13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,338 holding rows worth $251,809,285,000.
- Accession
- 0001140361-14-006662
- Filer
- CIK 914208
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 14,635 entries on the cover page, a total value of $251,809,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,809,285,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerStein Roe Investment Counsel, Inc.028-06467
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RACKSPACE HOSTING INC | 750086100 | COM | 128,117 | $5,014,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 115,478 | $5,012,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 82,486 | $5,006,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 277,230 | $4,991,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 253,228 | $4,984,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 836,887 | $4,979,000 | thousands by filing date | |
| Post Holdings, Inc. | 737446500 | PFD CV | 50,000 | $4,978,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 391,844 | $4,971,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 68,380 | $4,966,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 129,427 | $4,958,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 118,702 | $4,954,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 371,850 | $4,953,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 393,293 | $4,951,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 79,490 | $4,946,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 578,901 | $4,944,000 | thousands by filing date | |
| CTRIPCOM IN LTD(CTRP)CVT 144A1 | 22943FAC4 | CONVERT | 5,000,000 | $4,944,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 403,070 | $4,938,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 174,460 | $4,928,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 811,378 | $4,925,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 312,814 | $4,924,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 169,033 | $4,919,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 506,225 | $4,910,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 81,300 | $4,903,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 151,618 | $4,894,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 126,323 | $4,892,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 66,025 | $4,883,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 118,816 | $4,875,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 277,954 | $4,864,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 425,387 | $4,858,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 85,605 | $4,845,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 666,149 | $4,843,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 71,953 | $4,840,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 150,956 | $4,825,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 119,167 | $4,816,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 82,243 | $4,807,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 764,163 | $4,807,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 241,066 | $4,800,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 101,540 | $4,799,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 617,158 | $4,795,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 105,828 | $4,786,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 84,004 | $4,785,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 204,701 | $4,770,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 373,474 | $4,750,000 | thousands by filing date | |
| CHARM COMMUNICATIONS INC | 16112R101 | ADR SHS CL A | 1,108,490 | $4,749,000 | thousands by filing date | |
| D.R. HORTON INC | 23331ABB4 | NOTE | 2,750,000 | $4,745,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 47,676 | $4,744,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 159,899 | $4,744,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 377,617 | $4,739,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 49,309 | $4,737,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 108,025 | $4,711,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 357,617 | $4,695,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 167,591 | $4,694,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 104,184 | $4,679,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 244,292 | $4,675,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 19,633 | $4,670,000 | thousands by filing date | |
| InvenSense, Inc. | 46123DAA4 | CONV | 4,000,000 | $4,663,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 228,665 | $4,662,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 138,744 | $4,660,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 67,599 | $4,650,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 651,732 | $4,647,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 365,923 | $4,640,000 | thousands by filing date | principal |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 91,499 | $4,627,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 1,157,513 | $4,618,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 44,589 | $4,616,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 88,725 | $4,611,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 550,920 | $4,604,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 99,342 | $4,592,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 129,370 | $4,587,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 112,706 | $4,566,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 393,549 | $4,565,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 1,101,764 | $4,561,000 | thousands by filing date | principal |
| WINNEBAGO INDS INC | 974637100 | COM | 166,108 | $4,559,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 143,665 | $4,547,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 58,183 | $4,545,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 195,582 | $4,539,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 108,591 | $4,537,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 85,803 | $4,534,000 | thousands by filing date | |
| OCI RES LP | 67081B106 | COM UNIT LTD | 220,850 | $4,525,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 351,081 | $4,521,000 | thousands by filing date | principal |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 152,576 | $4,521,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 477,363 | $4,511,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 528,132 | $4,510,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 36,932 | $4,509,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 47,648 | $4,505,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 191,163 | $4,496,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,400,000 | $4,494,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 288,687 | $4,492,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 105,804 | $4,491,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 497,937 | $4,491,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 126,260 | $4,482,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 138,662 | $4,478,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 156,182 | $4,476,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 117,448 | $4,474,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 132,914 | $4,471,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435116 | COMMON STOCK-FO | 4,742,881 | $4,463,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 82,791 | $4,449,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 114,598 | $4,441,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 456,713 | $4,435,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 240,268 | $4,431,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 203,142 | $4,430,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 133,462 | $4,426,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 283,945 | $4,426,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 390,185 | $4,422,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 157,110 | $4,421,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 47,365 | $4,407,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 103,669 | $4,406,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 101,526 | $4,406,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 243,680 | $4,391,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 252,725 | $4,385,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 118,300 | $4,374,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 216,040 | $4,371,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 151,124 | $4,361,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y204 | PFD CV | 70,000 | $4,358,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 136,665 | $4,357,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 323,797 | $4,355,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 357,657 | $4,349,000 | thousands by filing date | |
| VISHAY INTERTECHN INC CVT 144A | 928298AJ7 | CONVERT | 5,000,000 | $4,347,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 192,291 | $4,346,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 454,840 | $4,339,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 56,710 | $4,332,000 | thousands by filing date | |
