13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 4,338 holding rows worth $251,809,285,000.
- Accession
- 0001140361-14-006662
- Filer
- CIK 914208
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 14,635 entries on the cover page, a total value of $251,809,285,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $251,809,285,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust CO028-12270
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerVan Kampen Asset Management028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerStein Roe Investment Counsel, Inc.028-06467
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INTERSECTIONS INC | 460981301 | COM | 14,462 | $113,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 775 | $113,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,206 | $112,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1,000 | $110,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,135 | $109,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,340 | $108,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 41,093 | $107,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 12,737 | $107,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,100 | $106,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 2,000 | $105,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 17,480 | $105,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 8,690 | $105,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,423 | $104,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 13,148 | $104,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 15,794 | $103,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 13,280 | $103,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 7,620 | $103,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 6,462 | $103,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 33,396 | $103,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,419 | $101,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 4,986 | $101,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 11,090 | $101,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,847 | $99,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,229 | $98,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 27,884 | $97,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 6,406 | $96,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 1,601 | $95,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 4,002 | $95,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 26,785 | $95,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 59,726 | $95,000 | thousands by filing date | |
| TORNIER NV | N87237108 | COMMON STOCK-FO | 4,985 | $94,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 7,005 | $93,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 3,986 | $92,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 7,460 | $92,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,040 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,786 | $91,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 27,862 | $91,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 2,000 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,840 | $89,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,466 | $87,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 3,365 | $87,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 3,070 | $86,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,177 | $86,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,472 | $84,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,327 | $84,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,400 | $83,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 2,637 | $83,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 900 | $83,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,500 | $82,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 2,568 | $82,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 774 | $80,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 200,000 | $80,000 | thousands by filing date | put |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,000 | $80,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 10,872 | $79,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 1,580 | $79,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 113,434 | $78,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 2,017 | $77,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 13,073 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,730 | $75,000 | thousands by filing date | |
| ATLANTIC AMERN CORP | 048209100 | COM | 18,246 | $75,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 2,061 | $74,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,515 | $74,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 44,254 | $74,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 9,563 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,070 | $73,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 58,596 | $73,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 6,107 | $72,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 998 | $71,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 4,025 | $69,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 8,588 | $69,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 5,000 | $68,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 400,000 | $65,000 | thousands by filing date | put |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 6,175 | $64,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 10,000 | $64,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 32,035 | $63,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 84,637 | $63,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,375 | $60,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 1,580 | $59,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 6,582 | $59,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,250 | $58,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,347 | $58,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 556 | $56,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 22,065 | $56,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,432 | $55,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1,215 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 2,000 | $54,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 2,100 | $53,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 7,180 | $53,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 4,381 | $52,000 | thousands by filing date | principal |
| CORPBANCA | 21987A209 | SPONSORED ADR | 2,435 | $52,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 571 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 600 | $50,000 | thousands by filing date | |
| PHI INC | 69336T106 | COM VTG | 1,267 | $50,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 11,381 | $49,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 2,798 | $49,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 2,000 | $48,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 5,790 | $48,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 695 | $47,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 13,640 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 1,000 | $46,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 800 | $46,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 7,600 | $46,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 471 | $46,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,490 | $44,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 2,258 | $44,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1,100 | $43,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 281 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 1,400 | $42,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 4,150 | $41,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,330 | $41,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 971 | $40,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 2,511 | $40,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 1,349 | $40,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 1,250 | $40,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 525,000 | $39,000 | thousands by filing date | put |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 1,192 | $39,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 405 | $38,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 6,060 | $37,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 2,268 | $36,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 19,410 | $36,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 2,001 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 300 | $35,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 500 | $34,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 9,822 | $33,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 22,600 | $32,000 | thousands by filing date | |
| ACCRETIVE HEALTH INC | 00438V103 | COMMON STOCK | 3,424 | $32,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 6,000 | $32,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,112 | $32,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 1,655 | $31,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 1,000 | $31,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,500 | $31,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 878 | $30,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 1,240 | $29,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 819 | $29,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 629 | $29,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 988 | $29,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 750 | $29,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 814 | $28,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 7,001 | $28,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 614 | $27,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 1,132 | $27,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 1,178 | $27,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 2,898 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 1,500 | $26,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,527 | $25,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 225 | $24,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 4,970 | $24,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 381 | $24,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 2,000 | $24,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 51,331 | $24,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 2,900 | $24,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 1,275 | $24,000 | thousands by filing date | |
