | $130,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 7,024 | $130,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,674 | $129,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,196 | $129,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 3,860 | $129,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,285 | $128,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 7,130 | $128,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 18,633 | $128,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 2,327 | $128,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 17,209 | $128,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 17,500 | $128,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 3,410 | $127,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 6,851 | $127,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,110 | $127,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 25,336 | $127,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,930 | $126,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 4,828 | $126,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,200 | $126,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 3,936 | $126,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 3,970 | $125,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 9,737 | $125,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,000 | $125,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,215 | $125,000 | thousands by filing date | |
| SKYSTAR BIO-PHARMA CO | 830884300 | COM PAR $.001 | 35,472 | $125,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 7,067 | $124,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 9,360 | $124,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 7,850 | $124,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 8,347 | $124,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 1,980 | $123,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 2,052 | $123,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 4,757 | $123,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 9,000 | $123,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 31,697 | $123,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 8,880 | $123,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,666 | $123,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,371 | $122,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,350 | $122,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 31,055 | $122,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,000 | $121,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,000 | $121,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,809 | $120,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 3,710 | $120,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 10,650 | $120,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 5,300 | $120,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 6,533 | $120,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 8,314 | $120,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 5,420 | $120,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,552 | $119,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 6,685 | $119,000 | thousands by filing date | |
| CAMCO FINANCIAL CORP | 132618109 | COM | 17,800 | $119,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 2,432 | $119,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,960 | $118,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 9,273 | $118,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 7,151 | $117,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 2,283 | $117,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 22,933 | $117,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,300 | $116,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 4,221 | $115,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 3,340 | $115,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 7,820 | $115,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 3,684 | $115,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 10,000 | $115,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 637 | $114,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 1,577 | $114,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 1,446 | $114,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-007922 | this filing | 2014-02-14 | acceptance time not in the bulk data set |