| SUSSER HOLDINGS CORP | 869233106 | COMMON STOCK | 66,136 | $4,331,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 132,336 | $4,318,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 63,609 | $4,313,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 469,407 | $4,310,000 | thousands by filing date | principal |
| HUNTSMAN CORP | 447011107 | COM | 174,892 | $4,303,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 150,404 | $4,301,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 100,199 | $4,300,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 227,350 | $4,299,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 326,041 | $4,294,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 101,106 | $4,290,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 123,418 | $4,282,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 3,250,000 | $4,280,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 120,503 | $4,279,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 129,703 | $4,273,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 4,622,047 | $4,263,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 30,761 | $4,260,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,545,244 | $4,250,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 69,332 | $4,249,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 225,298 | $4,247,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 137,809 | $4,242,000 | thousands by filing date | |
| Iconix Brand Group, Inc. | 451055AD9 | CONV | 3,100,000 | $4,239,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 223,153 | $4,236,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 376,891 | $4,231,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 165,446 | $4,224,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 150,000 | $4,215,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 79,036 | $4,205,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 466,214 | $4,205,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 67,539 | $4,203,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 75,044 | $4,199,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 86,660 | $4,197,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 142,470 | $4,191,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 183,701 | $4,190,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 127,924 | $4,182,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 51,721 | $4,178,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 86,035 | $4,175,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 425,837 | $4,169,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 180,135 | $4,168,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 342,251 | $4,168,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 126,308 | $4,163,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 99,709 | $4,144,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 85,487 | $4,144,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 94,115 | $4,142,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 293,271 | $4,141,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM | 136069564 | CONVERT | 175,331 | $4,117,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 229,831 | $4,107,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 91,900 | $4,106,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 49,449 | $4,089,000 | thousands by filing date | principal |
| ZALECORPNEW | 988858106 | COM | 258,332 | $4,074,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 144,626 | $4,074,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 270,464 | $4,073,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 78,112 | $4,065,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 54,325 | $4,057,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 339,424 | $4,056,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 259,670 | $4,051,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 102,871 | $4,047,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 65,255 | $4,045,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 156,151 | $4,035,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 93,676 | $4,032,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 193,206 | $4,032,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 142,514 | $4,027,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 67,623 | $4,020,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 444,229 | $4,016,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 100,625 | $4,015,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 139,781 | $4,014,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 231,713 | $3,990,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 194,079 | $3,990,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 153,947 | $3,984,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 128,546 | $3,980,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 356,096 | $3,980,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 55,536 | $3,963,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 100,000 | $3,960,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,000,000 | $3,938,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,003,554 | $3,924,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 123,210 | $3,918,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 151,759 | $3,912,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 85,883 | $3,911,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 204,130 | $3,897,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 302,958 | $3,890,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 83,396 | $3,877,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 188,722 | $3,875,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 42,702 | $3,875,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 306,981 | $3,865,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 87,263 | $3,863,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 145,222 | $3,863,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 40,908 | $3,859,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 100,959 | $3,853,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 490,516 | $3,851,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 214,611 | $3,835,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 914,232 | $3,831,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 97,764 | $3,829,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 223,707 | $3,828,000 | thousands by filing date | principal |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 795,783 | $3,820,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 119,083 | $3,818,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 300,000 | $3,804,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 63,652 | $3,800,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 90,148 | $3,799,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 292,599 | $3,792,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 36,694 | $3,775,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 44,160 | $3,774,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 180,253 | $3,763,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 169,032 | $3,758,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 158,326 | $3,745,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 375,980 | $3,741,000 | thousands by filing date | principal |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 76,119 | $3,736,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 121,932 | $3,736,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 34,623 | $3,732,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 212,654 | $3,728,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 79,751 | $3,725,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 79,967 | $3,718,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 73,042 | $3,706,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 56,804 | $3,699,000 | thousands by filing date | |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 3,000,000 | $3,694,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 116,939 | $3,689,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 79,236 | $3,684,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 15,354 | $3,681,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 132,366 | $3,679,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 64,927 | $3,674,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 3,000,000 | $3,673,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 37,140 | $3,668,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 143,552 | $3,667,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 181,693 | $3,657,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 206,727 | $3,655,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 595,464 | $3,650,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 150,414 | $3,647,000 | thousands by filing date | |