| BALDWIN & LYONS INC | 057755100 | CL A | 966 | $24,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 767 | $23,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,515 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 658 | $22,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 1,000 | $22,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 709 | $22,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 18,000 | $22,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 1,200 | $21,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 3,502 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 330 | $19,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 8,100 | $19,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 1,000 | $19,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 300 | $18,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 846 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 852 | $18,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HLDG | 70337B102 | COM | 423 | $18,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 200 | $17,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 1,601 | $17,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 2,312 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 201 | $16,000 | thousands by filing date | principal |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 400 | $16,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 1,907 | $16,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 800 | $16,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,420 | $15,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 627 | $15,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 600 | $15,000 | thousands by filing date | |
| LIBERTY GLOBAL CL B ORD | G5480U112 | COM | 163 | $15,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 649 | $15,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 2,583 | $15,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 695 | $15,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 964 | $15,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 152 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 30,000 | $14,000 | thousands by filing date | call |
| ETF | 26923A106 | EXCHANGE TRADED | 200 | $14,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 517 | $14,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 832 | $14,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 432 | $14,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 1,201 | $13,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,305 | $13,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 551 | $13,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,160 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 250 | $12,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 714 | $12,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,110 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 9,000 | $12,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 745 | $12,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 105 | $11,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 110 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,145 | $11,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 814 | $11,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 513 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 368 | $11,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 539 | $11,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 100 | $11,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 5,703 | $11,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,576 | $11,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 761 | $11,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 164 | $10,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 422 | $10,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 5,603 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 449 | $10,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,072 | $10,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 3,250 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 327 | $10,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 243 | $10,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 181 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 100 | $9,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 171 | $9,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 1,052 | $9,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 160 | $9,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 95 | $9,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 759 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 600 | $9,000 | thousands by filing date | |
| BBVA BANCO FRANCES S A | 07329M100 | CMN | 1,309 | $9,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 680 | $9,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 131 | $8,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 893 | $8,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 399 | $8,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 322 | $8,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 719 | $8,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 3,310 | $8,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 1,284 | $8,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,000 | $7,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 500 | $7,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 190,600 | $7,000 | thousands by filing date | call |
| EXACTECH INC | 30064E109 | COM | 313 | $7,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 800 | $7,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 109 | $7,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M203 | COM | 250 | $7,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,000 | $6,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 100 | $6,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 150 | $6,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572108 | CL B | 53 | $6,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 89 | $6,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 349 | $6,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 834 | $6,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 99 | $6,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 2,065 | $6,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 12,581 | $6,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 873 | $6,000 | thousands by filing date | |
| ESB FINANCIAL CORP | 26884F102 | COM | 456 | $6,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 379 | $6,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 368 | $6,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 202 | $6,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 400 | $6,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 996 | $6,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 709 | $5,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 66 | $5,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 343 | $5,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 484 | $5,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 240 | $5,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 131 | $5,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,367 | $5,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 216 | $5,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 1,205 | $5,000 | thousands by filing date | |
| MERIDIAN INTERSTAT BANCORP I | 58964Q104 | COM | 227 | $5,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 1,347 | $5,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 250 | $5,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 408 | $5,000 | thousands by filing date | |
| ARDEN GROUP INC-A | 039762109 | CL A | 37 | $5,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 136 | $5,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 57 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 50 | $4,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 100 | $4,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 609 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 100 | $4,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 263 | $4,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 4 | $4,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 299 | $4,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 277 | $4,000 | thousands by filing date | |
| IGNITE RESTAURANT GROUP INC | 451730105 | COM | 346 | $4,000 | thousands by filing date | |
| ROBERTS REALTY INVS | 769900101 | COM | 4,899 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 104 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $3,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 66 | $3,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 124 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 20 | $3,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 254 | $3,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 350 | $3,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 7,916 | $3,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 425 | $3,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 234 | $3,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 100 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 98 | $3,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 100 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L859 | ETRAC MP2X LEV | 100 | $3,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 88 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 25 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 212 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 160 | $2,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 135 | $2,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 1,000 | $2,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 553 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $2,000 | thousands by filing date | |
| STARZ | 85571Q201 | COM | 77 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229201 | CLB | 16 | $2,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 1,000 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 1,666 | $2,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 15 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 28 | $1,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 25 | $1,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 96 | $1,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 544 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 50 | $1,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 66 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 100 | $1,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 18 | $1,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 104 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 50 | $1,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 25 | $1,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 50 | $1,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 25,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANRO CORP | 066800103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 1,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-006662 | this filing | 2014-02-13 | acceptance time not in the bulk data set |