| JARDEN CORP | 471109AJ7 | CONV | 3,000,000 | $3,647,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 67,212 | $3,643,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 110,515 | $3,630,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 94,104 | $3,628,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 240,733 | $3,620,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 50,910 | $3,618,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 489,391 | $3,612,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 321,251 | $3,607,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 126,986 | $3,603,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AA8 | NOTE 3.25% 2/1/19 | 1,500,000 | $3,596,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 164,435 | $3,594,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 56,855 | $3,591,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 113,231 | $3,584,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 150,946 | $3,582,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 72,724 | $3,580,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 204,043 | $3,575,000 | thousands by filing date | principal |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 246,720 | $3,573,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 241,765 | $3,569,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 359,482 | $3,566,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 236,228 | $3,558,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 125,867 | $3,554,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 380,255 | $3,552,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 2,250,000 | $3,552,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 3,000,000 | $3,549,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 129,009 | $3,536,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 39,744 | $3,520,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 188,931 | $3,508,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 319,344 | $3,490,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 33,150 | $3,481,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 145,253 | $3,477,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 80,001 | $3,465,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 386,279 | $3,465,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 121,122 | $3,465,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 39,125 | $3,460,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 371,769 | $3,451,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 524,857 | $3,449,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 101,549 | $3,442,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 192,469 | $3,435,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 363,751 | $3,427,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 136,800 | $3,422,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 652,120 | $3,411,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 28,416 | $3,411,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 44,124 | $3,400,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 187,222 | $3,394,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 276,761 | $3,393,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 2,850,000 | $3,392,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 199,607 | $3,379,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 236,456 | $3,374,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 216,466 | $3,370,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 95,145 | $3,355,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 51,058 | $3,352,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 50,446 | $3,352,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 49,240 | $3,345,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 234,715 | $3,342,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 389,769 | $3,340,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 368,826 | $3,331,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP WT | 575385125 | COMMON | 277,593 | $3,331,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 146,430 | $3,325,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 201,596 | $3,324,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 76,448 | $3,322,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 161,243 | $3,322,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 35,454 | $3,321,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 63,621 | $3,320,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 63,106 | $3,317,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 107,119 | $3,313,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 121,883 | $3,292,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 81,191 | $3,290,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 30,469 | $3,287,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 99,736 | $3,284,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 135,222 | $3,283,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 190,538 | $3,277,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 96,028 | $3,274,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 188,056 | $3,273,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 62,410 | $3,270,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 96,356 | $3,266,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 30,864 | $3,254,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 463,681 | $3,241,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 43,067 | $3,234,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 74,376 | $3,233,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 91,614 | $3,226,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 114,900 | $3,223,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 78,475 | $3,218,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 163,889 | $3,217,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 364,400 | $3,214,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 412,406 | $3,213,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 241,375 | $3,210,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 232,660 | $3,206,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 116,425 | $3,200,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 89,237 | $3,199,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 142,137 | $3,198,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 30,805 | $3,196,000 | thousands by filing date | principal |
| VSH 2.25 11-40 144A CVT | 928298AG3 | CONVERT | 3,000,000 | $3,195,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 109,831 | $3,187,000 | thousands by filing date | |
| USA MOBILITY INC | 90341G103 | COM | 223,213 | $3,187,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 123,244 | $3,183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 250,861 | $3,176,000 | thousands by filing date | principal |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 86,301 | $3,176,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 177,220 | $3,167,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 72,507 | $3,161,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 105,707 | $3,159,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 215,033 | $3,146,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 224,051 | $3,146,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 177,228 | $3,145,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 318,847 | $3,143,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 23,328 | $3,137,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000,000 | $3,137,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 81,482 | $3,133,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 166,291 | $3,133,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 228,295 | $3,130,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 106,335 | $3,128,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 63,275 | $3,124,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 105,844 | $3,122,000 | thousands by filing date | |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 1,500,000 | $3,119,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 103,253 | $3,119,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 67,741 | $3,117,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 3,000,000 | $3,116,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 151,789 | $3,104,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 626,059 | $3,080,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 157,596 | $3,079,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 80,376 | $3,078,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 272,854 | $3,072,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 194,438 | $3,072,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 92,712 | $3,071,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 270,703 | $3,070,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 38,364 | $3,067,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 56,549 | $3,067,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 195,239 | $3,065,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 400,924 | $3,055,000 | thousands by filing date | |
| GOODRICH | 382410AG3 | NOTE5 | 3,000,000 | $3,053,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 270,482 | $3,048,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 113,608 | $3,048,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 172,940 | $3,047,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 302,900 | $3,047,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 157,658 | $3,046,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 491,118 | $3,041,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 47,250 | $3,040,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 33,064 | $3,035,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 122,817 | $3,034,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 46,631 | $3,031,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 75,219 | $3,031,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 260,321 | $3,022,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 92,402 | $3,006,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 146,543 | $3,006,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 38,993 | $3,002,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 246,617 | $2,986,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 367,162 | $2,977,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 85,839 | $2,975,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 97,477 | $2,969,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 162,126 | $2,966,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 106,341 | $2,961,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 35,101 | $2,960,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 156,949 | $2,957,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 50,369 | $2,953,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 36,429 | $2,950,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 222,685 | $2,944,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 165,578 | $2,939,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 165,692 | $2,932,000 | thousands by filing date | principal |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 50,969 | $2,930,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 2,500,000 | $2,930,000 | thousands by filing date | |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 2,000,000 | $2,916,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 163,881 | $2,914,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 291,643 | $2,914,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 53,182 | $2,912,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 107,580 | $2,911,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 213,226 | $2,908,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 86,931 | $2,908,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 102,064 | $2,895,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100,337 | $2,895,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 84,020 | $2,878,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 130,636 | $2,873,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 307,867 | $2,873,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 93,781 | $2,872,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 805,220 | $2,867,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 60,363 | $2,864,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 69,496 | $2,862,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 87,098 | $2,860,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 250,660 | $2,855,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 55,516 | $2,854,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 1,771,300 | $2,852,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 80,227 | $2,851,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 561,214 | $2,845,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 441,333 | $2,838,000 | thousands by filing date | |
| CONSOLIDATED GRAPHICS INC | 209341106 | COMMON STOCK | 42,050 | $2,836,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 134,386 | $2,830,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 132,765 | $2,829,000 | thousands by filing date | principal |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 44,371 | $2,825,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 100,104 | $2,823,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 88,055 | $2,818,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 145,556 | $2,808,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 63,389 | $2,807,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 76,597 | $2,801,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 83,440 | $2,799,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 106,568 | $2,799,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 36,896 | $2,797,000 | thousands by filing date | |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 630,725 | $2,797,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 61,184 | $2,796,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 120,842 | $2,795,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 39,079 | $2,786,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 2,500,000 | $2,786,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 41,783 | $2,785,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 225,482 | $2,780,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 60,736 | $2,776,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 48,700 | $2,775,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 100,431 | $2,775,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 352,809 | $2,766,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 65,519 | $2,758,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 92,551 | $2,757,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 64,265 | $2,750,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 763,456 | $2,749,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 206,504 | $2,738,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 53,442 | $2,736,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 146,316 | $2,726,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 31,037 | $2,725,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 42,688 | $2,720,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 184,542 | $2,713,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 170,423 | $2,706,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 117,825 | $2,706,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 50,917 | $2,704,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 65,312 | $2,701,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 110,859 | $2,698,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 454,700 | $2,696,000 | thousands by filing date | |
| WATERSTONE FINANCIAL INC | 941888109 | COM | 242,835 | $2,695,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 405,546 | $2,693,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 361,904 | $2,692,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 161,420 | $2,684,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 82,690 | $2,683,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 22,274 | $2,676,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 135,427 | $2,669,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 183,538 | $2,667,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 216,012 | $2,666,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 224,916 | $2,665,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 183,100 | $2,655,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 6,632 | $2,653,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 237,562 | $2,651,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 94,815 | $2,650,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 217,509 | $2,647,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 55,087 | $2,644,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 216,331 | $2,641,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 114,050 | $2,637,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 85,268 | $2,631,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 27,064 | $2,625,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 354,302 | $2,625,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 589,545 | $2,623,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 54,729 | $2,623,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 111,759 | $2,617,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 149,923 | $2,612,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 70,190 | $2,608,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 185,456 | $2,608,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 155,257 | $2,605,000 | thousands by filing date | |
| SUPERTEX INC | 868532102 | COM | 103,764 | $2,600,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 82,820 | $2,592,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 213,693 | $2,592,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 38,165 | $2,588,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 50,677 | $2,585,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 45,746 | $2,580,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 689,052 | $2,577,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-006662 | this filing | 2014-02-13 | acceptance time not in the bulk data set |